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FEDERAL USURPATION
FRANKLIN PIERCE
OF THE NEW YORK BAR
Author of "The Tariff and the Trusts"
"If, in the opinion of the people, the distribution of the constitutional powers
be in any particular wrong, let it be corrected in the way which the
Constitution designates.
"But let there be no change by usurpation, for this, though it may in one
instance be the instrument of good, is the ordinary weapon by which free
governments are destroyed.."
WASHINGTON.
"It is my duty and my oath to maintain inviolate the right of the States to order
and control under the Constitution their own affairs by their own judgment
exclusively. Such maintenance is essential for the preservation of that balance
of power on which our institutions rest.."
LINCOLN.
Published January, 1908
NEW YORK
TO MY WIFE ANNA SHEPARD PIERCE
WITHOUT WHOSE AID THIS BOOK COULD NOT HAVE BEEN WRITTEN
"Evil for evil, a good despotism in a country at all advanced in civilization is
more noxious than a bad one, for it is more relaxing and enervating to the
thoughts, feelings, and energies
of the people."
JOHN STUART MILL.
"As we cannot, without the risk of evils from which the imagination recoils,
employ physical force as a check on misgovern-ment, it is evidently our wisdom
to keep all the constitutional checks on misgovemment in the highest state of
efficiency, to watch with jealousy the first beginnings of encroachment, and
never to suffer irregularities, even when harmless in themselves, to pass
unchallenged, lest they acquire the force of precedents."
THIS book is a plea for the sacredness of the Constitution of the United States. I
do not mean by this that I consider our Constitution, framed a hundred and
twenty years ago, well suited to the needs of our existing government. Its rigid
provisions, its system of checks and balances, are an obstacle to popular
government, and they should be radically changed by amendment, but never by
construction or usurpation. This book was suggested by the President's speech
at Harrisburg in 1906, in which he declared that the power of the Federal
Government should be increased "through executive action . . . and through
judicial interpretation and construction of law." A little later, at the Pennsylvania
Society in New York, Mr. Root, the head of the Cabinet and the close friend of
the President, declared that if the people desire it "sooner or later constructions
of the Constitution . . . will be found" to vest additional power in the National
Government. Hitherto governmental usurpation generally has advanced by
silent and gradual attacks upon constitutional safeguards. Never before in
human history, I believe, has the head of a constitutional government who had
sworn to protect, preserve, and defend its fundamental provisions publicly
advised their subversion "through executive action and through judicial
interpretation." In recent days every abuse on the part of corporations engaged in interstate commerce
has been eagerly grasped by the President as the reason for an encroachment
upon constitutional guarantees, while every opposition to such encroachment
has been seized as a reason for a stronger national government to put down
opposition. Unless the people are stirred to a recognition of the danger of such
usurpations, they will never be checked.
Well-defined usurpations of power by the National Government had a
commencement in our Civil War. They gathered force during the Reconstruction
period, but were slightly checked in the administrations of Presidents Hayes and
Arthur and the first administration of Mr. Cleveland. In the present
administration they have increased with amazing rapidity. We are told by the
President that "such interpretation as the interests of the whole people demand
" should be given to the Constitution, leaving this to be determined by tlie
National Government. Impelled by such conceptions of constitutional law, a
National Employers' Liability Act, applying to railway servants, has been
passed, a National Pure Food Law has been enacted, and the Department of
Agriculture now claims the power of "making the standards of composition for
food products." About every industry, however remotely connected with
interstate commerce, is sought to be controlled by child-labor laws,
commissions, or licenses, and ere long we will fully adopt the methods of
Continental Europe by which the local and domestic affairs of the people are
under the supervision of the central government. Unless a determined body of
citizens arise and oppose such usurpations, the doom of our state governments
is already sounded.
There is no doubt that there is a natural evolution in our times toward centralization. A hundred agencies combine to bring men
and industries to great central points. This tendency cannot be stopped, but
centralization which results from natural causes should be sharply distinguished
from concentration of power through usurpation. It is usurpation for the
National Government to take over the powers of the states without employing
the proper means of acquiring them through amendments to the National
Constitution. "State rights," says President Roosevelt, "should be preserved
when they mean the people's rights, but not when they mean the people's
wrongs." Even Alexander Hamilton, the most pronounced advocate of a strong
centralized national government, entertained no such conception of state rights
as this. In the debates before the New York Constitutional Convention, he said:
"The state governments are essentially necessary to the form and spirit of the
general system. As long, therefore, as Congress have a full conviction of this
necessity, they must, even upon principles purely national, have as firm an
attachment to the one as to the other. This conviction can never leave them,
unless they become madmen. While the Constitution continues to be read, and
its principles known, the states must, by every rational man, be considered as
essential, component parts of the Union; and therefore the idea of sacrificing the
former to the latter is wholly inadmissible." The difficulty in our day is found in
the fact that when we speak of state rights the minds of men naturally go back to
the Civil War and the claims of the South in that contest. We who oppose
usurpation by the National Government of the rights of the states plant
ourselves upon the same principles as those for which the North waged that
war. The National Government has no more right to destroy the reserved powers of the states than the South
had to destroy the powers delegated by the states to the National Government.
The Constitution of the United States secures to the states their reserved rights
in the same way that it secures the rights delegated by the states to the National
Government.
In each of the chapters of this book, after the first, I have sought to gather the
facts illustrating usurpations of government at some particular period or by
some particular department. I am aware that it may be said that the public interest
in such facts is temporary rather than permanent and that political parties will
uncover these facts. Our political parties to-day are mere political machines
living upon the spoils of office and giving little heed to great public questions.
The leaders of these parties deal in glittering generalities, the one seeming to
favor centralization of power in the National Government and the other
espousing the cause of state rights, but it is apparent that they do not widely
differ in reality as to details. The very existence of these parties depends upon
extending the power of government, multiplying commissions, licenses, offices,
and special privileges. Exposure of usurpations will never come from those who
profit by usurpations.
The most important public affairs are unknown to the people. Law-making in the
House of Representatives to-day is as carefully hidden in its secret committees
from popular gaze as was the action of the Council at Venice in the Middle Ages.
In January, 1907, Mr. De Armond introduced a bill in the House of
Representatives conferring upon the President of the United States the right to
remove from office, without charges and without a hearing, any one or all of the twenty-nine United States Circuit Court judges and the eighty-two District Court
judges of the United States District Courts, and the bill gave him the power of
appointment of new judges in their places by and with the advice and consent of
the Senate. This proposed bill, conferring as despotic powers upon the
President as was ever exercised by any ruler in the history of the world, was so
hidden from the American people behind the door of the secret Congressional
committee that probably not one citizen in a hundred thousand ever heard of its
existence.
The United States Supreme Court, recognizing that the National Government is
one of delegated powers, recently decided, in the case of Kansas v. Colorado,
that the powers conferred upon the Supreme Court were an exception to the rule,
and that as respects their judicial power there was practically no limitation. Do
the people know of this proposed law and of the danger of this recent decision?
Has any alarm of danger been sounded by political parties as to these measures?
Are such measures questions only of temporary interest? Is there anything
which should concern free men so greatly as the preservation of their freedom?
The individual man is the essential unit of any society that hopes to retain the
principles of growth and progress. His personal liberty is the source of personal
initiative and national wealth and strength. Our progress in wealth has depended
more upon that individual liberty than upon all other causes combined. But
liberty has higher ends tlian to fire the soul of the individual to action and to
urge him to the attainment of high political ends. Lord Acton well said: "Liberty
is not a means to a higher political end. It is of itself the highest political end."
Liberty nourishes self-respect, self-reliance, and every impulse to a higher life. It gives birth to art, literature, and culture. It ever has
been the source of all the higher impulses and aspirations of men. On the other
hand, a usurping government destroys these qualities, turns the attention of the
citizen to foreign politics, dazzles him with military glory, and destroys his
aspirations for liberty. Surely the importance to the individual man and to our
country of the preservation of liberty justifies a discussion of the present danger
from usurpation of power.
Without any desire to influence men's political associations, I have attempted in
this book to show the causes of present conditions, to arouse the citizen to an
appreciation of the dangers of usurpation, and to point out remedies for existing
evils through amendments to the Constitution of the United States. I shall be
happy if this examination may aid in any way the present growing interest in the
preservation of constitutional guarantees. The age of the birth of the
Constitution produced our greatest constructive statesmen. The period between
1820 and 1850, when its meaning was so thoroughly discussed, called forth the
great powers of Webster and Calhoun. A nonpartisan discussion today of the
dangers which exist from usurpation may happily lead to that elevation of public
character and public life which will regenerate political parties and lead them to
make fighting issues on the fundamental principles of government.
FRANKLIN PIERCE. December 1, 1907.
"Though small in their mere dimensions, the events here summarized were in a
remarkable degree germinal events, fraught with more tremendous alternatives of
future welfare or misery for mankind than it is easy for the imagination to grasp."
JOHN FISKE.
"The Constitution has found many learned and intelligent commentators; but
they have all considered its excellence to be an undoubted and universally
admitted fact. What should have been only the result of their investigation they
made the premises of their arguments. . . . The historical fact is that it was
'extorted from the grinding necessity of a reluctant people.'"
VON HOLST.
"The English Constitution, in a word, is framed on the principle of choosing a
single sovereign authority, and making it good; the American, upon the principle
of having many sovereign authorities, and hoping that their multitude may atone
for their inferiority."
A CONSIDERABLE proportion of our American people have ever deprecated
any criticism of the Constitution of the United States. Any suggestion that the
constitutional adjustment of Congress, the President, and the Supreme Court is
defective is considered unpatriotic and un-American. They appear to think that
it is the duty of the true patriot to ignore imperfections lest they throw discredit
upon the sacred provisions of the Constitution. No free government can exist
long unless there are a considerable number of men ready for unsparing
examination and criticism of its weaknesses.
It is uncommon to see the laws and constitution of a state openly disregarded. It
is the silent and gradual attacks that the citizen should watch with jealous care.
When government inspectors supervised the elections for representatives in
Congress in the reconstruction days, and counted ballots for state candidates as
well as for members of Congress, the citizen felt the indignity and assailed it with
resentment. When, however, usurpations may be hidden behind a government
so complicated by checks and balances that the citizen cannot perceive them,
the nature of the government may entirely change and the spirit of the original
constitution be lost before he awakes to the danger. Such a form of government, which hides
usurpation and is a constant temptation to usurpation, we certainly have.
Prior to the formation of our National Government the people imposed limitations
upon the monarch or upon some centralized power of the government. Magna
Charta, the Petition of Right, the Bill of Rights, all were imposed as limitations
upon the power of the English king. In all modern parliamentary governments
the power of the people in the representative body of the government is
supreme. We alone have limited the power of our House of Representatives to
such an extent as to cripple effective action on their part. A bill introduced in the
House of Representatives and there passed must receive the assent of the
Senate, a body elected not by the people but by the State Legislatures, before
becoming a law. If the Senate does assent, it then goes to the President, who can
reject the same giving his reasons therefor. If passed a second time by a
two-thirds majority of each House, the Supreme Court of the United States may
still hold it unconstitutional.
The chief value of a constitution in a democratic form of government, such as we
are supposed to have, is to afford ready means for the expression in laws of the
will of the people through responsive legislative action. The best form of party
government is found where two parties espouse conflicting principles and fight
out the question of their value in the open. The Constitution of the United
States does not give such free and effective play to public opinion in
government.
The checks and balances which it has created make the free expression of the
convictions of the people by a political party almost impossible. In eleven
different Congresses since the adoption of the Constitution both the President
and the Senate have been of a different political faith from the House of
Representatives. During a period of eighty-four years of our constitutional
history a majority in the House of Representatives has not been supported by all
the other branches of the Government. Between 1874 and 1896 there were but
two years, the Fifty-first Congress, during which the same party had a majority
in all the branches of the Government.1
Clean-cut issues between parties upon principles of government are impossible
with such a Constitution, whereby the President and the Senate may represent
one party, and the House of Representatives another party, and where both
parties, hidden behind Congressional committees, may be acting collusively. If
public opinion upon national questions is to be made effective in government,
the House of Representatives, elected directly by the people, must eventually
become the governing power in this country. Its decay during the last thirty
years is an omen of great danger.
We hear much said in these days about the extension of the powers of the
National Government by judicial construction, but no appeal is made by the
President and Mr. Root to the people or to Congress for an amendment
conferring such extension. And why not? Such an amendment cannot be
considered by the people 1 Smith, The Spirit of American Government, p. 227.
unless two thirds of both Houses of Congress shall deem it necessary and shall
propose the amendment to the People for their adoption, or two thirds of the
several states shall call a convention for proposing the amendment, and in each
case it must be ratified by the legislatures of three fourths of the several states.
We are fold that during the fifteen years from 1889 to 1904 435 amendments to
the Constitution were proposed in Congress,1 and not one passed both Houses.
No force less than the force of revolution can be expected to move this
cumbrous machinery. The President and Mr. Root well know this. They know
the difficulties of bringing about an amendment, and so we are told that the
results will be accomplished by the exercise of judicial discretion in the
construction of the Constitution.
Such a constitution, with so many checks and balances, with so many
difficulties of amendment, is a constant temptation to President and Secretary, to
Senate and House, to usurp power. Unless the American People awaken to the
danger of usurpation and make one supreme struggle to modify the conditions
on which the Constitution may be amended, we are in imminent danger of an
entire change in our institutions through gradual encroachments upon the
power of the states. Our state constitutions are amended with ease. Many of
them provide for constitutional conventions each twenty years to consider the
changes which new conditions have made necessary. But our National
Constitution continued from early in the nineteenth century for
1 Smith, The Spirit of American Government, p. 47, note.
over sixty years without a single amendment, and from the Reconstruction
Period until the present time without another.
Let us now inquire how this undemocratic Constitution came into existence.
Who conceived all these checks and balances upon the representatives of the
people in the lower House, and what considerations impelled the making of such
a Constitution? That the people had no such fear of their representatives is
shown by the fact that the first constitutions of the thirteen states in nearly
every case gave almost unlimited power to the popular branch of the Legislature.
In nine states the judges were appointed by the state legislatures, either with or
without the consent of the Council. The appointing power of the governor was
largely restricted in nearly all these states. In six of them this power was given to
the Legislature or to the Legislature and Council. The veto power was given the
governor in only two states, Massachusetts and New York. The Assembly in
each state was hampered but little by executive veto or by the courts. Madison,
speaking in the convention which framed the Constitution, said: "Experience
shows a tendency in our government to throw all power into the legislative
vortex. The executives of the states are little more than ciphers; the legislatures
are omnipotent."
England had parliamentary government with Pitt as Prime Minister at the time
when our Constitution was framed, but the English Government of that time was
by no means so popular in form as the governments of the thirteen states. The
masses of the people were just as strong then in the sincerity of their belief in liberty as we are to-day in the
cynicism of our single-hearted faith in riches. They had staked everything in the
world for the vindication of the principles of liberty. No people in the world at
that time would have been so quick to resent and so ready to scrutinize and so
brave to fight attacks upon their liberties. They took alarm at once at a
Constitution which they feared would imperil those liberties. The fear of kings
might be a reason why they should erect barriers against the encroachments of
the President, but why they should place limitation after limitation on the powers
conferred upon the House of Representatives elected by their direct vote is not
so easily explained. That explanation, however, is found in the opinions of the
men who drafted the Constitution. They had great fear of popular government,
and their fear would seem to have had considerable ground at that time for its
existence.
We shall not appreciate why the limitations in the Constitution upon popular
action were created if we do not understand clearly the conditions of the people
in the thirteen states at the time of its formation. John Fiske, in his book entitled
"The Critical Period of American History," has described fully those conditions.
The characteristic feature of the Constitution, putting limitation after limitation
upon popular action, was a direct result of the reaction which came from popular
tumult and popular abuses during that critical period.
During their seven years' war the 2,500,000 people of the thirteen states had
placed nearly 300,000 troops in the field, and had raised $170,000,000. The army, however, had dwindled from 46,901 toward the middle of the war to 13,832 in
1781, and the revenue had dwindled from $22,000,000 to $2,000,000 annually. But
for the timely aid of France the Revolution could never have been successful. At
the end of the war the resources of the country were so exhausted that no
money was left to pay the arrears of the soldiers in the field nor the running
expenses of government.
The treaty between the Confederation and England in 1783, while it terminated
the war, at the same time destroyed the foreign commerce of the states. Prior to
the Revolution the New England States had been largely engaged in the carrying
trade between the colonies and the West Indies. The building of ships and the
sailing of ships was the great industry of New England. The treaty of 1783
closed the ports of every English colony to New England ships. The English
Navigation Act impaired very greatly the ability of the Southern and Middle
States to export their products. The result was that New England and the South,
without money in gold and silver, with only their continental currency, and with
their trade destroyed, were crippled in all their industries. Suffering intensely
from these conditions, a large body of the people, heavily indebted, subject to
judgments and imprisonment for debt, developed such bitter feelings as to cause
the reaction shown by the framers of the Constitution.
By the Articles of Confederation the central government had no power to
impose taxes upon the people of the several states, but depended entirely upon
requisitions made upon the states for their proportion of the supply necessary to meet the demands of government. New Hampshire,
North Carolina, and New Jersey refused to respond to these requisitions. New
York, Pennsylvania, and Connecticut were the only states which responded in
full. Of the continental taxes assessed in 1783 only a fifth part had been paid by
the middle of 1785. The Government had become so helpless that it was actually
forced to make loans abroad, not only to pay the interest upon the public debt,
but to pay the actual current expenses of government.
The several states imposed direct taxes as they do to-day, and also laid duties
upon exports and imports, each according to its own view of its local interests.
Connecticut imposed duties upon goods coming from Massachusetts and from
New York, Pennsylvania upon goods coming from Delaware, and New York
upon goods coming from Connecticut and New Jersey. The State of New York
raised from £60,000 to £80,000 by duties upon foreign imports. Connecticut
consumed probably one third of these goods imported, consequently she paid
one third of this amount of duties in enhanced prices for the goods which she
purchased from New York. Pennsylvania, Virginia, and South Carolina were each
importing states. Madison quaintly describes the condition of the times as
follows: "Some of the states had no convenient ports for foreign commerce and
were subject to be taxed by their neighbors through whose ports their commerce
was carried on. New Jersey placed between Philadelphia and New York was
likened to a 'cask tapped at both ends,' and North Carolina between Virginia and South Carolina, to a 'patient bleeding at
both arms.'"
The states shared with Congress the powers of coining money, of emitting bills,
and of making promissory notes legal tender for debts. This power left to the
states was the one which brought untold evil. With little or no gold or silver in
the country, with no medium of exchange, bending under their indebtedness,
their commerce destroyed, no markets for their products, exhausted by the great
burdens of the Revolutionary War, and disappointed because liberty had not
brought blessings to them, the people in all the states but Connecticut and
Delaware provided for the issue of paper money.
In Rhode Island the farmers gave mortgages on their land for the loan of paper
money issued by the State, and when they tendered the money to a storekeeper
in payment for goods he refused to accept it. Then laws were passed in Rhode
Island and in many other states requiring creditors to accept the money in
payment of debts, and, in case of refusal, permitting debtors to go before any
magistrate and tender this money in payment of a debt, whereupon a certificate
was given by the magistrate as evidence of payment. In North Carolina the
money was used by the State to purchase tobacco, the State paying twice the
value of it in order to get the people to take the money. Finally, South Carolina,
Georgia, and Rhode Island were driven to pass penal statutes punishing those
who would not accept the money in full payment. So little of currency was there
in the country that the people reverted to the practice of barter, whisky in North Carolina and tobacco in Virginia doing duty
as money. Some states even passed laws permitting their products to be given in
payment of debts at a certain price. The result was mobs in Rhode Island that
attempted to intimidate the court in passing upon the constitutionality of its
Legal Tender Act, and an insurrection in Massachusetts which broke up courts
and was finally put down by armed troops.
That this turbulence and passion naturally inspired a very grave distrust of the
people in the men who framed the Constitution is well established. More than
fifty years after the formation of the Constitution the notes of Madison, giving
the sentiments of the men who drafted the Constitution, were published. Then
for the first time the world knew what these men thought of the people and why
they created so many limitations upon the action of the House of
Representatives. Governor Randolph of Virginia said in the convention:
"In tracing these evils to their sources every man has found it in the turbulence
and follies of democracy." George Mason of the same State said: "The injustice
and oppression experienced among us arises from democracy." Roger Sherman
of Connecticut thought "that the people would never be sufficiently informed to
vote intelligently on all candidates that might be presented." Elbridge T. Gerry of
Massachusetts declared that "the follies which we experience flow from the
excess of democracy." Hamilton, Gouverneur Morris, and many of the other
delegates made like expressions.
Reading Madison's notes (the only complete statement of what occurred in the
National Convention), there can be but one conclusion: that the limitations upon
the popular branch of Congress were created because of the deep-seated
distrust of democratic government on the part of the men who framed the
Constitution. They believed that a popular majority was a menace to liberty and
feared the people, so they created the Constitution with the idea of making
control by the people ineffective. Governor Clinton, before the convention in
New York called for the purpose of considering the adoption of the Constitution,
well said: "I ever lamented the feebleness of the Confederation, for this reason,
among others, that the experience of its weakness would one day drive the
people into an adaption of a constitution dangerous to our liberties. I know the
people are too apt to vibrate from one extreme to another." 1
The conditions resulting from the control by the states of commerce, as
permitted by the Articles of Confederation, were simply intolerable. The National
Assembly in 1785 requested the several states to allow the Confederation to
impose duties upon imports of tea, coffee, sugar, and other like articles, to
provide for the current expenses of government. Ten states consented, but
attached such conditions to their consent as made them of no value.
Finally, at a meeting at Mount Vernon, in 1785, of commissioners from the States
of Maryland and Virginia to define their respective jurisdiction, a suggestion
was
1 Elliot's Deb., vol. ii, p. 359.
made that a general convention of the states should be held to provide plans for
the common control of all foreign and interstate commerce. The Legislature of
Virginia thereupon sent to the Legislatures of the states an invitation to send
representatives to Annapolis in 1786 to devise common commercial regulations
of foreign and interstate trade. Only the States of Virginia, Pennsylvania, New
York, and Delaware responded. With so few states present the convention at
Annapolis deferred action, but through Alexander Hamilton drafted a report to
Congress. Hamilton prepared this report with careful reference to a convention
of all the states, not to amend the Articles of Confederation, but to create an
entirely new government, urging Congress to call a convention to devise "such
further provisions as shall appear to them necessary to render the Constitution
of the Federal Government adequate to the exigencies of the Union, and to
report to Congress such an act as, when agreed to by them and confirmed by the
Legislature of every state, would effectually provide for the same." Congress
neglected to act until a culmination of evils forced them to issue an address to
the different states asking that commissioners be sent, and adopting the
language of Hamilton in his report of the Annapolis convention.
In May, 1787, fifty-five delegates, representing all the states but Rhode Island,
assembled in Philadelphia. Mr. Fiske tells us that twenty-nine of these delegates
were university men, graduates of Yale, Harvard, Princeton, Columbia, William
and Mary, Oxford, Glasgow, and Edinburgh. Among the twenty-six who were
not uni versity men were Washington and Franklin. John Adams and Thomas Jefferson
were in Europe. Samuel Adams, Patrick Henry, and Richard Henry Lee
disapproved of the convention, and remained at home. The convention selected
George Washington for its president.
The first resolution passed by the convention is in the following words:
"Resolved, That it is the opinion of this committee that a national government
should be established, consisting of a supreme, legislative, executive, and
judiciary." Six states, Massachusetts, Pennsylvania, Delaware, Virginia, North
Carolina, and South Carolina, voted for this resolution. Connecticut voted no;
New York was divided. It often has been claimed that the separation of these
departments of government in our Constitution was the result of the teachings
of Montesquieu, who had published his "Spirit of the Laws" about thirty years
before the Constitution was adopted. Montesquieu was a great admirer of the
English Constitution, and attributed its success to the fact that there was a
division of the government into executive, legislative, and judicial departments.
He held this up to his readers as a model form of government, and described at
great length the advantages to be derived from this separation. From time to
time, later in the debates of the convention, the writings of Montesquieu were
referred to, but no reference to them was made in connection with the passage of
this resolution. Certainly Montesquieu was mistaken as to the real condition of
the English Government at the time when he wrote. The men who framed the
Constitution were prob- ably better acquainted with its actual workings than was the author of the "Spirit
of the Laws." They well knew that Lord North, as Prime Minister during the
Revolutionary War, had been controlled by George III. They appreciated that
the subservient parliaments of the administration of Lord North represented the
estates and the money of the peers and the influence of the king rather than the
great body of the English people, and there is much more reason to believe that
they had in mind the tyranny of George III in providing for this separation rather
than the teachings of Montesquieu.
Two plans of government were presented to the convention, one known as the
Virginia plan and the other as the New Jersey plan. The Virginia plan had been
carefully drafted by James Madison and given to Governor Edmund Randolph
for presentation as the leading representative of the State of Virginia. The
Virginia plan went at once to the root of the whole evil of the Confederation by
creating a new government with power to enforce its decrees upon the people of
the states. In the convention in New York for the adoption of the Constitution,
Lansing said: "I know not that history furnishes an example of a Federated
Republic coercing the states composing it by the mild influence of laws
operating on the individuals of those states." James Madison states that Noah
Webster, in the winter of 1784-85, first proposed "A new system of government
which should act, not on the states, but directly on individuals, and vest in
Congress full power to carry its laws into effect." 1 The New Jersey plan
proposed to
1 Elliot's Deb., vol. v, p. 118.
leave the states instead of the people of the states as the basis of government,
thus permitting the very causes of the existing evils to continue.
The great contest before the convention was over the questions of the control
of commerce and of the institution of slavery in the Southern States. New
Hampshire, Massachusetts, and Rhode Island had united in passing in the
Legislatures of each of those states what were known as Navigation Acts,
providing that no goods should be shipped in English vessels, with other
provisions tending to destroy English commerce in our ports. The ships of the
New England States transported most of the exported products of the South. So
exceedingly fertile and profitable were the lands of South Carolina that, in the
single port of Charleston, a hundred large ships were loaded yearly with rice and
indigo. The annual exports of tobacco from Virginia alone were 700,000 or
800,000 pounds.
The imposition of duties upon foreign commerce being left with Congress, the
South feared that New England and the Middle States would unite and control
commerce against her interests, imposing heavy freight charges upon her
exports and obstructing the importation of goods to her ports by protective
tariffs. Massachusetts was the only state in the nation at that time which did not
own slaves, and though slaves were held in all the other Northern States the
system of slavery was rapidly dying out in the North. The Massachusetts
delegates, as well as the delegates from Virginia, favored limitations upon the
importation of slaves. The result was that a committee consisting of one dele- gate from each state was appointed to adjust the questions of slavery and the
control of foreign commerce. The Southern men insisted that no Navigation Act
or act controlling commerce should be passed without a majority vote of two
thirds of the members of each branch of the Congress. The Northern men, on the
other hand, urged that limitations should be put upon the existence of slavery,
and that the evil should be gradually destroyed. The result was a compromise
permitting the importation of slaves until the year 1808, and consenting that
commerce should be controlled by Congress upon a mere majority vote. This
compromise was baleful seed for the new nation, producing two of the greatest
evils which this country has ever known. We destroyed slavery by the sacrifice
of the blood of a million men and of billions of treasure, but we continue to allow
Congress, by a mere majority vote, to pass navigation and high tariff acts that
obstruct commerce for the profit of manufacturing interests, and thus we
prolong an all-pervasive source of corruption. "By an inevitable chain of causes
and effects Providence punishes national sins with national calamities."
When James Wilson and Charles Pinckney suggested that the executive power
should be intrusted in the hands of one man, it is said that a profound stillness
fell upon the convention and no one spoke for several minutes, until
Washington from the chair asked if he should put the question. Sherman and
other members of the convention spoke of the executive as "nothing more than
an institution for carrying the will of the legislature into effect." After it had been
determined that the executive power should be intrusted to one man, the question of the time of office was
discussed and terms of one, two, three, four, ten, and fifteen years were
suggested, but Rufus King of Massachusetts remarked: "Better call it twenty, it
is the average reign of princes."
After four or five weeks of constant sittings of the convention grave doubt
existed as to whether any agreement could be reached. Dr. Franklin, who was not
conspicuous for his religious fervor, seeing the danger and lamenting it, arose
and said: "Mr. President: The progress we have made after four or five weeks'
close attendance and continual reasoning with each other — our different
sentiments on almost every question, several of the last producing as many
'noes ' as 'ayes' — is methinks a melancholy proof of the imperfection of the
human understanding — in this situation of this Assembly groping, as it were,
in the dark to find political truth, scarcely able to distinguish it when presented
to us, how has it happened, sir, that we have not hitherto once thought of
applying to the Father of Lights to illuminate our understandings?" He then
moved that each session of the convention be opened with prayer. Hamilton and
several of the other members suggested that it was too late a day for this
innovation, and after several unsuccessful attempts to adjourn the convention
without acting upon the proposition, it was at length carried.1
Madison's notes show that again and again expressions were made by members
of the convention to the effect that such language must be used in the
Constitu-1 Elliot's Deb., vol. v, pp. 253, 254.
tion as would not arouse apprehension on the part of the people that their
liberties were being affected lest they reject it. A single instance of the spirit of
many of the men of the convention is shown by a letter written by Gouverneur
Morris in Jefferson's administration. Our country had just secured the great
Louisiana Territory from France by a treaty which provided that the territory
should be divided up into states and eventually made part of the Union. While
the right to acquire territory by treaty was conceded, Jefferson believed that it
could not be divided into states and received into the Union without an
amendment to the Constitution, as his letters written at the time to Breckinridge,
Gallatin, Dunbar, and Nicholas clearly establish. The final draft of the
Constitution was made by Gouverneur Morris, and he, more than any other
member of the convention, was responsible for the wording of each section.
Article 4, Section 3, provides: "The Congress shall have power to dispose of and
make all needful rules and regulations respecting the territory or other property
belonging to the United States; nothing in this Constitution shall be so
construed as to prejudice any claim of the United States or of any particular
State."
Gouverneur Morris, writing to his friend Henry Livingston with reference to the
right of the United States to purchase this territory and take it into the Union as
states, said: "I always thought that when we would acquire Canada and
Louisiana it would be proper to govern them as provinces and allow them no
voice in our councils. In wording the third section of the fourth article I went as
far as circumstances would permit to establish the exclusion. Candor obliges me to add my belief that had it
been more pointedly expressed, a strong opposition would have been made."l
The leading men of the state conventions who adopted the Constitution well
knew that a democratic republic could not govern subject races, and that every
democracy which had attempted empire had met with disaster. Yet Gouverneur
Morris intended, according to his own admission, to draft this section in such a
way as not to disclose the intent to hold the people of newly acquired territories
as subjects, well knowing that if the intent was understood the Constitution
would be defeated.
The Constitution was now sent by Congress to the several states for their
consideration and adoption, and with its submission arose one of the most
vigorous struggles upon questions of political principles which our country has
ever seen. The columns of newspapers were filled with articles by writers, ardent
for its adoption or its rejection, who concealed their personalities under such
classic and sonorous names as Cassius, Agrippa, Cato, Cæsar, or Aristides. The
struggle was carried on most vigorously in Virginia, Massachusetts, and New
York, the Constitution being passed in each state only after long discussion and
by very small majorities. Those engaged in commerce and residing in the cities
were uniformly favorable to the Constitution, while those settled in the remoter
parts of the states and engaged in agriculture were quite as uniformly opposed
to it. In New York, Albany and Tryon Counties were arrayed against the
southern part of the State. In Mas-
1 Columbia Law Review, March, 1905, p. 195.
sachusetts, Boston and the surrounding country was opposed by the central
and western part of the State. The Constitution never could have been adopted
had it not been for the desperate conditions of the different states at that time. In
Virginia, Patrick Henry, George Mason, Benjamin Harrison and John Tyler (the
fathers of the two future presidents) and James Monroe each opposed its
adoption.
Article 1, Section 1, of the Constitution1 provides that "All legislative powers
herein granted shall be vested in a Congress of the United States which shall
consist of the Senate and House of Representatives." The powers referred to as
granted to Congress are limited by the words "herein granted," and they are
found enumerated in Section 8 of Article 1. No power is conferred upon
Congress except those specified in the seventeen subdivisions of that section.
The eighteenth subdivision, providing that Congress shall have power "to make
all laws which shall be necessary and proper for carrying into execution the
foregoing powers," is the provision in the Constitution over which much of the
litigation as to the constitutionality of acts of Congress has arisen. This may
seem strange to the reader, because that provision is no more than would be
implied from the granting of an express power, since every power carries with it
by implication the right to exercise all necessary and proper powers for its
execution. These words would therefore seem to be unnecessary. Yet under this
last clause have arisen the questions of the constitutionality of the Bank of the
United 1 A copy of the Constitution may be found in the Appendix.
States; of the Legal Tender Acts; of the vast works of internal improvement; of
the power to use billions of dollars of the people's money to foster agriculture
and irrigate arid lands; of the power to lay embargoes on shipping, and of
enacting protective tariffs and navigation acts.
In Section 9 of Article 1 are the provisions prohibiting acts on the part of
Congress, while in Section 10 of Article 1 are gathered the prohibitions upon the
actions of the different states. In this connection it is most important to observe
that the grants of power found in Section 8 of Article 1 on the part of the states
to the National Government are not exclusive in their nature except in those
cases where the state is forbidden in Section 10 from doing the same act. Thus
the state is forbidden from entering into any treaty, alliance, or confederation,
from coining money, emitting bills of credit, making anything but gold or silver
coin a payment of debts, passing any bill of attainder, ex post facto law, or
impairing the obligation of contracts. Until Congress has exercised these powers
of Section 8, the state can continue to exercise such of them as are not thus
prohibited to the states and are not national in their nature.1 So for a hundred
years after the passage of the Constitution the state governments imposed
quarantine against other states, and that power recently has been absorbed by
the National Government. Each state
1 Cooley v. Port Wardens, 12 How., 310, 319; Pound v. Truck, 95 U. S., 459;
Cardwell v. Am. River Bridge Co., 113 U. S., 205;
Leisy v. Hardin, 135 U. S., 100; Louisiana v. Texas, 176 U. S., 1; Compaignie v.
Board of Health, 186 U. S., 399.
may pass bankruptcy laws which exist until the National Government has
provided for a system of uniform laws on the subject of bankruptcy throughout
the United States. Each state may provide for the punishment of counterfeiting-
the securities and current coin of the United States, and each state may regulate
foreign and interstate commerce upon subjects which are of such a nature that
Congressional legislation is not necessary to reach them, such as inspection of
pilotage, port regulations, and improvements of harbors.1 In all the cases
referred to above, and others not enumerated, the state has what is called
"concurrent power " to execute powers which were delegated to the National
Government, until Congress has passed a statute controlling the matter.
There is no such thing as an inherent right in Congress to exercise any power
not specified in the seventeen subdivisions of Article 1, Section 8.2 When a
power is implied by the courts it must be implied as necessary and proper for
carrying into execution an express power granted. "The powers affecting the
internal affairs of the states not granted to the United States by the Constitution
nor prohibited by it to the states are reserved to the states respectively, and all
powers of a national character which are not delegated to the National
Government by the Constitution are reserved to the people of the United
States."3 So all
1 Bowman v. Chicago Ry. Co., 125 U. S., 215, 507; Cooley's Constitutional Lim.,
pp. 215, 723.
2 Kansas v. Colorado, 206 U. S., 89.
3 Kansas v. Colorado, 206 U. S., 90.
powers not affecting the internal affairs of the states, and at the same time being
national in their nature, but not delegated by the people to the National
Government, are reserved to the people of the United States and they, if they
desire, can confer them, by an amendment to the Constitution, upon the United
States.1
Turning now to the executive power in Article 2, Section 1, and to the judicial
power, Article 3, Section 1, we find that neither executive power nor judicial
power are limited to powers "herein granted." Section 1 of Article 2 provides
that "The executive power shall be vested in a President of the United States of
America." Section 1 of Article 3 provides that "The judicial power of the United
States shall be vested in one Supreme Court." So that notwithstanding each of
these general grants of power are followed by an enumeration of special powers
granted, the general grant of power we are told to our surprise by the United
States Supreme Court is not limited by the enumeration.2
The first eight amendments to the Constitution enumerate popular rights, the
origin of which can be traced to some event or series of events in English
history where the right was won as the result of years of struggle. The
Constitution of the United States creates none of these rights. Every one of
these enumerated safeguards exist under the common law or in the Constitution
of each state, and the only result of their incorporation by amendment in the
Constitution of the
1 Kansas v. Colorado, 206 U. S., 90. 2 Kansas v. Colorado, 206 U. S., 82.
United States is as a restraint upon the action of the United States Government.1
Next it is important to observe that the ninth and tenth amendments to the
Constitution preserve to the states all powers not delegated to the United States
by the Constitution, nor prohibited by it to the states, and that the enumeration
of certain rights delegated to the National Government shall not be construed to
deny or disparage others retained by the people. These amendments, say the
United States Supreme Court in a recent case, were "adopted with prescience "
under "fear that the National Government might, under the pressure of a
supposed general welfare, attempt to exercise powers which had not been
granted."2 This august court long ago declared "that the maintenance of the
state governments are as much within the design and care of the Constitution as
the preservation of the Union and the maintenance of the National Government.
The Constitution, in all its provisions, looks to an indestructible Union
composed of indestructible states." 3
The thirteenth amendment, besides abolishing forever slavery and involuntary
servitude, gives power to Congress to protect all persons within the jurisdiction
of the United States from being in any way subjected to such slavery or
involuntary servitude, except as punishment for crime.
1 Presser v. Illinois, 116 U. S., 252; Maxwell v. Dow, 176 U. S., 581, Barrington v.
Missouri, 205 U. S., 483.
2 Kansas v. Colorado, 206 U. S., 90.
3 Texas v. White, 7 Wallace, 725; South Carolina v. United States, 199 U. S., 453.
The object of the fourteenth amendment to the Constitution was to secure the
negroes from discrimination on the part of the state governments. Before its
adoption a Civil Rights Act had been passed seeking to secure that end, but had
been declared unconstitutional. The fourteenth amendment was then framed,
passed by a two-thirds majority through both Houses of Congress, and
approved by three fourths of the States. It recognized, if it did not create, a
national citizenship as contra-distinguished from that of the States. It provided
that no state should make or enforce any law which should abridge the
privileges and immunities of citizens of the United States; and it was contended
later with great vigor that these words referred to the first eight amendments of
the Constitution, and thus secured to the citizens of every state in the Union all
of the privileges and immunities set forth in detail in those amendments.
If this claim had been sustained it would have made the United States Supreme
Court a guardian of the personal rights of the citizen of every state. The citizen's
rights would have been measured, not by the guarantees of personal liberty
assured by his own state constitution, but by the National Government's
standard as set forth in the first eight amendments; and the United States
Supreme Court would have been called upon in thousands of cases to enforce
upon the states the observance of these amendments. This contention,
however, was not sustained.1 The construction put by the
1 The Slaughter House Cases, 16 Wallace, 36; Minor v. Happersett, 21 Wallace,
162; Maxwell v. Dow, 176 U. S., 594; United States Supreme Court upon the words, "nor shall any State deprive any
person of life, liberty, or property without due process of law," in the fourteenth
amendment, is a narrow one, securing to the citizen of the state few rights. This
provision has been construed to mean simply that liberty and property has not
been taken without due process of law when it is taken in the course of the
regular administration of the law in established state tribunals. If the regular
administration of the law in the established tribunals of the states authorize a
particular act, the United States Court will not interfere.1
The fifteenth amendment relates to the right of a citizen to vote. It does not
confer the right of suffrage on anyone. It merely invests the authorities of the
United States with the constitutional power of protecting citizens in their
enjoyment of the elective franchise from discrimination on account of race, color,
or previous condition of servitude.2
So the reader will see that although the United States Government, within the
last four or five years, has held the attention of the citizen because it promises to
rectify great abuses, still his State Government controls him exclusively as to
taxes, schools, trades, inheritance, marriage, divorce, courts, police, local boards,
and in a hundred other different ways, and that the proper place to rectify evils
is at home, where he
Dounce v. Bidwell, 182 U. S., 244, Cooley, Constitutional Lim., 4th ed., p 497,
marg , p 387.
1 Ballard v. Hunter, 204 U S , 242.
2 United States v. Reese, 92 U. S., 214; United States v. Cruikshank, 92 U. S., 542.
sees and appreciates them and can apply a direct remedy.
The sources from which the men who framed the Constitution drew their plan
and material has ever been a subject of interest. Mr. Gladstone spoke of the
Constitution as "the most wonderful work ever struck off at a given time by the
brain and purpose of man." The trouble with this statement is that the
Constitution was not struck off at a given time by the brain and purpose of man,
but was the result of a progressive growth reaching back to the time of the
Anglo-Saxon invasion of England. The Anglo-Saxons had developed in
Germany the mark and the hundred and the tribe which present in detail the
gradations of local independence and central authority. In England the mark
became the town. The federation of Anglo-Saxon townships constituted the
Anglo-Saxon kingdom or what later became the shire. The shire possessed a
general assembly made up of all the freeholders together with the representative
element comprising, like the hundred court, the head men and four chosen men
from each town of the shire. The shire assembly elected its own chief magistrate,
the earldorman, and its sheriff. The judicial executive exercised an authority over
the general affairs of the whole shire quite similar to that exercised by our
National Government over the several states. The Norman Conquest impaired
these institutions, but their remembrance, and to some extent their existence,
continued, and the Pilgrims brought them to this country.
The central government of each of the New Eng- land colonies was based partly upon the people and partly upon the towns as
integral elements of the colony. The governor, deputy governor, and assistants,
who constituted the upper House in the Colonial Assembly, were chosen in a
general election by the whole body of freemen when not appointed by the
Crown, while the deputies, who constituted the lower House, were chosen by an
equal representation from the several towns. Each citizen was responsible to the
central government of the colony and to the government of his own town. This
form of government was taken into Connecticut by the emigrants from the
Massachusetts Bay Colony, and in Connecticut we find the same disposition of
general and special powers between the central government of the colonies and
the governments of the constituent communities. This relationship was most
instrumental in bringing about the peculiar form of our National Government,
with its representation by states in the United States Senate and its
representation of the people in the House of Representatives. The government
of Rhode Island was the same as in Connecticut; and when each of these charter
colonies at the time of the Revolution desired to change their form of
government they did it by simply declaring that the people had ascended the
throne of the deposed king, and this was all that was deemed necessary to
change the charter of each into a constitution. Connecticut continued under her
old charter as a constitution until 1818, and Rhode Island until 1842.
Our ancestors sought a new country, and they found not only a new country
but a new condition of mind.
Here, face to face with Nature, they were taught to rely mainly on themselves,
and manhood became a fact of prime importance. The neglect of England became
their opportunity. Nowhere had local self-government reached so high a degree
of efficiency as in New England. They believed it to be all important that people
should manage their own affairs instead of having them managed by a strong
central government. How different their attitude toward government than was
that of their Canadian neighbors. The more the citizen obeys the inclination to
rely on help from others, the community or the state, the less is his force of
initiative developed, the less is he inclined to exert himself, not alone with the
idea of making a living but of attaining the highest development. Never was
there a more striking contrast than between the government of the people of
New England and the French Canadians of Quebec.
Twelve years before the Pilgrims landed at Plymouth Quebec was founded, and
this was only one year after the first permanent settlement in America at
Jamestown in Virginia. The colony grew and developed under the benevolent
government of Louis XIV. The omnipresent, inquisitorial nose of the French
Intendant followed the peasant into every detail of his life. The price of wheat
and the price of about every necessary of life were regulated by imperial edicts.
The question of race suicide was ever one of great importance. Girls for the
colonies were taken from the houses of refuge in Paris and Lyons and sent by
shiploads to Quebec. There they were provided husbands with little delay. All single men arriving in the country were obliged to marry
within a fortnight after the landing of the prospective brides, and the Intendant
Talon forbade them while unmarried to fish, hunt, or go into the woods with the
Indians under any pretense whatever. Upon their marriage the governor general
gave the newly married couple an ox, or a cow, or a pair of swine, or a pair of
fowls, or a few crowns of money.1
Large families were greatly encouraged by the Government. The king, in council,
passed a decree that all the heads of families who should have living children to
the number of ten born in lawful wedlock should be paid a pension of 300 livres,
and those who should have twelve children a pension of 400 livres.2 The king
devoted 40,000 livres for the purpose of encouraging the art of shipbuilding, and
the Intendant Talon built a ship to show the people how they were built, and to
lead them to imitation. Louis XIV trusted the intendant to issue an ordinance
having the force of a law whenever he thought necessary and, in the words of
his commission, "to order everything as he shall see just and proper." 3 The
in-tendants, under such directions, controlled public meetings, restrained the
people from speaking their minds, regulated them in all the details of their life,
destroyed individual initiative, and stunted and exhausted the energy of the
people. The New Englander learned how to govern himself because he lived in a
society in which each man worked as his own master, where he depended
1 The Old Regime, Parkman, 221, 226. 2 The Old Regime, Parkman, 227. 3 The Old
Regime, Parkman, 275.
on his individual action for promotion, and where he controlled the government
in which he lived. These little democracies of New England prided themselves in
being sufficient unto themselves, and out of them came the liberties of the states
and the greatness of our country.
Most of the provisions of the Constitution can be found in the first
constitutions of the states.1 The provision for vesting the legislative power in
two chambers finds its counterpart in the constitution of six different states. The
term of service of the members of the Maryland Senate suggested the six years'
term in the United States Senate; and the election of the Maryland senators was
the model of the provision for electing the President through electors named by
the legislatures of the different states. The provision for the impeachment of the
President of the United States or of any official is almost identically the same as
that existing in the Constitution of 1777 of the State of New York. The provision
associating the Senate with the President in the exercise of the appointing power
is very similar to a system pursued under the New York Constitution, which
provided that the governor should make his appointments "by and with the
consent of a select committee of the Senate." The provision requiring the
consent of the President before an act of Congress could become a law and
permitting him to veto the same is copied almost word for word from the
Constitution of Massachusetts.
1 Am. Academy of Political and Social Science, pamphlet No. 9.
In every one of the states, with the exception of New York and North Carolina,
the upper House was denied the right of originating money bills, and in
Maryland, Virginia, South Carolina, and New Jersey the Senate was denied the
right of even amending such bills. The qualification for senators in ten states
which had bicameral legislatures was on a distinct basis of taxable property, and
a higher qualification was required for electors and members of the Senate in
several of the states. Gouverneur Morris and other members of the
Constitutional Convention contended that the United States Senate should be
regarded as representative of property; while the House of Representatives,
immediately elected by the people, should be regarded as representative of the
people. From one third to one half of the members of the Federal Convention had
been members of the conventions which had framed the several state
constitutions. It certainly is not a violent presumption when we find provisions
in the state constitutions similar to those in the National Constitution, to assume
that the model was found in the state provision.
George Mason, in the Virginia Convention, in discussing the proposed
Constitution, said: "Now suppose oppression should arise under this
government, and any writer should dare to stand forth and expose to the
community at large the abuses of those powers, could not Congress, under the
idea of providing for the general welfare and under their own construction, say
that this was destroying the general peace, encouraging sedition, and poisoning
the minds of the people? And could they not, in order to provide against this,
lay a dangerous restriction on the press? Might they not thus destroy the trial by jury?" Just
what Mr. Mason apprehended actually occurred. Hardly had Washington left
the Presidency when, in July, 1798, a statute was passed by Congress making it
a crime to write, print, utter, or publish or cause to be written, printed, uttered, or
published, or to knowingly assist in publishing any false, scandalous, and
malicious writing against the Government of the United States with intent to
defame the said Government, or either House of the said Congress, or the
President, or to bring them into contempt.1 The statute made this an offense,
subject to prosecution in the national courts, which, under the reserved powers
of the states, could be cognizable only in the state courts. Matthew Lyon, of
Vermont, was convicted under this statute and sentenced to four months'
imprisonment in jail, and a fine of $1,000, because he declared that the
President's Mes-
1 It is interesting to observe that a statute almost identical with the sedition law
was passed a few years ago in the Philippines. The statute reads:
''Every person who shall utter seditious words or speeches, write, publish, or
circulate scurrilous libels against the Government of the United States or the
insular government of the Philippine Islands, or who shall print, write, publish,
utter, or make any statement or speech or do any act which may tend to disturb
or obstruct any lawful officer in executing his office, or which may tend to
instigate others to cabal or meet together for unlawful purposes, or which
suggest or incite rebellious conspiracies or riots, or which tend to stir up the
people against the lawful authorities or to disturb the peace of the community,
the safety and order of the government, or who shall knowingly conceal such
evil practices, shall be punished by a fine not exceeding $2,000 or by
imprisonment not exceeding two years, or both, at the discretion of the courts."
sage to Congress "was a bullying speech which the Senate in a stupid answer
had echoed with more servility than ever George III experienced from either
House of Parliament."
At the same time a statute was passed, called the Alien Law, which declared
"that it shall be lawful for the President to order all such aliens as he shall judge
dangerous to the peace and safety of the United States, or shall have reasonable
ground to suspect are concerned in any treasonable or secret machinations
against the government, to depart," etc. The President, by this statute, was made
judge of what was dangerous to the peace and safety of the United States. He
was permitted to determine what was a reasonable ground to suspect a man of
secret machinations and, having determined as judge this judicial question, he
was permitted to send the man out of the country. Thomas Jefferson, writing to
Abigail Adams, wife of John Adams, years after these acts were passed, said of
these alien and sedition laws that he considered them "unconstitutional, and a
nullity as absolute and palpable as if Congress had ordered us to fall down and
worship a graven image." The result of these acts was that the old Federal Party
was swept out of power, and for forty years Jefferson and his successors in the
Presidency carried on the government.
The generation that framed the Constitution looked upon the document as most
imperfect, but they adopted it after a most bitter experience under the
Confederation. Having adopted it, like good Americans, they set out to make the
Constitution popular, and they praised it far beyond its merits. The result was so
complete a can onization of our Constitution as to form an obstacle to its amendment. The men
who framed it were men of the greatest constructive statesmanship which our
country has ever produced, and the Constitution which they prepared was
indeed a blessing to the people during the eighteenth century, perhaps well
along into the nineteenth century.
In those days the people were much more jealous of power than now, and more
vigilant in examining the actions of their public servants. George Mason, in
giving his reasons for not signing the Constitution, said:
"This government will commence in a moderate aristocracy. It is at present
impossible to see whether it will, in its operation, produce a monarchy or a
corrupt, oppressive aristocracy. It will probably vibrate some years between the
two and then terminate in the one or the other." It will never terminate in a
monarchy in name. The forms of a democratic government charm the people long
after the spirit of democracy has fled. Politicians are wise enough to appreciate
this fact, and to continue with scrupulous care the form of a democracy. If the
people can be aroused to change the conditions of amendment so that the
change in our civil life will be accompanied by changes in our fundamental law,
the republic will live on in fact as well as in form for a long period of time. But if
our original Constitution is left unamended, if the limitations which it imposes
upon popular government are continued to hide the corruption which exists, and
the party in power continues irresponsible to the popular will, the days of real
liberty to the people are numbered. If consolidation, centralization, and usurpation in the National Government continue, long before we reach the
point where Washington rules the United States, as Paris rules France, the spirit
of liberty will have ceased.
We will now see to what extent the Constitution has changed with time, to what
extent it has bent to the force of circumstances, to what extent the Executive and
Congress and the courts have set it aside to meet the supposed necessities of
great crises.
II
USURPATION IN THE CIVIL WAR AND RECONSTRUCTION PERIOD "When dangers thicken, the only device may be the Roman one of a temporary
dictatorship. Something like this happened in the War of Secession, for the
powers then conferred upon President Lincoln, or exercised without
Congressional censure by him, were almost as much in excess of those enjoyed
under the ordinary law as the authority of a Roman dictator exceeded that of a
Roman consul."
JAMES BRYCE.
"In the plenitude of their powers as absolute rulers the generals" (of the
reconstruction period) "were above the constituent assemblies of the inchoate
new states as distinctly as they were above the governmental organs of the
expiring old states."
PROFESSOR DUNNING.
Those pitiless years of reconstruction! worse than the calamities of war were the
'desolating furies of peace.'"
THERE is, in the mind of the younger generation which has come up since the
war, a tradition of an attack on the Union by men who believed in state rights.
By reason thereof state rights, in their mind, has a bad name. The usurpation of
power by the Government in our day is occurring in times of peace and so
secretly and so all-pervasively that men have become accustomed to it, and are
not moved as they were by such violent wrestings of liberty from large bodies of
people as occurred in many states during Reconstruction days. The period of
the Civil War and Reconstruction, better than any other in our history, shows
these violent usurpations of power. During the war, necessity took the place of
the Constitution, and we see the written guarantees of liberty grow dim in the
smoke of battle. During the Reconstruction period, however, with no necessity
to justify their action. Congress established a despotism in nearly every one of
the Southern States, which, when well known and fully understood by the
younger generation of to-day, will be condemned by them for its cruel injustice.
There is no statute of limitations in the law of cause and effect, and the
usurpations of the war and Recon- struction days are the fundamental causes of the existing conditions to-day. Not
only the clear, unquestioned acts of usurpation of that period deserve
examination, but the origin of the great centralizing forces coming out of
protective tariffs and national banks and a paper currency and other legacies of
like kind from the Civil War are worthy of the reader's attention. It is not a
pleasant duty to recite the acts that make the darkest picture in all American
history, and nothing short of averting usurpation on the part of our National
Government to-day can justify such a recital.
Early in the Civil War President Lincoln by proclamation authorized General
Scott to suspend the writ of habeas corpus at any point on the military line
between Philadelphia and Washington. The portion of the country covered by
the proclamation was not in insurrection, and the publishing of the proclamation
left hundreds of thousands of people in a region where there was no war without
any protection from this writ. There was much doubt as to whether the
President, under the circumstances, had a right to suspend its operation. Story
and other writers upon the Constitution had maintained that Congress alone had
the right to suspend the writ and the United States Supreme Court had indicated
its opinion to that effect.1 In 1807, when an act was proposed suspending the
writ in connection with the Burr conspiracy, there was no intimation in Congress
or the country that the power was in the President.2
1 Bollman v. Swartout, 4 Cranch, 75. 2 Dunning, Essays on the Civil War and
Reconstruction, p. 41.
Without warrant and without any sworn statement, but merely upon an order of
the Secretary of State or the Secretary of War, hundreds of men were arrested for
the expression of words construed as tending to inflame party spirit or as
sympathetic with the Southern cause, and hurried away to Forts Lafayette,
Warren, McHenry, Delaware, Mifflin, Old Capitol Prison, penitentiaries and
military camps in the different parts of the country. So many arrests were being
made that an attempt was made to test the validity of the President's action. In
1861 one John Merryman was held in detention at Fort McHenry by General
George Cadwalader, under one of these orders of Secretary Seward, on a charge
of treason. An application was made to Judge Taney, Chief Justice of the United
States Supreme Court, for a writ of habeas corpus requiring the production of
the prisoner before the judge on the ground that he was wrongfully detained.
Chief Justice Taney signed the writ commanding General Cadwalader to produce
Merryman before him and show cause for his detention. When the marshal of
the United States Court presented the writ to General Cadwalader at the fort,
Cadwalader refused to obey it, and when Taney issued a body attachment
against him the general shut the marshal out of the fort. Thereupon the chief
justice wrote an opinion as to the law, which was sent to the President, holding
that the prisoner was entitled to his liberty and should be discharged and that
Congress alone had the right to suspend the writ of habeas corpus. Lincoln
ignored this, but later, in a message to Congress, asserted his right to suspend
the writ of habeas corpus without limitation or interference.
On September 24, 1862, the President issued a proclamation ordering that all
persons discouraging voluntary enlistments, resisting military drafts, guilty of
any disloyal practices, or of offering aid and comfort to the rebels, should be
subject to martial law and liable to trial by a military commission, and that the
writ of habeas corpus should be suspended in respect to all such persons
arrested or held by military authority. It is to be observed that this last order of
the President applied to all parts of the North where there was no insurrection,
yet it caused the arrest of men without warrant, detained them without a hearing,
and convicted them of treason and murder by a court-martial without a jury and
without observing a single one of the guarantees in the Bill of Rights of the
Constitution.
The writ of habeas corpus was secured to English people by the Great Charter
which, Mr. Hallam tells us, was sent to all the sheriffs of England, was kept
posted in each cathedral and church, and publicly read twice a year,
accompanied by solemn sentences of excommunication against all who should
infringe it, and provided that "any judgments contrary to these provisions
should be invalid and 'holden for naught.'" This charter, made sacred by these
sanctions and handed down for five hundred years by the English people, was
deliberately disregarded. Thousands of men, without any evidence whatever of
treasonable words on their part, were dragged from their homes to the different
fortresses of the government upon a mere telegram from Washington to a United
States marshal or even a police officer of a state. The newsboys of the street were arrested for the offense of selling newspapers which some military
commander disapproved. Old men of seventy were dragged from their beds at
midnight and hurried to prison by squads of soldiers. Many loyal men of the
North were shocked by these brutal arrests, and all classes of men rose up in
protest against such usurpation of power.1 Even John Sherman wrote to his
brother of "a wanton and unnecessary use of power to arrest without trial."
There lies before me as I write, a book under the title of "The American Bastile,"
written by one John A. Marshall, bearing date of August, 1869, in which he
describes the circumstances of the arrest of seventy citizens imprisoned in these
fortresses from all of the Northern States except New Hampshire, Rhode Island,
and Wisconsin. Among them were foreign ministers, United States senators,
members of Congress, members of state legislatures, judges, lawyers, ministers,
doctors, farmers, editors, merchants, and men from all the other walks of life. The
details connected with the arrests of these men, as described by him, are as
terrible as those accompanying the state arrests in Russia today, and one draws
back from his vivid descriptions with doubt lest perhaps Mr. Marshall's
experiences caused him to exaggerate the conditions.
But we are not dependent upon his statements for the facts. A few years ago the
United States Government published the records of these different fortresses
showing these arrests and the names of many of the prisoners, the time when
they were brought to the place of 1 Peck, Twenty Years of the Republic, p. 114.
imprisonment, the records made by the keepers of the fortresses, and the
correspondence between the relatives and Secretary Seward.1 These records, by
the Government's own statement, show that hundreds of simple-minded men
living in country villages in different parts of the United States had unwittingly
spoken a word now and then which political adversaries had construed as
evidence of treasonable intent. Information was given to the War Department or
to the Department of State, and the matter was laid before some United States
marshal or police officer, for all police officers of any state or town or district
were authorized to arrest and imprison. These published prison records have a
most suspicious appearance. Descriptions are given of many of the men, but not
their names. Even their residence in many cases is not disclosed. Nothing is said
of the nature of their offenses. There, far away from their homes, they were
imprisoned by the government for months, until the influence of their
Congressman or of other powerful friends secured their release. The practices of
Russia to-day of casting men into solitary dungeons and keeping them for
months without trial, and of finally trying them at night by drumhead
court-martials and condemning them without any of the safeguards of English
law, is merely a repetition in almost every feature of the action of our National
Government toward its citizens in the Civil War.
Such a storm of indignation arose from the people in every part of the North at
these arrests that on 1 War of Rebellion House Documents, vol. lxvii.
March 3, 1863, Congress authorized the President during the Rebellion to
suspend the privileges of the writ of habeas corpus in any case throughout the
United States or any part thereof. This authorization provided for the discharge
of any person held in duress, upon the failure of the Federal Jury sitting in the
district where the imprisonment occurred to indict at its next session after the
arrest. To secure action on the part of the grand juries and give them
opportunity to investigate the cases, it was provided that the officials having
charge of the prisoners should present lists to the court in each judicial district
of the United States. In case of failure to indict them it was provided that they be
released. But few indictments were ever obtained, the arrests proving
unwarrantable in nearly all of the cases.
In connection with the act of March 3, 1863, an act of indemnity making the prior
illegal acts of the President legal, and relieving him from all liability, was passed
by Congress. It also provided that for every arrest caused by him in the future
he should be free from legal liability. The military commissions with authority to
try the people arrested were continued. The same act provided that in case an
action was brought in any state court against an officer acting under an order of
the President or his secretaries, to recover damages for an arrest or false
imprisonment, the officer thus sued should have the right to apply to the United
States Circuit Court in the same district in which the action was brought, and
said court, by an order or writ, could remove the case to the United States Circuit
Court to be tried there as if origi- nally commenced therein. The United States Supreme Court, however, declared
this law unconstitutional.1
On September 15, 1863, Mr. Lincoln proclaimed a general suspension of the writ
of habeas corpus, limiting it to persons held as prisoners of war, spies, or aiders
or abettors of the enemy. The words "aiders or abettors " were defined by him as
follows: "He is to be an enemy who seeks to exalt the motives, character, and
capacity of armed traitors; to magnify their resources, etc. He who overrates the
success of our adversaries or underrates our own, and he who seeks false
causes of complaint against our government, or inflames party spirit among
ourselves and gives to the enemy that moral support which is more valuable to
them than regiments of soldiers or millions of dollars." United States deputy
marshals and police officers continued to determine on their own judgment
whether the citizens overrated the successes of the South or underrated the
successes of the North. They continued to determine the "false causes of
complaint" against the officers of our government, and hundreds more men were
hurried to prison.
Finally, after the war had ended, and thousands of people had been arrested
who lived far removed from the seat of war, the following case reached the
United States Supreme Court, which determined that the Government had no
right to arrest men in the North without warrant and to try them before military
commissions. On August 13, 1864, Lambdin P. Milligan, a lawyer 1 The Justices
v. Murray, 76 U. S., 274.
residing at Huntington, Indiana, delivered a political speech at a large meeting at
Fort Wayne, Indiana. The speech criticised the National Government, and
particularly Governor Morton of Indiana, who at that time was a candidate for
reflection. On October 5, 1864, Milligan was arrested and taken to Indianapolis
before Brevet Major General Hovey, military commandant of the district of
Indiana. On the 21st of that month he was placed on trial before a military
commission, being charged with conspiracy against the Government of the
United States, offering aid and comfort to rebels, and of disloyal practices. He
was found guilty and sentenced to death. He contended that the military
commission had no authority to try him or condemn him, and thereafter
petitioned a United States Court judge for a writ of habeas corpus. Upon denial,
an appeal was taken to the Circuit Court, which, being divided upon the
question of his right to the writ, certified the matter to the United States Supreme
Court.
In December, 1866, the highest court of the nation, for the first time, had an
opportunity of determining the right of the United States Government to make
these arrests and try the persons arrested under military commissions in
portions of the United States removed from the seat of war. Justice David Davis
wrote the opinion on behalf of the court, holding that the military commission
had no jurisdiction to convict Milligan, and said:
"It follows from what has been said on this subject that there are occasions
when martial rule can be properly applied. If, in foreign invasion or civil war, the
courts are actually closed, and it is impossible to administer criminal justice according to law, then, on the theater of active military operations, where
war really prevails, it is necessary to furnish a substitute for the civil authority
thus overthrown, to preserve the safety of the army and society; and as no
power is left but the military, it is allowed to govern by martial rule until the laws
again have their free course. As necessity creates the rule, so it limits its
duration; for, if this government is continued after the courts are reinstated, it is
a great usurpation of power. Martial rule can never exist where the courts we
open, and in the proper and unobstructed exercise of their jurisdiction, it is
also confined to the locality of actual war." 1
There was talk among the radical men of impeaching the judges, and John A.
Bingham, a member of the House of Representatives, and a bitter partisan, said:
"Let us sweep away at once every appellate jurisdiction in all cases, if the court
by virtue of its original jurisdiction usurps the power to decide political cases
and defy a free people's will." Thaddeus Stevens, referring to the same case, said
in the House of Representatives, "That decision, although in terms and
purposes not as infamous as the Dred Scott decision, is yet far more dangerous
in its operation upon the lives and liberties of the loyal men of this country."
There is a story, one of the many attributed to Mr. Lincoln, in which he is
reported to have said to his Secretary of the Treasury: "The South has violated
the Constitution to break up the Union; I am ready to violate it to preserve the
Union; and between you and me, 1 Ex parte Milligan, 4 Wallace, 2.
Chase, before we get through this Constitution is going to have a tough time."1
It is certain at least that he wrote to Mr. Hodges on April 8, 1864, "I felt that
measures, otherwise unconstitutional, might become lawful by becoming
indispensable to the preservation of the Constitution through the preservation
of the Union. Right or wrong, I assumed this ground and now avow it."2 There
is no evidence that Lincoln himself ever personally ordered any of these arrests.
The lovable character of Mr. Lincoln, his reconstruction of some of the Southern
States upon liberal and humane terms, his last words of mercy toward the South,
his sweet and gentle life and noble purposes, will endear him forever to the
American people, and we review these acts of his administration only for the
purpose of showing the danger of such usurpations of power.
In August, 1861, Congress passed an act known as the Confiscation Act. This
act directed the President to cause the seizure of all the property of whatever
kind belonging to specified classes of persons, namely: officers of the rebel army
and navy, officers of the civil administration of the Southern Confederacy and of
its so-called Federal State judges, and persons owning property in a loyal state
who should give aid and comfort to the Rebellion. The property so seized was to
be proceeded against by action in rem in the United States courts, and the
proceeds were to be used for the support of the army of the United States. Of
this act. Professor
1 Bradford, The Lessons of Popular Government, vol. II, p. 390, note.
2 Bryce, The American Commonwealth, vol. i, p. 388, note.
Dunning says:1 "This act assumed the power in Congress to deprive several
millions of persons of all their property, and this by simple legislative act. By the
theory of our Constitution, such power must be granted by the organic law, or
be inferable from some clearly granted power. There was no claim of an express
grant. By implication, the power was held to be deducible from the clauses
authorizing Congress 'to declare war,' 'to make rules concerning captures on land
and water,' 'to provide for calling forth the militia to ... suppress insurrections,'
and finally, 'to make all laws which shall be necessary and proper for carrying
into execution the foregoing powers.' On the other hand, the Constitution
contains the following prohibitions: 'No bill of attainder shall be passed'; 'no
person shall be ... deprived of . . . property, without due process of law; nor shall
private property be taken for public use without just compensation '; and finally,
'no attainder of treason shall work . . . forfeiture except during the life of the
person attainted.' The exercise of authority under the grants enumerated
involved of necessity the violation of these prohibitions. Respect for both at the
same time was inconceivable."
Everyone acquainted with the Civil War who has carefully watched events since
that time must have seen a gradually accelerated movement of the centralization
of government commencing at that time. This was brought about by the
government's issue of legal-tender notes, by the creation of our national banking
system,
1 Dunning, Essays on the Civil War and Reconstruction, pp. 30, 31.
and especially by the protective tariff then instituted and since continued.
Hamilton, in his masterly statement on the currency, said that bills of credit and
paper emissions were expressly forbidden to the states by our present
Constitution, and that the spirit of that prohibition extended to the National
Government. Notwithstanding that it was the intent of the framers of the
Constitution to prohibit the National Government, as well as the states, from
making paper money legal tender, Congress, in 1862, declared such paper lawful
money and a legal tender in payment of public and private debts, and authorized
the issue of $150,000,000 in notes, our present greenbacks. Never before had a
statute of the United States made anything but gold and silver coin a legal
tender in payment of debts. The United States Supreme Court, at a later date, in a
suit where these notes had been tendered and rejected in payment of a debt
existing before the war, held that the act making them legal tender was
unconstitutional; but afterwards, when the court was differently constituted,
reversed its own decision. Without discussing further at the present time the
constitutionality of this issue, all will acknowledge that the exercise of the power
has made the government all powerful in banking and commercial affairs. When
a government issues the money of the country and has the tempting power to
increase the amount for use in aiding private bankers, such power makes the
government almost omnipotent.
On February 5, 1791, the first national bank was established. At that time there
were only three banks in the United States, and it was contended that it would secure the collection, transportation, and circulation of the national revenue
from one part of the country to another. This was thought to be a sufficient
justification for its creation. It was proposed in the Constitutional Convention to
insert a provision for the creation of such a corporation, but this was opposed
by James Madison and many of the other members, and was defeated.1 When
the question of the renewal of the bank charter came up in 1810, Henry Clay
declared it as his opinion that the Constitution conferred no power upon
Congress to charter a bank or to renew its charter. Clay well said, "Is it to be
imagined that a power so vast would have been left by the wisdom of the
Constitution to doubtful inference? ... If, then, you could establish a bank to
collect and distribute revenue, it ought to be expressly restricted to the purposes
of such collection and distribution."2
Now the original bank was permitted for the restricted purposes of the collection
and distribution of the moneys of the United States Government, which at that
time were collected at different points throughout the whole country. Because of
the small number of banks, it was regarded as a necessary means of carrying on
the fiscal powers of the government. When the national banking system was
established during the war there were ample banking facilities throughout the
country. The National Government, however, by passing an act imposing a tax
of ten per cent upon the circulation of these state banks, actually destroyed
them and sub-
1 4 Elliot's, Deb , pp 413, 474, 611; 5 Elliot's Deb , p. 440. 2 4 Elliot's Deb , p. 458.
stituted its vast banking system, now counting upward of fifteen thousand
banks scattered in every city and village of the land.1 It is true that the United
States Supreme Court, in the case of McCulloch v. Maryland, sustained the
constitutionality of the act renewing in 1816 the charter of the bank of the United
States. But the charter of this bank was renewed as the fiscal agent of the
government at a time when there were comparatively few banks. The national
banking system, however, was created, as we have said, to supplant the State
banks, and did supplant them by taxing their circulation out of existence. The
result of the national banking act was the creation of thousands of banks, not a
single bank.
Senator Beveridge, of Indiana, in The Reader of March, 1907, says: "State rights
denied the existence of this power, 'the power of the general government to
create a national bank,' and it seemed that state rights had the best of the
argument, contending that the national government has only the enumerated
powers, and has no power except such as is expressly delegated to it by the
Constitution." However this may be, the creation of thousands of banks
scattered all over the land more than any other one cause has centralized power
in the National Government. Once admit the authority to create corporations by
the government, and the other authority to interfere with the internal affairs of
the states through the power to regulate commerce, and it would seem to follow
that Congress may enact a general law for the creation of as many corporations
as promoters desire, may control railways and all means of 1 Veazie Bank v.
Fenno, 8 Wallace, 533.
intercommunication and reduce the states to insignificance.
Under the cover of levying customs duties at seaports, Congress, by the war
tariffs, took control of the whole manufacturing industry of the country. About
every manufacturer in the whole land is now looking to Congress for the
creation of prosperity by obstructing foreign commerce through high protective
tariffs. Under the power to regulate commerce the government destroys foreign
imports or cripples them to such an extent as will benefit the few thousands who
manufacture the same kind of goods in our own country. This is done at the
expense of tens of millions who buy them at enhanced prices, and it is the
exercise of the most despotic power conceivable on the part of government. In
this way the United States Government has come into close touch with these
manufacturing interests all over the land, and is actually fixing the price of the
necessaries of life for eighty millions of people. It exercises the power of
determining the price of every shred of clothing which a man wears, of every
piece of furniture in his home, of every piece of lumber, every nail, every piece of
glass that enters into the construction of his house. Nobody would doubt that a
law attempting to fix the prices at which the domestic manufacturer could sell his
product would be unconstitutional, yet the Government indirectly, by means of
its taxing power, and its regulation of foreign commerce, passes a law which
enhances the price of the necessaries of life to everyone. This despotic power in
government, more than anything else, has brought about corruption. It has
turned the eyes of fifty thousand manufacturers to Washington for governmental privilege.
It is simply a usurpation of power on the part of the government exercised for
the benefit of the few at the expense of the remainder of its citizens.
President Lincoln stated that, in his opinion, it was impossible for a state to
secede from the Union. He reaffirmed his statement in his first message to
Congress, and in his Non-Intercourse Proclamation of August 16, 1861, declared,
"Not the states but the inhabitants of the states were in insurrection against the
United States." The theory which he maintained throughout the war and down
until his death was that the state was indestructible either through its own act or
through the act of the United States Government. During his lifetime he
established a state government in Louisiana and one or two other of the
Southern States, and he maintained until the day of his death that the states
were in the Union and had never been out of the Union. In the last speech which
he ever made, April n, 1865, four days before his death by assassination, he said:
"I am much censured from some supposed agency in setting up and seeking to
sustain the new state government of Louisiana. In this, I have done just so much
as, and no more than, the public knows."
Never once in diplomatic correspondence or in proclamations or in any act of
Congress during the war, did the Federal Government directly admit the
existence of a state of war in the South. The carrying of mails and the
performance of all governmental functions in the South continued during the
war so far as the Government was able to carry them on. At the close of the war the United
States courts commenced to sit in the circuits of the South and the United States
Supreme Court commenced to hear appeals from the Southern States. Lincoln's
view of the indissoluble character of the Union was sustained by the United
States Supreme Court. Chief Justice Chase, speaking for the Court, said of the
ordinances of secession: "They were utterly without operation in law. The
obligations of the state, as a member of the Union and as a citizen of the United
States, remained perfect and unimpaired. It certainly follows that the state did
not cease to be a state, nor her citizens to be citizens of the Union."1
President Johnson adopted the attitude of Lincoln toward the Southern States
and tried to carry out the dead President's ideas. He established a state
government in each of the Southern States. The thirteenth amendment to the
Constitution was submitted to many of these states and was approved by them,
so that it would seem that their legality was recognized by Congress. The
temporary organization of the Southern States under the proclamations of
Presidents Lincoln and Johnson were permitted to remain in force until the
spring of 1867. The Republican Party in the House of Representatives, led by
Thaddeus Stevens, openly admitted that they desired to reconstruct the
Southern States so as to destroy the Democratic majorities which had existed
there before the war. In the language of Mr. Stevens, they maintained that the
Southern States were only "dead carcasses lying within the Union. . . . 1 Texas v.
White, 74 U. S., 726 of opinion.
They have torn their constitutional states to atoms and built on their
foundations fabrics of a totally different character. Dead men cannot raise
themselves. Dead states cannot restore their own existence 'as it was.' Whose
especial duty is it to do it? In whom does the Constitution place the power? "1
And he concluded that that power was in the Congress and that the Southern
States might be treated as subject provinces and new states created therein.
Accordingly, Mr. Stevens, as leader of the House, with a rancor of hatred never
exceeded, devised a law for the reconstruction of the Southern States as odious
for tyranny and cruel injustice as was ever conceived by the perverse
intelligence of man. On March 2, 1867, Congress passed, over the President's
veto, a bill entitled "An Act to Provide for the More Efficient Government of the
Rebel States." It was, however, an act for the more thorough military subjection
of the Southern States and is known as The Reconstruction Act. This act recited
that no legal state government or adequate protection of life and property
existed in the states of Virginia, North Carolina, South Carolina, Georgia,
Mississippi, Alabama, Louisiana, Florida, Texas, and Arkansas, and it provided
that these states should be divided into five military districts under the
command of officers of the army, assigned thereto by the President. Each of
these commanders was to have under his control troops enough to enforce his
authority. They were endowed with unlimited power over all the people of each
district, the will of the military commander tak-1 Cox, Three Decades of Federal
Legislation, p. 367.
ing the place of the law. He could declare anything a crime which he chose to
call so, and condemn and punish whomsoever he pleased. He was empowered to
arrest the people of his department without warrant, accusation, or proof of
probable cause. He could have them tried before local magistrates or before
himself. He was empowered to remove all local magistrates if he desired. If,
without his permission, a state court presumed to exercise legal jurisdiction over
the trial of a person arrested he could break up the trial and punish the judge and
the jurors.
In vetoing the bill, President Johnson said: "Such a power has not been wielded
by any monarch in more than five hundred years. In all that time no people who
speak the English language have borne such servitude." The States of
Mississippi and Georgia hastened to commence actions in the United States
Supreme Court, asking the court to enjoin the President from the enforcement of
this unconstitutional law which they declared would absolutely destroy the
existence of their states, but the court held that it had no jurisdiction to enjoin
the action of the President.1
The supplementary act of reconstruction of July 19, 1867, provided that the
commanders of any district might remove any state, municipal, or other official
and fill his place subject only to the disapproval of the general of the army; and
it was made a duty of the commander "to remove from office all persons who are
disloyal to the government of the United States or who
use their influence in any manner to hinder, delay, prevent, or obstruct the due
and proper administration of this act and the acts to which it is supplementary."
The act provided that no commander should be bound by any opinion of any
civil officer of the United States. General Schofield was assigned to the first
district, which included Virginia; General Sickles to the second district of North
and South Carolina; General Pope to the third district of Georgia, Alabama, and
Florida; General Ord to the fourth district of Mississippi and Arkansas, and
General Sheridan to the fifth district of Louisiana and Texas.
Now observe how some of these generals ruled their departments. General
Sickles prohibited the manufacture of whisky in North Carolina, saying that the
grain was needed for food, and he prohibited the hotel keepers from selling
intoxicating liquor; he created a trustee of Newbern Academy, enacted stay laws
in North and South Carolina, and abolished imprisonment for debt; suspended
the sale of property upon execution for liabilities contracted before December 19,
1860, and suspended the foreclosure of mortgages for one year. In his
mightiness he decreed that the wages of agricultural labor were liens upon the
crops; created homestead exemptions for those having families dependent upon
their labor; abolished distress for rent;
ordered that the currency of the United States be recognized as legal tender;
decreed that absent debtors be exempted from attachment, and forbade bail in
suits brought to recover ordinary contract debts. He prohibited discrimination in
public conveyances between citizens because of color, and decreed that anyone injured by such
discrimination had a right of action for damages. He acted as a reviewing court
and set aside a decree of the South Carolina Court of Chancery providing that
the portion of a fund raised to remount a Confederate cavalry force in 1865
remaining unused was to be returned to the contributors, and he judicially
determined that the money belonged to the United States.
General Pope removed the mayor, the chief of police, and other municipal
officers of Mobile, and filled their places with "efficient Union men"; decreed
that the printing patronage in his department should be given only to the
newspapers that did not oppose reconstruction; allowed Republican candidates
for office in his department to act as election officials, charged with the
supervision of the voting in which they had an interest, and authorized them to
receive the votes of persons who were not registered in the precinct in which
they offered their votes.
General Sheridan, at New Orleans, removed Governor Wells, of Louisiana, and
appointed another man as governor in his place; decreed that colored men
should be accepted as jurors; abolished the Louisiana Levee Board and
assigned its duties to commissioners of his own appointing. He also abrogated
an act of the Texas Legislature arranging the judicial districts in that state, upon
the ground that the act, as he believed, had been passed for the purpose of
legislating two Union judges out of office.
General Ord suspended proceedings looking to the sale of an estate on account of a deed of trust for money due for the purchase of
negroes; commanded that illicit stills and their products be sold for the benefit of
the poor on the ground that "poverty increased where whisky abounds";
suspended until the end of the year 1867 the judgment sale of lands under
cultivation, crops, or agricultural implements, in actions arising before January 1,
1866; and caused the arrest and conviction by court-martial of W. H. McCardle,
the editor of a Vicksburg newspaper, on the charge that he had published
articles in his paper to incite the people to a breach of the peace and to impede
reconstruction.1
McCardle procured a writ of habeas corpus from Judge Hill of the United States
District Court. Upon the return thereof General Ord set forth that he held the
prisoner by authority of the acts of Congress known as the Reconstruction
Acts, and the court dismissed the writ. McCardle appealed from the decision to
the Circuit and then to the Supreme Court of the United States, which denied a
motion to dismiss his appeal and heard the case argued. The case, inasmuch as
it involved the constitutionality of the Reconstruction Acts, was argued very
fully before the United States Supreme Court between the second and ninth
days of March, 1868. Mr. Rhodes says:2 "The constitutionality of the
Reconstruction Acts was involved, and as five out of the nine Supreme Court
judges believed them unconstitutional (so an apparently well-founded report
ran) the
1 Dunning, Essays on the Civil War and Reconstruction, pp. 162 — 72.
2 Rhodes, History of the United States, vol. vi, pp. 96, 97.
Republicans in Congress were much alarmed. The House passed a bill requiring-
two thirds of the judges to concur before any law should be deemed invalid, but
this was never brought to the Senate from its Judiciary Committee. Later,
however, the two Houses agreed on an act passing the same over the
President's veto (March 27, 1868) which, though general in its terms, took away
from the Supreme Court its jurisdiction in the McCardle case and the appeal was
therefore dismissed."1
This method of heading off appeals was a common one in Reconstruction days.
About every important act passed in that period when it once reached the
United States Supreme Court was declared unconstitutional. The Tenure of
Office Act was another illustration of such methods, practically taking away
from President Johnson his right of removal from office. He removed Stanton,
Secretary of the War Department, putting General Thomas in his place. An
altercation and arrest followed, and an effort was made by the attorney-general
to raise the question of the constitutionality of this act by appeal, but the
complaint of Secretary Stanton was withdrawn and the effort to test its
constitutionality thus destroyed.
In 1789 the leading members of the House of Representatives discussed at great
length the power of the President of the United States to remove a Secretary of
the Department of Foreign Affairs from office without the consent of the Senate,
and it was determined, by a vote of thirty-four to twenty, that the President had
full 1 Ex parte McCardle, 6 Wallace, 634, 7 Wallace, 512.
power to remove without the concurrence of the Senate.1 The determination
then made was followed until the administration of President Johnson, and then
the Tenure of Office Act was passed for the purpose of depriving him of the
right of removal. Since that time the right has been acknowledged and to-day is
unquestioned.
The Reconstruction Act provided for the election of a constitutional
convention, and the formation of a constitutional government in each of the
Southern States, excluding the greater part of the white voters of those states
from taking part in the formation of their government. Then Congress made their
adoption of the fourteenth amendment to the Constitution a condition of its
receiving as members the representatives of the states which had framed
constitutions.
Congress, in April, 1866, passed what was known as the Civil Rights Act. On
March 31, 1870, it passed what was known as the Enforcement Act; again on
February 28, 1871, a third act amending the Enforcement Act; and on April 20,
1871, a fourth act amending the Enforcement Act. All of these laws were
unconstitutional. The last amendment provided as follows: "If two or more
persons in any state or territory conspire or go in disguise upon the highway or
upon the premises of another for the purpose of depriving, either directly or
indirectly, any persons or class of persons of the equal protection of the laws or
of equal privileges and immunities under the laws, or for the purpose of
preventing or hindering the constituted authorities of any state or territory from
1 Elliot's Deb., pp. 350-404.
giving or securing to all persons within such state or territory the equal
protection of the laws; he or they are guilty of a misdemeanor and, upon
conviction, liable to a fine of not less than $500 or greater than $5,000, and
imprisonment for not less than six months nor more than six years, or both said
fine and imprisonment."
This law was known as the Ku Klux Law, and it sought to give to the National
Government the power to execute the criminal laws in each of the states,
especially in each of the Southern States where it was alleged that the Ku Klux
were committing depredations upon the property and taking the lives of colored
people. For eleven years this continued to be enforced. Finally, a case deciding
their constitutionality reached the United States Supreme Court, and that court
held that the law was not directed to the act of a state, but only against the acts
of individuals gathering for the commission of crime, and that the fourteenth
amendment to the Constitution did not apply to such a condition; that the law
was directed merely against ordinary crime in the state, of which the state courts
had exclusive jurisdiction, and that the law was unconstitutional and void.1
On March 1, 1875, General Grant approved a bill known as the Civil Rights Bill,
the first bill mentioned above being unconstitutional. Its object was to secure to
negroes equal rights in inns, public conveyances, and places of public
amusement, and to prevent them from being deprived of the right of sitting on
juries. Eight
1 United States v Harris, 106 U. S., 629, United States v. Cruikshank, 92 U. S., 542.
years later the United States Supreme Court declared the first and second
sections of the act null and void, holding that so long as a state did not pass a
law depriving the negro of these rights the Supreme Court could not interfere,
since the prohibition of the fourteenth amendment was directed against a state
which discriminated against a citizen for any reason, and deprived him of the
civil rights which other citizens enjoyed; and that, under the fourteenth
amendment, Congress had no authority to attempt to regulate the rights of the
citizens of the states, thus leaving the whole question of the social rights of a
citizen where it had ever belonged — to the state governments.1
The constitutions in many of the states, reorganized by carpetbag politicians,
contained many provisions intended to prevent the Southern leaders, who had
had connection with the war, from even earning their livelihood. In the
Constitution of Missouri there was a provision to the effect that every person
who had aided and sympathized with the South was incapable of holding any
office of honor or profit or trust in the state. No such person could be an officer,
trustee, or manager of any public or private corporation, he could not act as a
professor or teacher in any educational institution or in any common school, nor
could he hold any real estate or other property in trust for any church, religious
society, or congregation. An oath of loyalty was required as a condition
precedent to his exercising the calling of a bishop, priest, deacon, clergyman, or
lawyer, such oath being that he had never directly or indirectly done Civil Rights
Cases, 109 U. S., 1.
any of the acts of disqualification against which the amendment was leveled.
Sixty days after this Constitution took effect no person was to be allowed,
without first taking this oath, to practice as attorney at law, or to act as priest,
deacon, minister, clergyman, etc., of any religious persuasion. If he continued
without taking such oath after the sixty days he was liable, on conviction
thereof, to be punished by a fine of not less than $500, or imprisonment of not
less than six months in the county jail, or both, at the discretion of the court. The
Rev. Mr. Cummings, a priest of the Catholic Church and a citizen of Missouri,
was indicted and convicted in the Circuit Court of Pike County for continuing
his work as priest without taking such oath. He was sentenced to pay a fine of
$500 and to be committed to jail until the fine and the costs were paid. On appeal
from this decision to the United States Supreme Court, the question was
presented whether this act was not in fact a bill of attainder, and whether it was
not obnoxious to that clause of the Constitution of the United States which
prohibited a state from passing such bill of attainder or ex post facto law. That
court held the law ex post facto in its nature and reversed the decision of the
state court.1
The Constitution provides that the times, places, and manner of holding the
elections for senators and representatives shall be prescribed in each state by
the legislature thereof, but that Congress at any time may
1 Cmnmings v. State of Missouri, 4 Wallace, 277; ex parte Garland, 4 Wallace,
333.
alter such regulations, except as to places of choosing the senators. No clause in
the Constitution created so much opposition before the conventions of the
adopting states. The conventions in North Carolina, South Carolina, Virginia,
Massachusetts, Rhode Island, New Hampshire, and New York strongly
remonstrated against it, but the people were assured that the National
Government would never avail itself of the provision. For many years, however,
after the Civil War and until well down in the eighties. Federal supervisors and
marshals were empowered by a statute of Congress to supervise elections in
every state where members of Congress were to be elected. They supervised the
polls in New York and many other states where assemblymen, mayors, state and
city judges were being elected. They often examined the ballots for these state
officers, claiming that they were authorized to be present at the opening of all
the boxes, those for state and local officials as well as those for Congressmen.
By the provisions of the statute authorizing this provision the United States
District Court could appoint two supervisors for each district, and the United
States marshal could create as many deputies as he deemed necessary to aid him
in enforcing the law. It is said that 15,000 supervisors and deputy marshals
surrounded the polls at the general election of 1876, and many state officers
were punished by the Federal courts for alleged violations of both the national
statute and state laws at that election.
In the autumn of 1874 an election for members of the Legislature took place in
the State of Louisiana.
On the face of the returns the Conservatives, or what were known as the white
man's party, had a majority of five in a House of Representatives of one hundred
and eleven members. The government of Louisiana had been so bad for many
years under the control of the negro party that even the better class of negroes,
becoming disgusted, deserted their party and voted for the white candidates.
The Returning Board, controlled by Governor Kellogg and Marshal Packard,
found that fifty-three Republicans and only fifty-three of what were known as
the Conservatives had been elected, and rendered no decision as to the other
five seats. A committee appointed by the United States House of
Representatives to examine as to the act of the Returning Board, and as to the
honesty of the Conservatives, whose members had been rejected because of
alleged intimidation and fraud, consisting of Charles Foster, afterwards Secretary
of the Treasury, William Walter Phelps, and Clarkson N. Potter, visited New
Orleans and made their report to the effect that the action of the Returning Board
was illegal, and that in substance the Conservative majority was procured by
honest means. When, however, the Legislature came to assemble, General de
Trobriand, of the army of the United States, entered the House of
Representatives in uniform, his sword at his side and escorted by his staff.
Furnished with an order by Governor Kellogg to clear the hall of all not returned
as legal members by the Returning Board, he removed the five members by force,
leaving the Republicans in control, who finally organized the House and
proceeded to do business. The acts of Charles I and of Cromwell, in removing members from the House of Commons by
violence, ever since have been landmarks in usurpation. This act of President
Grant and of his general ought to stand side by side with these early acts of
tyranny.
Property of considerable value was abandoned from time to time by citizens of
the Southern States during the Civil War, and was taken possession of and sold
by the National Government and the proceeds deposited in the United States
Treasury. On December 8, 1863, the President, pursuant to the authority of
Congress, made a proclamation offering pardon to citizens of the South who
would take a prescribed oath and return to their allegiance to the National
Government. As an inducement to bring about this result the President promised
restoration of all their rights of property except as to slaves, and offered to
return to the owners of abandoned property the proceeds thereof in the United
States Treasury. Thousands of Southern men availed themselves of this
proclamation, and after the war many claims for the proceeds of such abandoned
property were filed in the Court of Claims. The fact that the claimant had taken
the oath after the proclamation, had availed himself of the conditions of the
proclamation, and had received the pardon of the President was regarded as
sufficient to entitle him to prosecute his claim before the court without other
proof of his loyalty. On July 12, 1870, Congress passed, as a rider to the
Appropriation Bill, a law providing that no prior pardon of the President should
be admissible in evidence on the part of any claimant in the Court of Claims in support of his claim for the proceeds of abandoned
property, and that proof of his loyalty must be made irrespective of the effect of
the proclamation of the President and his availing himself thereof; and that
where the claim had been dismissed and the claimant took an appeal therefrom,
that the Appellate Court, when it appeared that proof of loyalty depended alone
upon such pardon, should affirm the judgment of the Court of Claims. This
statute was declared unconstitutional as an infringement of the right of the
President to grant such pardon and as destroying its effect.1
During all the period between 1789, when the first Congress under the
Constitution convened, and 1863 the United States Supreme Court had declared
only two statutes unconstitutional.2 It is true that in two other cases during that
period the court had held that duties imposed upon it by the Congress were not
judicial in their nature and that therefore they were under no obligations to
perform them.3 In addition to the unconstitutional acts described in this chapter
passed in the war and Reconstruction days, the United States Supreme Court
declared four other acts of that period unconstitutional.4 Between the years 1863
and 1870 eleven
1 United States v. Klein, So U. S., 129-47.
2 Marbury v. Madison, 1 Cranch, 137 (1803); Dred Scott v. Sanford, 19 Howard,
393 (1857).
3 Heybum's Case, 2 Dall., 409 (1792), United States v. Ferreira, 13 Howard, 40.
4 Collector v. Day, 8 Wallace, 113; Hepburn v. Griswold, 8 Wallace, 603; United
States v. Reese, 92 U. S., 214; James v. Bowman, 190 U. S., 127.
statutes were passed by Congress which were declared unconstitutional by the
Supreme Court of the United States. During the same period the examination by
the Supreme Court of several Congressional statutes was prevented by acts of
Congress repealing the law allowing appeals to that court. So that during
seventy-four years of the history of the country between 1789 and 1863 the
United States Supreme Court declared two Congressional acts unconstitutional;
while during the period from 1863 to 1870, a period of only seven years, eleven
statutes were declared unconstitutional and many more would have been
declared unconstitutional had the court ever had the opportunity to pass upon
them. No facts could more strongly demonstrate that this era of the latter part of
the Civil War and the Reconstruction Period was an era of usurpation than the
decision of the highest court that so many statutes passed in that period were
void as usurping the rights of the several states.
The importance of the facts which we have given are found in their violence.
We, perhaps, have no reason for fear in this country that our liberties will be
violently wrested from us. The danger is that they will be secretly undermined
and gradually destroyed. The usurping acts of the war were white compared
with the cold calculating despotism of Reconstruction days. Mr. Rhodes quotes
Bishop Galloway, of Mississippi, as saying in 1903:1 "Those pitiless years of
reconstruction! Worse than the calamities of war were the 'desolating furies of
peace.' No proud people ever suffered such 1 History of the United States, vol.
vii, p. 141.
indignities or endured such humiliation and degradation."
After the Battle of the Boyne, for more than a century England kept the Irish
Catholics reduced to the condition of helots, attempting to extirpate their
religion, excluding them from Parliament, from municipal office, from legislatures,
and from the jury box. The prevailing party of reconstruction sought to
accomplish the same results, not because they feared the South as England
feared Catholicism, but for the selfish and wicked purpose of political
supremacy. Senator Howe, speaking in the United States Senate in those days in
behalf of the reconstruction policy of his party, said:
"Do senators comprehend what consequences would result necessarily from
restoring the functions of those states! It will add fifty eight members to the
House of Representatives, more than one fourth of its present membership. It
will add twenty two members to the Senate; more than one half of the present
membership. The Constitution designed the legislature to be independent of the
Executive. But what independence has that legislature in which the executive at
his pleasure may pour so many votes!"1
When General Terry, in command of the department which included the State of
Georgia, ousted twenty-four Democrats from the Legislature and by his own
appointment filled their places by Republicans, at the same time restoring a
number of negroes who had been expelled, Carl Schurz declared in the United
States Senate that these acts of General Terry's were usurpations. 1 Cox, Three
Decades of Federal Legislation, p. 352.
Senator Henry Wilson, of Massachusetts, replied:
"Law or no law, we want to keep this state government in power." In the House
of Representatives Thaddeus Stevens, with a malignity as bitter as characterized
the leaders of the French Revolution, and that unscrupulous demagogue,
Benjamin F. Butler, fired their followers with hatred and fanaticism to enact these
pitiless and unconstitutional laws.
War is never done. It leaves its baleful seed for generations. We are suffering
to-day from these usurpations. The exercise of such powers accustomed our
people to the sight of tyranny, and as a partial result of those deeds our
Government is being transformed. Already the Constitution by construction has
been stretched to cover a multitude of conditions never anticipated by its
makers; and we are face to face with the problem whether ours is a government
under a written constitution and the laws made pursuant thereto, or whether it is
a government by ambitious and usurping men.
III
EXECUTIVE USURPATION "The only liberty that humanity can tolerate is the liberty that is under the law."
E. J. PHELPS.
"Reasonings from the excesses of liberty or the neglect of the people, in favor of
arbitrary government, involve the tacit fallacy that perfect or at least superior
wisdom and virtue will be found in such government."
HALLAM.
"It is necessary to create in the multitude, and through them to force upon the
leading ambitious men, that rare and difficult sentiment which we may term a
constitutional morality * * * a paramount reverence for the forms of the
constitution, enforcing obedience to the authorities acting under and within
those forms, yet combined with the habit of open speech, of action subject only
to definite legal control, and unrestrained censure of those very authorities as to
all their public acts."
GROTE.
"Despotism often promises to make amends for a thousand ills; it supports the
right, it protects the oppressed, and it maintains public order. The nation is lulled
by the temporary prosperity which accrues to it; until it is roused to a sense of
its own misery."
PRESIDENT ROOSEVELT, in his message of December, 1906, in justification of
his criticism of Federal judges, said: "It is the only practicable and available
instrument in the hands of free people to keep such judges alive to the
reasonable demands of those they serve." These words might be invoked as a
justification of what may appear, in this and the next chapter, to be a severe
criticism of his executive action, but it would seem that the only limitations upon
criticism, even of one holding the exalted position of head of the nation, should
be those which justice, impartiality, and honest motives necessarily impose.
Before discussing the acts of the President which exceed his authority, let us
observe for a moment the vast power which he legitimately exercises. All of the
power necessary to execute the laws is conferred upon the President. It is true
that there is an enumeration of executive powers, but in view of a recent decision
of the United States Supreme Court,1 upon the like scope of judicial power in the
Constitution, we might well assume that the powers enumerated as executive
powers are not exclusive of such other powers as are necessary 1 Kansas v.
Colorado, 206 U. S., 83.
to the execution of the laws. Besides ambassadors and members connected with
the diplomatic and consular service, the President now nominates, subject to
confirmation by the Senate, about 8,000 officials. On June 30, 1905, there were
upward of 300,000 positions in the executive civil service, excluding- those of the
diplomatic and consular service. At that time about 100,000 of them were not
subject to the rules requiring the appointments to be made from competitive
examinations. Under the Federal Rate Bill the Interstate Commerce Commission,
which is appointed by the President, is given power to establish the freight rates
of the commerce of over 80,000,000 of people, on 220,-000 miles of railway. What
greater power could an ambitious President wish than the appointment and
control of a commission which fixes the rates of freight and of passenger traffic
on every interstate railway in the United States?
Unless the other departments of government, whose office it is to check
executive usurpation, are backed by an effective public opinion, the executive
has always the means of setting them aside or compelling them to subservience.
The courts will not interfere with the President or the other executive officers of
the government in the execution of their ordinary official duties, even when
those duties require an interpretation of the law.1
The men who framed the Constitution and the state delegates who adopted it
were disgusted with the feeble-ness which had been shown under the
Confederation,
1 Miller v. Raum, 135 U. S., 200; Oil Company v. Hitchcock, 190 U. S., 316.
and they went to the other extreme in making the President the most powerful
ruler, as it has turned out, in the world to-day. They were undoubtedly
influenced by the fact that everyone looked to George Washington as the first
President, and they little foresaw the terrible power which would be centered in
the President when the United States would consist of forty-six states, extending
from the Atlantic to the Pacific and embracing 3,500,000 square miles of territory,
besides many dependent colonies. "The President," says Mr. Bryce, "enjoys
more authority, if less dignity, than a European king."1 "Within the sphere of
national administration," says Mr. Fairlie,2 "his" (the President's) "effective
personal authority is of more value than that of most constitutional monarchs of
Europe or even of their prime ministers."
The French President is chosen for seven years by the national assembly,
consisting of the Senate and Chamber of Deputies. He is given the power to
execute the laws and the appointment of the officers of the government; but
when the Ministry fails to receive the support of the Chamber he simply calls
upon some member of the opposition to form a Ministry, and the Chamber of
Deputies rules France through its ministers as the House of Commons rules
England. Casimir-Perier resigned his office as President of the Republic of France
within a few months after his election, saying that the President of the Republic
exercised so little real power as to be entirely overbalanced by the omnipotence
1 American Commonwealth, p. 62. 2 National Administration of the United
States, p. 41.
of the French Chamber of Deputies. The power of the President of the French
Republic has been steadily declining, while the power of the Chamber of
Deputies has been as steadily growing. The President is not responsible for his
official conduct, his acts being countersigned by one of his ministers. He
usually does not even attend cabinet consultations in which the policies of
government are discussed. Sir Henry Maine described the French President as
follows: "The old kings of France reigned and governed. The constitutional
king, according to M. Thiers, reigns but does not govern. The President of the
United States governs but does not reign. It has been reserved for the President
of the French Republic neither to reign nor to govern."1
The King of Italy appoints the ministers when the ministry ceases to have the
confidence of the popular branch of the legislature. His sanction is necessary to
the validity of a law passed by the legislature, but he never refuses that
sanction. Even the treaties which he makes, especially treaties of commerce,
require the assent of both chambers. No act of the legislature becomes valid
unless countersigned by a minister, and in Italy, as in France, the popular branch
of the legislature actually carries on the government, the king himself being
subject in most respects to their control.
The German Emperor, aside from his position as king of Prussia, does not
possess powers so extensive as the President of the United States. The laws
enacted by the Bundesrath and the Reichstag are enforced in the several states
of the empire by local officers, and 1 Popular Government, Lowell, p. 251.
the German Chancellor rather than the Emperor has general supervision over
their enforcement. The direct appointments to office by the German Emperor and
his Chancellor are thus fewer than those of our executive department. Aside
from his direction of the army and navy and the charge of foreign affairs as
Emperor of Germany, he acts as the delegate of the confederated government in
about all other matters under the direction of the Bundesrath. He has no veto.
The German Emperor appoints and dismisses his ministers and they are
accountable to him, not to the legislative power, just as the members of the
cabinet are accountable to the President. They are the ministers of the king as
the cabinet are the ministers of the President, and not at all, as in England,
France, and Italy, the ministers of the parliamentary majority.
In Switzerland, the President of the Swiss Confederation is little known to the
people and his powers are very limited. The federal laws are carried out generally
by the authority of each canton, and even the army is under the management of
the cantons, the central government, however, making the regulations,
appointing the superior officers, and having the command in the field.
Kings have ever been the bugaboo of our American people; but the President of
the United States to-day, in the legitimate exercise of his authority, exercises a
greater power than any constitutional sovereign on the face of the earth, his
power in Europe being exceeded only by that of the czar or the sultan. All the
bulwarks of liberty were reared not against the English Parlia- ment but against the English king. The same is true of all modern parliamentary
governments. "Do not make me a king," said Cromwell, "for then my hands will
be tied by all the laws which define the duties of that office, but make me director
of the commonwealth and I can do what I please; no statute restraining and
limiting the royal prerogative will then apply to me."
The President of the United States may approach the execution of his powerful
office in the spirit of being a simple instrument of Providence, but if he is not
endowed with the clearest head and most eminent common sense he will become
so intoxicated by power as to imagine that he has become Providence itself.
Inasmuch as all of his duties are not defined, and the exercise of those defined is
discretionary, he can commit innumerable violations against the Constitution,
and commit them in such a manner as to deprive the United States Supreme
Court of all jurisdiction over the matter. There is no remedy but impeachment.
For these reasons usurpations of power by the President are much more
dangerous than by the Legislature. The command to the Roman dictator was to
take care that the state received no harm; such indefinite commands and
discretionary duties open endless avenues for the advancement of absolutism.
But, say those who exalt the power of the President and contend that there is no
danger to the people from his usurpations, he is restrained by the people, he is
"the servant of eighty million sovereigns, whose soul-inspiring purpose is to
serve his fellow-citizens."
Let us see if this fact is a safeguard against usur pation. Louis Napoleon was elected President of the French Republic in
December, 1848, by a large majority. In 1850 a law was passed restricting the
suffrage and disfranchising about 3,000,000 voters. This law, as I remember, was
passed with his tacit consent, but the wily President wished to be emperor. In
order to be emperor he must appear as the champion of popular rights, so in 1851
he called upon the Chamber to repeal the disfranchisement law of 1850, and to
restore the franchise to the 3,000,000 voters. They refused. Within about a
month the Coup d'Etat of December 2d took place, the chief statesmen and
generals of France were arrested in their beds, dragged off to prison, and his
usurpation was approved by 8,000,000 electors. He was confirmed as emperor in
November, 1852, by an overwhelming vote, and even so late as a few weeks
before the Franco-German war his imperial rule was ratified by a large majority.
During the whole of his reign the members of the Chamber of Deputies were
elected by universal suffrage, and yet the rule of Louis Napoleon was a
despotism.
"A bold President," says Mr. Bryce, "who knew himself to be supported by a
majority in the country, might be tempted to override the law and deprive the
minority of the protection which the law affords it."1 "The gloss of zeal for the
public service," says Edward Livingston, "is always spread over acts of
oppression, and the people are sometimes made to consider that as a brilliant
exertion of energy in their favor which, when viewed in its true light, would be
found a fatal blow to 1 Bryce, The American Commonwealth, vol. i, p. 64.
their rights. In no government is this effect so easily produced as in a free
republic; party spirit, inseparable from its existence, aids the illusion, and a
popular leader is allowed in many instances impunity, and sometimes rewarded
with applause, for acts which would make a tyrant tremble on his throne."l The
people who elect the President can make and unmake constitutions, and it is
natural for a strenuous, ambitious President, when sustained by the people, to
feel that he is endowed with powers beyond the constitution.
Article XXX of the Massachusetts Constitution of 1780 runs thus: "In the
government of this commonwealth the legislative department shall never
exercise the executive and judicial power, or either of them; the executive shall
never exercise the legislative and judicial power, or either of them; the judicial
shall never exercise the legislative and executive power, or either of them, to the
end it may be a government of laws and not of men." The same principle of a
separation of these three departments is emphatically asserted in the
constitutions made during the Revolutionary War in Maryland, North Carolina,
New Hampshire, Virginia, and Georgia. The first resolution concerning the
Constitution of the United States passed by the Constitutional Convention
stated:
"That a national government ought to be established, consisting of a supreme
legislative, executive, and judiciary." Six states voted for the resolution,
Connecticut voting against it, and New York divided.2
Thomas Jefferson, in a letter to William C. Jarvis,
1 Bryce, The American Commonwealth, vol. i, p. 63, note. 2 Elliot's Deb., vol. v, p.
134.
written with reference to the stability of our Republic many years after he had
retired to private life, said:
"If the three powers of our government maintain their mutual independence of
each other it may last long, but not so if either can assume the authority of the
other." Madison said: "If it be a fundamental principle of free government that
the legislative, executive, and judiciary powers should be separately exercised, it
is equally so that they be independently exercised."l Montesquieu wrote:
"There is no liberty if the judiciary power be not separated from the legislative
and executive powers." And Chief Justice Chase, speaking for the United States
Supreme Court, says: "It is the intention of the Constitution that each of the
great coordinate departments of the government, the legislative, the executive,
and the judicial, shall be, in its sphere, independent of the others."2
In a speech made at Harrisburg on October 4, 1906, the President of the United
States said: "In some cases this governmental action must be exercised by the
several states individually. In yet others it has become increasingly evident that
no efficient state action is possible, and that we need, through executive action,
through legislation, and through judicial interpretation and construction of
law, to increase the power of the Federal government. If we fail thus to
increase it, we show our impotence." This statement is but a reiteration of
similar statements made again and again by the President. He has made no secret
of his desire to increase the powers
1 Elliot's Deb., vol. v, p 337.
2 United States v. Klein, 80 U. S., 129, 147 of opinion.
of the central government through "judicial interpretation and construction of
law."
Mr. Elihu Root, as the Secretary of State, holds the department first in
importance in the national government and the one in which the President of the
United States has always taken greater part than any other. He also occupied the
position of Secretary of War under President Roosevelt during his first term of
office. He and the President are warm personal friends. Mr. Root has been
regarded as the nearest to the President of any of the members of his cabinet. On
December 12, 1906, Mr. Root, speaking in New York, after noting "the gradual
passing of control" into the hands of the national government and summarizing
"other projects tending more and more to obliteration of state lines," declared:
"It may be that such control would better be exercised in particular instances by
the government of the States, but the people will have the control they need
either from the States or from the national government, and if the State fail to
furnish it in due measure, sooner or later constructions of the Constitution will
be found to vest the power where it will be exercised — in the national
government." Now what condition of affairs have we when the President
expresses his opinion that we are impotent if we do not increase the power of the
national government through executive action, through legislation, and
"through judicial interpretation and construction of law," and the Secretary of
State, presumably speaking for the administration which he represented,
declares that if the states fail to furnish this power in due measure, "sooner or
later constructions of the Constitution will be found to vest the power where it will be exercised — in
the national government."
The President appoints the judges of the Supreme Court of the United States
and of the District and Circuit courts. During his term of office as President he
has appointed three of the nine Associate Justices of the Supreme Court,
seventeen of the twenty-nine United States Circuit Court Judges, and forty-five
of the eighty-two Judges of the United States District Court. Mr. Bryce says:
"Yet even the Federal Judiciary is not secure from the attacks of the two other
powers, if combined. For the legislature may by statute increase the number of
Federal justices, increase it to any extent, since the Constitution leaves the
number undetermined, and the President may appoint persons whom he knows
to be actuated by a particular political bias, perhaps even prepared to decide
specific questions in a particular sense."1 Professor Dicey, speaking of our
Federal Judiciary, says: "Judges, further, must be appointed by some authority
which is not judicial, and where decisions of a Court control the action of
government there exists an irresistible temptation to appoint magistrates who
agree (honestly, it may be) with the views of the executive."2 Daniel Webster, at
the Whig Convention at Worcester, Mass., in 1832, speaking of Jackson and his
attitude toward the United States Supreme Court, said: "The judicial power
cannot stand for a long time against the executive power. The judges, it is true,
hold their places by an independent tenure, but they are mor-
1 Bryce, The American Commonwealth, vol. i, p. 298. 2 Dicey, The Law of the
Constitution, p. 174.
tal, and the vacancies will be filled by judges agreeing with the President in his
constitutional opinions."
The President has taken a most solemn oath to "preserve, protect, and defend
the Constitution," and having taken that oath he boldly declares that we need to
increase the power of the government through "judicial interpretation and
construction," and his Secretary of State tells us that it will be increased by such
"constructions." A deliberate attempt on the part of the President or the
Supreme Court to amend the Constitution by construction, when the
Constitution distinctly provides the only legal method of amendment, is an
attempt to take away the sovereignty of the people and to vest the power of
amendment in a department of the government where it does not belong, and is
nothing short of a flagrant usurpation of power.
Is there doubt that the President desires to accomplish this through the United
States Supreme Court? If there is, the doubt can be. removed. The President, in
1906, said: "I cannot do better than base my theory of governmental action upon
the words and deeds of one of Pennsylvania's greatest sons, Justice James
Wilson. He developed, even before Marshall, the doctrine (absolutely essential,
not merely to the efficiency, but to the existence of this nation) that an inherent
power rested in the nation outside of the enumerated powers conferred upon it
by the Constitution, in all cases where the object involved was beyond the
power of the several states and was a power ordinarily exercised by sovereign
nations. Certain judicial decisions have done just what Wilson feared: they
have, as a matter of fact, left vacancies, left blanks between the limits of actual national jurisdiction over
the control of the great business corporations. Many legislative actions and
many judicial decisions, which I am confident time will show to have been
erroneous and a damage to the country, would have been avoided if our
legislators and jurists had approached the matter of enacting and construing the
laws of the land in the spirit of your great Pennsylvanian, Justice Wilson — in
the spirit of Marshall and of Washington. Such decisions put us at a great
disadvantage in the battle for industrial order as against the present industrial
chaos."1
The President here declares that in all cases where the object involved was
beyond the power of the several states and was a power ordinarily exercised by
a sovereign nation, the United States Supreme Court ought to hold that it is an
inherent power vested in the nation, outside of the enumerated powers
conferred upon it by the constitution. This Court has ever held that there was no
such inherent power in the national government and their latest decision
reiterates that holding.2 Notwithstanding this, the President, the head of a
separate and distinct department of the government, of which the Judges of the
United States Supreme Court should be absolutely independent, declares their
holding to have been erroneous, and a damage to
1 Article written by Lucius H. Alexander, of Philadelphia, on James Wilson and
the Wilson Doctrine. North American Review of November 16, 1906, pp. 984,
985.
2 Kansas v. Colorado, 206 U. S., 89; New York R.R. Co. v. Bristol, 151 U. S , 556,
Passenger Cases, 7 Howard, 470.
the country, and does not seem to see the impropriety of such a statement.
But the President has not stopped even there in his criticisms of the Federal
Judges. In his annual message to Congress of December, 1906, speaking of a
recent decision of a United States District Court judge, he said: "I have
specifically in view a recent decision by a District Judge, leaving railway
employees without a remedy for violations of a certain so-called labor statute. It
seems an absurdity to permit a single district judge against what may be the
judgment of an immense majority of his colleagues on the bench to declare a law
solemnly enacted by the Congress to be unconstitutional." The Judge referred
to was Judge Walter Evans, and the decision referred to was in the case of The
Order of Railway Telegraphers against the Louisville & Nashville Railroad
Company. Judge Evans decided in favor of the railroad on the ground that
Section 10 of the Act of Congress of June 1, 1896, on which the suit was
brought, was void. The President referring to this decision made the above
remarks, in which he tells us that an "immense majority" of the colleagues of
Judge Evans may not agree with him as to the decision in that case.
Now what is the natural effect of such criticism on the part of the President of
the United States of District Court judges? Those judges are ambitious for
advancement. The President is able to appoint them to vacancies occurring in
the Circuit Court, or even to vacancies which may occur upon the United States
Supreme Court. Those District Court judges are in close relation with his administration. He has appointed many of them to the position.
Can there be any doubt that the criticisms of the President who can advance
them, made in a message to Congress, read by all the people, and the fear of
such criticisms on their own part, will affect their independence? The
Representatives in Congress are, however, seeking to clothe the President with
the dangerous power of removing Circuit and District Judges without
formulating charges, without a hearing, and whenever in his judgment the public
welfare will be promoted. In January, 1907, Mr. De Armond introduced such a bill
in the House of Representatives.1 The President has invoked James Wilson as
authority for his construction of the Constitution, yet
1 IN THE HOUSE OF REPRESENTATIVES. JANUARY 14, 1907.
Mr. DE ARMOND introduced the following bill, which was referred to the
Committee on the Judiciary and ordered to be printed.
A BILL
To make additional provision for the retirement of judges.
1 Be it enacted by the Senate and House of Representatives of
2 the United States of America in Congress assembled. That
3 whenever, in his judgment, the public welfare will be pro-
4 moted by the retirement of any judge of the United States
5 the President shall, by and with the advice and consent of
6 the Senate, nominate and appoint a suitable person pos-
7 sessing the qualifications required by law to the office to
8 be vacated by such retirement, and thereupon and thereby
9 the incumbent shall be retired and the judge newly ap-
10 pointed shall enter upon the duties of and hold the office,
11 agreeably to the provisions and requirements of the law
12 and subject to be retired as herein or otherwise provided.
13 The reasons for retirements hereunder shall be stated in
14 making nominations.
James Wilson, in the Pennsylvania Convention for the adoption of the
Constitution, said: "I believe that public happiness, personal liberty, and private
property depend essentially upon the able and upright determinations of
independent Judges." Chief Justice Marshall, in the Virginia Convention, in
1829, well said: "The judiciary department comes home in its effects to every
man's fireside; it passes on his property, his reputation, his life, his all. Is it not in
the last degree important that he [a judge] should be rendered perfectly and
completely independent, with nothing to control him but God and his own
conscience? I have always thought, from my earliest youth until now, that the
greatest scourge an angry Heaven ever inflicted upon an ungrateful and a
sinning people was an ignorant, a corrupt, or a dependent judiciary."1 Will the
independence of District judges continue if they are subject to attacks by the
President who appoints them? Am I not justified in saying that the executive, in
view of his appointive power, should never either by words of approval or
disapproval make himself a reviewing power of their decisions?
The Star Chamber, created by the King and filled by judges who were his servile
tools, developed such tyrannical abuses that the English people destroyed not
only the Court but Charles I himself for such tyranny. Our people should
demand the fundamental constitutional right for the federal judiciary to
unquestioned independence, free from any interference from the ex-
1 Miller, The Constitution of the United States, p. 341, note 1.
ecutive either by influence in advance of a decision or by attack after a decision.
If federal judges are not already affected by the opinions of the President, how
long will they continue to resist such strenuous assaults upon their action? The
consequences of such attacks on the Supreme Court of the United States by the
President ought to be so plain as to alarm the dullest comprehension. The
Emperor Tiberius, according to Tacitus, was in the habit of taking his seat in the
law courts, and by his presence overawing them, thereby gradually destroying
the freedom of the courts. His methods were not less calculated to influence the
action of the judges than those of our President.
But it is not alone that the independence of a separate branch of the government
is thus imperiled by the President's action; it is of the highest importance that
the people believe that the United States Supreme Court decides its cases, if not
always wisely, at least without being- influenced by another branch of the
government. Should the members of that court be put under the embarrassment
of having it appear that their action is influenced by the words of the President?
"Next in importance to the duty of rendering a righteous judgment is that of
doing it in such a manner that will beget no suspicion of the judge."1 And Lord
Campbell declared "that tribunals should take care that not only in their decrees
they are not influenced by overpowerful interests, but to avoid the appearance
of laboring under such influence." 2 How can the judges of the
1 Oakley v. Aspinwall, 3 New York, 549.
2 Dimes v. Grand Junction Canal, 3 House of Lords Cases, 793.
Federal courts avoid the appearance of laboring under the influence of the
overpowerful executive if he continues in his exhortations that the Executive and
Congress possess inherent powers and that the Supreme Court should so
decide? How can these courts retain their independence if, after they have made
decisions, they are subject to animadversion in the annual messages of the
President to Congress? Such conduct, I submit, tends clearly to impair the
usefulness of the judiciary as an independent department of the government and
merits condemnation.
It is not alone the courts which the President apparently has attempted to
influence in their action, but he persistently seeks to control the action of the
Senate and, to some extent, the House of Representatives. It is the intent of the
Constitution that Congress, made up of the representatives of the people, shall
be the judges of what laws are required by the public welfare. If the President
brings power to bear upon Congress to affect legislation, even though the
people wish the legislation, he is still encroaching upon the field of an
independent department of government. During the last few years many
measures have been enacted under stress of executive pressure which otherwise
would have stood no chance of passage. In the South American countries,
congresses and courts employ themselves in registering executive decrees. If
present conditions continue the same condition will exist in our own country.
People desiring legislation well know this, and again and again we read in the
newspapers of applications being made by the great railroad interests of the country to the President, not to the Congress, to institute and affect
legislation. The United States Senate has come to realize that no fight is
thoroughly equipped unless the President is in it. He longs to take a hand in
legislation. The newspapers for several years have been representing him with
his "big stick " going after the United States Senate and House and compelling
them to pass laws. In the passage of the Elkins Bill in the Senate; in the passage
of the Rate Bill, and practically all the leading measures which have come before
the two Houses of Congress, the President has had his innings and his party in
the Senate and House have consulted with him and have carried out his
instructions. The American people are coming to look upon the President as the
real power behind legislation. When the Rate Bill was in the Senate of the United
States, Senator Aldrich, of Rhode Island, and other Senators sought to amend it
by providing for a judicial review of the action of the Inter-state Commerce
Commission, but the President's party opposed this action. James Wilson, whom
President Roosevelt invokes as authority upon the Constitution, in his lectures
upon Law in 1791 before the then College of Philadelphia, said: "The
independence of each power (or Department of Government) consists in this,
that its proceedings and the motives, views and purposes, which produce these
proceedings should be free from the remotest influence, direct or indirect, of
either of the other two powers." The practice, it is said, of wearing hats during
the sessions of the House of Commons is an expression of the early feeling of
the English Commons against an ap- pearance of servility; they would not uncover before Speaker or King.1
In 1783, when Fox brought in his famous bill for organizing the government of
India, a great outcry against the bill arose. It was alleged that the object of the
bill was the centralization of the immense patronage of India in the hands of a
few old Whig families. George III, seeing the people aroused against the
Ministry, asked Lord Temple to let the members of the House of Lords know that
any peer who should vote in favor of the bill would be regarded as an enemy of
the King. Four days later the House of Commons by a vote of 153 to 80 resolved
that: "To report any opinion, or pretended opinion, of his Majesty upon any bill
or other proceeding pending in either House of Parliament, with a view to
influencing the votes of the members, is a high crime and misdemeanor,
derogatory to the honor of the Crown, a breach of the fundamental principles of
Parliament and subversive to the Constitution of this country."2 Now observe
that this represented the spirit of English liberty one hundred and twenty-four
years ago under George III, whose tyranny was the bugaboo of the makers of
the Constitution, the most powerful King in England during the eighteenth
century, and perhaps it would not be an exaggeration to say the most powerful
King of England for the last two hundred years; yet George III, in all his power,
was thus reprimanded.
1 MacMaster, History of the People of the United States, p. 105.
2 John Fiske, The Critical Period of American History, p. 43 To-day usurpation has become so common upon the part of the President that
we think little of it, yet an interference by the Kaiser with the action of the
Reichstag, even when it is done indirectly, creates widespread indignation.
Before the opening of the sittings of the Reichstag, the court chaplain preaches
a sermon in the chapel of the imperial palace before the members of the
Reichstag and the German Emperor. Dr. Faber, who now occupies that position,
in preaching the usual sermon before the recent opening of the chamber, said:
"The Reichstag ought to consist entirely of loyal Deputies who are looking to
and following the Kaiser with perfect faith, casting aside all doubt and all
questionings. If we had such a Reichstag we could safely leave the control of
our destinies to God and the Emperor." These words are said to have created
almost a revolution in Berlin. The members of the Reichstag indignantly resented
such teachings. But while Congress is in session, our newspapers each day give
much space to describing how the President is guiding the Senate, championing
the rights of the people, how the Senate is defiant, how the President insists
upon the recognition of the people's rights, and the play goes on, and the
American people seem oblivious to the portentous meaning of such usurpations
of power.
Mr. Root assumed, in his speech before the Pennsylvania Society, that the
people of the states are neglecting to perform their duties. He tells us that "the
instinct of self-government among the people of the United States is too strong
to permit them long to respect anyone's right to exercise a power which he fails
to exercise,"
and "if the states fail to furnish it in due measure, sooner or later constructions
of the Constitution will be found to vest the power where it will be exercised —
in the national government." This assumption is without foundation. The states
have long exercised their powers with much greater vigor than has the national
government. Thirty of the states and territories of the Union had established
commissions or passed laws to regulate the railroads, before Congress in 1887
passed the Inter-State Commerce Law, establishing the Inter-State Commerce
Commission. Years of agitation were required before Congress passed the law
allowing the creation of the Inter-State Commerce Commission, and then it was
the Granger movement, from 1871 to 1887, in the Northwestern States, which
finally brought about its passage.4 For many years past the regulation of
railroads by State Railway Commissions has been frequently reviewed in the
United States Supreme Court.2
The state governments are much better adapted than the national government
for the enforcement of laws regulating railway rates. The legislatures of the
several states have original power to pass all laws affecting state interests, with
no limitations, except those imposed upon their action by their respective
constitutions, while the United States government has only the powers
delegated to it by the states. The Federal courts have no criminal jurisdiction at
common law, their criminal law
1 Lloyd, Wealth against Commonwealth, p. 371. 2 143 U. S., 344; 154 U. S.. 362,
397; 169 U. S . 546, 176 U.
S., 174; 35 Federal Reporter, 866; 176 U. S., 167; 186 U. S.,
257, 264.
is technical, and there are great difficulties in those courts in enforcing the
statutes punishing crimes. The difficulty with enforcing railway rate bills and
regulations of commerce in state courts has been found in the fact that
whenever an attempt was made the United States Courts interposed upon the
plea that they affected Interstate Commerce. If the United States government
would relinquish this right, the state courts could much more easily protect their
people from the injustice of outrageous rates on the part of the railways.
That the states have exhibited diligence in attempting to control the rates of
freight and passenger traffic during the last year is apparent from the very fact
that, during the winter and spring of 1907, the heads of railways were going in
rapid succession to Washington to see the President, and to invoke, as we are
told by the newspapers, his aid for national rather than state control of railways.
More than one captain of the railway industry has expressed the wish within the
last year that the states might be prohibited from legislating even with reference
to railways that lie wholly within their borders, but which are feeders of trunk
lines. There is reason to believe that the President's activity and anxiety in the
matter is to take over the whole control of the railways of the country to the
national government upon the urgent request of the railroad managers.
Another evidence that the states are more progressive than the national
government is found in the fact that amendments are frequently made to state
constitutions, and that many of their constitutions provide for a Constitutional
Convention at the end of each period of twenty years. The Constitution of the United States has been amended but twice
since the first ten amendments in 1789 until the stormy reconstruction days; and
the strange feature of the case to-day is that neither the President nor any of the
men who are urging the courts to construe the Constitution in such a manner as
to enlarge the powers of the national government, mention the conferring of
such power upon the national government by such amendments. In short, the
people have the power to amend the Constitution, but instead of procuring their
action to that end the President and his advisers prefer to seek power by judicial
construction.
Eight states, Ohio, Indiana, Illinois, Wisconsin, Nebraska, Pennsylvania,
Missouri, and West Virginia, passed laws during the last winter fixing the
passenger fare of their states, while the legislatures of New York and Virginia
passed similar acts, and the governors of those states vetoed them. During the
last two years the legislature of the state of New York passed laws ordering a life
insurance investigation, the New Life Insurance Code, a law prohibiting
corporations from contributing to campaign funds and expenditures, tlie
Eighty-cent Gas Bill for New York City, the Elsberg Rapid Transit Bill, and the
Public Utilities Bill. According to the report of Senator Thomas C. Platt of the
United States Express Company to its stockholders in April, 1907, twelve of the
twenty-six states in which the company was doing business in the year 1907 had
passed statutes enlarging the powers of the railroad commissioners over the
actions of his company. Insurance investigation along the lines of the
Armstrong Committee Bills in New York has been passed or considered by the legislatures of at least
two thirds of the states of the Union during the last year. The only railroad
under national control, the Union Pacific, had its Credit Mobilier;
and the District of Columbia, controlled by a United States commission, has as
corrupt government as can be found in the United States, with laws, says
Congressman McCall, for the creation of corporations which "would make a
Jerseyman blush." The State of New York and many of the other states of the
Union have recently passed rigid laws requiring the publication of all election
expenses, but Congress is unable to pass a similar bill governing national
elections.
The state easily makes and unmakes its laws, and if it makes mistakes they can
be soon corrected; while the national government, with all its checks and
balances, its ponderous machinery, the liability of one department to represent
one party and another department to represent another party, brings about
changes only after years of delay. Ten years passed after the Presidential
election of 1876 before Congress attempted to remedy the defects in the
Constitution which made necessary the Electoral Commission. Our rigid
currency system, based upon national bonds, and our half dozen or more
different kinds of currency, have continued for fifty years, during all of which
time students of finance have observed its inelastic condition, and the danger of
the system in times of panic, when it is impossible to increase the amount of
currency until the panic is over, and still Congress has allowed it to continue
with but slight changes. Even the Sherman Anti-Trust Law was not enforced against the Northern Securities Company, until the governors of the
states through which the Great Northern and the Northern Pacific railways
passed held a meeting to consider how to prevent the merger becoming
effective, and passed a resolution asking for the enforcement of the law. And
then the national government had to be reenforced in its action by the opinion
of the Attorney-Generals of two states through which the roads passed,
declaring the combination illegal.
The national government, we have seen, has failed in many respects to perform
its functions under the Constitution. What would be thought if the states
attempted to perform these neglected functions according to their standard of
right and justice? The idea, supported by the President and others, that the
national government should take over the affairs of the state governments is not
only a violation of the Constitution of the United States, but it is absolutely
impracticable. "No political dreamer," said John Marshall, "would ever be wild
enough to think of breaking down the lines which separate the states and of
compounding the American people into one common mass."1
James Wilson, upon whose teachings the President relies for his theory of
inherent powers in the national government, in the debates on the adoption of
the Constitution before the Pennsylvania Convention, said:
"To support, with vigor, a single government over the whole extent of the
United States would demand a system of the most unqualified and the most
unremitted 1 McCulloch v. the State of Maryland, 4 Wheaton, 316.
despotism."1 In the convention to frame the Constitution, he said: "The state
governments ought to be preserved. The freedom of the people, and their
internal good police, depend on their existence in full vigor."2 Hamilton, who
more than any other delegate believed in a strong central government, said in
the New York Convention while discussing its adoption:
"I insist that it never can be the interest or desire of the national legislature to
destroy the state governments. It can derive no advantage from such an event;
but, on the contrary, would lose an indispensable support, a necessary aid in
executing the laws, and conveying the influence of government to the doors of
the people. The Union is dependent on the will of the state governments for its
chief magistrate, and for its Senate. The blow aimed at the members must give a
fatal wound to the head, and the destruction of the states must be at once a
political suicide. Can the national government be guilty of this madness?"3
The United States Supreme Court is not only under a high obligation not to
deprive the states of their reserved rights, but it has again and again declared
that its obligation requires it to protect those rights as sacredly as it would
protect the rights delegated by the states to the national government. Chief
Justice Chase, speaking for the Court, said: "It may be not unreasonably said
that the preservation of the states and the maintenance of their governments are
as much
1 Elliot's Deb , vol. ii, p. 427.
2 Elliot's Deb., vol. i, p. 399.
3 Elliot's Deb., vol. ii, p. 353.
within the design and care of the Constitution as the preservation of the Union
and the maintenance of the national government. The Constitution, in all its
provisions, looks to an indestructible Union composed of indestructible
states."1 Mr. Justice Miller, in his work on the Constitution, prepared after his
retirement from that court, said: "In my opinion the just and equal observance of
the rights of the states and of the general government as denned by the present
Constitution, is as necessary to the permanent prosperity of our country and to
its existence for another century, as it has been for the one whose close we are
now celebrating."2
The states, in delegating a portion of their powers to the national government,
did not create an arbiter of their own selection to guard their reserved rights.
Although the states must rely entirely upon the impartiality and justice of the
United States Supreme Court for the protection of their reserved rights, the
members of that Court are appointed by the President with the consent of the
Senate. The Supreme Court, in its most recent decision,3 supports the states by
declaring that the national government has no legislative powers affecting the
nation as a whole except those enumerated in the grant of powers; and that the
tenth Amendment to the Constitution, reserving all powers to the states not
expressly granted to the nation nor prohibited to the states, "is not to be shorn
of its
1 Texas v. White, 7 Wallace, 725; see also 11 Wallace, 125;
199 U. S., 453
2 Miller on The Constitution, p. 24.
3 Kansas v. Colorado, 206 U. S., 89, 90, 91 of opinion.
meaning by any narrow or technical construction, but is to be considered fairly
and liberally so as to give effect to its scope and meaning."
It would unduly extend the discussion in this chapter to fully enumerate the
many attempts on the part of the President during the last three years "to
increase the power of the Federal Government through executive action" Some
of these usurpations have been carried on through the heads of departments
responsible to him for their action. A few only of the numerous usurpations will
be mentioned.
A bill was introduced into the House of Representatives in the winter of 1904 by
Mr. Sulloway, a member of the House from the State of New Hampshire, which
proposed that any person who had served ninety days in the army or in the
navy during the war of the Rebellion, and who had reached the age of sixty-two
years, should become entitled to a pension of $8 a month;
that everyone who had become sixty-six years of age should be entitled to $10 a
month, and everyone who had reached the age of seventy years should be
entitled to a pension at the rate of $12 a month. This measure the House
declined, or at least failed to enact, whereupon the Secretary of the Interior, by
an order dated March 15, 1904, decreed that its terms should nevertheless
govern the Pension Office, and millions of dollars have been paid out of the
Treasury without any other warrant of authority than this order or decree of the
Interior Department. Five hundred years before the adoption of our Constitution
it was the law of England that the Commons had the exclusive right to originate money bills and to determine the purposes for which moneys
appropriated should be used, and the king could not use the public moneys
except they were expressly appropriated by the Commons for a specific purpose.
In 1640 the House of Commons declared:
"We have had uninterrupted possession of this privilege (the privilege of the
undisputed control over the taxation and finances of the country) ever since the
year 1407, confirmed by a multitude of precedents both before and after, not
shaken by one precedent for these three hundred years."1 For an attempted
violation of this right of the Commons, Charles I was sent to the scaffold. In 1678
the House of Commons declared that "it is the undoubted and sole right of the
Commons to direct, limit, and appoint, in such Bills, the ends, purposes,
considerations, conditions, limitations, and qualifications of such grants."2
"All bills for raising revenue shall originate in the House of Representatives,"
says the Constitution; and power "to lay and collect taxes, duties, imposts, and
excises, to pay the debts and provide for the common defense and general
welfare of the United States," is given to Congress. Now it is to be observed that
a pension bill to provide for particular classes of persons had been introduced
into Congress, and Congress had either declined or had failed to enact the law.
"A minister," says Mr. Lecky, "who has asked and been refused the sanction of
Parliament for a particular policy, and who then proceeds to carry out that policy
by other
1 Stead, Peers or People, p. 28. 2 Stead. Peers or People, p. 29.
means without parliamentary sanction, may be acting in a way that is strictly
legal, but he is straining the principles of constitutional government."1 Now we
have here a case of an executive officer who took from the Treasury of the
United States millions of dollars and appropriated them to a purpose
contemplated by this rejected law, without any law or warrant whatever from
Congress. It is true that when the question was raised of his right to thus draw
money from the Treasury of the United States without a law authorizing it, he
declared that he was entitled to use the money under a prior statute. But he had
been administering that same statute for years upon a totally different
interpretation, and only resorted to the new interpretation when the proposed
law of Mr. Sulloway was not passed by the Congress.
About February 1, 1905, the President of the United States agreed with the
Dominican Government on a treaty or a convention whereby a Protectorate of
the United States over San Domingo was created, and San Domingo agreed to
permit a receiver of its customs duties, selected by the United States, to collect
the customs and divide the collections. Forty-five per cent was to go to the
support of the Dominican Government, and the remaining sum was to be applied
by the United States, or its receiver, in payment of the foreign indebtedness of
San Domingo. A considerable portion of this indebtedness was held by English
bondholders. They had about £750,000 of bonds for which the Republic of San
Domingo had received all told £38,000. 1 Lecky, Democracy and Liberty, vol. ii,
p. 57.
This treaty with San Domingo was sent to the United States Senate for
confirmation. A majority of the Committee on Foreign Relations were
unfavorable to the treaty, and it was not reported to the Senate. With the treaty
before the Committee on Foreign Relations, and no action having been taken
upon it, the President, on April 1, 1905, entered into an agreement or protocol
with the government of San Domingo embodying practically the same
provisions as existed in the original rejected treaty. The original treaty provided
that the United States was to grant to the Dominican government, aside from the
collection of its revenues, "such other assistance as the former (the government
of the United States) may deem proper to restore the credit, preserve the order,
increase the efficiency of the civil administration, and advance the material
progress and welfare of the Dominican Republic." If a treaty containing this
provision had been confirmed by the Senate, the President would have been left
the discretion to take any steps which he deemed proper "to restore the credit,
preserve the order, increase the efficiency of the civil administration " of San
Domingo, and advance its material progress and welfare. It is the exercise of just
such discretionary powers that turns a constitutional officer into a dictator.
The government of the United States, without any treaty, through its receiver,
actually collected the customhouse duties of San Domingo from April 1, 1905,
until the year 1907, when at last, after several modifications, the treaty was
finally approved by the Senate. Under what clause of the Constitution did the
Presi dent receive the right to appoint a receiver, take possession of the customhouse
of San Domingo, collect customs and turn a portion of the amount collected over
to the foreign creditors of San Domingo? As executive he can enforce only
existing laws. Without any authority whatever, but still in the name of the United
States, he, as its President, appointed a receiver of these customs, and became
the collector for foreign nations for two years without one syllable of law to
justify his action. There is not a precedent for such action in the history of any
modern constitutional country. There is no power given to the President from
which the right to do this can be possibly inferred. He had a right to make a
treaty with San Domingo with the consent of the Senate, but he had no right to
act upon any proposed treaty until it had become a treaty, and his action during
the whole period of two years was a usurpation of power. If, in a time of peace
with no crisis or emergency at hand, the President can exercise such powers,
what will such a President do when a great crisis arises and violent passions are
excited as in the time of our Civil War?
An act of Congress passed June 28, 1902, authorized the President of the United
States to obtain by treaty control of the isthmus or territory known as Panama, a
separate state of the Republic of Colombia, for the purpose of building a ship
canal across it between the Atlantic and Pacific Oceans. This act provided that if
the President should be unable to do so within a reasonable time and upon
reasonable terms, that then he should proceed to acquire the necessary territory
from Costa Rica and Nicaragua. This act appropriated $10,000,000 to be used by the
President toward the undertaking. It also authorized him to pay for the canal
$40,000,000.
Pursuant to this authority. Secretary Hay entered into a treaty with Colombia,
which was ratified by the Senate on March 17, 1903. The Congress of the
Republic of Colombia, when this treaty was brought before them, refused to
ratify it upon the ground that they could not alienate a portion of their national
domain without an amendment to their constitution. Congress was not in
session when this treaty was rejected by the Colombian Government. The
representatives of the old Panama Canal Company and of the new Panama Canal
Company were in New York City, watching closely the action of the Congress of
Colombia; and it scarcely had rejected the treaty before a scheme was concocted
in a law office in New York City to raise a sham revolution in Panama, to protect
it by United States troops, and to make a new republic of Panama with which to
deal. On November 2, 1903, the gunboat Nashville, under directions of the Navy
Department, reached the Isthmus, and on the same day an order was sent from
the Navy Department to the Nashville, the Boston, and the Dixie, containing
these instructions: "Prevent landing of any armed force with hostile intent at any
point within fifty miles of Panama. Government forces reported approaching the
Isthmus in vessels. Prevent landing if in your judgment landing would
precipitate conflict."
Our rights in Panama were procured by a treaty on December 12, 1846, between
our own government and New Granada, to whose rights, under this treaty, the Colombian Republic had
succeeded. In that treaty we guaranteed to New Granada the rights of
sovereignty and property which she possessed in Panama and agreed that "if
the complete and absolute sovereignty and independence (of New Granada)
should ever be assailed by any power at home or abroad, the United States will
be ready, cooperating with the Government and their ally, to defend them." But
when Panama, a state of Colombia, sought to secede, we, who had fought a four
years' war to establish the doctrine that a state had no right to secede, sent our
gunboats to the shores of a friendly country which we had agreed to protect if it
was ever assailed by any power at home or abroad and to always recognize its
sovereignty, we, in such a crisis, sent our gunboats to aid in dismembering it.
Now observe the hand of preparation. On November 2d our gunboats had
reached Panama. On the next day Assistant Secretary Loomis, of the State
Department, cabled from Washington to the Consul of the United States at
Panama: "Uprising on isthmus reported. Keep department promptly and fully
informed." The uprising which was contemplated, however, had not come off on
time and the Consul General at Panama cabled this reply: "No uprising yet;
reported there will be to-night." According to the plan the insurrection did come
off at night pursuant to the telegram. In this way a valuable portion of a friendly
state was wrested from the Republic of Colombia. Our gunboats and troops held
at bay the forces sent by Colombia to suppress this insurrection, and this was all done under the direction
of the President or his Secretary. Suppose Great Britain, before the
commencement of the Rebellion, had sent her war vessels to our shores, not
only inciting the South to an insurrection but aiding- them to carry it out, what
would we have thought of the justice of such an action? We would have met
such a step with force and fought Great Britain, as well as the South, in the
resentment of such an insult.
The President in all this acted in disregard of the act of Congress which directed
him, in case he could not obtain control of the Isthmus of Panama in a
reasonable time and upon reasonable terms, then to acquire the necessary
territory for the canal from Costa Rica and Nicaragua. If the demands of a high
civilization require that we appropriate Panama to our own uses, will not that
high civilization also demand that we pay Colombia for the part of her territory
which we have deliberately taken without giving her any return whatever? How
does this unwarrantable seizure of Panama differ materially from the annexation
of Texas? the expedition of General Lopez against Cuba in 1851? the spirit of the
shameless Ostend Manifesto? the countenance of the government to the
filibustering expedition of William Walker to Nicaragua in 1857? or the later
attempts to acquire Cuba in 1851-59? And we continue as we did in these other
shameless attacks upon the rights of the weak, to measure honor by inclination
and justice by expediency.
About midnight of August 13 and 14, 1906, shots were fired in the village of
Brownsville, Texas, where the Twenty-fifth Infantry, composed of negro troops, were on duty in Fort
Brown. A police officer was killed, and when the attention of the government
was called to the suspicion that these shots had been fired by members of the
Infantry, Major Blocksom, of the United States army, was sent to Brownsville to
investigate. He took the .statements of twenty-one witnesses, eight only of
whom claimed to be eyewitnesses of the matter. Major Blocksom made his report
to his superior, General Garlington, of the regular army, that the soldiers of the
Twenty-fifth Infantry he had interrogated had denied any knowledge whatever
of the shooting or of the absence of their comrades from the fort on that
occasion.
When this report came to the attention of the President he sent General
Garlington to Fort Reno, where the members of the Infantry were encamped, and
General Garlington there informed the soldiers that unless they frankly and fully
disclosed any knowledge which they had as to who of their comrades had
committed the offense, that they would be discharged from the army and
debarred from ever again entering the service. Even under this threat all the
soldiers denied having anything to do with the shooting or any knowledge
whatever of who did it. General Garlington made his report to the President and
recommended that Companies B, C, and D of the Twenty-fifth Infantry,
comprising 167 soldiers and officers, be discharged without honor and be
forever debarred from enlisting in the army and navy of the United States, as
well as from employment in any civil capacity by the Government.
Upon the back of this report the President wrote: "Let this recommendation be
executed." General Garlington, in his report, said: "In making this
recommendation I recognize the fact that a number of men who have no direct
knowledge as to the identity of the men of the Twenty-fifth Infantry who
actually fired the shots on the night of August 13, 1906, will incur this extreme
penalty."
It is conceded that only a small number of the soldiers had anything to do with
the affray. No one of these 167 men were summoned before a court-martial or
given any opportunity whatever to examine or cross-examine witnesses, nor
were they represented by counsel, nor did they have a legal hearing in any way
whatever. Twelve men, consisting of the Sergeant of the Guard, the men on
guard, and other noncommissioned officers in charge of the quarters, the guns,
and the gun racks on the night of August 13, and who must have known of the
absence from the fort of a part of the three companies, if they were absent, and
must have been implicated to some extent in the matter if it occurred, were
arrested by the state authorities. An investigation covering three weeks before
the grand jury at Brownsville took place, and they were finally dismissed by the
grand jury on the ground that there was no evidence whatever upon which to
convict them. It is elementary and fundamental law that in times of peace a
soldier or officer accused of crime who denies its commission cannot be
dismissed without honor and deprived of the right of reenlistment and the right
to hold civil office under the government of the United States, without charges being formulated and a hearing given him before a
court-martial. The President had not the slightest legal right to discharge these
men and inflict upon them the penalty which was inflicted without such a
hearing.
The President is the Commander in Chief of the army and navy of the United
States, but Congress is given the power to make rules for the government and
regulation of the land and naval forces, and Congress, in 1895, prescribed the
conditions under which a soldier in the regular army might be discharged
without honor. The Articles of War then enacted by Congress under sixty-one
separate provisions prescribes the different offenses for which a soldier may be
brought before a court-martial and punished, and the sixty-second provision of
these Articles of War provides that all other cases must be punished as a
court-martial may direct. By the advice of the Department of War, charges
against the twelve men whom the Texan authorities sought to indict were
prepared under this sixty-second section of the Articles of War, with
specifications and lists of witnesses, and apparently with the intent to bring
each of the twelve before a court-martial. But because the President had
exercised his alleged power to discharge, the apparent inconsistency of such an
arraignment with his act brought the matter to an end without a court-martial.
Notwithstanding all these provisions the President, without a hearing,
discharged these men without honor and debarred them from reenlistment or
from holding any civil office under the United States. General Ains-worth, the
Military Secretary of the War Department, said in the report which he made to the President: "A protracted examination of
the official records has thus far resulted in the failure to discover a precedent in
the Regular Army for the discharge of these members of three companies of the
Twenty-fifth Infantry who were present on the night of August 13, 1906, when
an affray in the city of Brownsville took place." It would seem that the President
knew that he had no right to discharge these men without their conviction by a
court-martial, for in March, 1903, to a question relative to the retention in the
army of a man accused of murder, he said: "In this matter, even if this man is a
murderer, I am helpless. I have absolutely no power to dismiss anybody from the
army in time of peace."1 The President is not above the law; he is the sworn
servant of the law. His act in this case was known to every citizen of the land.
There is no greater menace to our country to-day than the prevalent disregard of
the orderly enforcement of the law. Between the years 1885 and 1904 inclusive,
2,286 executions for murder, after trials and convictions, have taken place.
During the same period 2,917 suspected men, mostly negroes, have been
lynched, and a considerable number of them were publicly burned and tortured.
When the President, contrary to law, deprives 167 men of their livelihood and
their right to employment by the national government, he sets a dangerous
example to every person in the land.
Like usurpations have been numerous. Let us, however, observe one more. The
constructive recess of three years ago was conceived by the President to permit
the 1 North American Review, January 18, 1907, p. 217.
retention in office of certain officials to whom it was believed the Senate was
opposed. This recess lasted only from the falling of the gavel in the hands of the
President of the Senate, marking the close of the first session of the Fifty-eighth
Congress, and the rapping to order which immediately followed the opening of
the second session of the Fifty-eighth Congress. And it is to be remembered
that the House of Representatives attempted to recognize this as a real recess by
voting to themselves $190,000 mileage for attendance on the second session of
the Fifty-eighth Congress.
What excuses are offered for these usurpations? Simply that the President
thought such usurpations were for the welfare of the American people. Good
intentions never justify usurpations of law. Tiberius Gracchus, conscious that
his tribuneship had been of great value to the Roman people, and believing that
the tribune who would succeed him could not be relied on to carry on his policy,
offered himself, notwithstanding the law forbade it, to the Comitia for reflection.
He reasoned just as our President reasons, that his tribuneship had brought
great blessings to the Roman people; that the poor needed his protection; that
the interests of the country demanded his reflection, and that to break the law
for a good cause could be atoned for by the fruits of his administration for the
second year. Noble as were his purposes, beneficial as might have been his rule,
his illegal act resulted in armed resistance, and he and three hundred of his
friends were killed at the polls and their bodies flung into the Tiber. The
Constitution was given us as a guide of our action. It is beyond the ingenuity of man to invent a justification for its violation. The example of a President
obeying its mandates would contribute a thousandfold more to the general good
than ever can come from any supposed benefit in its violation.
When it was moved in the Constitutional Convention that a single person
should act as the executive of the nation, a profound silence followed,
continuing for several minutes, until Washington, the presiding officer, asked
what was the further pleasure of the Convention. In the conventions called for
the adoption of the Constitution in all of the Southern States and in
Massachusetts and New York, much alarm was expressed at the powers of the
President and the danger of his perpetuating himself in office. Little did the
people at that time contemplate that such vast power would attach to the office
by reason of the growth in size of our country, its rapid industrial advancement,
and its enormous increase in wealth. The precedent of Washington, followed by
his successors, of refusing to accept the office for a third term, has made it
unwise, if not practically impossible, for the President to seek it. But the
all-sufficient reasons which preclude the President himself from seeking a third
term, equally preclude his use of the great power of his office to bring about the
nomination of any certain person as his successor. Jackson, to his discredit,
dictated his successor as arbitrarily as he settled the question of the national
bank. If it is permissible for the President to seek to control the nomination of his
successor, then he can bring about the nomination in his party of the man he
prefers, and thus perpetuate his rule, although he has ceased to act as President.
The Roman law wisely provided that no one should be a candidate for the
Consulship unless he presented himself for the office from a private station in
life. If the President is determined to select his successor, he has only to appoint
him to a cabinet position of great power, and to vest him with patronage and
influence, to make him an overmatch for any man aspiring to the office from
private life. If the unwritten law of the land precludes a President from
continuing in the office beyond two terms, let us make it also the unwritten law
that the occupant of that high office shall not use the almost omnipotent power
which he holds from the people in any manner whatever to select his successor.
In short, let the American people insist that the exalted office of the President
shall lift him far above the use of his power to place any man in the presidential
chair, or to obstruct any man from seeking that exalted position from the walks of
private life.
IV
PATERNALISM AND IMPERIALISM "The French government having assumed the place of Providence, it was natural
that everyone should invoke its aid in his individual necessities."
DE TOCQUEVILLE.
"The mischief begins when, instead of calling forth the activity and powers of
individuals and bodies, government substitutes its own activity for theirs; when,
instead of informing, advising, and, upon occasion, denouncing, it makes them
work in fetters, or bids them stand aside and does their work instead of them.
The worth of a State, in the long run, is the worth of the individuals composing
it."
JOHN STUART MILL.
"Foreign politics recede into the background with the growth of civil and
political freedom, while they are the main prop of autocracies."
THE public newspapers a few months ago told the people of the country that a
delegation from the New York Federation of Churches had that day called at the
White House to lay before the President the facts about the waning of religious
zeal and the decrease of church extension in New York. They desired the
President's "aid toward arousing greater interest in religion." In the days of the
birth of the Constitution the fathers lifted their thoughts to Heaven and to God
for religious help, and they hardly anticipated a time when the President, for
whose election they were providing, would be looked to by the American people
for religious guidance. Noble Robert Collier was wont to tell the story of an old
clergyman in Scotland who, when the scorners gathered around the church
while services were going on, would leave the pulpit, catch the unrepentant
sinners, and drag them before the altar of mercy. Perhaps the delegation from the
New York Federation of Churches hoped that the President with his "big stick "
would compel the people to attend church.
The value of this simple and trifling incident is found in that it is a typical
illustration of the unfortunate condition of our people. Labor Unions, Boards of
Trade, National Banks, and like bodies are constantly turning to the President of the
United States, asking him to arbitrate strikes, coerce corporations, and deposit
government surplus, and generally to carry on the domestic affairs of the states.
The present Secretary of the Treasury has deposited upward of $200,000,000 of
the surplus of the government with the banks, issued $50,000,000 of three per
cent certificates, and sold them to aid the banks, under the law that they may be
issued when necessary to meet public expenditures, and sold $50,000,000 of the
Panama bonds in advance of the need of the money, in order to relieve the
money stringency. In the spring of 1907 we saw the strange spectacle of
presidents of railways hastening to Washington to invoke the President to
protect them from state legislation. A commission known as the Keep
Commission recently has reported a plan to be submitted to Congress, providing
that the government shall compel all its employees to make provision out of their
salaries for annuities after retirement for age. The government on its side is to
set aside, as part of the same fund, the sum of $725,000 for the first year, and this
sum is to be increased during a period of thirty years, when the system is
intended to be self-supporting. The maximum appropriation is to be $1,746,561.
Wiser words were never spoken than those of President Cleveland that "it is not
the business of a government to support its people, but of the people to support
the government."
The peculiar thing about the condition of our government to-day is that the
President is supposed by the people to determine everything. Shall a trust be
prose cuted? Ask the President, not the Attorney General. Shall we have further
legislation with reference to railways? Ask the President and not Congress. All
the affairs of government must be determined upon the President's idea. It is
simply a personal matter with the President. In a healthy democratic republic,
measures, not men, attract the attention of the people. But with us, the President,
appointing so many officers, controlling the army and, to a considerable extent,
the navy, is, to use a vulgar phrase, in the center of the stage with all eyes upon
him.
In Switzerland, the most democratic government in the world, a President of the
Confederation is reported as once saying that if anyone were to question ten
Swiss, all of them would know whether their country was well governed or not,
but that nine of them would not be able to give the name of the President, and
the tenth, who might think he knew it, would be mistaken.1 When will the
American people learn that an all-powerful executive, constantly posing before
them, toying gigantic schemes in their sight, dazzling them with his power and
the grandeur of his views, keeping their attention upon the world's politics,
using the navy to collect from the weaker and smaller countries their
indebtedness to European countries, advising his own people upon their
domestic and social questions, is a menace to that liberty which never can
continue unless it continues by reason of discussion of measures, not men. By
too much trust in government the people are ceasing to trust
1 Lowell, Government and Parties in Cont. Europe, vol. II, p. 327.
themselves. The state cannot aid men without enfeebling their energies and
imperiling their self-reliance. Such a condition goes on for a century or so, and
by and by the people, who gradually have been losing independence and
self-initiative, become an easy prey to the man on horseback.
Now let us see how these lamentable conditions have been brought about. In
more than 200 addresses and messages and communications to Congress,
during the last six years, the President has ever been holding before the people
the one great theme — the power, the ability, and the willingness of the chief
magistrate and of the national government to care for all the wants of the people.
There is no subject, from football to race suicide, from simplified spelling to
Constitutional construction, within the whole scope of human knowledge which
has not been exploited more or less and held up to the people in these speeches
and messages.
At Sioux Falls, on April 6, 1903, the President tells his audience <( that the
Department of Agriculture devotes its whole energy to working for the welfare
of farmers and stock growers," and then he enumerates the various ways in
which the Department is working-for the benefit of the farmers of the country. It
was proposed in the Constitutional Convention to appoint a Secretary of
Domestic Affairs who should attend to the study of agriculture and
manufactures, and the opening of roads, but this was not approved.1 It was also
proposed to establish agricultural colleges to promote agri-1 Elliot's Deb., vol. v,
p. 446.
culture, and this proposition was voted down. Notwithstanding this, hundreds
of millions of the people's money have been used for the ostensible purpose of
promoting agriculture. For years Congress has been purchasing seeds at
ordinary seed stores and scattering them among the farmers of the country.
During President Cleveland's second administration, Stirling G. Morton,
Secretary of the Department of Agriculture, attempted to put a stop to this, and a
representative from Louisiana arose in the House and declared that the
distribution of seed was the only relation left him with his constituents, and now
the Secretary of Agriculture was about to destroy that relationship.
In the President's message of December, 1906, he assures the people that "much
is now being done for the States of the Rocky Mountains and great plains
through the development of the national policy of irrigation and forest
preservation." In a recent case l it is distinctly held that Congress has no power
to devote the public money for carrying on irrigation in the states, but that
possibly the power exists to devote the public money to the irrigation of public
lands in the territories. The irrigation laws, the geological survey, the ten or
fifteen divisions of the Agricultural Department given over to investigations of
all kinds, using up hundreds of millions of dollars of the people's money, induce
the people to look to the national government. These lavish appropriations are
made with this express purpose in view. Every appropriation is a fresh draft from
the exhaustless resources of a paternal govern-1 Kansas v. Colorado, 206 U. S.,
91, 92.
ment, but not a dollar was ever yet spent by the government which was not
taken out of the pockets of the people. The appropriations of Congress in the
year 1898 were $485,002,044; in 1906 they were $820,184,624, nearly double the
amount for 1898; and in 1907 they were about a billion dollars. In the year 1907
there was appropriated by the River and Harbor Bill alone, $83,816,138, a sum
larger than the total cost of all government in the United States in any single
year prior to 1860.
In the President's message in December, 1906, he devoted much attention to
technical and industrial training, treating the whole matter as though the national
government had power to establish schools in the different states, to instruct
carpenters, blacksmiths, mechanics, textile workers, watchmakers, and all the
members of the several industries of the country. Mr. Wadsworth, Chairman of
the Committee on Agriculture, in the last Congress commented at length upon
the tendency of the Department of Agriculture to usurp the powers of the state
governments. The occasion of his speech was the consideration of what was
known as the Nelson Amendment increasing the agricultural appropriations. Mr.
Wadsworth said that the agricultural appropriations as a whole presented a
serious menace to local control of education; that they included bills to extend
aid to state normal schools, agricultural schools, mechanical schools, and city
high schools; and that if appropriations were made for such purposes by and by
they would be extended to the grade schools and then "you will have federal
control and supervision of your schools." Mr. Tawney, Chairman of the Committee on Appropriations, said: "If
we continue this system of paternalism much longer it will not be long until the
Congress will be swept off its feet and called on to account for from $25,000,000
to $50,000,000 annually for the construction and maintenance of good roads."
The late Secretary of the Treasury, Leslie M. Shaw, for the purpose of aiding the
national banks, allowed bonds other than government bonds as prescribed by
the statute to be used to secure circulation; purchased bonds in advance of their
becoming due with the intent of easing the money market; and deposited the
moneys received by the government for internal revenue, to the amount of
$20,000,000, with the banks in the east and in the west, after it had been taken
into the Treasury vaults, a power never exercised before by any Secretary. He
also deposited the government moneys with importing banks, during the transit
of gold from London, Paris, Berlin, and Amsterdam, to save the cost of interest
in transit; offered government deposits to banks which would buy the Panama
Canal bonds at two per cent; deposited the Treasury surplus from time to time in
different banks to ease the money market; advised that the matter of the amount
of the reserves required by law to be held in the national banks be left for the
Secretary of the Treasury to determine; and finally announced that if
$100,000,000 were given him as Secretary of the Treasury to be deposited with
the banks or withdrawn as he might deem expedient, and that if he also was
clothed with authority over the reserves of the banks and power to direct the
circulation of the national banks, he could prevent financial crises in the United States and
all Europe, thus becoming the saviour of Europe as well as of the United States.
The President, in commendation of the services of his Secretary of the Treasury,
at the time of his resignation, wrote him: "People tend to forget year by year that
the Secretary of the Treasury stands between them and business disaster. This
report of yours shows how every year some crisis has occurred which might
have had a most serious effect if it had not been met just as you have met it."
These are only a few of the attempts of the government to direct the attention of
the people to it for the remedy of every evil. The Treasury of the United States
has been opened wide by distributing money into every part of the country for
purposes with which the national government has nothing to do, with the
intention of directing the attention of the people to the all-wise providence of
Congress and of the Executive. A hundred years ago our people asked no favors
from government, but only for a fair, square deal, each man confident in his
ability to win by his own brain and his own hand. To-day, under this paternal
rule, everybody is in the habit of looking to the President and Congress for relief
from every evil. Thus residents in the southern states recently sent a request to
the Secretary of the Department of Agriculture that he rid them of the pest of the
boll weevil, while the men of old Massachusetts, wherein personal
independence in revolutionary days was most developed, send to Washington
for help to drive the brown-tailed or gypsy moth from the bor ders of their State. Just as at Rome, the leading men desiring the plaudits of the
people provided them with a circus, just as Caius Gracchus proposed a
provision that the grain at Rome should become state property, and that the
government should sell wheat to the people at a ridiculously low price, so to-day
President Roosevelt and some of his predecessors have used vast sums of
money collected from the people through protective tariffs, internal revenue, and
other means to bestow bounties here and there all over the land, and thus attach
the people of the different states to the all-powerful, all-bounteous providential
national government.
Now such government is destructive of public virtue. The function of
democracy is not alone to make government good, but to make men strong by
intensifying their individual responsibility. The belief that the President or
government has the power to make everybody comfortable or happy, and the
inclination of the people to depend upon our government as the people of
France and Germany depend upon theirs, is a tendency destructive of liberty
and individual initiative. Paternalism is the dry rot of government, and as surely
brings paralysis through all its members as the law of gravitation controls the
universe.
But even these are not the worst evils of paternalism. The greatest curse which it
has brought upon the country is its teaching that all evils are political in nature,
and that it is within the scope of the state to destroy the social miseries which
inevitably exist. We are teaching the people that a law of Congress is a
sovereign specific for every evil. The President of the United States is constantly calling to the attention of the people in his messages
and speeches the benefits to be derived from new laws, yet every student of
history knows that better conditions cannot be brought about except through a
change in the personal character of the people and their exercise of individual
virtue and vigor. The exercise of arbitrary power by the President is bad because
arbitrary power, whether it be political or industrial, has always had but one
tendency, and that is to make good citizens bad citizens. The citizens who are
contented to rely upon a paternal government never rise through one
emancipation after another into a higher liberty. Social evolution progresses
actually with the importance of the citizen above the state, and decreases exactly
in the proportion of the importance of the state over the citizen. A good
despotism is an absolutely false idea. The more civilized the country, the more
noxious such a government.
The people must fight their own battles for better conditions. Every time they
call upon that great central deity, the Government, to fight an evil, they
surrender their God-given right to grow strong by fighting it themselves. By and
by, if recent tendencies continue, they will surrender all their duties and all their
rights, so dearly bought, to their rulers. By and by the government, like that of
Germany, will dog the citizen's footsteps at every turn, provide him with old-age
pensions, recompense him for all injuries received through negligence, destroy
his manhood while alive, and bury him when dead. Let us go on at the same rate
we have been during the last five years, and the sole idea of our country will be a divinely inspired President whose authority, as
guardian of the people, insures their general felicity. This evolution will consist
in erecting an absolutely central power over the ruins of state and local life. All
will be looking to Congress more and more for the righting of wrongs, for the
control of commerce and industry, and for the curbing of the predatory railways
and trusts. The command of the people to the President will be the command to
the Roman dictator to take care that the state receives no harm, leaving the
means and the methods entirely to his wise discretion. Then when evil
conditions come, as they came recently to the wine growers in the south of
France, through perfectly natural causes, our people in vain will turn their faces
to the government to relieve them even as the French peasants sought
government aid, and then rose in arms against a government that could find no
cure for their ills.
Upon no subject has the President spoken with so much power as upon the
decadence which race suicide is bringing upon the country. The conditions
which the President laments are a menace to our national greatness, but no
amount of severe language against married people who have no children will
avail. Better a hundred times to find the reasons for race suicide and remove
them. If the President does not know what those reasons are he has not carefully
reflected upon existing conditions. The high price of the necessaries of life,
whereby a large part of our people are reduced to a condition where the daily
wage barely supports the family, more than any other cause brings the condition which the President so wisely
laments. The masses of men will be what their circumstances make them. If the
present prices of the necessaries of life and of rent continue, the average
laboring man with a family will be unable from his wages to support his family
and to lay aside a dollar for his old age. He pays for the rent of the tenement in
which he lives from twenty-five to fifty per cent more than he would pay for it
were it not for the customs duties upon iron and steel, wood, nails, glass,
cement, and everything that goes into the making of that tenement, whereby the
domestic manufacturer is protected from foreign trade and allowed to deprive the
poor man of his scanty earnings.
The tariff schedules of to-day carry duty on more than 4,000 articles. Nearly
every duty on these 4,000 articles permits the domestic producer of the same
article to impose a higher price for his product, and that price eventually falls in
greater part upon the shoulders of the poor and deters them from marriage and
childbirth. Superintendent Maxwell, of the New York City schools, two or three
years ago said: "There are thousands of children in our city schools who cannot
learn because they are hungry." And they are hungry, in part at least, because
of that protective tariff which allows the wealth of the country to make every
poor laboring man in this land pay tribute to increase its wealth. In 1,000 villages
and cities, from one end of this country to the other, the wife of the poor man
will be found in the market, the hard earnings of her husband in her gnarled
hands, purchasing the necessaries of life; and from every dollar's worth she buys, she is obliged, because of the
tariff, to make a personal contribution to men who already have their millions. In
the fifty years since the end of the Civil War, the protective tariff has brought to
the hands of a few thousand manufacturers more wealth than was acquired by
the French nobles through privilege in five hundred years prior to the
revolution. In the President's Jamestown speech he said: "We combat every
tendency toward reducing the people toward economic servitude." The way to
combat it effectually is to remove the tariff which reduces the poor to economic
servitude to the trusts. So reduced have the people become, that one has but to
observe their condition closely each day in the crowded cars and thoroughfares
of New York City to see that they are losing their faith in the opportunity to
improve their condition and their courage to battle against the odds of life.
Vitiated air, bad sanitation, and squalid homes drive them forth to the
cheerfulness of the saloon, and, by and by, if a crisis comes, impel them to the
commission of crimes.
A few months ago the J. & P. Coats Co., Ltd., thread manufacturers, declared a
large dividend upon their capital of $15,000,000. This is a foreign corporation
owned at Paisley, Scotland, but doing business in this country to take
advantage of our tariff. Its stock, which is $50 per share, had a market value of
$677.50 at the time this dividend was declared. The tariff duty upon sewing
thread is six cents per dozen spools of 100 yards each. Race suicide, as a
deplorable condition in our country to-day, is explained by such instances as the sewing woman; robbed by the high price of the
necessaries of life, with a burden upon the cost of her thread, driven by
desperate competition, she succumbs under all this stress and strain. This
increased cost of living is a merciless drain upon the whole body of poor people.
Robbed of their earnings by the monopolist, the unmarried do not marry, and the
married do not bring children into the world, and the problem exists. Alexander
Hamilton well said: "Give a man power over my subsistence and he has power
over the whole of my moral being." Government to-day gives to a few thousands
the power over the subsistence of every one of the 20,000 post-office clerks
whose salaries run from $600 to $1,000 a year, of all other clerks in the employ of
the government on fixed salaries, and of every one of the millions of clerks upon
fixed salaries in stores and business concerns in the entire country. And the
result is race suicide, because we have reached a time in this country when a
great portion of the people are unable to support a considerable family in the
style they desire.
Yet the President, who deplores race suicide, a few years ago said: "Our
experience as a people in the past has certainly not shown us that we could
afford in this matter (of the tariff) to follow those professional counselors who
have confined themselves to study in the closet, for the actual working of the
tariff has emphatically contradicted their theories." Of one of those professional
counselors who confined himself, in great part at least, to study "in the closet,"
Mr. Buckle, in his worldwide known "History of Civilization in England," speak ing of the "Wealth of Nations," and summing up his estimate of the book, says:
"Well may it be said of Adam Smith, and said, too, without fear of contradiction,
that this solitary Scotchman has, by the publication of one single work,
contributed more toward the happiness of man than has been effected by the
united abilities of all the statesmen and legislators of whom history has
preserved an authentic account." With the growth of the protective tariff, those
who have watched public affairs with care can observe the waning of the
old-time democratic simplicity in government, and can see its place being taken
by rapid centralization of power and growth of paternalism in the general
government. High protection, militarism, and paternalism have been advancing
hand in hand since the Civil War.
Immediately after the announcement of the nomination of Mr. McKinley at the
Republican National Convention at St. Louis, in 1896, a delegate raised upon the
point of a flagstaff a cocked hat, such as one associates with portraits of
Napoleon, and the Convention cheered to the echo this Napoleonic emblem.
Little did the delegates think that during the administration of Mr. McKinley
would occur a war and the acquisition of territory, containing over 10,000,000 of
people, in a distant part of the world, and that changes would come in the form
of our government, leading to new habits, modes of thought, and conditions of
life among the people which are inconsistent with a free democratic republic. We
need spend little time in discussing the facts and conditions of our getting
possession of our different colonies. We have them. and it is well for us now to study how these new conditions will affect our home institutions.
A republican form of government based upon a written constitution cannot exist
where the republic is the sovereign of widely scattered colonies. The tendencies
to usurpation from imperialism are so great as necessarily to break down the
guarantees to liberty found in the written Constitution. The Philippine Islands
became the property of the United States April 11, 1899, and it was 1901 before
Congress took them into its charge. During all this period these Islands were
governed by the President simply as the Czar might govern Siberia, or as the
German Emperor did govern Alsace-Lorraine for some years after the
Franco-German war. He not only executed the laws, but he made new ones.
Without any authority from Congress he sent to the Philippines a Commission
of five men who legislated for them and reported their laws to the President
through the Secretary of War. Before the transfer by the treaty the President
governed as military commander, but after the Philippines had become domestic
territory, he ruled without any authority whatever. Even if Congress had
attempted to delegate the power to the President to govern the Philippines, there
is grave doubt if any power exists under the Constitution to permanently rule
colonies as subject people.
Even after Congress assumed charge of the Philippines the government
continued a mere despotism. Shortly after Mr. Root resigned his position as
Secretary of War, and in the early part of 1904, at a banquet of the New York
University Law School, he said: "It has been my province during the last four years and a half to deal with arbitrary
government. It has been necessary for me not only to make laws and pronounce
judgment without any occasion for discussion — except in as far as I would
choose to weigh the question involved in my own mind — affecting 10,000,000
people. And not only to make laws and pronounce judgment, but to execute
judgment with overwhelming force and great swiftness." Here Mr. Root well
describes the government of the Czar, the government of Germany and Belgium
in Central and South Africa, the government necessarily of all countries which
rule subject provinces. How would our own people be ruled at home if they
knew no more about their own affairs than they know or care about the affairs of
the Philippines?
When it was known that the Treaty of Paris provided for the taking over of the
Philippines at a cost of $20,000,000, many of those who were opposed to the
treaty declared that the Philippines were of little value and would be a curse to
our country. The action, however, of our government was acclaimed by a
considerable proportion of the people. We have invested in the Philippines up
to the present time at least $1,000,000,000. And now from every side we hear
thoughtful men asking that we get rid of them, saying that they are a useless
incumbrance, saying that our trade with them has not increased, and that no
benefits will come to the country from holding them. Senator Raynor, of
Maryland, recently speaking in New York, said: "The Philippines, I will
guarantee, would not sell for a dollar and a half in the market of the world. Who
wants them? Where is the bidder? Not a nod of the head will you get from the nations of the
world."
The important question for the American people to-day, however, is the effect of
our imperial system upon our government. Sixty years ago William H. Seward
declared the great principle that we could not live half slave and half free. With
equal truth it can be said to-day that we cannot deprive the people of the
Philippines or the people of our other colonies of their liberties, without the
self-same act destroying the safeguards of our own. Imperial aspirations draw,
by obvious necessity, an imperial rule. As our government becomes imperial,
foreign politics come to the front and the growth of political freedom among our
people goes to the rear. He reads history to little purpose who does not find in
its teachings many illustrations of the truth that a free people cannot rule subject
peoples and preserve their own government free.
At Waukesha, Wis., April 3, 1903, the President said to his audience: "We
cannot help playing the part of a great world power. All we can decide, is
whether we will play it well or ill." But one of our greatest jurists and at the same
time a most ardent lover of liberty, Mr. Justice Harlan, of the United States
Supreme Court, speaking a few years ago, said: "Let us hope that this great
instrument " (referring to the Constitution) "which has served so well, will
weather the storms which the ambitions of certain men are creating in the effort
to make this country a world power." Imperialism necessarily brings to the front
politics, schemes of empire, while the ordinary interests of our people will be overlooked.
Mr. Cleveland, in his first administration, carefully examined the private bills
which were sent to him from Congress, and vetoed 127 of them. Of these, 124
were special pension bills. So far as I am able to ascertain, President Roosevelt,
absorbed in world politics, has found little, if any, time to examine bills and has
vetoed only a single bill, correcting a war record, during his whole
administration. Perhaps I should not speak with confidence upon this matter,
because he may have vetoed bills of which no public mention was made. But at
least he has vetoed no important measure and apparently has given but little
attention to the bills which came to him from Congress.
Playing the part of a world power — what does it mean? It necessarily means the
predominance of the questions affecting foreign affairs in the politics of a
nation, and the predominance of the questions of foreign affairs means a
weakening of party government, a weakening of the opposition to the party in
power, and the strengthening of the executive. The party which is carrying out
an imperialistic policy always appeals to the pride of the people, to the national
spirit, to jealousy against other great powers, and brands every man who
opposes the squandering of the public money as stingy, mean, unpatriotic, and
a friend of foreigners. Since we adopted a policy of imperialism the power of the
President of the United States has been increasing with leaps and bounds. Like
the Kaiser, who sent an army under Count Von Waldersee to China without
consulting the Reichstag, the President to-day sends our navy or army in time of peace
anywhere over the world, on any mission he pleases, without ever referring to
Congress.
But imperialism, because of the heavy taxation which it brings upon the people,
is the cause of discontent, of socialism, and all of the evils that follow in their
train. France commenced the building of her colonial empire in the eighties. At
that time her socialist party was of little account. First she invaded Tunis in
1881;
then Indo-China; then Madagascar and Dahomey, and finally the Fashoda
collision with England occurred in 1899. During this period France added subject
territories to her domain amounting to many times her whole area, but the
expenditures of government were enormous. Increased burdens were put upon
the people, and as the life of the ordinary man became harder and harder,
socialism grew rapidly. To-day it is sufficiently influential to practically control
legislation in the Chamber of Deputies. In 1871 the socialists elected but three
members to the Reichstag in Germany. A few years later Bismarck commenced
pushing his scheme of planting German colonies in all lands. In Africa, in China,
in every part of the world, Germany increased its territory. To-day the socialists
number in the neighborhood of 3,500,000 voters and have a large number of
delegates in the Reichstag. In 1892 the socialists polled about 27,000 votes in
Italy. Crispi, as the Prime Minister of Italy, commenced at that time to carry out
his policy of imperialism, and with the growth of that policy socialism has grown,
until to-day it has a large representation in the popular chamber of the legislature.1
Since we have become a world power, as described by President Roosevelt, the
characteristic conditions of imperialism have been appearing in our own country.
Sir Henry Campbell-Bannerman, a master observer of events in England, a few
years ago described the characteristics of imperialism, and the description fits
perfectly the conditions which are seen everywhere in this country to-day. Sir
Henry, being asked what were the methods and characteristics of imperialism,
answered:
"I will recite some of them. It magnifies the executive power; it acts upon the
passions of the people; it conciliates them in classes and in localities by lavish
expenditure; it occupies men's minds with display and amusement; it inspires a
thirst for military glory; it captures the electorate by false assertions and illusory
promises;
and then, having by this means obtained a plebiscite and using electoral forms
in the servile Parliament thus created, it crushes opposition and extinguishes
liberty. And the irony of the thing is this — that all this is done in the name of
the people themselves, and under the authority of their voice, so that the people,
while boasting of their supreme power, are enslaved."
Let us take, clause by clause, this admirable description of imperialism and see
whether these conditions exist in our own country. "It magnifies the executive
power — it inspires a thirst for military glory." The minimum strength of the army
is now, according to law,
1 Cook, Am Acad. of Political and Social Science, Pamphlet No. 316.
68,951, exclusive of 5,208 Philippine scouts and the 574 men of the Porto Rico
regiment. Its maximum strength is about 100,000 to 104,000, according to the
Reorganization Law of 1901, which gave the executive the right never before
possessed, namely, to increase or decrease the army within that limit as he saw
fit. He can increase the various regiments to war strength at any time without
waiting for Congress to act. Prior to the war with Spain the strength of the
regular army was 25,000 men.
On January 21, 1903, the President approved the United States Militia Bill passed
by both Houses of Congress. This bill was one of the great triumphs of Mr.
Root's supervision of the War Department. Under the old act the state militia
was arranged in divisions, brigades, battalions, troops, and companies, "as the
legislature of the state may direct." Under the new law the President was
authorized in time of peace to fix the minimum number of enlisted men in each
division, brigade, battalion, troop, and company. Under the same law the
Secretary of War was authorized to provide for participation of the organized
militia of any state or territory in the encampments, maneuvers and field
instruction of any part of the regular army at or near any military post or camp or
lake or seacoast defenses of the United States. And to induce the state troops to
mingle with the regular army, the law provided that the organized militia so
participating should receive the same subsistence and transportation as is
provided by law for the officers and men of the regular army. This was held out
as an inducement to the men of the militia to visit the camps and to mingle with the soldiers or the regular
army, that the spectacles of war might fire their ambitions for military glory and
arouse a military pride among the people. Then provision is made that officers of
the organized militia may pursue a regular course of study at military schools or
colleges of the United States, and receive there the same allowances and
quarters to which officers of the regular army are entitled. They are to receive
pay at the rate of $1 per day while in actual attendance. To make sure of the
control of the national government over the state militia, the adjutant general is
required to make frequent reports directly to the Secretary of War, and he is
empowered to appoint a board of officers who shall examine those desiring
commissions in the state militia as to their qualifications for the command of
troops or of performing staff duties, and this board of officers is required to
certify to the War Department its judgment as to the fitness of the applicants for
command. Every means which ingenuity could devise whereby the state militia
could be attached to the national government and made dependent upon the
national government is found in this statute.
With twenty modern battle ships, a great fleet of older battle ships, armored
cruisers, monitors, and torpedo boats, our navy is becoming, after England, one
of the most formidable in the world. "Two thirds of the whole revenues of the
government are devoted to the payment," says Senator Hale, "of inheritances
from past wars, like pensions which nobody can stop and expenditures in view
of future wars. Of all the taxes that are laid, and all the revenues that are collected, nearly two thirds are expended for
the military in a broad way."
"It magnifies the executive power," says Campbell-Bannerman. While our people
have seen the President sending our cruisers and gunboats to Panama to aid in
wresting that state from the Republic of Colombia, to San Domingo to establish a
receivership of the customs duties of that Island, and about all over the rest of
the world to keep up the appearance of a world power, the people "while
boasting of their supreme power," in the language of Bannerman, "are
enslaved." Their earnings pay for all this splendor, and this glamour is created to
divert their attention from the burdens which they bear, and from the danger to
their liberties which such conditions create. In the meanwhile the President
keeps the people interested, gives them something new to think about, and
helps to put off the day of reckoning for these abuses. "Gild the dome of the
Invalides," was Napoleon's cynical command when he learned that the people of
Paris were becoming desperate, and when murmurs of discontent arise in our
own country the President orders the war ships to the Pacific.
"It conciliates them in classes and in localities by lavish expenditure." The total
amount voted by the first Congress of President Harrison's administration was
about $1,000,000,000, and this vast expenditure, astounding the people, was one
of the principal causes of his defeat for the Presidency in 1892. Yet the last
Congress appropriated nearly $2,000,000,000 of the people's money. At the first session was appropriated $880,000,000 ($80,000,000
of which was for canal expenses), being $300,000,000 more than the first year of
the McKinley administration, an increase of sixty per cent. In the last Congress
about 30,000 bills and resolutions were introduced in the House of
Representatives. Six hundred and twenty-eight private pension bills were passed
in the last days of the session in an hour and twenty-five minutes, being the
highest record in the passage of pension bills in that body. Labor unions and all
kinds of social societies, every class that controls votes in the community,
anything in the shape of an organization in these days can procure favors and
appropriations from Congress, but the great body of the people who are
unorganized pay the bills. Lavish expenditure to conciliate the classes in
localities is seen best in the agricultural appropriations, in those for irrigating
arid lands, for the geological survey, and the hundred other means of absorbing
the people's money. No nation in all history has ever scattered with so lavish a
hand the hard earnings of its people as the United States in the last three or four
years; and the President, who is the sworn protector of the Constitution and the
law, with every obligation upon him to protect the people from such plunder, has
not vetoed a single bill, so far as I can ascertain, voting away the people's
hard-earned money.
"It captures the electorate by false assertions and illusory promises," says
Campbell-Bannerman. The President, in an address delivered at Fargo, April 7,
1903, says of the administration of justice in the Philip- pines:1 "The administration is incorruptibly honest. Justice is as jealously
safeguarded as here at home." Mr. Root says, as quoted above, that while
Secretary of War he made the laws and executed judgment, and yet while he was
doing this the President was declaring at Fargo that justice in the Philippines
was as jealously safeguarded as here at home. Trial by jury does not exist in the
Philippines in either civil or criminal causes.2 In criminal causes the Spanish
system was retained.3
"It occupies men's minds with display and amusement," says
Campbell-Bannerman. Can anyone fail to see the changed attitude of the
government in recent years? The German Kaiser supervises the opera, painting,
sculpture, and about every profession in that country. The censure of the Kaiser
destroys the artist. The eyes of all his people are upon the Kaiser — what he
does and what he says. He seizes every possible opportunity to declare his
sentiments upon every conceivable subject of government in Prussia. He
identifies himself personally and publicly with every act of his government, and
makes every act of his administration appear to be his own. Just so in this
country. The President has taken over the supervision of about the whole of life.
Though not a lawyer, he criticises the decisions of the United States Supreme
Court and the lower courts. He keeps the eyes of all the people turned toward
the theater of his action, and he is always
1 Lodge, President's Addresses, p. 157.
2 Dorr v. United States, 195 U. S., 138. 3 Keppner v. United States, 195 U. S., 100.
in the center of the stage. He identifies himself personally and publicly with
every act of the government which he believes will be popular, and never loses
an opportunity to declare his sentiments on every question of government. He
regards himself as commissioned to govern the state, and also to lead the people
in religion, morals, and ordinary affairs of life. Every social subject brings forth
comment from him. Whether football shall be played in the universities and
colleges and how it shall be played, whether it is a wholesome physical exercise,
the morals of the game; what should be taught and what should not be taught in
the schools;
everything in the scope of human life and human action is within the ken of our
President. If any class of men have a grievance they are induced by his action to
look to him tor redress, and the kaleidoscope is kept moving, ever moving, with
the central figure ever upon the stage. Kampici, the Chinese Machiavelli, in
telling the secret of absolutism twenty-two centuries ago, said:
"Amuse the people, tire them not, let them not know."
Under these conditions the customs and forms which prevail in monarchical
countries are being adopted here. Secret-service men swarm about the person of
our President. Platoons of police are called in for guards; cavalry are frequently
employed. Court forms are adopted at the executive mansion, and efforts too
numerous to detail are made to exalt the person of the President and to accustom
the people to the change of government which has been rapidly going on. A
choice collection of epaulets, with flag flying and band playing, have escorted
the Secretary of War to and from the depot at Washington. Everywhere in every direction we are putting on the airs
and adopting the customs of a monarchical form of government, and we are
doing this because we have become an empire and because our people are given
over to the spirit of materialism, and are forgetful of the sturdy industry and
simplicity which marked our fathers and which always accompanies true
greatness.
A few months ago a writer who represents in his ideas those of many people,
wrote a letter to the New York World containing this statement: "Why not
abolish the States and have Departments like France, only more simplified?
Retain the State boundaries and names as now, but abolish Governorships and
Legislatures. Leave the Congressional Districts and elect two United States
Senators from each Department by popular vote." l Adopt the government of
France in the United States! Let us see what it is. The revolution of 1789
destroyed all the existing local divisions except the Commune, and they were
replaced by artificial districts so that the Commune is the only true center of
local life.2 The whole country is divided into eighty-six departments, at the head
of each of which is a prefect appointed and removed at pleasure by the President
of the Republic. Although appointed in form by the President, he is in reality
nominated by the Minister of the Interior, who represents the Ministry, and has
the real power of appointment. The office of the minister is political, and the
prefect who rules each department under him is a po-
1 N. Y. World, June 24, 1907. 2 Lowell, Governments and Parties in Cont. Europe,
p. 36.
litical officer. He is the agent of the Minister of the Interior and tne central
government in regard to all matters. He has independent authority over all those
things in the department which in our country are controlled entirely by the
people of the locality. He can dissolve the local assembly, either directly or
through the President of the Republic, and can veto many of its acts. The local
assembly is largely a formal body, the deputy or prefect acting for the general
government ruling the department. The Mayor of each Commune is, to a certain
extent, an agent of the central government, and is absolutely under the orders of
the prefect. His acts in regard to many local matters, such as police, public
health, and many others, may be annulled by the prefect, who also has the
power to issue, as to those matters, his own direct orders. The prefect may
suspend the Mayor of the Commune from office for a month; in short, as the
agent of the central government, the prefect is practically the governor of each
Commune. It is not uncommon in France for the Minister of the Interior to
dismiss the prefect after election, because "he failed to carry his department."
Paris is absolutely under the control of the central government.
Representative government in any true sense would be impossible in the United
States if we attempted to legislate for all the affairs of life for over eighty million
people composed of all races, all religions, and all grades of intelligence,
scattered throughout the different communities and states over a territory of
over three and a half million square miles. Any such attempt to control this
country from Washington would involve a more extensive bureaucratic government than has ever been known in the history of
the world. Such a government is always autocratic and often corrupt, and yet it
is toward such a government that we are rapidly tending.
With the imperialistic reign has come arbitrary methods and manners on the part
of our President. President Roosevelt, referring to the Constitution of Cuba, an
instrument which our government had helped to frame, on September 28, 1906,
telegraphed Secretary Taft with reference to an adjustment of Cuban affairs:
"I do not care in the least for the fact that such an agreement is
unconstitutional." The ancient maxim of benevolent despotism was, "Let my
subjects say what they like so long as I do what I like," but even this privilege is
not granted the people of the United States, for we have learned in many
different cases that he who differs from our President finds himself involved in
great difficulties. The President's language with respect to the South American
republics; the general resolution of Congress ordering Spain out of Cuba within
thirty days;
the summary ejection of people from the White House;
the constant interference in the affairs of other countries; the dismissal of Miss
Rebecca Taylor because of her expressions about imperialism; the executive
orders retiring naval officers; the promotion of inexperienced naval and military
officers over the heads of their superiors ; the suspension in several cases of the
Civil Service Law — all these point to so changed a condition of affairs that we
sometimes think it is all a dream.
The conditions which we have described are exactly the conditions which have
preceded a change from de mocracy to empire and despotism ever since the world began. The building up of
great fortunes; the growth of a moneyed aristocracy; the passing of wealth into
the hands of the few; the separation of the people into classes;
the establishment of vast monopolies extorting money from the people; the
universal desire for national grandeur and glory, together with the spirit of
restlessness in our people — these are dangerous omens. If such usurpations as
I have described should pass unchallenged by the American people, they would
soon acquire the force of precedent. Now is the time and we are the people to
watch with jealousy such beginnings, to indignantly attack them and, if
possible, to destroy them.
V
CONGRESSIONAL USURPATION "The tyranny of the Legislature is really the danger most to be feared, and will
continue to be so for many years to come. The tyranny of the executive power
will come in its turn, but at a more distant period."
JEFFERSON.
"I know not how better to describe our form of government in a simple phrase
than by calling it a government by the Chairmen of Standing Committees of
Congress."
WOODROW WILSON.
"Every foreign observer has remarked how little real debate, in the European
sense, takes place in the House of Representatives. The very habit of debate,
the expectation of debate, the idea that debate is needed, have vanished except
as regards questions of revenue and expenditure, because the center of gravity
has shifted from the house to the committees."
THERE is no more striking and significant fact in the public life of our country
than the predominance in recent years of the United States Senate over the
House of Representatives, the popular branch of Congress. Claiming to be more
democratic than European countries, the whole trend and current in the United
States recently has been toward the consolidation of power in the Senate and
the President to the destruction of the equipoise of the checks and balances of
our Constitution. The tendency of modern life during the last thirty years,
outside of the German Empire and the United States, has been steadily toward
increasing the power of the legislative body elected directly by the people.
The members of the French Senate are elected in each department in France by
the electoral college composed of the deputies, the members of the general
councils, the members of the special councils, and the delegates chosen by the
councils and by the communes or towns. Each department in proportion to its
population is entitled to from two to ten senators, who are elected for a term of
nine years, one third retiring each three years. The legislative power of the
Senate and Chamber of Deputies is the same except as to revenue bills, which
are originated by the Chamber of Deputies in the same manner as provided by our
Constitution. Notwithstanding that the French Senators are elected in very much
the same way as in our own country, with a longer term of office, and with equal
legislative powers, and would naturally be a more influential body than the
Chamber of Deputies elected by the People, yet Mr. Lowell, in his admirable
work on "Governments and Parties in Continental Europe," says: "In reality it is
by far the weaker body of the two, although it contains at least as much political
ability and experience as the other House, and, indeed, has as much dignity, and
is composed of as impressive a body of men as can be found in any legislative
chamber the world over. The fact is that, according to the traditions of the
parliamentary system, the cabinet is responsible only to the more popular branch
of the legislature, and in all but one of the instances where the cabinet in France
has resigned on an adverse vote of the Senate, the vote was rather an excuse for
the withdrawal of a discredited ministry than the cause of its resignation." 1
The Italian Senate is composed of the princes of the royal family, of members
appointed by the king for life, of bishops and high officials, civil and military and
judicial, and of deputies who have served three terms or six years. It has the
right to originate legislation except revenue measures, which must be first
presented in the Chamber of Deputies. It has judicial functions, and sits as a
court to try ministers impeached
1 Lowell, Governments and Parties in Cont. Europe, vol.
i, pp. 21, 22.
by the Chamber of Deputies, to try cases of high treason and attempts upon the
safety of the state. Clothed as it is with legislative initiative like the Chamber of
Deputies aside from revenue bills, its members being selected from the higher
walks of life, one would expect it to be the more powerful. But Mr. Lowell says:
"As a matter of fact, the Senate has very little real power, and is obliged to yield
to the will of the Lower House." 1
In Switzerland the Council of States corresponds to the United States Senate,
and its members are elected by the local legislature of each canton, while the
members of the National Council are elected directly by the people. We see in
Switzerland the exact copy in this respect of our own government. The members
of the Council of States represent their cantons. The delegates in the National
Council represent the people. The power and influence of the Council of States
has steadily declined while the power of the National Council has steadily
increased, and it is said that ambitious young Swiss seek it in preference to the
Council of States. With us a term or terms in the House of Representatives is a
stepping-stone to the Senate. In Switzerland a term or more in the Council of
States is a stepping-stone to the National Council.
In like manner we might pass over each European country, with the exception of
the German Empire, and find that for many years the Chamber whose members
are elected directly by the people has been the govern-
1 Lowell, Governments and Parties in Cont. Europe, vol. i, P. 156.
ing body of the country, while the power of the upper house has been steadily
waning. In the German Empire, however, the power of the Kaiser, as King of
Prussia and Emperor of Germany, is practically consolidated with the power of
the Bundesrath, which corresponds to our American Senate, and these united
powers entirely overwhelm the Reichstag, or popular branch of the legislature.
The German Emperor, like the President of the United States, selects his
Chancellor and his ministers, and they are accountable to him only. Through the
Bundesrath, in which the Kingdom of Prussia has a controlling influence and in
which the Chancellor is all powerful, the German Emperor controls to a great
extent the legislation of the German Empire. The conditions of Prussia and of the
German Empire to-day are much more similar to those in the United States than
those in any other country in the world. We need not call to the reader's
attention that Great Britain is ruled by its House of Commons, and that the
House of Lords, while it occasionally refuses its assent to a bill, eventually gives
way to the House of Commons.
The causes for the decay in power and prestige of our House of Representatives
are easily ascertainable. Though its members are elected directly by the people it
is one of the most undemocratic bodies in the world. For all practical purposes
there is no House of Representatives. The Speaker and the Chairmen of
Committees practically control all the legislation of the House, and control it by
methods so arbitrary and despotic that they would not be tolerated even in
Russia.
The Constitution simply provides that the House shall choose its Speaker and
other officers, but says nothing of their powers and duties. In legislative bodies
of other countries, the speaker is selected without any reference to partisan bias,
and he presides over the chamber with absolute impartiality. In our House of
Representatives, however, he is selected because of his many years' experience
in the House, his knowledge of its rules, and his ability to use those rules and
his place to further the political interests of his party. He appoints the members
of sixty-two committees, among whom the legislation in the House is parceled
out for examination. He selects the chairman also of each committee. If he knows
what particular measures may be brought to the attention of the House, he is
able to arrange the committee to which those measures will be referred so as to
secure action in accordance with his own views of the subject under
consideration.
Except when the friends of measures presented to the House of Representatives
are allowed to be heard upon them, the committee meetings are secret. The
House never knows, nor do the constituents of a member of Congress ever
know, what his action in a committee was upon any particular bill; and if a
member of the committee should disclose it in the open House, or anywhere else,
it would be a matter of reproach. So we have sixty-two different committees,
composed in greater part of about eleven members each, secretly passing upon
the advisability of legislation. With no public discussion, with the seal of
secrecy upon committee action, the whole matter of passing a public statute is unknown to the constituents of each representative, in fact, unknown
to all the people of the United States.
Responsibility is absolutely impossible under such conditions, but general
corruption is altogether probable. A great corporation, or combination of capital,
seeking special legislation, would be unable to control a majority of the House of
Representatives where the merits of the legislation were known and openly
discussed. But a committee is easily controlled because its action is secret, and
the constituency of a member would never know what his action had been.
Occasionally such corporations can reach the chairman, who practically controls
the action of his committee. If unable to control the chairman, it can influence
two or three members of the committee, who, by what is known as "log rolling "
with other members, can bring about the approval of an obnoxious bill.
The greatest benefit of open discussion of public business is the enlightenment
of public opinion, but by this method of legislation the public is kept in
ignorance of what occurs in the committee, and it comes to take little interest in
legislation. Not even the representatives of the newspapers can ascertain what
is taking place in these committees. With no public discussion of the merits of
the bills, there is no public interest in their passage, and no opportunity
whatever for public opinion to bring either commendation or condemnation to
bear upon a bill.
Now let us observe the number of bills referred to these committees. Between
the first Monday of De cember, 1905, and February 17, 1906, 15,000 bills and resolutions, covering every
conceivable subject of legislation, were introduced into the House of
Representatives and referred to the appropriate committees.1 Thirty thousand
bills and resolutions were introduced into the House of Representatives in the
Fifty-ninth Congress. Three hundred and seventy-five members of that House
had little if any knowledge of any one of those 30,000 bills and resolutions
before they were reported by the committee.
Now what opportunity have they to know anything about a proposed law after it
is reported by the committee? The chairman of that committee is usually awarded
one hour for the discussion of his bill. The chairman selects the members of the
committee who are to speak upon the bill, and fixes the limit of time for each. He
even has the power to determine whether an amendment may be offered. Within
the time given to him he demands the previous question, and in the large
majority of cases the bill is simply jammed through by a party vote which knows
not and cares not for its effect upon the public welfare. Thousands of bills in
recent years have been passed by the House of Representatives, of the contents
of which the greater part of the members voting for them necessarily knew
nothing.
The ablest men in the House are selected for the Ways and Means Committee,
having charge of the
1 Address of Speaker Cannon of February 17, 1906, before the Union League
Club of Philadelphia. Annual Report of Club, p. 113.
raising of revenue, and for the fifteen or more committees having charge of
appropriations. The appropriation bills are the most important bills passed in our
day by the House of Representatives. To understand fully the wisdom of an
appropriation, the members must be thoroughly versed in the technical details of
those departments of government asking for the appropriations. Thus the
attention of a large number of the ablest members of the House is continually
diverted from the consideration of general legislation by the absorbing
obligations of the committees on appropriations.
The ordinary bill, outside of appropriations, if reported to the House without
objection in the committee, is usually passed without any opposition. The larger
part of all the legislation is made practically by the committees in secret so far as
the House is concerned. On January 11, 1907, the House had 700 private pension
bills on its daily calendar, and 628 of them were passed in one hour and
thirty-five minutes. On, one day in January, 1905, 459 bills were passed in the
House of Representatives in eighteen minutes. In 1899 the River and Harbor Bill,
carrying appropriations amounting to $30,000,000, was passed in the House of
Representatives after a debate of ninety minutes.1 The whole governmental
policy of our country toward our dependencies, including our relations to Cuba,
was determined by the amendments to the Army Appropriation Bill of 1901,
measures to
1 Reinsch, American Legislation and Legislative Methods, p. 69.
which the House gave up but a single hour of discussion.1
We have assumed above that a bill which had been reported with approval by a
committee would be entitled at least to a hearing in the House. This is not so.
The Committee of Five on Rules, selected by the Speaker and of which he is
chairman, at any time may report a rule which makes impossible the hearing or
passage of any particular bill. This committee can even go so far as to propose
for the consideration of the House a measure not yet reported, and may
discharge a committee from any matter pending before it. It can fix the hearing of
any bill for any particular day by special order. It has the practical control of the
entire course of business in the House, determining how much time shall be
given to any subject and in what order business may be brought before it. It can
provide that a bill returned from the Senate be taken up and passed at once
without debate. It can provide and has provided that points of order, as
objections, should not be allowed to intervene against the consideration of an
appropriation bill.2
Although the Speaker, through the Committee on Rules, exercises practically
omnipotent power over legislation, such power is apparently insufficient for his
ambitions. He has, in addition, what is known as the power of recognition, or,
what would be more truly
1 Reinsch, American Legislation and Legislative Methods, p. 119.
2 Reinsch, American Legislation and Legislative Methods, pp. 57, 58.
descriptive, the power of nonrecognition of members, although he is aware that
they are making a motion. If a member asks for the unanimous consent of the
House to suspend a rule and pass a bill, the Speaker's acuteness of hearing
depends upon the member asking, and whether the Speaker desires that
unanimous consent shall be given. He refuses recognition to any member
attempting to speak upon a bill whose name has not been given him by the
chairman of the reporting committee. He frequently refuses to have any bill
heard before the House to which he is opposed, and takes it from its order upon
the calendar, placing it where it will not be reached. He practically controls all the
legislation of the House, and controls it by methods so arbitrary that to submit
to them is degrading. In 1881 an indignant member declared upon the floor of the
House:
"When this Republic goes down ... it will not be through the 'man on horseback'
or any President, but through the man on the woolsack in this House, under
these despotic rules, who can prevent the slightest interference from individual
members; who can, if he will, make and unmake laws like an emperor, hold back
or give the sinews of war and the salaries of peace."l Bourke Cockran, speaking
in the House in April, 1904, said: "Again, sir, by our rules no Member can
challenge the judgment of the House on anything. He cannot even address a
petition or offer a resolution from his place on the floor. He must go around to a
basket, out of the notice of the House, and drop his application, his resolution,
or petition silently and secretly into a recep-1 Cong. Record, Forty-sixth Cong.,
2d Session, 1207.
tacle, as though he was engaged in an act of doubtful propriety to be performed
surreptitiously."
Let us see now some of the direct results of this kind of legislation. In the
Fifty-seventh Congress the House passed 3,430 bills and resolutions. During the
second session of the next Congress there were reported by the various House
Committees 4,904 measures. During the same session 3,992 acts were passed by
both Houses, 1,832 of which were public acts, 2,160 private laws, and 40 joint
resolutions.1 To note a decided contrast, during the years between 1899 and
1905 the English Parliament, legislating for 42,000,000 people, passed only 46
general and 246 special laws.
Twenty years or more ago, when the Pension Department was refusing to
approve many pensions, Congress commenced passing private pension bills.
And now many members of the House, having no opportunity to distinguish
themselves in debate, for the House "has ceased to be a deliberative assembly,"
are engaged exclusively in procuring the passage of private pension bills and of
measures making appropriations tor their own districts. Representative Curtis,
now United States Senator from Kansas, among others, kept directories of
applicants for pensions, with thousands of names and notes as to the status of
each claim. Members accept all kinds of bills and present them to the House as
an accommodation to their friends and constituents. The result is that,
notwithstanding all the powers possessed by Congress are enumerated in
seventeen short sections, it passes more bills in each two
1 Reinsch, American Legislation and Leg. Methods, p. 300.
years than are passed in the same period by all the other national legislative
bodies in the whole world. No bill should ever be sent to a committee until after
open discussion in the House, and then it should be sent there only for the
purpose of correction and amendment, later to be reported, discussed, and
passed in the full House. No private pension bills nor special bills should be
considered by Congress. The Pension Bureau and Court of Claims are quite
sufficient to care for those.
Striking out the private bills, the House should not consider over 200 bills,
outside of the appropriation bills, in a single Congress, and those should be
discussed in open session with no limits upon discussion. With 30,000 bills
before a single Congress, few bills can receive any attention. Both chairmen and
members of committees, having no chance to procure fame and honor by manly
efforts in discussing public matters in open session, turn naturally to gaining
favor by seeking to confer benefits through legislation and thus to attach a large
number of their constituents firmly to themselves.
Because it is impossible for the House with such a large body of legislation
before it to give careful attention to measures, and because the chairman and
members of each of the sixty-two committees are struggling to increase the
power of their committee by reporting many bills, the cost of government is
multiplied many fold. The Fifty-first Congress, in 1890-91, made appropriations
to the amount of about $1,000,000,000, or $170,000,000 more than ever before had
been appropriated by any Congress. Between 1890 and 1902 Federal expenditures increased nearly one hundred per cent. The appropriations of
Congress for the year 1898 were $485,002,044; in 1906, the first session of the
Fifty-ninth Congress, they were $820,184,624, or nearly double the amount of
eight years before. The last Congress appropriated to the River and Harbor Bill
alone, $83,816,138, a sum larger than the total cost of all government in the
United States in any single year prior to 1860. The expenses of government are
fast approaching those of the Civil War with over 1,000,000 men in arms.
By this method of committees with each member seeking to attach to himself
many constituents through lavish disbursements of public money, legislation
has increased so rapidly that it has become impossible to secure any careful
consideration for any measure except the most important, and it is only the
important which should be considered and passed at all. None of the bills which
pass the House are discussed in a deliberative way. Frequently only two or three
members vote on many of them, and most of them are rushed through by
unanimous consent without any discussion whatever. The gavel passes the law,
the clerk records it. So hasty and careless are the methods of legislation that the
Dingley Tariff Bill, which filled 163 printed pages and imposed duties upon more
than 4,000 separate articles of import, introduced at the opening of the session in
the House on March 15, 1897, in less than two weeks was passed and
transmitted to the Senate, only twenty-two pages of it having been considered
and discussed upon the floor of the House. So carelessly and hastily was the
work done that the sections relating to tobacco rebates were omitted, and the President actually signed a different bill
from the one passed by Congress. Hidden away in the free list were provisions
providing for a duty on anthracite coal and petroleum, and when the matter
became public not a member of the House would admit that he knew there were
any such provisions in the bill. Within twenty-four hours after President
Cleveland's message in the Venezuela matter Congress unanimously approved
his action and declared defiance to Great Britain. It eventually turned out that
Great Britain was right, and that it was a matter which should have been carefully
investigated. On December 14, 1907, thirteen days after the opening of the
present Congress, the dispatches from Washington tell us that 123 of the
proposed bills thus far introduced at the present session of Congress are
already laws, of the existence of which apparently their proposers are ignorant.
The House of Representatives and the Senate to-day are governing the
Philippines, the Canal Zone, and Cuba through the War Department; Hawaii,
Alaska, and the territories within the United States through the Interior
Department; and Guam and Tutilia through the Navy Department, while Porto
Rico is left neither as a state nor a territory. Does such confusion of government
bespeak wisdom? Is it strange that the chaplain of Congress is said to close
each succeeding session with the general confession: "We have done those
things we ought not to have done; we have left undone those things we ought
to have done. Spare us, good Lord, miserable sinners."
But the worst feature of such lawmaking by the Speaker of the House is found in its effects upon the members. The tendency
upon the individual member is to destroy his self-respect and his sense of
responsibility to his constituents. All his aspirations for fame are quenched by
these despotic methods. There is no longer any opportunity in the House for an
honorable career through the manly art of oratory, or the ability to discuss
wisely public questions. The Speaker cracks his whip over the members, keeping
them continually in subjection by their desire for the one avenue of prominence
— appointment to an important committee. Take hope and opportunity for
advancement away from a man and you destroy all the springs of effort.
Napoleon well understood this when he said that every French soldier carried a
Marshals baton in his knapsack. And the Catholic Church has always
appreciated it, for it can be truly said that every son of the Church carries the red
hat of a Cardinal in his cowl.
Speaker Reed was well aware of the one ambition of the members, so when the
Dingley Bill had been sent to the Senate in March, 1897, he postponed the
appointment of the committees, holding them in abeyance over the members
until the return of the bill and its passage. It was not until the 24th day of July,
when the Dingley Bill had become a law, and when the measures in it
objectionable to the Speaker had been abandoned, that he finally consented to
make up the committees. He well knew that until he appointed those committees
the future of every member of the House was in his keeping, and therefore the
member to some extent would be subservient to his will, and knowing this, he kept himself in a position where he could coerce the whole House and thus
become the real legislating power.
Limit the number of bills which can be introduced in the House; permit each bill
to be openly and fully discussed, and the members, once liberated from
autocratic rule, would become eager to understand the merits and demerits of a
bill and to achieve a record for able discussion of public matters. The people
would become interested in the legislation of the House, the newspapers would
give prominence to its discussions, and it would become again a democratic
body reflecting the feelings, opinions, emotions, and impulses of the whole
country. Democratic government is either a failure, and should be abandoned, or
such an institution should be destroyed in order that the people once more may
become an active part of the government. A democratic republic cannot live
without discussion.
At the time of the Constitutional Convention, in 1787, in the ten states in which
there were two chambers in the legislature, the basis of representation in the
Senate was the possession of taxable property, and in most states a
considerable amount of wealth was required, in order to entitle its owner to vote
for a state senator. The great weight of opinion in the Convention framing the
Constitution favored the selection of the Senate in such a manner as to make it
representative of property. Gouverneur Morris, embodying that sentiment, said:
"The Senate should be composed of men of great and established property, not
liberty but property is the main object of society. The savage state is more
favorable to liberty than the civilized state, and was only renounced for the sake of
property." 1
Under Augustus no man was eligible to the Roman Senate who possessed less
than a sum equal to $250,000. The most of our United States senators have
amassed considerable fortunes in trade, commerce, or manufactures, and desire
above all things for themselves and for their families social position. Senators
who have prospered during recent years naturally are allied closely with the
economic conditions of our time, and are opposed to any change, however
unjust the conditions may be toward the mass of the people.
A considerable number of senators have for many years been largely interested
in industries dependent upon protective tariffs and special laws, and are to-day
financially interested in trusts dependent upon special legislation. The English
House of Commons, in the reign of Charles I, by resolution prohibited persons
who were the owners of interests in monopolies from sitting in the Commons,
and made it the duty of each member if he knew of a fellow-member who
belonged to a monopoly, to publicly name him in the house so that he might be
expelled.2 The power of the Senate also consists in its
1 Elliot's Deb., vol. v, pp. 278, 279.
2 Resolved, "That all projectors and monopolists whatsoever;
or that have any share or have had any share, in any monopolies; or that do
receive, or lately have received, any benefit from any monopoly or project; or
that have procured any warrant or command for tine restraint or molesting of any
that have refused to conform themselves to any such proclamations or projects;
are disabled by order of this House to sit here in this House, and if any man here
knows any monopolist, that he shall nominate him; that any member of this
House that is a monop- compactness. A small House is apt to possess more firmness than a large one,
and is apt to feel its interests distinct from those of the great body of the people.
Besides, the Senate is closely allied with the President in the exercise of the
greatest national powers existing to-day, the confirmation of treaties with foreign
powers, which has come to mean the making of treaties by the Senate, and
confirmation of the appointments of the President, which likewise has come to
mean appointments by the different Senators. George Mason, in the Virginia
Convention for the adoption of the Constitution, said: "It has been wittily
observed that the Constitution has married the President and Senate — has
made them man and wife. I believe the consequence that generally results from
marriage will happen here. They will be continually supporting and aiding each
other:
they will always consider their interest as united. We know the advantage the
few have over the many. They can with facility act in concert, and on a uniform
system ; they may join, scheme, and plot against the people without any chance
of detection. The Senate and President will form a combination that cannot be
prevented by the representatives. The executive and legislative powers, thus
connected, will destroy all balances." 1
While the character of representative government in Europe has become more
and more powerful through the
ohst or projector shall repair to Mr. Speaker that a new warrant may issue forth,
or otherwise, that he shall be dealt with as with a stranger, that hath no power to
sit here "
(See The English Patents of Monopoly, by William Hyde Price, 1906.)
1 Elliot's Deb., vol. in, pp. 493, 494.
popular branch of the legislature, the United States Senate has become the
strongest power in our government because of these vast executive powers
conferred upon it, and because materialistic forces are so influential in our
country. The House of Representatives has become only a checking body upon
the power of the Senate, and a very weak one at that. Little by little for the last
forty years the Senate has been increasing its power. The right to originate bills
for the raising of revenue is conferred upon the House, and the Senate has only
the power to propose or concur with amendments. This provision of our
Constitution was taken from the English system, where for hundreds of years, in
a single bill, the House of Commons provided for the raising of revenue, and in
the same bill prescribed the specific purposes for which the revenue should be
applied. Undoubtedly, this provision was intended to cover appropriation bills,
as well as distinct measures for the raising of revenue; however, bills for the
raising of revenue, and bills for the appropriation of public moneys, passed by
the House, are often amended in the Senate by cutting out the main part of the
bill, aside from the enacting clause, and then making a new bill.
The Senate made 634 changes in the House measure known as the Wilson Bill,
in 1894. Nearly all of these amendments increased the duty on foreign imports.
When the Dingley Bill of 1907 was returned to the House of Representatives, it
contained 870 amendments, being practically a new bill. In 1872 the House
passed a bill abolishing the duties on tea and coffee. The Senate amended the
bill by imposing duties upon 4,000 or 5,000 different articles, and the House, instead of resenting this infringement
of its rights, passed the bill upon its return. In 1883 the House passed a bill for
the reduction of a few internal taxes; the Senate amended it by imposing duties
on thousands of imports, and returned it to the House. The protectionists in the
House, by an adroit maneuver, succeeded in having the bill referred to a
conference committee; and this conference committee, not the House, to which
the Constitution had given the right, but a mere conference committee, imposed
burdensome duties upon about 5,000 articles of import.
Jefferson said of the power of the Senate to refuse to concur with the President
in appointments to office, that the Senate should only see that no unfit person
was appointed. The Senate now, however, has reached the point where it
dictates appointments to the President, and then ratifies its own appointees.
Step by step it has reduced the members of the House of Representatives to a
kind of vassalage. If a representative desires to procure an appointment of a man
from his district to a public office he appeals to his Senator for aid, and in return
he surrenders to some extent his independence. Not only is this true, but so
weak is the ordinary member, especially the newer members of the House, under
the despotic methods of the Speaker, that they frequently resort to the Senators
from their states to procure appropriations for their districts, by amendment to
an appropriation bill sent to the Senate from the House.
The Senate no longer confirms treaties; it reconstructs treaties made by the
President. It rejected the OIney-Pauncefote Arbitration treaty, the Hay-Pauncefote Canal treaty, the
Newfoundland Reciprocity treaty. It did not report upon the French Reciprocity
treaty, and about ten other reciprocity treaties with different countries; and it
allows no treaty to pass without modifying it so that it becomes practically a
treaty made with the Senate.
By means of the power of dictating the President's appointments in their own
states, by their control of the appointments desired by members of the House of
Representatives, and by reason of their close relations with railways,
monopolies, and the general corporate interests of the country, the Senators
have built a gigantic machine in each state whereby they control the patronage
of their state, create a following among the politicians, and grant favors to the
corporate interests which they represent in both state and nation. In every state
that department which proves in practice the strongest will push its jurisdiction
farthest. These masters of the great political machines of their states sit in their
seats in the United States Senate with a large part of the patronage of the
government in their hands, as mighty a power and at the same time as corrupt a
power as Walpole, master of bribery. The close bond between the President and
the Senate is patronage. Through this the President, to some extent, is enabled
to control the Senate; and the Senate, to a considerable extent, to control the
President. The result naturally follows that the two powers act in concert; and
together they destroy all equilibrium between the branches of the government,
override the House of Representa- tives, and exercise more or less influence over the courts.
Now let us consider the checks upon legislation. A proposed law introduced in
the House of Representatives may be killed by the committee to which it is
referred. If it is reported by that committee it may be destroyed by the committee
on rules. If it escapes the committee on rules it may be defeated by the Speaker.
If it passes over all these obstructions and is passed by the House and sent to
the Senate it may be defeated in one of the committees of the Senate- If it
reaches the Senate with the approval of the committee it may be defeated by the
Senate. If it passes both Houses it may be vetoed by the President. If then
passed by a majority of two thirds of each House it may be declared null and
void by the United States Supreme Court. Was ever a system so cumbersome,
so calculated to defeat the will of the people, so great a shelter for corruption,
created by the perverse ingenuity of man? The Nation says: "There is
somewhere in the reports of our courts the history of a private claim of
unquestionable merit, which was passed without opposition ten times by one
House and fourteen by the other, and yet never succeeded in getting through
both Houses of the same Congress."1
Until the Civil War, government in the House of Representatives was carried on
by discussion. Men were elected in those days because they were able to
present matters forcibly in debate and to discuss public questions upon their
merits. With the corruption which 1 The Nation, xvi, 145.
came in at the time of the Civil War and the concentration of great interests in
the hands of a few men, came the concentration of power in the hands of a few
leaders in the House. It became the motto "to do things "; to handle a large
amount of business; to pass acts without discussion; to accomplish results.
With this tendency the prestige of the House has gradually disappeared. The
Senate much more wisely has put no limits upon discussion and,
notwithstanding its close alliance with corporate interests and its secret
executive sessions, it is still a more democratic body than the House; but House
and Senate will reform themselves from within or eventually there will be a reform
from without. If the House of Representatives is truly to represent the people its
bills must be confined to ^public matters, it must not attempt to examine more
than a few hundred measures during each Congress, and it must discuss these
publicly. We wish no Spartan assembly with its contempt for talkers. Discussion
is the life of free government and without discussion it will not long continue.
The kind of government which we have been reviewing is exactly the kind of
government where the people can know but little about what is going on, and
gradually will become indifferent to public affairs because of their lack of
knowledge. Behind government by committees, which carry on their work in
secret, have naturally arisen usurpations of government. Those usurpations
have been going on so long as to have become a normal condition. In the
President's message to the Fifty-seventh Congress, speaking of the Depart- ment of Agriculture, he says: "It has gone into new fields until it is now in touch
with all sections of our country." Indeed it has gone into new fields. The
Department of Agriculture dates from 1862 in the midst of the Civil War, a time of
great usurpation. It consisted of the Commissioner of Agriculture, a statistician,
a chemist, an entomologist, a superintendent of the propagating garden and
experimental farm. In 1868 a botanist was appointed, and in 1871 a microscopist;
in 1877 a forestry division was created, then a division for the investigation of
animal diseases; in 1884 a special bureau of animal industry was established, and
in 1887 agricultural experimental stations were established throughout the
country. In 1889 the Department of Agriculture was raised to the rank of an
executive department, and its head became the Secretary of Agriculture and was
given a seat in the President's Cabinet. From that time the department has grown
rapidly. The weather bureau, a department having control of irrigation, a
department having control of roads, a bureau of chemistry, a bureau of soils, a
bureau of statistics, and the division of biological survey have all come into
existence.
To-day it is carrying on a thousand undertakings and spending millions of
dollars each year for purposes which cannot find a single line or word in the
Constitution justifying their expenditure. There has not been in the history of
our country such extensive and clear examples of usurpation as every
department and every work connected with the Department of Agriculture
furnishes, if we except alone its undertakings relating to interstate or foreign commerce.1 The Department of Forestry,
engaged in a work of the greatest national importance and doing that work with
the most admirable results for the country, and the Department having charge of
quarantines against the importation of diseased cattle or their transfer from one
state to another, may find some justification for their existence in the control of
Congress over interstate and foreign commerce, but aside from these there is not
a provision in the Constitution giving a foundation for even an inference
authorizing the appropriations for agriculture. Chief Justice Marshall says:2
"The powers of the legislature " (referring to Congress) "are defined and limited;
and, that those limits may not be mistaken or forgotten, the Constitution is
written. To what purpose are powers limited and to what purpose is that
limitation committed to writing, if these limits may at any time be passed by
those intended to be restrained. The distinction between a government with
limited and unlimited powers is abolished, if those limits do not confine the
persons on whom they are imposed, and if acts prohibited and acts followed are
of equal obligation."
If there is no express grant of power in the Constitution which confers the
control of agriculture upon the national government, surely everyone will
concede that no such power exists. The thousands of different powers exercised
by the Department of Agriculture are powers which would belong to the states,
unless they were conferred by the Constitution, since they have to
1 American Law Review, vol. xxx, p. 787. 2 Marbury v. Madison, 1 Cranch, 137.
do with domestic affairs alone. Now such express powers cannot be found in the
Constitution. In this connection it is interesting to see that the Convention
which framed the Constitution discussed this very question. On August 18,
1787, it was proposed to vest in the national government the right "to establish
public institutions, rewards, and immunities for the purpose of agriculture,
trades, and manufactures," and this was rejected. At the same time it was
proposed "to establish a university to encourage by proper premiums and
provisions the advancement of useful knowledge and discoveries," and this
likewise was rejected.1 It was also proposed to authorize Congress to grant
charters of incorporation in cases where the public good might require them, and
this also failed. Thus the precise power which the Department of Agriculture
exercises was rejected in the Constitutional Convention, and still, in the Civil
War, a little over seventy years later, we find the government establishing this
bureau.
Let us see the kind of work which is being done by this department. In a bulletin
issued by the Chief of the Division of Publications on January 19, 1907, this
department calls to the attention of the farmers its publications on about a
thousand different subjects, including the cost of raising calves, the feeding of
chickens, the control of coddling moths, the cooking of meats, the cooking of
vegetables, the growing of cucumbers, the control of the boll weevil, the use of
skim mnk for feeding calves, the feeding of ducks, the remedy for flies on cows,
the growing of peanuts, the building of hogpens,
1 Elliot's Deb., vol. i, p. 247.
the feeding of hogs, the clearing of flies from houses, the making of jellies, the
shearing of lambs, the management of pigs, the raising cost of pigs, the making
of preserves, the use of skim milk in breadmaking, and hundreds of other like
matters.
Under the provisions of an act of Congress of June 30, 1906, $82,500 was
appropriated to enable the Secretary of Agriculture to undertake experimental
work in eradicating ticks which transmitted southern cattle fever. Inspectors
were sent out in groups of about a dozen on horseback, with lassos like
cowboys, to rope and examine the cattle in Texas, Missouri, Arkansas,
Louisiana, Kentucky, and other states. The report of the Secretary of Agriculture
says: "They covered their territory systematically, roping and examining cattle
wherever found, and informing the owners of infested cattle of the most practical
method of getting rid of the ticks."1 The fecundity of sows was another object
which this department investigated in the year 1905-6. An investigation of
fifty-five thousand litters was made and the Secretary of Agriculture assures us
that the investigations are to be followed with a statement of the inheritance of
fecundity.2 Investigations with a view to developing a strain of chickens with
increased egg-laying capacity were also carried on extensively in that year.
Experiments as to animal nutrition, as to feeding cottonseed products to hogs,
as to the production and handling of milk, as to the making, maturing, and
storing of cheese, were extensive and costly. The pear
1 Report of December, 1906, pp. 20, 21. 2 Report of December, 1906, p. 24.
blight, the peach blight, the growth of melons, and hundreds of other such
subjects were investigated at the cost of hundreds of thousands of dollars in
that year. Extensive experiments were made with tobacco wrappers for the aid of
the Connecticut valley tobacco interests.
This prolific department seems to be ambitious to encourage the production of
tea in this country, for it carried on in that year extensive investigations in South
Carolina for the purpose of determining the possibilities of the commercial
production of tea. Seven million packages of miscellaneous vegetable and flower
seed were bought in the general market and sent out during the year to farmers.
Waters used as beverages were examined, and one hundred and fifty-four
samples of cattle food were analyzed to determine the quality of cattle foods
sold upon the markets. The subject of tanning and the effects of different
tanning materials upon the character, quality, and durability of leather were
investigated, apparently for the benefit of the leather trust. At Fresno, Cal., in
the Yakima Valley in Washington, and in the Yellowstone Valley in Montana,
extensive experiments were made in soaking the alkali out of the land and
studying the drainage system. The damages caused by the rabbit pest in
orchards, by the boll weevil in cotton, and by the gypsy moth in Massachusetts,
were also investigated. The United States likewise has taken hold of the
question of good roads, and it appears that during the year 1905-6 seventeen
roads were built in eleven states. Now I undertake to say with all positiveness
that no good authority for any of these works can be found in the Constitution,
and yet the United States government, for the year ending June 30, 1907, devoted to the Agricultural
Department upward of $10,000,000, besides several hundred thousand dollars of
what are called emergency appropriations.
The United States Supreme Court in a recent decision has held that no powers
are conferred upon the national government to expend money in irrigation for
the several states.1 Justice Brewer, writing the opinion, says: "Turning to the
enumeration of the powers granted to Congress by the 8th Section of the 1st
Article of the Constitution, it is enough to say that no one of them by any
implication refers to the reclamation of arid lands." On June 17, 1902, Congress
passed an act authorizing the construction of irrigation works by the national
government in California, Colorado, Idaho, Kansas, Montana, Nebraska,
Nevada, North Dakota, Oregon, Washington, and several other states. The
project contemplated the forming of a water-users' association in all of these
states, and the sale to them by the national government of water from its
reservoirs. The moneys received from the sale of public lands was devoted to
the purpose of erecting the tunnels and dams for a large number of irrigation
works, and on September 30, 1906, $15,456,900.13 had been expended in their
creation, while $39,155,161 had been allotted for their erection in sixteen different
states and territories.
The Secretary of the Interior, in his last report, says:
"One of the important points which has already developed is that greater
protection must be offered by law 1 Kansas v. Colorado, 206 U. S., 87-90.
to the works when finished. There is no Federal statute which can be invoked
to protect these works, and the local statutes vary in different states and
territories." l Why is it that no Federal statute can be invoked to protect these
works and that local statutes are the only protection? The answer is simply this:
The United States government has no authority in the Constitution to spend a
dollar for the erection of these plants, or to enter the business of gathering water
and selling it to farmers, and if a Federal statute was passed to protect such
works, any attempt to punish a man under it would result in the courts declaring
it unconstitutional. The government has entered upon this enterprise simply for
the purpose of attaching to it millions of farmers scattered through these states,
well knowing that every dollar of the public moneys used in this way is
wrongfully diverted from the public treasury and wrongfully converted by
Congress.
Congressman Wadsworth, Chairman of the Committee on Agriculture in the last
Congress, commented at length on the tendency of the Department of
Agriculture to usurp powers of the state governments. The House was
considering the Nelson Amendment, increasing the agricultural appropriations,
and Mr. Wadsworth said that the practice presented a serious menace to local
control, when considered in connection with bills now pending before the
Committee on Agriculture. He stated that those bills included aid to state normal
schools, district agricultural colleges, mechanical and state high schools; and he
added that, if appropriations 1 Report, December, 1906, p. 102.
were made for such purposes, by and by they would be extended to grade
schools and then "you will have Federal control and supervision of your public
schools." Mr. Tawney, Chairman of the Committee of the House on
Appropriations, said: "If we continue this system of paternalism much longer, it
will not be long until Congress will be swept off its feet and called upon to
account for from $25,000,000 to $50,000,000 annually for the construction and
maintenance of good roads."
In the last Congress there was considerable discussion about creating a new
Department of Hygiene, and giving the head of this Department a place in the
cabinet. At the rate we are going, within twenty years most of the powers of the
states will be usurped by the general government. In like manner the government
is devoting large sums of money to the advancement of memorial and historical
associations, to the maintenance of a Bureau of Education, to the aid of
communities suffering from extraordinary catastrophes, and for numerous similar
objects. It simply usurps this power because the people are quiet and do not
protest.
On March 8, 1898, ten days before the President sent to Congress the report of
the Naval Board of Inquiry on the destruction of the Maine, the House of
Representatives at a single sitting and with no debate whatever, by a unanimous
vote of 313 gave to the President of the United States $50,000,000 to be
expended "For the national defense and for each and every purpose connected
therewith to be expended at the direction of the President and to remain available
until January 1, 1899." On the next day, March 9th, the bill was passed in the Senate in one sitting and without a word of debate, by a unanimous vote
of seventy-six. This was said to be the third occasion since the Civil War on
which Congress had been unanimous about anything.1
Such a vote of public money probably was never known before in the history of
constitutional government. Congress certainly had no power to vote the money
in that manner. The grants of money by Congress must declare in the bill
granting them the specific ends and purposes of the grants; an express
appropriation of this money to a particular purpose was essential to the very
validity of the grant. This has been the practice of Congress during the whole
period of our constitutional history, and the practice of the English House of
Commons for five hundred years. Yet, notwithstanding this. Congress invested
the Chief Magistrate with absolute discretion in expending this money. The
framers of the Constitution believed that specific appropriations should be
made, because they feared if it were otherwise the executive would possess an
unbounded power over the public purse of the nation. This act, turning the
money over to the President, is simply an example of the recent acts of
Congress, placing in him the widest discretion and giving him the opportunity to
exercise the most arbitrary power. A more dangerous exercise of power could not
be conceived.
The suspension of the operation of statutes by the heads of departments is
becoming common in our
1 Bradford, Lessons of Popular Government, vol. ii, pp. 508, 509.
day. The late Secretary Hitchcock, of the Department of the Interior, permitted
the withdrawal from allotment of nearly 4,000,000 acres of land, belonging to the
five tribes in the Indian Territory, for the purpose of creating a forest
reservation, notwithstanding the statute forbade such action. The motive for
doing this was undoubtedly excellent. The Secretary of Agriculture, upon
consulting with the Head of the Department of Forest Reserves, in furtherance
of the highest public interests had asked that this be done. It is just because
such unauthorized powers are exercised for good purposes that they become
dangerous to the public welfare. Early English kings frequently exercised this
power of suspending the observation of statutes, not alone in favor of certain
individuals, but for the entire nation.
Another exercise of arbitrary power is found in the passage of laws by attaching
them as riders to appropriation bills. During the Fifty-seventh and Fifty-eighth
Congresses, 574 acts of public permanent legislation were passed, of which 176
or thirty per cent were carried through as riders on appropriation bills. The
original act conferring jurisdiction over navigable waters on the Secretary of
War, and giving him absolute and unlimited control over wharves, bridges, and
other structures in all navigable waters, by which he can exercise almost
autocratic power affecting hundreds of millions of dollars' worth of property,
was passed some years ago by Congress as a rider on an appropriation bill. It
never was reported separately by the committee, and probably its existence as a
rider was unknown to most of the members of Congress voting for the appropriation bill.
The prolific source of much of this legislation is the eighteenth subdivision of
Section 8, Article 1, of the Constitution, which provides that Congress shall
have power to "make all laws which shall be necessary and proper for carrying
into execution the foregoing powers." Thomas Jefferson, in April, 1800, writing
to Edward Livingston, discusses this clause as follows: "The House of
Representatives sent us yesterday a bill to work the Roosewells' copper mines in
New Jersey. I do not know whether it is understood that the legislature of New
Jersey was incompetent to do this, or merely that we have concurrent legislation
under the 'sweeping clause.' Congress is authorized to defend the nation; ships
are necessary to defense; copper is necessary for ships; mines necessary for
copper; a company necessary to work mines; and who can doubt this reasoning
who ever played at 'This is the House that Jack Built'? " The Congressmen who
devise statutes to increase the power of the Agricultural Department are
endowed with quite as great powers of implication and inference as the members
of that House of Representatives who provided for the working of the
Roosewells' copper mines in New Jersey.
The exercise of such powers as we have seen in the Department of Agriculture
are found in Russia, in the German Empire, and in every autocratic government.
They are powers which are moving us rapidly toward a form of state socialism in
this country. It will not be long before compulsory insurance of workmen by the state against accident, sickness, and old age will be urged upon the attention
of the people; before we will have an inheritance tax, adopted for socialistic and
disciplinary reasons, to reduce swollen fortunes, and thus to maintain equality
between classes. By and by no one will imagine that any important affair can be
properly carried on without the interference of the state; our national
government will assume the place of Providence, and all will be invoking its aid
for individual necessities.
The absorption by Congress of the legitimate powers of the states ought to
cause great discontent among the people. If they are not indignant at such
usurpation of the rights of their states, they need not complain if eventually the
whole country is ruled from Washington, and that means one central
government administering the laws for a continent of 3,500,000 square miles, and
a people of 100,000,000 population together with millions of colonists. Such a
bureaucracy has never been known. To accomplish this result the people must
be kept deluded with the old idea that we are not only in advance of all other
countries in all matters, but that we are the only country in the world which has
any considerable liberty. To avert such a thing the people must be brought face
to face with the facts. They must become candid and willing to see the faults of
their government and themselves, even while they hug their virtues. Jealousy
and distrust of centralized power will be found to be the sentinels of the people's
liberty.
VI
THE UNITED STATES SUPREME COURT THE ABSOLUTE POWER "The execution of the laws is more important than the making of them."
JEFFERSON.
"Let everything that is in favor of power be closely construed; everything in
favor of the security of the citizen and the protection of the individual
comprehensively, for the simple reason that power is power, it is able to take
care of itself and tends by its nature to increase, while the citizen needs
protection."
LIEBER.
"If Parliament changes the law the action of Parliament is known to every man,
and Parliament tries in general to respect acquired rights. If the courts were to
apply to the decision of substantially the same case one principle to-day and
another principle to-morrow, men would lose rights which they already
possessed; a law which was not certain would in reality be no law at all."
"There exists not upon this earth, and there never did exist, a judicial tribunal
clothed with powers so various and so important" as the Supreme Court of the
United States.1 The judges are appointed to the office during good behavior,
and their fixed salaries cannot be diminished during the term of their office. The
United States District and Circuit Courts can be abolished and their powers
conferred on other courts, but the United States Supreme Court, a coordinate
branch of the general government created by the Constitution, cannot be
legislated out of existence nor can its judicial powers be limited in any respect
whatever by Congress. The highest courts of all other countries are dependent
upon their parliaments, whose supreme power and authority they must respect,
but the United States Supreme Court is practically independent of the whole
nation. The Supreme Court can declare a statute, passed by both branches of
Congress and approved by the President, void as a violation of constitutional
guarantees. Or if an act, vetoed by the President, has been re-1 Elliot's Deb., vol.
iv, p. 485.
passed by a two-thirds majority of each House, the Court still can declare the act
repugnant to the Constitution. History presents but one example of the exercise
of such power other than by an absolute monarch. The tribune at Rome, elected
for a year, had an absolute veto upon any enactment. This powerful officer is
said not even to have had a house in which to administer his duties, but sat
upon the benches in the open. In all simplicity, standing for the great mass of
unprotected Roman citizens against the power of the aristocracy, he had the
power to declare the one word which would annul every proposed law of the
great Roman Senate.
Though not elected by the people and independent of the nation, with a
permanent tenure of office, in the last instance the Supreme Court has the right
to prescribe the rules for the control of the other coordinate departments of
government. It is the constitutional judge of the powers of Congress as well as
of its own powers. "You have made a good Constitution," said a friend of
Gouverneur Morris after the adjournment of the Constitutional Convention.
"That," replied Morris, "depends on how it is construed." 1 This saying of Mr.
Morris is true, because the exclusive right to interpret includes the power to
change. Says a leading writer on Constitutional Law: "It is one of Blackstone's
maxims that in every constitution a power exists which controls without being
controlled, and whose decisions are supreme. This power is represented in the
United States by a small oligarchy of nine irremovable judges. I do 1 Gordy,
Political Parties in the United States, vol. 1, p. 114.
not know of any more striking political paradox than this supremacy of a
nonelected power in the democracy reputed to be of the extreme type." 1
Mr. Dicey says of this power conferred upon the Supreme Court, "That in a
confederation like the United States the Courts become the pivot on which the
constitutional arrangements of the country turn is obvious. Sovereignty is
lodged in a body which rarely exerts its authority and has (so to speak) only a
potential existence ; no legislature throughout the land is more than a
subordinate lawmaking body capable in strictness of enacting nothing but
by-laws: the powers of the executive are again limited by the constitution; and
the interpreters of the constitution are the judges. The Bench therefore can and
must determine the limits to the authority both of the government and of the
legislature; its decision is without appeal; the consequence follows that the
Bench of Judges is not only the guardian but also at a given moment the master
of the constitution."2 That branch of government which is its own judge in
determining authoritatively for the people what are its own powers over the
people, is absolute in its nature.
Leading writers on law have denied the power of the United States Supreme
Court to declare acts of Congress unconstitutional.3 The power in the Court to
1 Boutmy, Studies in Constitutional Law, pp. 117, 118, Eng. Trans.
2 Dicey, The Law of the Constitution, pp. 170, 171.
3 Chief Justice Gibson, 12 Sergeant & Rawle, 330, 356; Professor Trickett,
Judicial Nullification of Congressional Acts, declare a national statute unconstitutional was first asserted in the masterly
discussion in Marbury v. Madison by Chief Justice Marshall, but there the
conclusion was reached by implication, and no claim was made of express
authority in the Constitution.1 Professor Lowell, in his work on "Democracy and
the Constitution," says:
"The Supreme Court of the United States could never have acquired its power of
declaring a statute unconstitutional in any other country, at least in any other
than an Anglo-Saxon country." 2
The English Parliament may change the powers and prerogatives of courts and
even abolish them.3 It is doubtful whether the Federal tribunal of the German
Empire, its only great appellate court, has power to inquire into the
constitutionality of a statute passed by the Reichstag and the Bundesrath and
promulgated by the Emperor, or even to inquire into the constitutionality of an
act passed by one of the states. Professor Lowell, speaking of this court, says:
"It is certain that the courts have not in fact exercised any general power of
refusing to apply statutes on constitutional grounds."4 In Belgium, jurists are
said to claim that a law violating the Constitution ought to be treated by the
court as void; still, during the whole period of Belgium's inde-
North American Review, August 16, 1907; Mr. McMutry, Judicial Power and
Unconstitutional Legislation, Coxe, pp. 30-41; Judge dark, Yale Law Journal,
December, 1906, pp. 75-79. 1 Coxe, Judicial Power and Unconstitutional
Legislation, pp.
54-7°-
2 Lowell, Democracy and the Constitution, p. 72.
3 Dicey, Law of the Constitution, p. 153.
4 Governments and Parties in Continental Europe, p. 283.
pendence, judgment has never been pronounced upon the constitutionality of
an act of its Parliament.1 Both the German Constitution and the Belgium
Constitution impose limitations upon the powers of the government.
The French Constitution is not found in a single document, but in a series of
distinct laws describing the fundamental rights which the state is enjoined to
respect. An act passed by the Chambers and promulgated by the President will
be held valid by every tribunal throughout the Republic.2 The Federal tribunal in
Switzerland is bound by the Constitution to treat all federal legislation as valid.
The Kingdom of Italy has a written Constitution limiting the powers of the
government and the monarch. It is the original Constitution of Sardinia expanded
into the Constitution of the Kingdom of Italy. It has a Supreme Court, but this
court cannot consider the constitutionality of a law which involves the
construction of the Constitution.3 Although the Austrian Constitution puts
limitations upon the power of the Emperor and of the government, still the
Federal Court has no power to question the validity of a statute which has been
properly promulgated.4
The origin, however, of the theory that a court could declare an act
unconstitutional was found in the history of our charter colonies. Their rights
and powers, like the ordinary corporation, were determined by their charter, and
when they passed a law in excess of the legal
1 Dicey, Law of the Constitution, p. 131.
2 Dicey, Law of the Constitution, p. 130.
3 Lowell, Gov. and Parties in Cont. Europe, p. 151, Note 1.
4 Lowell, Gov. and Parties in Cont. Europe, vol. ii, p. 84.
powers conferred by their charter, its illegality could be determined by their local
courts, with the right of appeal to the privy council of England. After the
establishment of the state governments and before the formation of the
Constitution, legislative acts in two states, Rhode Island and North Carolina,
were declared unconstitutional. By an act of the general assembly of Rhode
Island, passed in May, 1786, provision was made for the emission of paper
money. In June the Legislature prescribed that any person who should refuse to
receive the money in payment for goods on sale at the face value of the goods,
or who should make two prices for such goods, one in paper and the other in
silver, on conviction should be fined £200 for the first offense. In August, 1786,
the Legislature of Rhode Island passed a law that the offenses under this act
should be tried by special courts without a jury, by a majority of the judges
present according to the law of the land, and that three members thereof should
be sufficient to constitute a court.
John Trevett tendered this money to John Weeden, a butcher, for meat, and
when Weeden refused to accept the money, Trevett sued for the fine. It was
objected that the trial by jury was a fundamental right in the State of Rhode
Island, that the Legislature had no power to enact a law depriving a citizen of
that right, and that the court could declare the act invalid. The court overruled
this defense, and an appeal was taken to the Supreme Court of the state. But
Rhode Island, unlike all the other states but Connecticut, had no written
constitution in the modern sense, having con tinued after the Revolution under its colonial government. So the question
before the higher court involved the invalidity, of the statute because of its
repugnancy to the provisions of the common law securing to the citizen the right
of trial by jury. While the five judges were considering this act, the excited
people in the streets were breathing forth their threats against them if they
declared it invalid. Notwithstanding, they all agreed that the act was void. The
legislature threatened impeachment and refused to reeled them. No opinion was
written, but when the judges appeared before the legislature in October, 1786, on
charges of treason and misconduct, some of them gave as a reason for their
decision that the defendant was entitled to trial by jury according to the law of
the land.1 Here we have a case where an act was declared invalid because it
deprived the defendant, not of a constitutional guarantee, but of a right secured
to him by the common law.
The law of North Carolina provided for the sale, by a commission appointed by
the legislature, of lands in that state belonging to the loyalists, and the payment
of the money into the state treasury. The purchaser received a certificate from
the commissioner making the sale in behalf of the state, stating the time of sale
and the payment; and if sued in ejectment he was entitled under the law of the
state, upon making affidavit that he held the disputed property under a sale from
the commissioner of forfeited estates, to dismiss the suit on
1 Coxe, Judicial Power and Const. Legislation, pp. 234, 246, 249.
motion. Mrs. Bayard, the plaintiff in a suit, was the heir of one Cornell, whose
estates had been confiscated. The defendant had purchased her lands from the
commissioner, had received the certificate, and, when sued, presented the
certificate to the court and procured a dismissal of the action. A large number of
other suits involving the same question were pending, and the constitutionality
of the act was duly brought to the attention of the court on a motion to set aside
the dismissal. The court in May, 1787, the same month when the Convention to
frame the Constitution of the United States was gathering at Philadelphia, held
this act unconstitutional, saying: "By the constitution every citizen had
undoubtedly a right to a decision of his property rights in a trial by jury. For that
if the legislature could take away this right, and require him to stand condemned
in his property without a trial, it might with as much authority require his life to
be taken away without trial by Jury, and that he should stand condemned to die
without the formality of any trial at all," etc.1 And they declared that the act
must
It was assumed by many of the members of the Constitutional Convention, as
appears by their declarations at that time, that the United States Supreme Court
would have the power to declare acts unconstitutional.
1 Coxe, Judicial Power and Constitutional Legislation, p. 249; Bayard v.
Singleton, Martin's Reports, N. C., 50, 52.
Section 2 of Article 6 of the Constitution states that "This Constitution, and the
laws of the United States which shall be made in pursuance thereof, and all
treaties made, or which shall be made, under the authority of the United States,
shall be the supreme law of the land." We first observe that the laws referred to
are declared to be the supreme law of the land only when made in pursuance of
the Constitution. The provision continues by declaring that "the judges in every
State shall be bound thereby, anything in the constitution or laws of any State
to the contrary notwithstanding." The words "the supreme law of the land " had
a meaning established by five hundred years of English history, and from that
meaning it well may be inferred that a law in pursuance of the Constitution
bound the states and individuals and courts, and all laws not in pursuance
thereof were void.
With great reluctance the United States Supreme Court approached the question
of declaring a law enacted by Congress unconstitutional. Only two such
statutes were declared unconstitutional prior to the Civil War.1 In two other
cases the Court refused to perform duties imposed upon them by law which were
not judicial in their character, but it was not until after the Civil War that the
power of declaring a law of Congress unconstitutional was freely exercised. It is
too late now to urge that this power, exercised for over a hundred years, does
not exist. It would be rash, indeed, to contend that this supreme mandate, which
renders the United States
1 Marbury v. Madison, 1 Cranch, 137; Dred Scott v. Sanford, 19 Howard, 393.
Supreme Court the most absolute power in existence, is without foundation. The
danger attending the exercise of this power, however, is great. It matters not that
the court calls it a judicial power, it is quite as much legislative in its nature. The
grounds upon which it has been based, as stated in the opinions declaring laws
unconstitutional, have been largely economic, political, or sociological. Public
policy likewise has been invoked again and again by learned Judges of the
United States Supreme Court as a reason. In every opinion holding an act
unconstitutional, you can find expression after expression tending to show that
the views of the writer as to government, political power, economic truth, or the
effect of the act upon the public interests, have greatly influenced the decision.
In about twenty-five cases the Supreme Court has declared a United States
statute repugnant to the Constitution, but in only a very few have the judges
been unanimous. In about two hundred cases they have declared the statutes of
states forbidden by the provisions of the national Constitution.
When Marshall became the Chief Justice of the United States Supreme Court,
there had been only two decisions involving the question of the
constitutionality of a state or national statute. During his term of office, from
1801 to 1835, the constitutionally of fifty-one acts was passed upon, and the
great Chief Justice wrote the prevailing opinion in the greater number of these
cases. His powerful mind, his terse, logical, graphic statement of a legal
proposition, his strong personality, his acute intellect and masterful character,
directed the current of opinion in that court toward a liberal construction of the
powers of government. Never has a judge spoken from any court in this country, or
probably in the world, with such a clear ringing voice for the vindication of what
he deemed the powers of the court over which he presided. John Marshall's
construction of the Constitution made the United States in truth one nation. He,
indeed, forged the trenchant blade with which Abraham Lincoln slew the dragon
of secession.
Our American people are given to believing that a law of Congress or of a state
legislature is a sovereign specific for all evils, and in like manner they always
have had the utmost confidence in courts. We have been in the habit of
ascribing to courts a sort of supernatural power to regulate aright the affairs of
the people, to restrain excesses, and to protect everyone in life and property. It
is only occasionally, when some decision comes down, which the common man
by instinct knows to be violative of his rights, that murmurs of discontent are
heard.
The courts were not always looked on in this way. When, in 1794, the United
States Supreme Court, in Chisholm v. Georgia, held that a state could be sued by
a citizen of another state, the states were aroused, and proceeded quickly to
bring about the passage of the eleventh amendment to the Constitution for their
protection. Judge Samuel Chase, a very able but partisan Judge, appointed by
President Washington as Associate Justice of the Supreme Court in 1796, was
impeached in 1804 at the instigation of John Randolph for arbitrary and
oppressive conduct. He was tried in 1805, but was acquitted. In 1803, Judge
Calvin Pease, Judge of the third Circuit Court of Ohio, held that an act of the legislature of that state,
conferring jurisdiction upon a justice of the peace to try without a jury an action
where judgment was asked for more than $20, was unconstitutional because of
the provision for a jury trial in the seventh amendment to the Constitution of the
United States. His decision was affirmed. Not only Judge Pease, but also Judge
Todd of the appellate court, who voted for an affirmation of Judge Pease's
decision, was impeached by the assembly of the State of Ohio. Each of them was
arraigned before the Senate and tried upon the impeachment, but both were
acquitted.1 The case of Green v. Biddle2 created so much opposition in
Kentucky, that an attempt was made to impeach the judges of the state courts
who had followed that decision in other similar cases.
But the practice of deifying the courts and regarding-the Constitution as sacred
commenced early in the nineteenth century. As President Woodrow Wilson
says, "The divine right of kings never ran a more prosperous course than did
this unquestioned prerogative of the Constitution to receive universal homage."
3 The people modified their state governments to correspond with the national
government. But the tendencies of democracy were so strong that gradually
they elected their governors and judges by popular vote instead of by the
legislature as in Revolutionary times. From time to time they also amended their
constitutions, thus keeping in
1 Cooley, Constitutional Lim., p. 194, note. 2 Green v. Biddle, 8 Wheaton, 1.
3 Wilson, Congressional Government, p. 4.
touch with the progressive tendencies of society, although the national
Constitution continued from 1804 for over sixty years without a change. Well
would it be for the people if they were more watchful of the action of courts
to-day, instead of permitting absorption in their own affairs to make them
oblivious of how their dearest rights are guarded. This era of gross materialism,
when men are thinking only of becoming rich, is an era of danger to our
institutions. A hundred times more dangerous than the wildest excesses of
angry men is the benumbing, deadening influence of materialism on the
patriotism of the citizen.
Of all systems of government the most difficult to establish and render effective
is the federative system. Apparently simple, it is in practice the most complex, for
it has to apportion the degree of independence and local liberty which should
remain in the states with the amount of power delegated to the central
government, and to nicely adjust these relations. The United States Constitution
creates no rights for the citizen, but simply provides for the apportionment of
those which he ever has had. The United States Supreme Court derives its
judicial power from the Constitution, and can exercise no power which is not
conferred or necessary to the powers conferred, while the highest courts of the
states have original common-law jurisdiction over all domestic affairs, unless
prohibited by the United States Constitution.
It is to be observed that the state governments, in approving the Constitution,
consented that the United States Supreme Court should have the final power to
determine all questions when their rights should come into conflict with the provisions of the Constitution, or the laws made in
pursuance of it. In short, they have delegated to a court, created by the national
government, the right to determine between their interests and the interests of
that government; and it must be said to the credit of this august court that, until
recently, it has exercised that power with great discretion and commendable
impartiality. Mr. Justice Miller, in 1872, referring to the rights of the states and
their relations to the national government, very truthfully said: "But whatever
fluctuations may be seen in the history of public opinion on this subject during
the period of our national existence, we think it will be found that this court, so
far as its functions require, has always held with a steady and an even hand the
balance between State and Federal power, and we trust that such may continue
to be the history of its relation to that subject so long as it shall have duties to
perform which demand of it a construction of the Constitution or any of its
parts." 1 This statement was undoubtedly true at the time it was made, but since
then the decisions of the United States Supreme Court, as to the power
conferred upon Congress to control interstate commerce, have been steadily
destroying the powers of the states. This tendency culminated in the Lottery
Case2 which practically held that the national government, through the control
of commerce, possessed the police power of destroying a pernicious lottery. Mr.
Root tells us that this tendency will be carried still farther, and that sooner or
later constructions of
1 Slaughter House Cases, 16 Wallace, 82. 2 188 U. S., 321.
the Constitution will be found to vest the unexercised powers of the states in the
national government. As the only binding constructions of the Constitution are
those given by the Supreme Court of the United States, we assume that Mr.
Root refers to that court as the power which sooner or later will make the
constructions necessary to vest the power sought in the national government. It
was just such a use of the power of construction that some of the Conventions
which adopted the Constitution feared. The Convention of the State of New
York, while adopting the Constitution, among other declarations, said: "That the
jurisdiction of the Supreme Court of the United States or of any other court to be
instituted by the Congress, is not in any way to be increased, enlarged, or
extended by any fiction, collusion, or mere suggestion."l
Resorting to fiction to bring about a change of law has ever been a favorite
method with courts. Interpretation which changes the law is just as effective as a
constitutional amendment, and surely the sworn guardians of the law ought not
to attempt to bring about such a change by construction. Yet we know what
human nature is and what history has taught us. Where the Constitution is
interpreted by a court from which there is no appeal, and which by its own
decision can increase its own power, it is apt to invoke implied powers with
considerable latitude. A strict construction of the Constitution is the constant
security of the people against tyrannical government. The rule which allows the
United States Supreme Court to hold a 1 Elliot's Deb., vol. i, p. 329.
statute unconstitutional requires that before it is so held it must be plain beyond
a reasonable doubt that the law considered is repugnant to the Constitution. Yet
its decisions as to the unconstitutionality of national statutes have generally
been made by a divided court. Roman lawyers, taking the twelve tables as a
basis, worked out by the means of implication and construction, and analogy
therefrom, the extensive system of law codified in the reign of the Emperor
Justinian. The impelling forces to-day in our country are almost identical with
those of the last fifty years of the Roman republic and the earlier years of the
empire. It must not then be put down to idle fear or ignorant suspicion, if
intelligent men look with apprehension at the tendency in our day of the highest
courts to first conclude what they wish to decide, and then find reasons for the
decision. The means which they use to accomplish this is implication of powers,
always so dangerous because unbounded. If admitted at all it is capable of the
utmost extension. If the United States Supreme Court desires sooner or later to
find constructions of the Constitution which will vest the power, spoken of by
Mr. Root, in the national government they can easily accomplish the result.
This all-powerful Court as yet has not manifested a fixed intent to construe the
Constitution so as to rob the states of their reserved rights, but they have
alarmed the people in several cases where they seem to have divided in their
decision of legal questions upon preconceived opinions of public policy.
Section 8 of Article 1 confers upon Congress the power "To borrow money on the credit of the United States; ... To coin money, regulate the value thereof
and of foreign coin, and fix the standard of weights and measures." By the
Articles of Confederation, the general government had been allowed to issue
bills of credit and to make them legal tender in payment of debts. The states at
the same time possessed concurrent powers, and, between the Federal
government and the several states, millions of dollars of paper money had been
issued which had become of little or no value. This condition precipitated the
very crisis which brought about the Constitution and thus deprived the states of
such powers. When these clauses were inserted the members of the Convention
were agreed, with two exceptions, Mercer and Martin, of Maryland, that the
opportunity had come to destroy forever the power of both the national and
state governments to make a bill of credit, issued by either, a legal tender in
payment of a debt. The question was thoroughly discussed whether an express
prohibition to make such paper a legal tender was necessary, and, inasmuch as
the government which they were creating was one of enumerated powers, they
all agreed that it was sufficient to withhold the power, since the Federal
government could not exercise it unless expressly permitted by the Constitution.
"Thus," says Madison in his narrative of the proceedings, "the pretext for a
paper currency, and particularly for making the bills a tender either for public or
private debts, was cut off."1
From the day when the Constitution was finally 1 Fiske, The Critical Period of
American History, p. 296.
adopted by the states until the Civil War all the leading statesmen and jurists,
like Marshall, Webster, Story, and Curtis, had again and again declared the
absence of power in the national government to make anything but gold and
silver coin a legal tender in the payment of debts. When in the Civil War the
banks suspended payments, Salmon P. Chase, Secretary of the United States
Treasury, recommended to Congress the issue of United States notes, to be
made receivable for all loans to the United States and all government dues
except duties on imports. He said: "The Secretary recommends, therefore, no
mere paper-money scheme, but on the contrary a series of measures looking to a
safe and gradual return to gold and silver as the only permanent basis, standard,
and measure of value recognized by the Constitution." Congress had the power
to prescribe that these notes should be accepted in payment by the government,
and in many ways could have aided in giving them value as a circulating medium
without making them legal tender.
On February 7, 1870, the United States Supreme Court, in the case of Hepburn v.
Griswold, announced from the Bench its decision that the legal-tender acts of
1862 and 1863, as regards the payment of debts existing before their passage,
were unconstitutional. Chief Justice Salmon P. Chase, Justices Nelson, Clifford,
Greer, and Field concurred therein and Justices Swayne, Davis, and Miller
dissented. By an act passed during President Johnson's administration, the
number of judges of the Supreme Court was reduced from nine to seven, for the
purpose of depriving him of the right to fill the vacancies which were about to occur. Soon after President Grant's
inauguration a new act restored the number to nine to take effect on the first
Monday of December, 1869. On February 7, 1870, the day on which the decision
affecting the legal-tender act was handed down, two vacancies existed. On
February 18, 1870, the President appointed William Strong, of Pennsylvania, to
fill one of said vacancies, and on March 21, 1870, Joseph P. Bradley, of New
Jersey, to fill the other.
Of these appointments President Woodrow Wilson says:1 "In December, 1869,
the Supreme Court decided against the constitutionality of Congress's pet Legal
Tender Acts; and in the following March a vacancy on the bench opportunely
occurring, and a new justiceship having been created to meet the emergency, the
Senate gave the President to understand that no nominee unfavorable to the
debated acts would be confirmed, two justices of the predominant party's way of
thinking were appointed, the hostile majority of the court was outvoted, and the
obnoxious decision reversed." Mr. Rhoades reaches the conclusion that there is
no circumstantial evidence to show that the appointments of Judges Strong and
Bradley were made with the intention of reversing this decision,2 and he tells us
that the appointments were sent to the Senate by the President on the very
morning of February 7, 1870, before
1 Congressional Government, p. 38. 2 Rhoades, History of the United States, vol.
vi, pp. 268-273.
burn v. Griswold, however, was made in conference November 27, 1869; and this
might well have been known by Attorney-General Hoar, who cherished a bitter
feeling- toward Chief Justice Chase, and who was, we are told, instrumental in
bringing about the new appointments. Upon the appointment of the new judges,
the Attorney-General immediately moved that two cases involving the
constitutionality of the legal-tender issue be taken up and argued,
notwithstanding the prior decision of the court. The court, by the five judges
who thereafter voted for reversal, instead of rebuking the Attorney-General
ordered that these cases be heard.
On May 1, 1871, the two cases having been brought on for hearing before the
court as reorganized, a decision was announced reversing the prior decision,
and on January 15, 1872, the opinions were read in open court.1 The five judges
who voted to hear the re-argument all concurred in this decision of reversal. Mr.
Justice Strong, one of the new appointees, wrote the prevailing opinion, Mr.
Justice Bradley, the other, writing a concurring opinion. Mr. Justice Greer, who
had sat in the prior case of Hepburn v. Griswold, had retired from the court; but
Chief Justice Chase and Justices Nelson, Clifford, and Field dissented from the
decision. The prevailing opinion held that the power to issue these notes could
be inferred from the powers which grow out of the aggregate of powers
conferred upon the government by the Constitution, or out of the sovereignty
instituted by it.
Legal precedents in law become rules of property 1 Legal Tender Cases, 79 U. S.,
457.
and muniments of personal rights. It is a well-established rule that a court never
should overrule its decision in a case affecting private rights of property which
has been followed for some period of time, because it has been relied on by
people in exchanging values. "No man," said Sir William Jones, "who is not a
lawyer would in many instances know how to act, and no man who is a lawyer
would in many instances know how to advise, unless the courts were bound by
authority as firmly as pagan deities were supposed to be bound by the decrees
of fate." The people had relied upon the lack of power in the government to
issue irredeemable paper money as a legal tender, from the formation of the
Constitution until the passage of the Legal Tender Acts. The case of Hepburn v.
Griswold was decided in February, 1870, and until May 1, 1871, business had
been conducted upon the basis of that decision. The price of gold had steadily
declined, notwithstanding the decision in the case of Hepburn v. Griswold, until
May, 1871; and Mr. Rhoades tells us:
"Had the country acquiesced in the decision of the court, and had Congress
supplemented it by legislation permitting the Secretary of the Treasury gradually
to contract the greenbacks, specie payments would have been reached by 1873
and the financial panic of that year postponed."1
But the United States Supreme Court did not stop with this decision. Once
started in this course it was easy to go to the end, and so in a case,2 decided in
1 Rhoades, History of the United States, vol. vi, p. 266. 2 Juilliard v. Greenman,
110 U. S., 447-449.
March, 1884, the court finally determined that the reissue of the greenbacks,
under an act passed in 1878, in a time of peace, there being no necessity for their
reissue, should be upheld as an attribute to that sovereignty which appertains to
all governments at all times. So by construction they finally arrived at the
conclusion that the power to coin money included the power to stamp paper and
declare it a legal tender in a time of peace. The reasoning on which this opinion
rests is of interest, for if it be good the Constitution has no limitations, and it will
avail nothing to examine carefully as to the powers delegated by the states and
the people to the national government. The court said: "The governments of
Europe, acting through the monarch or the legislature, according to the
distribution of powers under their respective constitutions, had and have as
sovereign a power of issuing paper money as of stamping coin. This power has
been distinctly recognized in an important modern case, ably argued and fully
considered, in which the Emperor of Austria, as King of Hungary, obtained from
the English Court of Chancery an injunction against the issue in England,
without his license, of notes purporting to be public paper money of Hungary."
And from this the power was implied to make government notes a legal tender in
payment of private debts, as one of the powers belonging to the sovereignty of
other nations and "not expressly withheld from Congress by the Constitution."
Until the time of this decision it had been supposed that the only sovereignty
which the national govern ment had was conferred upon it by the express grants of the Constitution,
together with such powers as were necessary and proper to carry those express
grants into execution. Until this decision it had never been suggested that the
power of Congress arose from what was "expressly withheld from Congress by
the Constitution," but rather arose from what was expressly granted to Congress
by the Constitution. Still this learned court, eight judges concurring, deliberately
invoked the sovereign powers of the Austrian Empire as the basis for inferring a
like sovereignty in the United States;
and then emphasized the fact as an important one that the power to issue such
notes was "not expressly withheld from Congress by the Constitution," when in
the Constitutional Convention the very question was discussed, with the result
that those great lawyers and constructive statesmen determined it to be
unnecessary to prohibit the United States from issuing paper money and making
it a legal tender in payment of debts, since the Federal government could not
exercise a power unless it was expressly granted in the Constitution.1 If this kind
of judicial reasoning is to prevail in the courts there is nothing to hinder the
United States Supreme Court from holding that the government has inherent
powers. That doctrine once established the Constitution at one blow is reduced
to blank paper, and then our judges may commence to examine the exercise of
power by absolute governments in the history of the world, as a basis for
ascertaining what power is vested in Congress.
1 Fiske, The Critical Period of Amencan History, p 296, Legal Tender Cases, 79
U. S., 652-656 of opinion by Field.
Subdivision 1 of Section 8, Article 1, of the Constitution, empowers Congress
"To lay and collect taxes, duties, imposts, and excises, to pay the debts and
provide for the common defense and general welfare of the United States; but all
duties, imposts, and excises shall be uniform throughout the United States."
Subdivision 4, Section 9, Article 1, provides that "No capitation or other direct
tax shall be laid, unless in proportion to the census or enumeration " directed by
the Constitution. Another provision of the Constitution prescribes that
representatives and direct taxes shall be apportioned among the several states
according to their respective numbers. The Wilson Bill imposed a tax of two per
cent upon all incomes of more than $4,000, the tax to remain in force until
January 1, 1900. This clause was passed in the House of Representatives by a
vote of 204 to 140, and the whole bill was passed by a vote of 182 to 106,
sixty-one members not voting. Income taxes had been passed from time to time
in the history of the country, especially during the Civil War, when eight of such
laws were enacted.
The constitutionality of this act, so far as it imposed a duty upon incomes, was
contested in the United States Supreme Court in a suit in equity by one Pollock
against the Farmers' Loan and Trust Company,1 to prevent a threatened breach
of trust by the defendant in the misapplication or diversion of its funds by the
illegal payment from its capital of the income tax on its profits. Pollock was a
stockholder of the defendant, and he alleged that they threatened to pay the tax
and thus 1 Pollock v. Farmers' Loan and Trust Co., 157 U. S., 429.
impair his interest, and, as the payment would result in a multiplicity of suits,
that he asked an injunction from the Equity Court enjoining the defendant from
paying the tax. It was the claim of the plaintiff that the income tax was a direct
tax, and therefore must be apportioned among the several states according to
their respective numbers, and could not be imposed as a duty, impost, or excise
uniformly throughout the United States upon annual incomes.
By the Act of June 5, 1794, Congress laid a tax upon carriages for the
conveyance of persons, and the question whether this was a direct tax within
the meaning of the Constitution was decided at that time by the United States
Supreme Court.1 Mr. Justice Wilson, who was one of the most prominent
members of the Convention framing the Constitution, Mr. Justice Chase, one of
the ablest jurists of his time, Mr. Justice Patter-son and Mr. Justice Iredell,
sitting in that court at that time, each expressed the reasons for their conclusions
holding that the tax was an indirect tax or duty. Mr. Justice Patterson, who read
the principal opinion, said:
"I never entertained a doubt that the principal, I will not say the only, objects
that the framers of the Constitution contemplated as falling within the rule of
apportionment, were a capitation tax and a tax on land." This case had been cited
by every text-book writer on the Constitution from that time until the Pollock
case, as holding conclusively that a direct tax within the meaning of the
Constitution was only a poll or capitation tax or a tax directly upon real estate;
and that all 1 Milton v. United States, 3 Dallas, 171.
other taxes were indirect taxes, duties, imposts, or excises. For over a hundred
years the United States Government had thus construed the law.
Commencing with 1798, and extending down to 1816, five income taxes had been
imposed, and in every one of those cases the government had followed the
decision in the Hilton case, the assumption being that that decision had settled
the law for this country. From 1861 to 1870, eight different statutes imposing
taxes on income arising from both real estate and personal property had been
enacted. Literally, hundreds of millions of dollars had been taken from the
taxpayers through income taxes of the same nature as the provision in the
Wilson Bill. In Springer against the United States, a case decided in 1884, the
question of the validity of one of the Civil War income taxes was involved.1
Springer was assessed on his professional earnings and on the interest of
United States bonds. He refused to pay, and, his real estate consequently being
sold, the suit involved the validity of the tax as a basis for the sale. The United
States Supreme Court held the tax valid.
Notwithstanding this hundred years of unbroken history in its courts and in all
of the departments of government, recognizing that a direct tax meant only a poll
tax or tax on real estate, the United States Supreme Court by a majority of five to
four declared the provision in the Wilson Bill unconstitutional. On April 8, 1895,
a partial decision of the case was made, in which the court, consisting of eight
members only, was evenly divided as to the constitutionality of the tax imposed
upon an in-1 Springer v. United States, 102 U. S., 586.
come from personal property, but a majority of the court determined that the tax
was unconstitutional as to the provision on incomes from real estate and
municipal bonds. A final decision on the constitutionality of the law as regards
personalty was deferred owing to the absence from illness of Mr. Justice
Jackson. A few weeks later the court rendered its decision, but in the meantime
Mr. Justice Shiras, who on April 8th had been favorable to the constitutionality
of the law as to personal property, had changed his opinion; so on May 20th the
whole act was declared unconstitutional, Justices Harlan, Brown, Jackson, and
White dissenting. In the early part of the last century the Irish courts relied for
precedents upon the decisions of the House of Lords and the other appellate
courts of England. Mr. Plunket, the greatest of the Irish barristers of those days,
was addressing Lord Manners on a question of law, when the following
colloquy took place: "Are you sure, Mr. Plunket," said Lord Manners, "that
what you have stated is the law? " "It unquestionably was the law a half hour
ago," replied Mr. Plunket, pulling out his watch, "but by this time the packet has
arrived with a new batch of decisions and I shall not be positive."1
"The Constitution," says Mr. Cooley, "is not to be made to mean one thing at
one time and another at some subsequent time, when the circumstances have so
changed as perhaps to make a different rule in a case seem desirable." Yet this
was just what occurred in the Income Tax case. The meaning of a direct tax
having been established by the men who framed the Consti-1 Shiel, Sketches of
the Irish Bar, p. 158, note.
tution and their contemporaries, and that construction having- prevailed for over
a hundred years, during which time the government took from private persons
hundreds of millions of dollars upon that construction, a majority of the United
States Supreme Court deliberately overruled all their predecessors, basing their
decision very largely upon the definition of direct and indirect taxes, as laid
down by Adam Smith and other political economists. The United States Supreme
Court has practically reversed itself in many other cases in recent days.1 Again
and again we find the Justice of that court who writes the prevailing opinion
reasoning upon the result of a contrary decision, and invoking the rule of
inconvenience and the effect of such decision upon the public interests.2 These
considerations which are purely questions of public policy, and not of law, are
to be considered by legislative bodies and not by courts, still they have been
influential in shaping judicial action.
The result of the income tax decision was to withhold the burdens of taxation
from a few hundred thousand wealthy men, and to place a considerable
proportion of
1 S. Carolina v. U. S., 199 U. S., 439, practically reversing Collector v. Day, n
Wallace, 113; and Income Tax Case so far as it held that the provision affecting
municipal corporations was unconstitutional; Haddock v. Haddock, 201 U. S.,
562, practically overruling Atherton v. Atherton, 181 U. S., 155;
Leisy v. Hardin, 135 U. S., 100, practically reversing the License Cases, 5 Howard,
504.
2 Opinion of Mr. Justice Miller in Slaughter House Cases, 16 Wallace, 589, 599;
Pine v. City of New York, 185 U. S., 93;
S. Car. v. U. S., 199 U. S., 455; Maxwell v. Dow, 176 U. S., 590;
Lottery Case, 188 U. S., 321.
those burdens, through the indirect taxation of the tariff, upon the heads of
families working in factories, and upon farms all over the country. Ofttimes
judges and great lawyers speak of the lack of intelligence and of the prejudice
and passion of juries, but these are not half so powerful as the preconceived
opinions and the influence of social relations upon the action of judges. The
instinct of a great body of men of even a low grade of intelligence frequently
carries them not only to the popular but to the right side of a public question.
Leading Englishmen, before the War, justly derided us for continuing the terrible
evil of slavery so long in a democratic republic. But when the South marshalled
her forces in rebellion without a ship on the ocean, and with Jefferson Davis but
just elected as President of the Southern Confederacy, England recognized them
as belligerents, and the sympathies of her men of wealth and social standing
were with the South from the beginning to the end of the war. At the same time
millions of poor English workingmen, out of work and starving because of the
cotton famine which resulted from the war, gave their sympathies to liberty and
to the Northern cause.
France has recently adopted an income tax; and today all the leading countries
of the civilized world, with the exception of the United States, Russia, Belgium,
Hungary, and Portugal, are depending upon this means of raising money for the
support of government. The President, in his Jamestown speech, has recently
given utterance to words which indicate that he hopes that the income tax
decision of the United States Supreme Court will be reversed. Mr. Hannis Taylor,
author of "Jurisdiction and Procedure of the United States Supreme Court," recently wrote
of this decision: "Because by a single vote the Supreme Court decided some
time ago against the validity of a proportional income tax levied in a certain form,
there is no reason to believe that the Court, as it is now, or as it will be
constituted in the near future, will attempt to annul acts drafted in the proper
form, imposing graduated taxes upon both incomes and inheritances." Is it
possible that anyone contemplates that the United States Supreme Court will
again reverse itself? Better a hundred times amend the Constitution, and make it
clear beyond doubt that the government has the right to impose an income tax.
The Dred Scott decision shattered the faith of thousands of honest and
intelligent men in the United States Supreme Court. Every consideration of
public policy requires that that Court shall not again reverse itself.
But other changes are going on in this august court, much more worthy of the
careful examination of the citizen than either the legal tender or the income tax
cases. In Downes v. Bidwell,1 Mr. Justice Brown uttered these significant words:
"We suggest, without intending to decide, that there may be a distinction
between certain natural rights, enforced in the Constitution by prohibitions
against interference "with them, and what may be termed artificial or remedial
rights which are peculiar to our own system of Jurisprudence." A later case
exemplifies what the learned judge meant by such a distinction.2 That case was a
petition by one Man-
1 Downes v. Bidwell, 182 U. S., 282. 2 Hawaii v. Mankichi, 190 U. S., 197.
kichi for a writ of habeas corpus to obtain his release from imprisonment in
Hawaii upon conviction for manslaughter. He alleged that Hawaii had been
incorporated into the United States; that, by the joint resolution of its
incorporation, the administration of the criminal law, as it existed at the time of
the joint resolution, was to be continued only so far as it was "not contrary to
the Constitution of the United States "; that he was arraigned only upon an
information of the Attorney-General of the territory, and not on an indictment for
manslaughter; and that he was tried by a common-law jury, but that only nine of
the jurors were in favor of his conviction, the other three dissenting.
It appears that, under the procedure existing in Hawaii at the time of the joint
resolution incorporating it into the United States, a person could be held for a
capital or otherwise infamous crime on the information of the Attorney-General,
without any presentment or indictment of a grand jury, and that he could be
convicted upon the verdict of nine of the twelve jurors voting guilty. The jury
trial mentioned in the Sixth Amendment to the Constitution requires the
unanimous verdict of the twelve jurors,1 while the Fifth Amendment provides
that, "No person shall be held to answer for a capital or otherwise infamous
crime, unless on the presentment or indictment of a grand jury." These
provisions apply in full force to the courts of Hawaii.
Mr. Justice Brown, of the United States Supreme Court, wrote the opinion of the
Court on this appeal, and an extract from his opinion will disclose the most
danger-1 Springville v. Thomas, 166 U. S., 707, 708.
ous law ever laid down by a court of justice: "It is not intended here to decide
that the words 'nor contrary to the Constitution of the United States' are
meaningless. Clearly they would be operative upon any municipal legislation
thereafter adopted, and upon any proceedings thereafter had, when the
application of the Constitution would not result in the destruction of existing
provisions conducive to the peace and order of the community. Therefore we
should answer without hesitation in the negative the question put by counsel
for the petitioner in their brief: 'Would municipal statutes of Hawaii, allowing a
conviction of treason on circumstantial evidence, or on the testimony of one
witness, depriving a person of liberty by the will of the legislature and without
process, or confiscating private property for public use without compensation,
remain in force after an annexation of the territory to the United States, which
was conditioned upon the extinction of all legislation contrary to the
Constitution?' We would even go farther, and say that most, if not all, the
privileges and immunities contained in the bill of rights of the Constitution were
intended to apply from the moment of annexation; but we place our decision of
this case upon the ground that the two rights alleged to be violated in this case
are not fundamental in their nature, but concern merely a method of procedure
which sixty years of practice had shown to be suited to the conditions of the
islands, and well calculated to conserve the rights of their citizens to their lives,
their property, and their well being."
If the right when upon trial under the United States statutes, whether in the District of Columbia, or in Hawaii, to be held only on a
presentment or indictment of a grand jury, and to be convicted only by a
unanimous verdict of a jury of twelve men, is not a right fundamental in its
nature, then it would be difficult to select any right prescribed in the first eight
amendments to the Constitution which is fundamental. The first eight
amendments to the Constitution embody the Bill of Rights and, in the main, are
principles of English liberty which existed three to five hundred years before the
making of the Constitution. The people made those amendments to the
Constitution because of their fear that the national government in its courts
would not recognize these bulwarks of liberty. And now the Supreme Court has
taken upon itself to determine that a person being tried for a crime in a territory
of the United States, annexed with such a provision as we have recited, shall not
have the protection which the fifth and sixth amendments of the Constitution
secure to him; namely, that he shall be held on the presentment or indictment of
a grand jury and shall be tried by a common-law jury, which means a jury of
twelve men, and convicted only upon their unanimous verdict.
Where does the United States Supreme Court get the power to decide what
portions of the first eight amendments shall be extended to criminals being tried
in our territories, and what portions shall be withheld? By what power does it
distinguish between those guaranteed rights, according as it may deem them
fundamental or not fundamental in their nature? Is such a discretion as that
reposed in the United States Supreme Court? If the court, as now constituted, can allow a man charged with crime to receive
the benefit of some of the amendments and withhold from him others, how long-
will it be before some court will regard all of these amendments as not
fundamental in their nature? The presiding Justice of the Court and three of the
Associates, Justices Harlan, Brewer, and Peckham, dissented from this startling
doctrine.
The court, in a more recent case,1 declared that the Philippine Islands have not
been incorporated into the United States; and that, therefore, the provisions of
the amendments to the Constitution are not extended to those Islands; and it
results that an inhabitant of those Islands could be convicted of treason on
circumstantial evidence, or on the testimony of one witness, notwithstanding
the Constitution provides to the contrary. The property of an inhabitant likewise
could be taken from him without due process of law and confiscated for public
use without compensation. There is not a right secured to the citizen of the
United States to-day of which the people of the Philippines could not be
deprived without protection from the fourteen amendments to the Constitution,
because, forsooth, we have not incorporated the Philippine Islands into the
territory of the United States. We acquired the Philippines through treaty, and
the right to make the treaty and to acquire them came from the Constitution. But
although we acquired these Islands through the Constitution, still the rule of the
Constitution does not extend to them. We are in possession of the Philippines;
we make the laws that 1 Dorr v. United States, 195 U. S., 138.
control them, impose taxes upon them, fix the duties to be paid on the admission
of imports to them, pass laws controlling their lives as completely as the life of
the citizen in this country, and still we have not incorporated them so that the
Constitution, through which we acquired them, protects them.
In every country the value set upon human life and liberty is the measure of the
degree of its civilization. It is perfectly evident that the value of the lives and
the/liberties of that great proportion of our people who are either poor or in
moderate circumstances, has been decreasing with great rapidity in recent years.
The thing which the people prize most dearly will be most sacredly protected by
the law, and the lawyer must be blind and deaf who is not aware that property is
much more carefully protected to-day than life or liberty. Because of this
worship of wealth it is practically impossible to convict a man of great wealth of
a crime. Just as in the Netherlands, in the time of Philip II, it took fifty witnesses
to convict a Bishop; and just as in England, in early times, the privilege of the
clergy protected learning, just so here to-day wealth and social position are
regarded as so sacred that it is impossible to execute the criminal laws against
millionaire criminals. Along with this condition and as a direct result of this view
of life, the courts, state as well as Federal, have been gradually impairing and
destroying the barriers which our fathers erected against the exercise of tyranny.
What would men in the days of the birth of the Constitution have thought had
courts attempted to distin- guish between guarantees in the Bill of Rights as fundamental and not
fundamental? What would they have thought had the United States Supreme
Court in their day held that certain of those guarantees of liberty should be
applied to protect citizens and that others should not be applied? There simply
would have been a revolution, and that straightway. The disregard of those
guarantees in the Alien and Sedition Laws practically brought about the
destruction of the Federalist party, root and branch, and put the Democratic
party in power for forty years. Even seventy years later the Dred Scott decision,
practically deciding that the Missouri Compromise was unconstitutional and
that there were no limitations in our territory upon the use of the slaveholders of
their property, brought about another revolution. But the worship of wealth and
the universal maddening struggle for its attainment in our day has stilled the
feelings of jealousy in men at the impairment of their liberties. If this tide of
materialism should ebb, and there should be an awakening to what is taking
place, serious results would follow.
In no direction have our Federal courts extended their power so far in recent
days as in the indiscriminate use of the granting of injunctions. The right to a
temporary injunction formerly always rested upon the inadequacy of a remedy at
law, and the irreparable injury which would result from its not being granted.
Where the act, which was sought to be enjoined, was a criminal act only, the
injunction was not granted. The right to an injunction was always based on
apprehended injury to the property belonging to the person asking for the writ.1 In the numerous cases where the employers have procured temporary
injunctions against employees or labor unions, the right of property was the
right to continue the relation of employer or employee, or assume or create such
relation with any particular person or persons, or to carry on business of a
particular kind or in a particular place, and the courts construed such a right as a
property right and as a basis for the injunction. For the purpose of sustaining
the writ in the Debs Case,2 the United States Supreme Court held that the United
States had a property interest in the mails, and that the stoppage of trains would
injure this property right, and would also be an interference with interstate
commerce. Obstruction of the mails and a conspiracy against interstate
commerce is a crime.3 It has also held that the receivers of a railroad company
actually may enjoin their employees for refusing to haul cars, or from even
leaving the receivers' employ so as to cripple the road, or by any device to
hinder its operation.4 The intent to hinder the management of a railroad by the
receiver has been held sufficient to authorize the issuing of a temporary
injunction.5
In states where the legislatures have enacted statutes declaring saloons to be
public nuisances, and then-existence and continuance a crime, injunctions have
been issued at the instance of the state, and the Supreme
1 Northern Pacific R R. v. Whalen, 149 U. S. , 162
2 In re Debs, 158 V S , 581.
3 U S. Revised Statutes, Sect 3 995, Act of July 2, 1890 4 In re Lennon, 166 U S ,
548, Arthur v. Oak, 63 Fed. Rep , 310.
6 In re Doohttle, 23 Federal Reporter, 544.
Court of the United States has sustained the doctrine.1 To find any authority for
such writs it would be necessary to go back to the days of the Court of Star
Chamber, in the disorderly times that followed the War of the Roses.2 The result
is that the punishment for crimes is gradually being transmuted into contempt
proceedings, based upon mere affidavits, in the different branches of the United
States Supreme Court. And even when it is the duty of the United States to
prosecute criminally, it uses its obligation as a foundation of the equitable
remedy of a temporary injunction, thereby subverting the right of trial by jury.3
The execution of the laws has well been said to be far more important than the
making of them. Respect for the courts is of the highest public importance, and
any line of action on their part which will tend to create a bitter feeling on the
part of the people toward them, should not be treated as of little importance,
since our hope is not only in having laws honestly and ably interpreted by the
United States Supreme Court, but in having the people believe that they are
honestly and ably interpreted. In view of this fact, it is of great importance for
the court to avoid such an arbitrary exercise of its power as will arouse great
opposition. Such opposition has come from the free use of injunctions and will
come again.
In many of the District and Circuit Courts of the United States some large
corporate interest of a public
1 Ellenbach v. Plymouth, 134 U. S , 31.
2 1 Spence, Eq. Juris , 350, Gneist Eng. Const , 507 and note.
3 Professor Langdell, Harvard Law Review, vol. xvi, pp. 552, 553.
nature, under the claim that the state laws fixing rates are confiscating its
property, in the first instance procures preliminary injunctions staying- the
execution of these laws. In the State of New York, a few years ago, the
legislature appointed a committee to investigate the cost of gas furnished by a
single company to the whole City of New York. That committee was represented
by most eminent counsel. A most thorough examination into the cost of gas was
made, and a report sent to the legislature, which passed a law fixing, as a
maximum price for gas in that city, eighty cents per thousand cubic feet. That act
was approved by the governor, but its execution was stayed by a preliminary
injunction procured from a United States Judge, based upon affidavits, and the
question of facts was referred to a single Master in Chancery, according to
whose opinion the price fixed amounted to a confiscation of the defendant's
property. This finding is presumably correct; but it is, however, a significant fact
that on June 24, 1907, the day the Master filed his report, the Boston
Consolidated Gas Company reduced the price from eighty-five to eighty cents
per thousand cubic feet, that being the fourth reduction the company had made
during the last two years. The important consideration, however, is that such
proceedings, practically annulling state laws in the first instance upon mere
affidavits, without a hearing or witnesses, and the reference of questions of fact
involved to a single Master of Chancery, where hundreds of millions of dollars
are at stake upon his decision, will in time become intolerable to the people of
every state where it occurs.
In Alabama, North Carolina, and in other states, the United States Circuit or
District Judges, in the first instance, have granted such injunctions. The state
authorities in North Carolina have practically set at defiance such action. As the
matter becomes discussed more and more, unfortunate conflicts between the
state and national governments are liable to arise. I submit with all candor that
the practice of granting such temporary injunctions upon mere affidavits will
become in-tolerable and will provoke unseemly and dangerous conflicts, and
that Congress should enact a law forbidding its exercise.
The review by the Federal Courts of the official action of state legislatures and
of the Interstate Commerce Commission, where they have passed upon
questions of fact, will be found in practice to be most difficult and most
unsatisfactory. Chief Justice Cooley, as the Chairman of the Commission
appointed by President Cleveland in 1887, said that the fixing of freight rates for
the whole country by the Commission would be a superhuman task. If the fixing
of freight rates by a commission the members of whom give their wholes
attention to the investigation of such questions, and who hear the witnesses
and judge of their credibility, is a . superhuman task, how much more difficult is
the task oof the court which sees the witnesses upon paper only? In a case
years ago, Mr. Justice Brewer, in discussing the fixing of value of railway
property and the justic»e of rates imposed by a state commission, said:
"No more difficult problem can be presented than this."1
1 Ames v. Northern Pac. Ry. Co., 64 Fed. Rep., 165, 173.
Will the Federal Courts, with only the records before them, without hearing the
witnesses, without the advantage of the thousand little indications of truth and
falsehood that can be appreciated only by those present during the entire
investigation, attempt to determine values? Well may it be said that such a task
is beyond the ability of any court to perform with justice.
Usurpations of power on the part of the executive and of Congress have been
growing more frequent in recent days. The Constitution has conferred such vast
powers upon the United States Supreme Court that it would seem that it should
be satisfied to construe its powers so strictly, that the states, who have no
authority over its action and who have surrendered to it the final arbitrament of
all their rights, should find no real cause for discontent with its decisions. Still,
every lawyer, acquainted with its decisions, especially in recent years, is alarmed
at the advancement of centralization. "For thirty years," said Senator Bailey, of
Texas, in the United States Senate on April 10, 1906, "the people of this country
have been accustomed to see the courts exercise arbitrary and extraordinary
power: and a new generation of lawyers have come to the bar who think it
treason and who call it anarchy to restrain those powers." The Supreme Court
should be placed by its exalted position far above party strife and far above the
desire to exercise arbitrary power. Its careful observance of constitutional
limitations would be a beneficial example not only to the other departments of
government but to the highest courts of all the states.
VII
TREATY POWER AND STATE RIGHTS
"Above all nations is Humanity."
GOLDWIN SMITH.
"The peace of the nation and its good faith and moral dignity indispensably
require that all state laws should be subject to the supremacy of treaties with
foreign nations. ... It is notorious that treaty stipulations were grossly
disregarded by the states under the Confederation. ... It was probably to obviate
this very difficulty that this clause was inserted in the Constitution; and it would
redound to the immortal honor of its authors if it had done no more than to bring
treaties within the sanctuary of justice as laws of supreme obligation."
MUCH has been written recently with reference to the rights of the Japanese
pupils, in the public schools in San Francisco, under the treaty of 1894 between
our country and Japan. The San Francisco affair is but one of many incidents
growing out of treaty rights, and is not so material as the general question of the
rights of emigrants from other countries which have treaties with the United
States, securing to their people the privileges of the citizens of this country. At
the rate of about 1,000,000 a year such people have been coming to our country
for many years and will continue to come. In the main they are the most helpless
of our population and are the most in need of the protection of our laws. No
change in our country is so apparent as the difference between the way these
poor immigrants were looked upon thirty or forty years ago and to-day.
Frequently in our courts one is strongly impressed with the inability of many of
the people from foreign lands, especially from Italy, Hungary, Russia, and China,
to procure protection for their rights. What rights they have under treaties, and
whether those guarantees in the treaties can be violated with impunity by state
authorities, should be carefully examined and de- termined. Such a careful examination leads to the conviction that all treaties
between the United States and a foreign country, securing to the citizens of the
foreign country upon emigration to our shores the rights which we accord to our
own citizens, is as much a part of the law of every state of the Union as though
the constitution of each state had secured the same rights to such immigrants.
The provision of the Constitution which secures this right is found in Article 6,
subdivision 2, as follows:
"This Constitution, and the laws of the United States which shall be made in
pursuance thereof, and all treaties made, or which shall be made, under the
authority of the United States, shall be the supreme law of the land; and the
judges in every State shall be bound thereby, anything in the constitution or
laws of any State to the contrary notwithstanding." Mr. George Ticknor Curtis
says of this provision: "It is a remarkable circumstance that this provision was
originally proposed by a very earnest advocate of the rights of the States —
Luther Martin. His design, however, was to supply a substitute for a power over
State legislation, which had been embraced in the Virginia plan, and which was
to be exercised through a negative by the national legislature upon all laws of
the States contravening, in their opinion, the Articles of Union or the treaties
subsisting under the authority of the Union. The purpose of the substitute was
to change a legislative into a judicial power, by transferring from the national
legislature to the judiciary the right of determining whether a State law supposed
to be in conflict with the Constitution, laws, or treaties of the Union should be inoperative or valid."1
In construing constitutions and their provisions it is an elementary rule that you
can consider the history of the times when the constitution was formed and the
evils which it was intended to correct to ascertain the meaning of the language.2
Even under the Confederation the exclusive right to make treaties was in the
Federal government, and at the time the Constitution was formed the states had
not been accustomed to act as sovereign commonwealths in international affairs.
The treaty of peace of Paris in 1883, between the United States and the English
government, provided that the American loyalists, whose property had been
confiscated by various state governments, should be not only indemnified for
their losses but should be secured in the future; and it also provided that all
impediments to the collection of private debts from Americans to British
creditors should be removed, and that those debts should be paid by the
American debtors in pounds sterling. The people were indignant that their
government should have made these stipulations in the treaty. Clergymen cried
out against the tories from their pulpits; bills in different states were passed
disfranchising them and confiscating their estates; ironclad oaths were required
of them. A trespass act in New York allowed the patriot owners of property who
had left the
1 George Ticknor Curtis, Const. History of the U. S., 2d ed., p. 554.
2 Rhode Island v. Mass., 12 Peters, 723; ex parte Williams, 114 U. S., 422;
Maxwell v. Dow, 176 U. S., 602.
state during its occupation by the British, to recover from the loyalists who had
occupied their property damages for its use in an action of trespass. The
different states not only refused to obey the treaty, but after its adoption, as well
as during the Revolutionary War, they passed acts in their legislatures allowing
a debtor to deposit the paper money of the time, of little value, in court, or in
some states with the Commissioner of Loans or Claims, to the amount of his debt
to a British creditor; and the law provided that upon such deposit a certificate
should be given to him which should be regarded as a satisfaction of his
indebtedness. If the British creditor procured a judgment against the debtor,
collection upon execution was made impossible by stay laws.
The treaty had provided that they should recognize the rights of loyalists to
their property, but instead some of the states passed confiscation laws. In every
way of which the people of the states could conceive they robbed the loyalists
of their property, drove them from the country, resisted the payment of debts to
English creditors, and made a nullity of the treaty. It was because of such action
that the British refused to surrender the forts which they occupied on our
frontier. The performance of a treaty depends upon the honor and the honesty
of the nations which enter into it, as there is no vindication of the rights of the
parties making it except through damages for its violation or by war.
When we consider these facts we can see that the statesmen of those times, in
framing the Constitution, naturally would have made provisions whereby treaties made by the nation
could not be violated by the states. That they did make such provision is very
clear. On March 21, 1787, about two months before the meeting of the
Convention to frame the Constitution of the United States, Congress passed a
resolution which reads: "Resolved, That the legislatures of the several states
cannot of right pass any act or acts, for interpreting, explaining, or construing a
national treaty or any part or clause of it; nor for restraining, limiting, or in any
manner impeding, retarding, or counteracting the operation and execution of the
same, for that on being constitutionally made, ratified, and published, they
become in virtue of the confederation, part of the law of the land, and are not
only independent of the will and power of such legislatures, but also binding
and obligatory upon them."1
On April i3th, one month and one day before the meeting of the convention to
draft the Constitution of the "United States, the representatives of the states, in
Congress assembled, prepared a letter to the states asking each of them to enact
identical laws of the following frame: "Whereas certain laws or statutes made
and passed in some of the United States are regarded and complained of as
repugnant to the treaty of peace with Great Britain, by reason whereof not only
the good faith of the United States pledged by that treaty has been drawn into
question, but their essential interests under that treaty greatly affected. And
whereas justice
1 Journals of Congress, ed. of 1801, vol. xii, p. 24, March 21, 1787.
to Great Britain as well as regard to the honour and interests of the United States
require that the said treaty be faithfully executed, and that all obstacles thereto,
and particularly such as do or may be construed to proceed from the laws of this
state be effectually removed. Therefore, Be it enacted by ... and it is hereby
enacted by authority of the same, that such of the acts or part of acts of the
legislature of this state as are repugnant to the treaty of peace between the
United States and his Britannic Majesty, or any article thereof, shall be and
hereby are repealed. And further, that the courts of law and equity within this
state be, and they hereby are directed and required in all causes and questions
cognizable by them respectively, and arising from or touching the said treaty, to
decide and adjudge according to the tenor, true intent, and meaning of the
same, anything in the said acts, or parts of acts, to the contrary thereof in any
wise notwithstanding."l The letter which accompanied this proposed law stated
that it was drafted in a general form, repealing all acts or clauses in said laws
repugnant to the treaty, because the business of determining what acts and
clauses were repugnant to the treaty would be turned over to the judicial
department, and "the courts of law would find no difficulty in deciding whether
any particular act or clause is contrary to the treaty."
Now Madison, who more than any other member of the Constitutional
Convention guided its action, when a member of Congress was instrumental in
bringing about the passage of this resolution of March 2ist and drafted 1
Journals of Cong., ed. of 1801, vol. xii, p. 35.
the proposed law of April 13th for the states. Gorham was not only a member of
that Congress, but he was one of the framers of that very clause of the
Constitution of the United States which we have cited above, and also a member
of the first committee of five which reported the original draft of the
Constitution. Johnson, the Chairman of the second committee of five, and
Hamilton and King, members of the committee which reported the revised draft
of the Constitution, were also members of the Congress which in March and
April passed the above resolution and prepared the proposed law.
The original clause adopted by the Constitutional Convention with reference to
the treaty-making power is as follows: "This Constitution, and the laws of the
United States made in pursuance thereof, and all treaties made, or which shall be
made, under the authority of the United States, shall be the supreme law of the
several states and of their citizens and inhabitants, and the judges in the
several states shall be bound thereby in their decisions, anything in the
constitutions or laws of the several states to the contrary notwithstanding."1
The second committee of five, which gave us the final draft of the Constitution,
struck out the words "several states and of their citizens and inhabitants," and
left the law reading, "shall be the supreme law of the land." The words "supreme
law of the land or a part of the law of the land " is an expression taken from the
law of nations; and was especially used in the common law, with reference to
treaties, as a law which could not be affected by the law of the legislature, but
prevailed as 1 Elliot's Deb., vol. i, pp. 265, 266.
the superior law throughout the extent of the nation entering- into the treaty.
Every lawyer in the Constitutional Convention was undoubtedly familiar with
Blackstone's words, "In arbitrary states this law " (i. e., the law of nations)
"whenever it contradicts or is not provided for by the municipal law of the
country, is enforced by the royal power; but since in England no royal power
can introduce a new law, or suspend execution of the old, therefore, the law of
nations " (whenever any question arises which is properly the object of its
jurisdiction) "is here adopted in its full extent by the common law and is held to
be a part of the law of the land."l
In the case of Trevett v. Weeden the "law of the land " of Rhode Island was
involved. Rhode Island had no written constitution, yet her legislature had
declared that the refusal to accept the paper money issued in 1786, in payment
for goods purchased, should be regarded as a crime; and that the persons
charged with such crime should be tried before three magistrates without a jury,
and that they might be found guilty by a majority of the judges present
according to the laws of the land. The Supreme Court of that state held that this
was not according "to the law of the land," as the right of trial by jury was a
superior right which no statute of a state could destroy; and this was held in a
state which had no written constitution in the modern sense at the time the law
was passed and the decision made.
In the next year, at Newbern, N. C., in the case of Bayard v. Singleton, the
supreme court of that 1 Blackstone, vol. iv, ch. v, p. 67.
state held that the act which permitted a purchaser of confiscated estates from
the Commissioner of the State, when action was brought against him by the real
owner to recover possession of the lands, to present his certificate of purchase
from the Commissioner and move that the case be dismissed upon his affidavit
filed, was not "the law of the land," because it failed to give the plaintiff the
right of trial by jury which was part of the "supreme law of the land." Eight of the
different states in their written constitutions expressly mentioned the "supreme
law of the land " as being superior to any law which could be passed by the
legislature.
On January 16, 1788, General C. C. Pinckney, speaking in the South Carolina
Convention for the adoption of the Constitution, contended that even the
Articles of Confederation bound the people of the different states by a treaty as
well as does the Constitution of the United States, saying: "Indeed, the doctrine
that the king of Great Britain may make a treaty with a foreign state, which shall
irrevocably bind his subjects, is asserted by the best writers on the laws and
constitution of England — particularly by Judge Blackstone, who, in the first
book of his Commentaries (ch. vii, p. 257), declares 'that it is the king's
prerogative to make treaties, leagues, and alliances with foreign states and
princes, and that no other power in the kingdom can legally delay, resist, or
annul them.' If treaties entered into by Congress are not to be held in the same
sacred right in America, what foreign nation will have any confidence in us?
Shall we not be stigmatized as a faithless, unworthy people, if each member of
the Union may, with impunity, violate the engagements entered into by the federal government? Who will
confide in us? Who will treat with us if our practice should not be conformable
to this doctrine? . . . I contend that the article in the new Constitution, which
says that treaties shall be paramount to the laws of the land, is only declaratory
of what treaties were, in fact, under the old compact. They were as much the law
of the land under that Confederation, as they are under this Constitution; and
we shall be unworthy to be ranked among civilized nations if we do not consider
treaties in this view, . . . Burlamaqui, another writer of great reputation on
political law, says: 'that treaties are obligatory on the subjects of the powers who
enter into treaties; they are obligatory as conventions between the contracting
powers; but they have the force of law with respect to their subjects.'"1
The delegates from the different states in the Constitutional Convention well
understood that this provision in the Constitution as to treaties was to be the
paramount law of the whole land, binding the citizens and the legislature of
every state just as effectively as it bound the national government. In the New
York Convention, Lansing, who was a member of the Convention framing the
Constitution, portrayed the dangers of putting- such a power in the hands of the
executive and the Senate, and offered this resolution: "Resolved, as the opinion
of this committee, that no treaty ought to operate so as to alter the constitution
of any state ;
nor ought any commercial treaty to operate so as to
abrogate any law of the United States."2
1 Elliot's Deb., vol. iv, pp. 278, 279. 2 Elliot's Deb., vol. ii, p. 409.
Foreign treaties, as a rule, for reasons which will be apparent on reflection to
everybody, always have been intrusted to the king, the president, or the head of
the nation. John C. Calhoun, in the House of Representatives on January 8, 1816,
referring to our obligation to act with the rest of the world through a single head,
said: "The enumeration of legislative powers in the Constitution has relation,
then, not to the treaty-making power, but to the powers of the states. In our
relation to the rest of the world the case is reversed. Here the states disappear.
Divided within, we present, without, an exterior of undivided sovereignty. The
wisdom of the Constitution appears conspicuous. When enumeration was
needed, there we find the powers enumerated and exactly defined; when not, we
do not find what would be vain and pernicious to attempt. Whatever, then,
concerns our foreign relations, whatever requires the consent of another nation,
belongs to the treaty power — can only be regulated by it; and it is competent
to regulate all such subjects, provided — and here are its true limits — such
regulations are not inconsistent with the Constitution."1 This is the language of
the great expounder of state rights; but in it we see not a word about the United
States having the right to make treaties only so far, and upon only such subjects
as are delegated by the people to Congress. The only limitation which he states
is that the treaty regulations must not be inconsistent with the Constitution.
That Mr. Calhoun, who championed the cause of 1 Elliot's Deb., vol. iv, p. 464.
state rights, did not believe for one moment that a treaty was not a law
controlling the different states and all of their inhabitants as effectually as it
controlled the national government itself is well seen in the following statement
of his views. According to his opinion, the only limitations on the treaty-making
power were as follows: First, It is limited strictly to questions of inter alios, "all
such clearly appertain to it." Second, "By all the provisions of the Constitution
which inhibit certain acts from being done by the Government or any of its
departments." Third, "By such provisions of the Constitution as direct certain
acts to be done in a particular way, and which prohibit the contrary." Fourth, "It
can enter into no stipulation calculated to change the character of the
Government, or to do that which can only be done by the Constitution-making
power; or which is inconsistent with the nature and structure of the Government
or the objects for which it was formed."1
From the above discussion we reach the conclusion that the treaty power, as
expressed in the Constitution, is unlimited, except by those restraints which are
found in the Constitution against the action of the general government or its
departments, and those arising from the nature of the government itself. We
could not by treaty change the character of our government, cede a portion of
our territory, or make any fundamental changes thereof. But with these
exceptions every provision of a treaty made with a foreign government is as
binding upon the citizens of each state as a provision 1 People v. Gerke & Clark,
5 Calif. Reports, § p. 384.
of their own constitution, or an act of their legislature authorized by their
constitution.1
The recent contention of the State of California, wherein it is claimed that the
reserved rights of the states cannot be affected by the treaty power, has not a
particle of foundation. Of course the power of making treaties comprehends only
those objects which are usually regulated by treaties and cannot be otherwise
regulated. But within that limitation the provisions of a treaty fixing the rights of
immigrants from foreign lands is as binding upon the people of every state, and
upon the states themselves, as would be the constitution of the state or the laws
made pursuant thereof by the legislature. And the whole talk which we have
seen in the newspapers in recent days over the reserved rights of California, and
her right to disregard a treaty of the United States, has not a particle of
foundation. If any question was ever put beyond doubt by a uniform course of
decisions in the United States Supreme Court, almost from the date of the
Constitution down until the present day, it is the above proposition.
The word "treaty " at the time of making the Constitution had a distinct and
well-defined meaning, and covered the agreement between the sovereign powers
of two governments regulating, among other things, the status of their citizens
emigrating from the country of the one to the country of the other. That power
had always been exercised by the king, or president, or the single supreme
one-man power of any government, or, when such a power did not exist, by its
legislature. 1 Geofroy v. Riggs, 133 U. S., 258, 267.
The whole of the treaty-making power was conferred upon our national
government, for the Constitution provides that "No state shall enter into a
treaty, alliance, or confederation."
As early as 1796 the question arose as to the effect of the treaty of peace with
Great Britain, made under the Confederation in 1783, upon laws enacted prior as
well as subsequent to the treaty by the State of Virginia. At the time of the
making of that treaty the merchants of Virginia were largely indebted to British
creditors. Most of those debts arose prior to the commencement of the
Revolutionary War, and the war suspended the running of the statute of
limitations. The treaty of 1783 recognized the legality of such claims, and
provided that they should be paid, not with the paper money of the colonies, but
with gold and silver, the currency of the world. Virginia, among other states,
passed a law permitting the debtor to pay the amount of the debt in paper money
to the Commissioner of Loans, whereupon he should be given by the
Commissioner a certificate of payment, which the law provided was satisfaction
of the debt. A defendant, Hil-ton, had complied with this statute and procured
his certificate, and the sufficiency of that certificate as against the treaty was
directly involved. The United States Supreme Court,1 with only one dissenting
Judge, held, that under the Confederation, as well as under the Constitution, the
treaty was the supreme law of the land, and that the statute of Virginia was void,
saying:
"A treaty cannot be the supreme law of the land, that 1 Ware v. Hilton, 3 Dallas,
211.
is, of all the United States, if any act of a state legislature can stand in its way."
The creditor was allowed to recover the full amount of his claim,
notwithstanding the payment by the debtor of the full amount thereof in paper
money to the Virginia Commissioner.
Then followed a large number of cases in which, by the statutes of the different
states, an alien was prohibited from taking title by descent and sometimes by
devise; other cases also, involving the rights of loyalists and their devisees to
lands in the different states where the states had confiscated their titles. All
these matters, as the reader will see, were matters entirely of domestic law, the
control of which the states had reserved absolutely to themselves. No grant of
power to the national government covers a single one of them, and they were
matters peculiarly within the control of domestic legislation. And yet the Federal
co-urts and the state courts, in numerous cases, held that treaties giving to
aliens, or to grantees, heirs, or devisees of a loyalist, rights to real estate, in the
very teeth of state statutes to the contrary, were controlling.1 In Hauen-
1 State of Georgia v. Brailsford, 3 Dallas, 1; Fairfax v. Hunter, 7 Cranch, 603; Craig
v. Radford, 3 Wheaton, 5 94; Orr v. Hodgson, 4 Wheaton, 453; Shirac v. Shirac, 2
Wheaton, 259;
Pollard v. Kibbey, 14 Peters, 353, 412, 415; Spratt v. Spratt, 1 Peters, 342; People
v. Gerke, 5 Calif., 381; Watson v. Donnelly. 28 Barber, 653; Maiden v. Ingersoll, 6
Mich., 373; Rebassess Succession, 47 La. Ann., 1,452, Chy Lung v. Freeman, 92
U. S., 275; in re Parrott, 6 Sawyer, 349; Baker v. The City of Portland, 5 Sawyer,
566; Yeaker v. Yeaker, 4 Metcalf (Ky.), 33, also 81 American Decisions, 530-534;
Baker v. Shy, 9 Heisk, 85, 89;
Wunderle v. Wunderle, 144 Ill., 40; Monroe v. Merchant, 28 N. Y., 9, 39; in re
Becks Estate, 31 N. Y. State Reporter, 965; stein v. Lynham,1 the United States Supreme Court said:
"It must always be borne in mind that the Constitution, laws, and treaties of the
United States are as much a part of the law of every state as its own local laws
and constitution. This is a fundamental principle in our system of complex
national polity," citing many cases.
Mr. Butler, in his work on The Treaty-Making Power, summarizes the holding of
the cases as follows:
"First, That the treaty-making power of the United States, as vested in the
central government, is derived not only from the powers expressly conferred by
the Constitution, but that it is also possessed by that government as an attribute
of sovereignty, and that it extends to every subject which can be the basis of
negotiation and contract between any of the sovereign powers of the world, or
in regard to which the several states of the Union themselves could have
negotiated and contracted if the Constitution had not expressly prohibited the
states from exercising the treaty-making power in any manner whatever and
vested that power exclusively in and expressly delegated it to the Federal
government. Second, That the power to legislate in regard to all matters affected
by treaty stipulations and relations is coextensive with the treaty-making power,
and that acts of Congress enforcing such stipulations which, in the absence of
treaty stipulations, would be unconstitutional as infringing upon the powers
reserved to the states, are constitutional and can be enforced
Ho Ah Kow v. Nunan, 5 Sawyer, 552; Kull v. Kull, 37 Hun, 476; Opel v. Shoup,
100 Ia., 420; Cornet v. Winton, 2 Yerg., 143. 1 Hauenstein v. Lynham, 100 U. S.,
490.
even though they may conflict with state laws or provisions of state
constitutions. Third, That all provisions in state statutes or constitutions which
in any way conflict with any treaty stipulations, whether they have been made
prior or subsequent thereto, must give way to the provisions of the treaty, or act
of Congress based on and enforcing the same, even if such provisions relate to
matters wholly within state jurisdiction."
There are certain cases which do not seem at first sight to be in accord with the
cases cited. Thus, Chief Justice Taney says1 that the treaty-making power of the
United States, in order to be legitimately and constitutionally exercised, must be
employed in full recognition and subordination to the constitutional powers of
the several states; although the treaty-making power, in carrying out the
purposes and designs of the framers of the Constitution, excludes the states
from all intercourse with all foreign nations, still this power is of no higher order
than any other power of the Federal government, and that all must be exercised
in full recognition and subordination to the constitutional rights of the several
states.2 But all these remarks will be found unnecessary to the decision of the
particular case before the court, and, in view of the many authorities to the
contrary, the rule would seem to be that if the subject of the treaty be a subject
of international diplomacy, it not only may contravene the statute of a state but
it
1 Holmes v. Jennison et al., 14 Peters, 546, 569. 2 Mayor of New Orleans v. U. S.,
10 Peters, 66; License Cases,
5 Howard (513) per Daniel J.; Passenger Cases, 7 Howard, 783
(507).
becomes the absolute law of that state. Treaties are entitled to a liberal
construction in favor of those claiming under them.1 If, therefore, the people of
any other country are secured privileges and immunities in our own country by
virtue of a treaty, the provisions of that treaty, if admitting of two constructions,
the one narrow, the other liberal in its nature, the latter is always to be preferred.
In March, 1891, a number of Italian criminals in New Orleans murdered the Chief
of Police of that city. He had been especially active in following them up in their
crimes, and in revenge therefor, at a given signal in the night time given by an
Italian boy, he was shot and killed. Nine of the Italians supposed to have been
guilty of the offense were brought to trial. The jury acquitted six of them and
disagreed in the case of the other three. On the night following the end of this
trial a mob broke into the prison, took out the Italian prisoners and shot them.
The Italian government, through its minister, demanded that the lynchers should
be punished and that an indemnity should be paid. Mr. Blaine, who was at that
time Secretary of State, in answer to this demand took the position that the
United States government had no local jurisdiction in Louisiana, but that the
courts of that state were open to the Italian government for prosecution. He
assured the Italian minister that the national government would urge the state
government to institute criminal proceedings against the leaders of the mob. The
Italian minister,
1 Tucker v. Alexandroff, 183 U. S., 424, 437; Chew Keong v. United States, 112 U.
S., 540 of opinion.
Baron Fava, not satisfied with this answer, left Washington without any notice
to our government and returned to Italy, and the American minister at Rome left
Italy. It was afterwards ascertained that only three of the nine Italians killed were
subjects of the King of Italy, the rest having been naturalized in this country,
and the matter was adjusted by the payment of $25,000 to the relatives of the
men killed.
This attitude of our government was alleged to have been taken because
Congress had passed no statute making the offense a crime and prescribing the
punishment therefor. Chief Justice Marshall, in Foster v. Nielson,1 says: "Our
Constitution declares a treaty to be the law of the land. It is, consequently, to be
regarded in courts of justice as equivalent to acts of the legislature, whenever it
operates of itself without the aid of any legislative provision." Undoubtedly the
relatives of the murdered Italians could have enforced a civil remedy in the
United States court, and in the courts of Louisiana, against the persons
connected with their murder. The difficulty with enforcing a criminal proceeding
on the part of the national government is that the national courts have no
common-law jurisdiction of crimes, their jurisdiction depending absolutely upon
national statutes prescribing the causes for which convictions can be obtained,
and also the punishments which may be inflicted There is no question but that
the United States government can pass a statute making such an act a crime and
enforce it.2
1 Foster v. Nielson, 2 Peters, 253. 2 Baldwin v. Franks, 120 U. S., 678.
The national government, however, has never shown any great anxiety to
enforce the treaty rights of its alien population. Its attitude toward the State of
California in the recent matter was by no means so strenuous as was shadowed
forth in the message of the President. In many states there exists a bitter feeling
on the part of the people toward the alien population. It is easy for demagogues
to fan that feeling into a flame of passion, and it is a most common occurrence
for the aliens' rights to be violated. The reason of this impotency is very
apparent to one who appreciates the importance to political parties of securing
the votes of the people of the states. The voting population of the state is
generally hostile to the alien population. Some of them regard aliens as taking
away their jobs. They are turned away from them in many cases by their customs
and manners of life. They regard them as merely transient people ready to return
to their own country when they have accumulated any property. Injustice
toward them under such circumstances is very common.
The United States government, in support of treaty rights, can easily pass
statutes prescribing the acts which are criminal on the part of the citizens of
states against their alien population and fixing the punishment upon conviction,
if it would. It likewise has the power to protect their rights with national troops.
In the Debs Case, Mr. Justice Brewer, speaking with reference to the United
States government depending upon the states for the enforcement of the
national laws, said: "There is no such impotency in the national government.
The entire strength of the nation may be used to enforce in any part of the land the full and free exercise of all national powers ; and the security of
all rights intrusted by the Constitution to its care. The strong arm of the national
government may be put forth to brush away all obstructions to the freedom of
interstate commerce, or the transportation of the mails. If the emergency arises,
the army of the nation, and all its militia, are at the service of the nation to
compel obedience to its laws."
Notwithstanding that the national government has this power, our alien
population, protected fully by treaties, quite frequently are assaulted by mobs
and their rights destroyed or imperiled, and little opportunity is given in the
United States courts for redressing the wrongs. These alien laborers, in the last
twenty years, have constructed thousands of miles of railway, and tens of
thousands of miles of roads and streets. In the main, they are ignorant of our
language, ignorant of our laws, subject to imposition, and helpless in the
enforcement of their rights in the courts. We owe it to them, and we owe it still
more to ourselves, to protect them. The national government ought to see to it
that laws are passed protecting them from injuries. The Queue Case in California,
the imprisonment of a considerable number of Chinamen in Boston a few years
ago for the purpose of ascertaining if each of them had certificates, the ruthless
treatment extended to Italians, Hungarians, and Chinamen all over our country,
are a disgrace to us, an injury to us in foreign countries, and demand immediate
remedial action on the part of the national government.
The school law of California passed in the year 1903 provides that "The trustees
shall have the power to ex- elude all children of filthy or vicious habits, or children suffering- from
contagious or infectious diseases, and also to establish separate schools for
Indian children and for children of Mongolian or Chinese descent; when
separate schools are established, Indian, Chinese, or Mongolian children must
not be admitted into any other school."1 The school board of San Francisco,
pursuant to this statute, passed an order under date of October 11, 1906,
requiring all pupils of Mongolian descent in the city to attend the oriental school
on Clay Street, in the burned section of the city. The Secretary of Commerce and
Labor, in his report to the President of November 26, 1906, said: "If the action of
the Board stands, then, and if no schools are provided in addition to the one
mentioned, it seems that a number of Japanese children will be prevented from
attending the schools and will have to resort to private instruction."
It is said by United States Senator Fulton, of Oregon,2 that the Japanese
excluded from the public schools provided for white children in San Francisco
were very largely adults who, because they were beginners, necessarily entered
the primary grades, and, in consequence, were brought into intimate association
with the young white children of those grades. This is urged as a reason why
the school board had the right in their discretion to relegate to the oriental
school on Clay Street ninety-three Japanese students who attended the various
schools in that city from July, 1906, until the following October. There is
considerable force in this contention. The state
1 School Law of California, Art. X, Section 1662.
2 North American Review, December 21, 1906.
is under no legal obligation to create schools even for its native children; and it
has been held that it is within its power and discretion, and not in violation of
the Fourteenth Amendment to the Constitution, to create separate schools for
negroes, affording them the same opportunities for education in those schools
as it does the white children.1
The treaty provides that "As respects rights of residence and travel, the
possession of goods and effects of any kind, the succession to personal
property and the disposal of property of any sort, the citizens or subjects of
each country shall enjoy in the other the same privileges, liberties, and rights as,
and to be subject to no higher imposts and charges than, native subjects or
citizens of the most favored nation." It would seem that the rights of residence,
without any limitation under this provision, secured to the children of Japanese
immigrants the same privileges, liberties, and rights in the schools as were
enjoyed by the children of our own citizens. But Mr. Richard Olney, who as
Secretary of State in Mr. Cleveland's administration negotiated the treaty,
contends that the final clause reserved a right and discretion in the state
authorities of California to do exactly what they did do with reference to
Japanese pupils. This clause provides: "It is, however, understood that the
stipulations contained in this and the preceding article do not in any way affect
the laws, ordinances, and regulations in regard to trade, the
1 Roberts v. City of Boston, 5 Cashing, 598; King v. Gallagher, 93 N. Y., 438;
Ward v. Flood, 48 Calif., 36; Coryet v. Carrier, 48 Ind., 327; Claybrook v.
Owensboro, 16 Fed. Reporter, 297.
immigration of laborers, police, and public security, either in force or which may
be hereafter enacted in either of the two countries." The word "police " when
used in connection with the word "powers " is an apt phrase, well defined in law
as covering all of the powers reserved to the states by the Constitution. In the
connection in which this word is used, this would probably be a reasonable
construction of the word, and it may be that the action of the Board of Education
of the City of San Francisco was within the reservation of rights provided by the
treaty.1
It is certain, however, that the founders of our Republic did not contemplate for
a moment the acquisition, through the war power by treaty, of extensive
countries in Asia peopled by millions of people, and their rule by Congress, not
pursuant to the Constitution, but as subject people. Gouverneur Morris, to his
great discredit, writing to his friend. Henry Livingston, at the time of the
purchase of Louisiana, discloses the fact that in wording Article 4, Section 3,
subdivision 2, giving Congress the power to dispose of and make all needful
rules and regulations respecting the territory or other property belonging to the
United States, he intended to use language which would allow the United States
to acquire such territory and rule such people as subject people. "But," he says,
"candor obliges me to add my belief that had it been more pointedly expressed
a strong opposition would have been made." He apparently understood the
views of the other members of the Convention, and he knew if such a purpose 1
The Japanese Immigrant Case, 189 U. S., 86, 97, of opinion.
was suspected that the provision would be rejected, so he resorted to a
subterfuge to inject into the Constitution a clause which the United States
Supreme Court in our day has construed as enabling us to rule tens of millions
of human beings as subject people.
Speaking of the war power John Quincy Adams, in the House of
Representatives in 1836, well said: "This power is tremendous. It is strictly
constitutional, but it breaks down every barrier so anxiously erected for the
protection of liberty and of life." We protected slavery in our Constitution,
nourished it for over seventy years, and destroyed it only by a terrible war
which brought in its train evils that still threaten the very life of our Republic.
We are sowing seed of the same kind in the acquisition of colonial territory, and
in the rule of millions of people according to the principles of Russian and
Asiatic despotism. The treaty power is a power which can be exercised with
such dangerous results, that well might it be guarded most jealously by the
American people against the ambitions of men who would make of our people a
world power, even at the expense of destroying the spirit if not the letter of the
Constitution.
VIII THE INTERSTATE COMMERCE CLAUSE "The difference between liberty and slavery may turn upon a little thing, but it is
not a little difference."
ANON.
"An irreducible minimum of compulsion is the very essence of good
government."
ANON.
"If the day should ever arrive (which God forbid!) when the people of the
different parts of our country shall allow their local affairs to be administered by
prefects sent from Washington and when the self-government of the States shall
have been so far lost as that of the departments of France, or even so closely
limited as that of the counties of England — on that day the political career of
the American people will have been robbed of its most interesting and valuable
features, and the usefulness of this nation will be lamentably impaired."
IT is not my purpose to attempt to vindicate the rights of the states as against
the national government, nor to vindicate the rights of the national government
as against the states. There is no danger from the development of the commerce
clause, if that development is within the lines of the constitutional grant. The
exercise of Federal powers beyond this grant is always dangerous because such
exercise is undefined and therefore unlimited. The exercise of Federal power
within this grant is not only permissible, but it is commendable for the national
government to stand upon its rights and enforce the powers given it. For the
same reason it is not only permissible for the state to insist that its rights shall
not be infringed, but it is commendable for the state so to do. The extension, in
recent days, of the exercise of powers claimed to belong to the national
government has resulted largely from the existence of evils by reason of the
abuses of trusts and railways.
Those who have urged the extension of national powers over these abuses have
uttered hardly anything worthy of a logical discussion of the question as to
whether Congress had power under the Interstate Commerce Act to pass the
recent enactments. They have started with the assumption that abuses existed, that the states could not correct
them, and that therefore the national government ought to correct them whether
it possessed the power or not. President Roosevelt, in his Massachusetts
speech a few months ago, said: "State rights should be preserved when they
mean the people's rights but not when they mean the people's wrongs; not, for
instance, when they are invoked to prevent the abolition of child labor, or to
break the force of laws which prohibit the importation of contract labor to this
country; in short, not when they stand for wrong or oppression of any kind or
for national weaknesses or impotence at home or abroad. . . . The states have
shown that they have not the ability to curb the power of syndicated wealth,
and, therefore, in the interests of the people, it must be done by national action."
State rights, we submit, should be preserved whether they mean the people's
rights or not. National rights should be preserved whether they mean the
people's rights or not, because it is the written law. State rights should be
preserved whether they have shown their ability to curb the power of
syndicated wealth or not, because they are secured by the Constitution of the
United States, and the national government and Congress and the President are
directed by that instrument "not to deny or disparage " those rights. The United
States Supreme Court has declared, again and again, "that the maintenance of
the state governments is as much within the design and care of the Constitution
as the preservation of the Union and the maintenance of the national
government. The Constitution in all its provisions looks to an indestructible Union composed of indestructible states."1
The President has taken an oath "to preserve, protect, and defend the
Constitution of the United States," and he is under as sacred an obligation to
protect the reserved rights of the states as he is to vindicate the rights of the
national government.
Before the national government was formed the states existed. It could not have
come into existence but for the delegation of powers to it from the state
governments, and it cannot exist without the existence of the states exercising all
the vigor of their reserved rights. "I believe," said Senator Edmunds, "that the
safety of the Republic as a nation, one people, one hope, one destiny, depends
more largely upon the preservation of what are called the rights of the states
than upon any one thing."2 I am contending not for state rights, as the reader
has seen in the chapter on The Treaty Power and State Rights, but I am
contending, with all conviction, that of all the men in this nation it most ill
becomes the President of the United States to say "that state rights should be
preserved when they mean the people's rights," when he is under a sworn
obligation to preserve them because the Constitution demands that they should
be preserved. Of all men the President, his advisers, and the officers of
government are under the most solemn obligation to obey the Constitution.
They are its sworn g-uardians, and for them
1 Texas v. White, 7 Wall., 725.
2 Speech in the Senate, March 27, 1890, Cong. Rec., vol. xxi, p. 2727.
of all men to renounce that obligation argues recreancy of duty and presents an
evil example to all the people of the land.
The construction of the fundamental law on which the liberties of the people rest
should never be made on grounds of supposed necessity or convenience. It is
just such statements as we have quoted on the part of the President which have
led the people to overlook and forgive usurpations of power, thinking that those
usurpations are necessary for the public welfare. It is well to observe at the very
start of the discussion that the states are not dependent for their rights to
intercourse upon the Federal Constitution, but, in the language of Chief Justice
Marshall, commerce "derives its source from those laws whose authority is
acknowledged by civilized man throughout the world."1 The states had this
privilege unimpaired before the making of the Constitution, and they possess it
to-day except so far as they have delegated it to the national government.
The Constitution "speaks not only in the same words, but with the same
meaning and intent with which it spoke when it came from the hands of its
framers, and was voted on and adopted by the people of the United States. Any
other rule of construction would abrogate the judicial character of this court, and
make it the mere reflex of the popular opinion or passion of the day."2 Now if the
Constitution speaks to-day with
1 9 Wheaton, 211.
2 S. Car. v. U. S., 199 U. S., 437 of opinion by Justice Brewer quoting from Dred
Scott v. Sanford.
the meaning and intent of its makers, there is no way more effective in
ascertaining that intent and meaning than to turn to the history of the time when
it was framed to learn the conditions then existing, and the mischief which it
sought to correct.1 The Constitution probably would not have come into
existence, for many years at least, had it not been for the abuse by states of their
right to control the importation of goods from foreign markets, and their abuse of
the right to impose duties and imposts upon the importation of goods from other
states of the Confederation.
Congress, before the treaty of peace with Great Britain and again after the
making of that treaty, had sought the power from the states to impose duties
upon foreign imports and to control interstate commerce. The right of the states
to impose duties upon foreign commerce was of great value to some of them.
Rhode Island had one of the best harbors of that day at Newport, and by
imposing duties upon imported goods which she sold to Massachusetts, New
Hampshire, and Connecticut her people were able to meet the expenses of the
state government. The great harbor of New York, midway between Connecticut
and New Jersey, enabled her to lay duties on foreign importations, from which
she secured each year from f6o,ooo to f8o,ooo. As a portion of these imports
were taken by Connecticut and New Jersey, they were obliged in this way to
support the government of New York. But this was not all. She compelled every
sloop which came down
1 Rhode Island v. Mass., 12 Peters, 723; ex parte Williams, 114 U. S., 422;
Maxwell v. Dow, 176 U. S., 602.
from Hell Gate, and every market boat from New Jersey, to pay an entrance fee
and obtain clearance from her customhouse, and the people of those states
could not get a load of wood or a dozen eggs into New York without paying-
duties on them. New Jersey retaliated by laying a tax of $1,800 per year on the
lighthouse property off Sandy Hook, and the people of Connecticut, after
submitting for some time, finally voted to suspend commercial intercourse with
New York.
Pennsylvania imposed duties upon exports from New Jersey and Maryland.
Virginia, by reason of her duties on both foreign and domestic imports, secured
a considerable part of the revenues necessary for the payment of the cost of her
government. The port of Charleston afforded an opportunity to the people of
South Carolina to exact tribute from Georgia and North Carolina. As a result of all
these duties upon imports from foreign countries, and imports from adjoining
states, animosities had arisen between the states, and the need that the national
government should have power to stop these obstructions to commerce was the
very cause of the meeting at Annapolis and of the Constitutional Convention.
We have shown the circumstances leading to the framing of the Constitution,
and the only apparent causes, existing at that time, for delegating to the national
government the power to regulate commerce with foreign nations and among the
several states. Now the question naturally arises was it the intent, in view of
those causes, to give to the national government. any greater power than by
regulation to prevent such obstructions from being imposed by the states upon interstate commerce. In
regard to foreign commerce, the general government stands in the place of every
state and represents it for every national purpose, yet when the states
surrendered the right to control interstate commerce, having in view the abuses
which had grown up, it was undoubtedly their intent to confer only the power to
make commerce free between the states.
In the Lottery Case, Chief Justice Fuller says: "It is argued that the power to
regulate commerce among the several states is the same as the power to regulate
commerce with foreign nations and with the Indian tribes. But is its scope the
same? As in effect before observed the power to regulate commerce with foreign
nations and the power to regulate interstate commerce are to be taken diverso
intuitu, for the latter was intended to secure equality and freedom in commercial
intercourse as between the states, not to permit the creation of impediments to
such intercourse; while the former clothed Congress with that power over
international commerce, pertaining to a sovereign nation in its intercourse with
foreign nations, and subject, generally speaking, to no implied or reserved power
in the states."l This was the opinion declared by the writers in The Federalist. It
was the desire for freedom of commerce among the states which inspired this
provision as to interstate commerce in the Constitution, and all the early cases
so indicate.
Mr. Justice Field, in a case2 decided before the at-
1 Lottery Case, 188 U. S., 373, 374.
2 Sherlock v. Alling, 93 U. S., 99.
tempt to extend the meaning of the word "regulate " had been undertaken, said:
"On examination of the cases in which they were rendered, it will be found that
the legislation, adjudged to be invalid, imposed a tax upon some instrument or
subject of commerce; or exacted a license fee from parties engaged in commercial
pursuits; or created an impediment to the free navigation of some public water;
or prescribed conditions, in accordance with which commerce in particular
articles or between particular places was required to be conducted. In all these
cases the legislation condemned operated directly upon commerce, either by
way of tax upon its business, license in its pursuit in particular channels, or
conditions for carrying it on. Thus, in the Passenger Cases, the law in New York
and Massachusetts exacted a tax from the captains of vessels bringing
passengers from foreign ports for every passenger landed. In Pennsylvania
against Wheeling Bridge, the statute of Virginia authorized the erection of a
bridge, which was held to obstruct the free navigation of the river Ohio. In the
case of Sinnott against Davenport, the statute of Alabama required the owner of
a steamer navigating the waters of a state to file, before the boat left the port of
Mobile, in the office of the Probate Judge of Mobile County, a statement in
writing, setting forth the name of the vessel and of the owner or owners, and his
or their place of residence and interest in the vessel, and prescribed penalties for
neglecting the requirement. It thus imposed conditions for carrying on the
coasting trade in the waters of the state in addition to those prescribed by
Congress. And in all the other cases where legislation of a state has been held to
be null and void, for interfering with the commercial power of Congress, as in
Brown against Maryland, State Tonnage Tax Cases, and Weldon against
Missouri, the legislation created, in the way of a tax, license, or condition, a
direct burden upon commerce, or in some way directly interfered with its
freedom." In fact it will be found that, within the conception of the fathers, the
control which they gave over interstate commerce was intended to cover only
coastwise shipping from the port of one state to the port of another state. Mr.
Justice Bradley, in a case,1 said: "No doubt commerce by water was primarily in
the minds of those who adopted the Constitution, although both its language
and spirit embrace commerce by land and water as well."
But there is an abundance of evidence found in the acts of the Constitutional
convention, and in the construction of the Constitution by the early Presidents,
to show that it was not the intent of the framers of the Constitution, under the
power to regulate interstate commerce, to clothe Congress with the power to
prohibit commerce, or to own and operate canals and post roads. On September
14, 1787, a motion was made by Franklin in the Constitutional Convention that
Congress be given power "to provide for cutting canals," and the motion was
defeated. Edmund Randolph, who presented to the Constitutional Convention
the Virginia plan, while Attorney-General under the administration of
Washington, gave his opinion to Washington, February 12, 1791, on the extent
of the power in Congress to regulate commerce, saying that its extent was "little
more than to 1 The B. & O. Railroad Co. v. Md., 21 Wall., 456.
establish the forms of commercial intercourse between the states, and to keep
the prohibitions which the Constitution imposed upon that intercourse
undiminished in their operation; that is, to prevent taxes on imports or exports,
preference to one port over another by any regulation of commerce or revenue,
and duties upon the entering or clearing of the vessels of one state in the ports
of another."1 Gallatin, in his report on internal improvements submitted April 6,
1808, said: "It is evident that the United States cannot under the Constitution
open any road or canal without the consent of the state through which said road
or canal must pass."
When Madison was President, Congress passed a bill to construct national
roads and canals, improve water courses, and make internal improvements, but
Madison vetoed the bill. At a later date, when it was sought to set apart and
pledge as a permanent fund for internal improvements the. bonus of the national
bank, and the share of the United States in its dividends for the purpose of
building roads, Madison vetoed the bill, saying: "The power to regulate
commerce among the several states cannot include a power to construct roads
and canals, and to improve the navigation of water courses, in order to facilitate,
promote, and secure such a commerce, without a latitude of construction
departing from the ordinary import of the terms, strengthened by the known
inconveniences which doubtless led to the grant of this remedial power to
Congress." And he declared "that it was a dangerous assertion of national
power . . . seeing that such a power is not expressly 1 Prentice, Fed. Power over
Carriers and Corporations, p. 102.
given in the Constitution, and believing that it cannot be deduced from any part
of it without an inadmissible latitude of construction."1
Monroe vetoed an act granting money for the preservation and repair of the
Cumberland Road in May, 1822, on the ground that the government had no
authority to devote money for such purposes.2 Jackson vetoed a bill authorizing
the subscription of stocks in the Maysville-Washington-Paris and Lexington
Turnpike Company.3 In the Civil War the United States Government granted
Federal aid in the construction of the Central Pacific Railway, but this was done
under the war power at a time when usurpations of power were common, and the
road was needed to move troops and to control Indian outbreaks. The track was
laid over government lands, and the language of the act expressed the necessity
to "secure the safe and speedy transportation of the mails, troops, munitions of
war and public stores of the United States." In view of all these facts, can there
be any doubt as to the lack of power in Congress to incorporate railways and
build post roads?
But the times have changed and the customs have changed. To-day government
goes roaming at will upon a boundless sea without chart or compass, seeking
power wherever it can find it, with little reference to the limitations of the
Constitution. Senator Beveridge proposes a bill forbidding the transport, or
acceptance for
1 Elliot's Deb., vol. iv, pp. 468-470.
2 Elliot's Deb., vol. iv, p. 525.
3 Elliot's Deb., vol. iv, pp. 525-527.
transport, of the products of any factory or mine in which children under
fourteen years of age are employed or permitted to work. The President
proposes a national license law giving him the right to grant a national license in
his discretion to such corporations as he thinks are good enough to engage in
interstate commerce. The Department of Commerce and Labor is created to
investigate the organization, conduct, and management of any corporation or
joint stock company engaged in commerce among the several states, to examine
their books, and to make recommendations to Congress for legislation. A bill
providing for the Federal registration of automobiles, and to establish a uniform
system throughout the entire country as regards the requirements demanded of
their owners, is before Congress. An interstate commerce board is created to fix
the rates to be charged on nearly 220,000 miles of railway. Under the guise of
controlling interstate commerce, the police power of the states as to the control
of food/ drugs, lotteries, importation of teas, and many other matters which
heretofore have been entirely within the control of the states, is taken over by
the national government.
In short, the national government, with few delegated powers, is going back to
the old world views of the functions of government, and, through the interstate
commerce act, is establishing a Federal police power which follows the footsteps
of every citizen by licenses and restraining laws into every avenue of life, and
practically supplants the police powers reserved to the states. 1 Crossman v.
Lurman, 192 U. S., 189.
If the United States Supreme Court sustains all these powers, the national
government will become omnipotent. An ambitious President, through his right
to execute the laws, can perpetuate his power in spite of the people. But the
President seeks powers still greater than these. He asks Congress to confer
upon the Interstate Commerce Commission the right to discriminate between
good and bad trusts; to allow certain railways to form combinations; and to
punish those which it desires, and to exempt those which it thinks it wise to
refrain from punishing.
Such powers as the President desires were never conferred upon the head of a
constitutional government in all the history of mankind. In his message to
Congress he says: "The actual working of our laws has shown that the effort to
prohibit all combination, good or bad, is noxious where it is not ineffective.
Combination of capital like combination of labor is a necessary element of our
present industrial system. It is not possible completely to prevent it; and if it
were possible, such complete prevention would do damage to the body politic.
What we need is not vainly to try to prevent all combination, but to secure such
rigorous and adequate control and supervision of the combinations as to
prevent their injuring the public, or existing in such form as inevitably to
threaten injury — for the mere fact that a combination has secured practically
complete control of a necessary of life would under any circumstances show
that such combination was to be presumed to be adverse to the public interest.
It is unfortunate that our present laws should forbid all combinations, instead of sharply discriminating between those combinations which do good and those
combinations which do evil. . . . No more scathing condemnation could be
visited upon a law than is contained in the words of the Interstate Commerce
Commission when, in commenting upon the fact that the numerous joint traffic
associations do technically violate the law, they say: 'The decision of the United
States Supreme Court in the Trans-Missouri Case and the Joint Traffic
Association Case has produced no practical effect upon the railway operations
of the country. Such associations, in fact, exist now as they did before these
decisions, and with the same general effect. In justice to all parties we ought
probably to add that it is difficult to see how our interstate railways could be
operated with due regard to the interest of the shipper and the railway without
concerted action of the kind afforded through these associations.' This means
that the law, as construed by the Supreme Court, is such that the business of the
country cannot be conducted without breaking it. I recommend that you give
careful and early consideration to this subject; and if you find the opinion of the
Interstate Commerce Commission justified, that you amend the law so as to
obviate the evil disclosed."
Now what is the inference from this statement? The message expresses the
opinion that it should be permitted to railroads to make pooling agreements,
providing these agreements were sanctioned by the Interstate Commerce
Commission. The President renewed this suggestion in his Indianapolis speech,
saying: "The law should be amended so that railroads may be permitted and encouraged to make traffic agreements in the interests of the general public
as well as of the corporations making them." Was any such proposition ever
heard from the ruler of a constitutional government? Will the people quietly
allow the government to take possession of such a boundless field of power as
the right to discriminate between good and bad combinations? Such a power
was never exercised in any but an autocratic government. It would be unsafe to
vest such vast power in five men, however honest they might be. Allow a board
of interstate commerce to discriminate in this manner, and you actually put every
railway and all their wealth at the mercy of these men's discretion, and you give
to government such a terrific power as men have never exercised with
moderation and justice.
The men upon the Interstate Commerce Commission are undoubtedly good and
honest men. They would intend to exercise this unlimited power justly, but good
intentions have never restrained a government that is otherwise unrestrained.
Even though such power was now exercised for the public benefit, there would
surely come a day when it would be wielded unjustly. The liberties of the people
can never be protected if they intrust such vast and indefinite powers to any
board. Years ago when the early railways were being built in Hungary and
Austria, great corruption prevailed. Mr. Lowell, in his admirable work on
"Governments in Continental Europe," tells the story of the great Hungarian
patriot, Francis Deak. "Deak once remarked in Parliament that as a boy he had a
strong fancy for eating eels, until he discovered the foul kind of place in which they lived, when his
feelings turned to disgust. In like manner, he said, his enthusiasm for railroads
was checked when he learned the methods by which concessions for building-
them were engineered through the Parliament. The honest old statesman never
attended the debates on railroad bills thereafter; and if he chanced to enter the
hall unawares when such a measure was under discussion, some of the members
would cry, 'Eels! Eels!' and he instantly slipped out again."l
Let us take up one by one a few of the acts passed and others proposed under
the interstate commerce provision of the Constitution. The act of Congress of
June 11, 1906, is entitled, An act relating to the liability of common carriers in the
District of Columbia and Territories and common carriers engaged in commerce
between the States and between the States and foreign nations, to their
employees. This act provides: "That every common carrier engaged in trade or
commerce in the District of Columbia, or in any Territory of the United States, or
between the several States, or between any Territory and another or between
any territory or territories and any state or states, or the District of Columbia, or
with foreign nations or between the District of Columbia and any state or states
or foreign nations, shall be liable to any of its employees, or, in the case of his
death to the personal representative for the benefit of his widow and children, if
any; if none, then for his parents; if none, then for his next of kin dependent 1
Lowell, vol. ii, p. 142.
upon him, for all damages which may result from the negligence of any of its
officers, agents, or employees, or by reason of any defect, or insufficiency due
to its negligence in its cars, engines, appliances, machinery, track, roadbed,
ways, or works." It then provides in Section 2 that if the employee may have
been guilty of contributory negligence, it shall not bar a recovery where his
contributory negligence was slight, and that of the employer was gross in
comparison, but the damages shall be diminished by the jury in proportion to the
amount of negligence attributable to such employee. The action can be brought
in the United States District or Circuit Court. It is to be observed that this act
applies to all the employees of such common carriers, including those who
render no service in the transportation of interstate commerce, as, for instance,
engineers of local trains, section hands, mechanics in car and machine shops,
clerks in offices, and coal heavers for stationary engines. It embraces all kinds of
injuries, and proposes to abolish the fellow-servant doctrine in states where it is
recognized. This act has been declared unconstitutional by two United States
District Court Judges, and has been held constitutional by a Circuit Court Judge.
In one of the cases decided by the district court, an appeal was taken to the
United States Supreme Court and argued in the early part of the year 1907. The
attorney-general of the United States, at the request of the President, intervened
in behalf of the plaintiff, a private party, and the government, through him, was
heard in the Supreme Court of the United States, a precedent for which action
can hardly be found in our ju- dicial history. The Court has not yet handed down a decision upon the appeal.1
The law of the state where an accident, because of negligence, occurs has
always governed the cause of action for negligence between master and
servant.2 The internal commerce of a state is just as much under its control as
foreign and interstate commerce is under the control of the national government.
The ordinary liabilities and duties of the citizens of a state are not affected in the
slightest by the fact that they are persons engaged in foreign or interstate
commerce. Again and again has it been held that "A carrier exercising his calling
within a particular state, although engaged in the business of interstate
commerce, is amenable, according to the law of the state, for acts of nonfeasance
and misfeasance committed within its limits."3 If he fail to deliver goods to the
proper consignee, at the proper time and place, he is liable in an action for
damages under the laws of the state in its courts; or if, by negligence in
transportation, he inflicts an injury on the person of a passenger brought from
another state, a right of action for the consequent damage is given by the local
laws. It has been held again and again that rules prescribed by a state for the
construction, management, and operation of railroads within its territory are
strictly within the limits of local law, and are not per se regulations of commerce.
Rules requiring certain efficiency in engineers, firemen, train hands, and
telegraph operators,
1 On Jan. 6, 1908, this act was declared unconstitutional.
2 Thompson, Commentaries on Negligence, Sect. 3868, 3869
3 Smith v. State of Alabama, 124 U. S., 465, 477, 482, prescribed by the state, are legal notwithstanding such employees are employed
in interstate commerce.1
But in this act, the employee, whether an engineer of a local train, a section
hand, a mechanic in the car and machine shops, a clerk in the office, a coal
heaver for a stationary engine, or any other employee of the railroad company
who performs his entire labor within the state, is declared to be entitled to
recover in the United States courts because of the right of Congress to regulate
interstate commerce. His employment alone by a corporation engaged in
interstate commerce, in the contemplation of the law, is sufficient to establish
jurisdiction and to give judicial power to award him damages in the Federal
courts.
If Congress can confer a cause of action upon an employee of a common carrier
engaged in interstate commerce for the negligence of his employer, it can equally
prescribe that his day's work shall consist of four hours. It can regulate every
relation between that common carrier and its employee. By and by, in the
language of Congressman McCall, it will come "that the most common thing will
be the necessity of an affidavit for a citizen to move his goods from state to
state." By and by, the very intention of shipping the products of the farm, or the
shop, or of any productive industry by an interstate carrier, will give the
regulation of such farm, or manufactory, or industry to Con-
1 Chicago, Milwaukee & St. Paul Ry. Co. v. Solan, 169 U. S., 133; Missouri,
Kansas & Texas Ry. Co. v. Haber, 169 U. S., 613;
Atchison, Topeka & Santa Fe Ry. Co. v. Matthews, 174 U. S., 96.
gress. In the language of Mr. Justice Lamar in Kid against Pearson,1 "The result
would be that Congress would be invested, to the exclusion of the states, with
the power to regulate, not only manufacturers, but also agriculture, horticulture,
stock raising, domestic fisheries, mining, in short, every branch of human
industry. For is there one of them that does not contemplate, more or less
clearly, an interstate or foreign market? Does not the wheat grower of the
Northwest and the cotton grower of the South plant and harvest his crop with
an eye on the prices at Liverpool, New York and Chicago? The power being
vested in Congress and denied to the states, it would follow, as an inevitable
result, that the duty would devolve on Congress to regulate all of these delicate,
multiform and vital interests — interests which in their nature are and must be
local in all the details of their successful management. ... It was said by Chief
Justice Marshall that it is a matter of public history that the object of vesting in
Congress the power to regulate commerce with foreign nations and among the
several states was to insure uniformity of regulation against conflicting and
discriminating state legislation."
Under this employers' liability law. Congress has attempted to take from the
cognizance of state courts their jurisdiction over a class of cases which they
have exercised during the entire history of the country, upon the single ground
that the man injured in the state is the employee of an interstate common carrier.
All the transactions of men with common carriers thrcmgh express companies,
accidents upon trains, and the hundred 1 128 U. S., 21.
other kinds of cases which might arise out of such relationships, by and by will
be removed by a national statute from the state courts to the United States
courts, simply because one of the parties is a common carrier of interstate
commerce and the other party is dealing with him. In 1903 Mr. Justice Brewer
said: "The Constitution is supposed to possess an elasticity which would make
the manufacturers of India rubber choke with envy." Indeed, if the
constitutionality of this act is sustained, all the relations which men have with
common carriers of interstate commerce will be subject to the control of
Congress.1
Senator Albert J. Beveridge, of Indiana, whose sympathy witty the poor and the
afflicted will not be doubted by anyone who has read his two volumes entitled
The Russian Advance, in which he sets forth all the beauties of the Russian
autocracy, introduced in the Fifty-ninth Congress a bill for the regulation of
child labor, prohibiting any railway, engaged in interstate commerce, from
carrying as freight any article upon which children less than fourteen years of
age had performed labor. Robert Hunter tells us that not less than 80,000
children, most of them little girls, are employed at present in the textile mills of
the country. He tells us that in the South there are now six times as many
children at work as there were twenty years ago. Surely the attainment of no
more worthy object can be conceived of than the protection of such children in
our factories.
The question, however, is, shall the United States
1 Field v. Barber Asphalt Co., 194 U. S., 618.
government attempt to remedy this evil through the interstate commerce clause,
without the slightest authority for its action? This bill was rejected by Congress.
It has the support, however, of the President. Mr. Bryan, in his debate with
Senator Beveridge,1 says: "I have given to Senator Beveridge's bill (referring to
the proposed child's labor bill) whatever support I could. It is right in principle, it
is necessary, and it does not interfere with the reserved rights of the states." So
between Senator Beveridge and the President and Mr. Bryan, this bill will
undoubtedly appear again before Congress. The Judiciary Committee of the
House of Representatives said of this bill: "It is not extreme or ridiculous to say
that it would be just as logical and correct to argue that Congress can regulate
the age, color, sex, manner of dress, height, and size of employees, and fix their
hours, as to contend that Congress can exercise jurisdiction over the subject of
woman and child labor. . . . The agitation of such legislation produces an uneasy
feeling among the people, and confuses the average mind as to the power of
Congress and the power of the state."
If Congress can regulate child labor in the factories, under the interstate
commerce clause, because the owner of the factory contemplates selling his
goods in another state, with just as much consistency it can regulate child labor
upon the farm, in the wheat field, or in the cotton field, upon the ground that the
farmer and the cotton grower intend to ship their crops to Liverpool. If it can
regulate the age of children in factories because the product of those factories is
carried by a common car-1 The Reader, April, 1907, p. 465.
rier to another state, why can it not regulate the ages of the farmer's children
working in the wheat fields? A portion of all the products of the farm and the
factory is carried beyond the confines of the state by common carriers, and if
this fact is to control, there is nothing to prevent the regulation of the whole
industries of the country by Congress, because, forsooth, the products of those
pursuits are to become the subjects of interstate commerce.
There is not an evil in all the vast field of production which Congress cannot
control if this proposed law is permissible. Such a pretension would result in the
supervision of the means of production of all the subjects of interstate and
foreign commerce which may be borne upon railways or canals, from point to
point within the several states, toward their ultimate destination in another state
or in a foreign country. Such a pretension would put under the control of
Congress every man, not only engaged in interstate commerce, but working
upon the railways and the canals and the boats and ships which are used on the
highways of commerce. Of course, the absurdity of such legislation is apparent
to any intelligent man, but because it appeals to millions of philanthropic people,
to millions who do not understand the powers of the national government.
Congress is besought to pass such unconstitutional laws.
On April 2, 1907, Judge Edward H. Farrar, of New Orleans, communicated to the
President a means of accomplishing all the results sought by the kind of
legislation which we have been describing, through the power given to the
national government in Paragraph 7, Sec- tion 8, Article 1, of the Constitution, which grants to Congress power to
establish post offices and post roads. In this letter he assumes that because
Congress has been given this power it can create a corporation to take over the
whole railway system of the country, if necessary, and then lease those railways
to the companies from which they have been taken. In this way Congress will be
the owner of the property, using it for a public purpose, and can exercise the
control necessary to accomplish all the reforms sought without an amendment to
the Constitution.
A resolution empowering Congress to create a corporation was rejected in the
Convention which framed the Constitution. The Pacific Railroads were chartered
as territorial corporations, deriving their authority from the states within which
they operated by state permission. Throughout the long history of the
Cumberland Post Road the practice was uniform of securing the consent of the
state to build the road. Mr. Prentice, in his admirable work on Federal Powers
over Carriers and Corporations,1 cites an interesting instance of this in the Act
of Congress of March 26, 1804, enacting: Section 4, "That whenever it shall be
made to appear to the satisfaction of the Postmaster-General that any road
established by this or any former act, as a post road, is obstructed by fences,
gates, or bars, other than those lawfully used on turnpike roads, to collect their
toll, and not kept in good repair with proper bridges and ferries, where the same
may be necessary, it shall be the duty
1 Prentice, Fed. Powers over Carriers and Corporations, p. 150.
of the Postmaster-General to report the same to Congress, with such information
as can be obtained, to enable Congress to establish some other road, instead of
it, in the same main direction." So we see that the Constitution, as construed at
that time, did not even confer upon the Federal government authority to remove
obstructions either from roads or streams through a state. "1 How greatly have
our modern rulers magnified this power.
But let us see what construction one of the Justices of the United States
Supreme Court has put upon the words "to establish post offices and post
roads." In the State of Pennsylvania against the Wheeling & Belmont Bridge
Company,2 Mr. Justice McLean of the United States Supreme Court says: "The
same power that would enable Congress to build a bridge over a navigable
stream would authorize it to construct a railroad or turnpike road through the
states of the Union, as it might deem expedient. This power may have been
asserted in regard to post roads, but the settled opinion now seems to be that to
establish post roads within the meaning of the Constitution is to designate them.
In this sense Congress may establish post roads extending over bridges, but it
can neither build them nor exercise any control over them, except the mere use
for the conveyance of the mail on paying toll." One who follows the history of
the Cumberland Road, from 1806 until Madison and Monroe had finally
destroyed the road because of the lack of power to expend the public moneys
for
1 Fort Leaven-worth R.R. Co. v. Lowe, 114 U. S., 525. 2 18 Howard, 442, of
dissenting opinion.
such a purpose, can hardly doubt that it was the opinion in those days of both
Congress and the President that the power did not exist in the national
government to own and operate post roads through the several states. That is
clearly seen by the fact that the consent of the states was procured, and that,
when obstructed by a state, the government sought another road.
We are all well acquainted with what is known as the police powers of the state.
The states originally possessed entire control of laws affecting public morals,
public health, and all laws of a similar nature of so many descriptions as to be
hardly capable of enumeration. It delegated none of these powers to the United
States government. To put that fact beyond question the Ninth and Tenth
Amendments to the Constitution, expressly reserving such powers, were
passed. They provided that "The enumeration in the Constitution of certain
rights shall not be construed to deny or disparage others retained by the
people"; and that "The powers not delegated to the United States by the
Constitution, nor prohibited by it to the States, are reserved to the States
respectively, or to the people." All police powers are vested in the state as
securely as the ingenuity of man can devise language to vest a power in a state;
or, to state the proposition more clearly, those powers were always in the states
and were never delegated to the national government, and, with a distrust and
jealousy of power which we do not seem to feel, the states were determined to
put it beyond question that such powers were not delegated, and therefore
insisted upon the adoption of these two amendments.
By an act of Congress passed in 1895 it was made a punishable offense tor any
person to bring into the United States from abroad for the purpose of disposing
of the same, or to deposit in, or carry by the mails of the United States, or by any
express company, any paper, certificate, or instrument purporting to be a ticket,
share, or interest in and depending upon the event of a lottery, and the crime
was made punishable by imprisonment for not more than two years, or by a fine
of not more than $2,000. In Dallas County, Texas, one Champion delivered to the
Wells-Fargo Express Company a certain box or package containing lottery
tickets to be carried to Fresno, Cal. He was indicted for this offense, and the
question arose whether a lottery ticket was a subject of commerce, and whether
its delivery to an express company, to be taken from the state of Texas to the
state of California, was an offense under this act. The United States Supreme
Court, Mr. Justice Harlan delivering the opinion, held that a lottery ticket was a
subject of traffic among those who chose to sell or buy it, and that, therefore,
the carriage of such a ticket by independent carriers from one state to another
was interstate commerce; that, under its power to regulate commerce among the
several states, Congress had plenary authority over such commerce and might
prohibit the carriage of such tickets from state to state; and that this legislation
was not inconsistent with any limitation or restriction imposed upon the powers
granted to Congress.1 Four Justices of that court concurred with this decision
and four dissented. 1 Lottery Case. 188 U. S., 363, 364, of opinion.
Congress, before this decision, had enacted a law forbidding the transport of
intoxicating liquors from a place without a state which prohibited the sale of
liquors to a place within that state. It has since passed what is known as the
Pure Food Law, regulating interstate commerce in impure foods and impure
drugs, and probably it will continue to enact similar laws. The probable result of
this decision is that eventually the national government will assume control of
all such police powers of the states, and will attempt, under the commerce
clause, to legislate upon many subjects which heretofore have been controlled
only by state legislation. It therefore becomes a serious question whether such
legislation is constitutional.
The object of this kind of legislation is clearly to control the morals and the
health of the people of the different states. May Congress use the power
granted for one purpose for the accomplishment of an entirely different
purpose? Because it has been given the right to regulate commerce, that is, to
prescribe the rules by which commerce is to be governed, may it use that right to
destroy the exclusive powers which belonged to the states before the
Constitution, which were not delegated to the national government, and which
amendments to the Constitution expressly reserved to the states? Does not the
national government disparage such powers of the states when it attempts
indirectly to take the place of the states in enforcing them? "Should Congress,"
said Chief Justice Marshall, "under the pretext of exercising its powers pass laws
for the accomplishment of objects not intrusted to the government, it would be come the painful duty of this tribunal, should a case requiring such a decision
come before it, to say that such an act was not the law of the land."1
The words of the prevailing opinion in the Lottery Case show clearly that the
decision rested upon the fact that it was pernicious in nature and opposed to
good morals, yet it attempted to control that lottery through the power over
commerce delegated to Congress for the sole purpose of keeping commerce
unobstructed between the states. Mr. Chief Justice Fuller, with three of the
Justices concurring in his dissenting opinion, said: "That the purpose of
Congress in this enactment is the suppression of lotteries cannot be denied.
That purpose is avowed in the title of the act, and it is its natural and reasonable
effect, and by that its validity must be tested." These dissenting judges held
that the carriage of a lottery ticket from one state to another by an express
company was not commercial intercourse;
that the ticket simply purported to create contractual relations, and to furnish the
means of crea-ting a contract right, and came within the holding of numerous
cases that insurance policies were not subjects of commerce.
Mr. Justice Fuller very pertinently inquires, "If a state should create a
corporation to engage in the business of lotteries, could it enter another state
which prohibited lotteries on the ground that lottery tickets were the subjects of
commerce? On the other hand, could Congress compel a state to admit lottery
matter within it contrary to its own laws? ... It will not do to say — a suggestion
which has heretofore been made in this 1 McCulloch v. Maryland, 4 Wheaton ,
423.
case — that state laws have been found to be ineffective for the suppression of
lotteries, and therefore Congress should interfere. The scope of the commerce
clause of the Constitution cannot be enlarged because of present views of
public interests." The dissenting opinion concludes very properly that the
object of the power granted to Congress to regulate interstate commerce was "to
secure equality and freedom in commercial intercourse as between the states and
not to permit the creation of impediments to such intercourse," and that this
attempt to regulate morals and take over the police powers of the state through
an act of Congress was unconstitutional. "I regard this decision," says the Chief
Justice, "as inconsistent with the views of the framers of the Constitution, and
of Marshall, its great ex-pounder. Our form of government may remain
notwithstanding legislation or decision, but, as long ago observed, it is with
governments, as with religions, the form may survive the substance of the faith."
This lottery case is the most important, as bearing upon the relations between
our state and national governments and the powers vested in each, which ever
has been decided by the United States Supreme Court. If it is to remain the law,
the idea of "the founders that the power vested in Congress was simply to
protect commerce from acts of interference by state governments has been
wholly destroyed. The right of the national government to pass a pure food law,
or a prohibitive tax on oleomargarine, an act to prevent the importation of teas
below a certain quality or flavor,1 and proposed 1 Buttfield v. Stranahan, 192 U.
S., 470.
laws for the regulation of insurance and hours of labor in various employments,
are all dependent upon the soundness of this decision. Can it be that the power
given Congress to regulate commerce between the states was intended to permit
it to enter upon the reformation of society?1 That is precisely what was
established in the Lottery Case. It is plainly stated in the law, the
constitutionality of which was tested in the Lottery Case, that it was enacted to
suppress lotteries. Mr. Justice Harlan, in his opinion sustaining the law, said:
"May not Congress, for the protection of the people of all the states and under
the power to regulate interstate commerce, devise such means as will drive the
lottery traffic out of commerce among the states?" The majority of the court held
that it could.
A statute of Congress attempting to control the manufacture of illuminating
fluids within a state, by making it punishable to sell such fluids inflammable at
less than a certain specific temperature, was held, on an appeal from the
conviction of one found guilty of violating the law at Detroit, as absolutely void
because it was an invasion of the police powers of the states.2 In the act referred
to, creating a board of tea examiners to report upon the quality or flavor of teas,
and giving them power to reject all imported teas below a certain quality or
flavor, we have the principle established which, carried to its ultimate end, means
that it
1 Minnesota v. Barber, 136 U. S., 313; New York v. Miles, n Peters, 103;
Passenger Cases, 7 How., 283; Yick Wo v. Hopkins, 118 U. S., 356.
2 United States v. Dewitt, 9 Wall., 41.
is within the power of Congress, under the interstate commerce clause, to
prohibit the importation of any commodity under the pretense of guarding the
public health.
But the Lottery Case established something still more important. This decision
goes so far as to prohibit interstate commerce altogether wherever Congress
may see fit. If it is good law, Congress may impose whatever terms it likes upon
the privilege of carrying any commodity between one state and another, and if
the terms are not complied with, may forbid it entirely. If such legislation is
constitutional. Congress can acquire practical control over the operation of all
production and manufacture, as well as over the distribution of the products of
every industry in the United States. Already it has been proposed by the
President that the executive be given the right to prohibit all producers who do
not procure from the national government a license permitting them to engage in
interstate commerce. Attorney-General Knox, on October 14, 1902, at Pittsburg,
declared that "Congress may deny to a corporation, whose life it cannot reach,
the privilege of engaging in interstate commerce except upon such terms as
Congress may prescribe to protect that commerce from restraint."
In the Lottery Case the counsel for the defendant urged upon the court that to
uphold the constitutionality of the lottery act would lead necessarily to the
conclusion that "Congress may arbitrarily exclude from commerce among the
states any article, commodity, or thing of any kind or nature, or however useful
or valuable, which it may choose, no matter with what motive — to declare that it may not be carried from one state to another."1 And the
court,. instead of denying that the decision led to such a result, answered the
objection as follows: "It will be time enough to consider the constitutionality of
such legislation when we must do so. The present case does not require the
court to declare the full extent of the power that Congress may exercise in the
regulation of commerce among the states."2 If the Lottery Case has not required
the court to declare "the full extent of the power" of Congress, what limit is there
upon the power of Congress? What is to hinder them from taking over the
control of all the industries of the country under the power to regulate
commerce?
It is not generally appreciated by the people that when Congress enacts a
so-called regulation of commerce, affecting the domestic affairs of a state, that
the law enacted by Congress controls exclusively the matters of the state which
it affects. To illustrate, if the National Employers' Liability Act is held to be
constitutional, in at least twenty-five states in the Union, it will amount to a
repeal of the state laws as regards all persons injured while employed by
railways engaged in interstate commerce. According to the statistics of the
Interstate Commerce Commission, on June 30, 1904, there were 1,296,122 persons
employed by such railways. Not over 250,000 of these could be required to cross
state lines in the performance of their duties. The Employers' Liability Act would
affect 46,037 general office clerks, 154,920 station employees, 46,272 machinists,
53,646 carpen-
1 188 U. S., 362 of opinion by Harlan, J. 2 188 U. S., 362 of opinion.
ters, 159,474 "other shop men," 326,653 section foremen and trackmen, 46,262
switchmen, and 30,425 telegraph operators. So that practically this act would
supplant the state laws in the case of several hundred thousand men. The next
bill to be passed probably will be an eight-hour bill, controlling the hours of
labor of these employees, and then a telegraphers' bill, and then an arbitration
bill. Step by step, the national government, at the rate it has been proceeding for
the last ten years, finally will supervise all the industries of this country through
the pretext of regulating interstate commerce. Ought not the people to have a
clear understanding of the danger that will result from such action on the part of
Congress?
If the commerce clause was construed as it was the intent of the fathers, to
protect commerce from tariff acts and other acts of interference on the part of the
states, great blessings would be conferred upon the people. Our national
prosperity and wealth have come more from this provision of commerce, thus
interpreted in the past, than from any other provision of the Constitution.
Charles Sumner well said: "If there be any single fruit of our national unity, if
there be any single element of the Union, if there be any single triumph of the
Constitution which may be placed above all others, it is the freedom of
commerce among the states, under which that free trade, which is the aspiration
of philosophers, is assured to all citizens of the Union, as they circulate through
our whole broad country, without hindrance from any state."
But how has it been used? Whenever terrible abuses have arisen, like those of
the insurance companies of New York City, the President has prescribed the remedy of national control.
He has prescribed this control, although the United States Supreme Court, again
and again, has declared that insurance, when carried on by a company in New
York with individuals in other states, was not commerce, but the mere entering
into a contract between a corporation of one state and a citizen of another
state.1 Would the supervision of Congress over insurance be so much more
efficient than supervision by the states as to justify the change? Congressman
McCall, on Lincoln's Birthday last, speaking in New York of the control by
Congress of insurance, through its code, in the District of Columbia, said: "For
instance, under this beneficent code there is an insurance company operating
to-day which appropriates to its treasury or for expenses, ninety per cent of all
the premiums collected."
Congress controls the number of passengers which each boat engaged in river
and coastwise trade may carry. It has been given authority to require these
boats to keep on board certain life-preserving and life-saving instruments of a
great variety. Has it performed its duties? Do not the death of thousands of our
people in recent years tell the tale of its incompetence? Is the ordinary public
servant more honest because he is in the employ of the national government
rather than in the employ of a state government? Is there any justification for the
national government's attempts to take over the control of the affairs of the
states on the ground that
1 Paul v. Virginia, 8 Wall., 168; Hooper v. California, 155 U. S., 648; N. Y. Life Ins.
Co. v. Craven, 178 U. S., 389.
its servants are more faithful and honest than those of the states?
Bismarck, at the height of his power, was unable to procure the passage of a bill
allowing a uniform administration of the railroads of Germany and the purchase
by the government of certain lines. Mr. Lowell says:
"Bismarck had this project very much at heart, but the dread of increasing the
power of the central government was so great among the smaller states, that he
did not even venture to bring the matter before the Bundesrath and had to
content himself with the purchase by Prussia of the roads within her own
territory."1
The President not only consented that Mr. Edgar Howard Farrar should give to
the press the letter in which the latter had pointed out the way, through the
power in Congress, to establish "post offices and post roads," for the national
government to acquire the railway systems of the country, but in his Memorial
Day address at Indianapolis he approved the idea. We have already an interstate
commerce commission, which the President may appoint in vacation at will, and
which is removable by the President at his pleasure, with the power to control
the rates of traffic on two hundred and twenty thousand miles of railway for all
the goods of about ninety millions of people. Such a gigantic power as that
never before was placed in the hands of five men. A President, ambitious to
continue in his office by the wrongful use of this power, could procure a
nomination in spite of the people. And still the President is
1 Lowell, Government and Parties in Cont. Europe, vol. ii, p. 197.
not satisfied, but apparently seeks to control more directly the railways of the
country. At the banquet of the Gridiron Club at Washington in 1907, the
newspapers represented the President of 1917 as erasing the chalk boundaries
between the states and leaving the central government supreme. Not only will he
be able, if such powers are conferred upon him, to erase the lines which separate
the states, but by reason of the vast executive powers in his hands, he will be
able to make decrees which Congress will register as complacently as do the
legislators their President's decrees in Mexico and many South American
Republics to-day. Let the people beware of placing such vast powers in the
President's hands. It matters not how honest the President and those who
surround him are to-day. The time will come when such powers will be used for
the destruction of the people's liberties.
IX
STATE CENTRALIZATION THROUGH COMMISSIONS AND COURTS "As to government, all discontent springs from unjust treatment. Idiots talk of
agitators; there is but one in existence, and that is injustice."
SIR CHAS. JAMES NAPIER.
"Every function superadded to those already exercised by the government,
causes its influence over hopes and fears to be more widely diffused, and
converts, more and more, the active and ambitious part of the public into
hangers-on of the government, or of some party which aims at becoming the
government. If the roads, the railways, the banks, the insurance offices, the great
joint-stock companies, the universities, and the public charities, were all of them
branches of the government; if, in addition, the municipal corporations and local
boards, with all that now devolves on them, became departments of the central
administration; if the employees of all these different enterprises were appointed
and paid by the government, and looked to the government for every rise in life;
not all the freedom of the press and popular constitution of the legislature would
make this or any other country free otherwise than in name. And the evil would
be greater, the more efficiently and scientifically the administrative machinery
was constructed — the more skillful the arrangements for obtaining the best
qualified hands and heads with which to work it."
JOHN STUART MILL.
"From these principles arose that venerable institution which none but a free
and simple people could have conceived, trial by peers; an institution common
in some degree to other nations, but which more widely extended, more strictly
retained, and better modified among ourselves, has become perhaps the first —
certainly among the first, of our securities against arbitrary
LOCAL self-government in the different states is the preparatory school in
which the citizen acquires the rudiments of government, and always has been
justly regarded as of the highest importance in maintaining the Republic. The
people need not look to the constitution of their state for this right. They had
the right before the constitution, which presupposes an organized society, law,
order, property, and personal freedom. Usages, customs, maxims, modes of
thought, the method of trying facts by juries, the mutual responsibility of
neighborhood interests, the sentiments of manly independence and self-control
which make good citizens, these are the sources of constitutional government;
they precede constitutions, and without their existence a constitution would be
a lifeless skeleton.
One great reason for the subversion of so many constitutions in France since
the French Revolution is that the Constituent Assembly, for the purpose of
destroying local self-government among the people, broke up the ancient
divisions of the country and formed eighty-six departments, thus destroying all
the traditions of the people as to local life. We are given to attributing our liberty
to the securities of a constitution. No greater mistake could be made. The traditions of English liberty which the forefathers
brought to this country, the local self-government which they established in
towns and counties, their habits, customs, and usages have been the source of
our liberties. The Constitution is simply the measure of the rights delegated by
the people to their governmental agents, and secures them practically no rights
which they did not have before its enactment. Jefferson, speaking of the benefits
of local self-government, well said: "These wards called townships in New
England are the vital principle of their governments, and have proved
themselves the wisest invention ever devised by the wit of man for the perfect
exercise of self-government and for its preservation." Professor Lieber says:
"Self-government, general as well as local, is indispensable to our liberty." De
Tocqueville declared:
"Those who dread the license of the mob and those who fear absolute power
ought alike to desire the gradual development of provincial liberties. ... A
centralized government is fit only to enervate the nations in which it exists."1
During the last twenty or thirty years we have been busily at work, through our
legislatures, in hastening back to the kind of government that gave the guilds
their privileges and sought to dictate as to the minutest details of life. The state,
as in those days, has commenced the eternal intermeddling with the affairs of
every locality through state commissions. It took a century or more to get rid of
restrictive legislation and the state's habit of controlling all the domestic affairs 1
Democracy in America, chap. v, p. 99.
of man by law, and now we have commenced to return to the same conditions
which required centuries of struggle to destroy. The growing absence of the
habit of self-government can be seen in every village and hamlet in the land. The
want of confidence of the people in their ability to build their roads and manage
their local matters has been increasing under the new regime. At the rate we are
going, it will be but a few years before state governments will have taken upon
themselves all local affairs.
We have come in recent days to establish a kind of government known as
government by commission. These commissioners are not nominated by the
people, not elected by the people, not subject to the control of the people, and
not even subject to the control of the executive, a portion of whose duties they
perform. Their duties are prescribed by the legislature, and the governor has
really no more control over them, although their duties are executive in nature,
than he has over the action of a head of a distinct department of the government
elected by the people.
Massachusetts was the first state to institute this form of government. In 1837
she established a state board of education; in 1852 a state board of agriculture ;
between that time and 1895 thirty-two other commissions. The governor of
Massachusetts, in 1885, appointed a commission of three men to take charge of
the whole police administration of the City of Boston. He had no power to
remove these men without the consent of the Council of State. They were not
responsible to the legislature nor to the people of Boston, who were expressly excluded from all control. The power of granting licenses for the
sale of liquor was also vested in this commission, and the fees therefrom were
devoted to paying the expenses of the police. In 1894 a similar commission was
appointed over Fall River. In 1893 was established the state highway
commission, consisting of three members appointed by the governor and
council, which took charge to a considerable extent of the highways of the
state.1
In 1891 Governor Russell, in his address to the legislature of Massachusetts,
said: "With much truth Massachusetts has been described as a
commission-governed state. Its great departments of education, health, charities,
prisons, reform schools, almshouses and workhouses, agriculture, railroads,
insurance, fisheries, harbors and lands, savings banks and others are governed
by independent boards practically beyond the control of the people. Besides
these there are commissions on gas, pharmacy, dentistry, civil service,
arbitration, cattle, wrecks, pilots, State aid, and others for special and temporary
purposes. Almost without exception the members of these boards are appointed
by the governor, but only with the advice and consent of nine other men. Their
tenure of office is usually for a term of several years, often without power of
removal by anyone, sometimes subject to removal for cause or otherwise by the
governor, with the same consent. The latter power in effect necessitates a trial
upon formal charges, which seldom would be made or could be proved except
for
1 Bradford, The Lesson of Popular Government, vol. ii, pp.
27-31.
flagrant malfeasance in office. The subordinate officials are generally appointed
by the boards. These boards and their work are practically beyond the control of
the people, or of anyone immediately responsible to them, except in the limited
power of the governor occasionally to appoint a single member. The people of
the state might have a most decided opinion about the management and work of
these departments, and give emphatic expression to their opinion and yet be
unable to control their action. The system gives great power without proper
responsibility, and tends to remove the people's government from the people's
control." In Massachusetts, however, many public-spirited citizens in earlier
days served upon these boards without receiving any pay for their services, and
the governor and his council have exercised rare good judgment in the selection
of the members of the different commissions; so that it may be said that if there
is any state in the Union where arguments can be found in favor of such
government, it is in that state.
As early as 1857 New York established a commission for the regulation of the
railroads. But the railroads, which even at this early date exercised the same kind
of influence over the legislature which has been growing since, determined to do
away with this commission. They knew that the opposition would come from the
leading commissioner and so, to induce him to resign and make no opposition,
they paid him $25,000. The attorney of the Erie Railroad, testifying before the
Hepburn Commission in 1879, said: "I was the attorney of the Erie Railroad at
that time " (refer- ring to 1857) ; "I specially used to attend to legislation that they desired to affect
or oppose. ... I remember the appointment of that commissioner. . . . We agreed
that if they" (the leading railroad commissioner) "would not oppose the repeal of
the law we would pay $25,000, and have done with the commission; it was
embarrassing."1
In the same year that the legislature created a railroad commission it also created
a metropolitan police district, including the counties of New York, Kings,
West-chester, and Richmond in a district to be called the Metropolitan Police
District of the State of New York, and it authorized the Governor, by and with the
consent and advice of the Senate, to appoint five commissioners of police, three
from New York, one from Kings County, and one from Richmond and
Westchester, whose terms of office were to be three years. This commission was
given entire control over the police of that district. The constitutionality of this
act was vigorously opposed but was upheld in the Court of Appeals.2
In 1857 the state board of charities was created in New York, and in 1880 the
state board of health. State commissions have greatly impaired local
self-government along many lines. They have taken over the control of the
insane, of charitable institutions, and of reformatories. Commencing with 1880,
when there were but three commissions existing, forty-one commissions came
into existence by 1904. In the Comptroller's report of 1904 a statement is given
showing that the payments made from
1 Lloyd, Wealth against Commonwealth, pp. 370, 371. 2 The People v. Simeon
Draper, 15 N. Y.. 532.
the state treasury, on account of the salaries and other expenses of the new
officers and commissions created since 1880, had amounted to $66,238,254.39.1
In 1897 the roster of state employees connected with these commissions
occupied about 130 pages of the report of the Civil Service Commission and
included about 5,000 persons. The state expenditures for commissions to-day
are probably five or six times the entire expenditures of the counties and towns.
The cause of the great increase of state expenditures in New York is accounted
for to some extent by the relations existing between state senators and
assemblymen and these commissions. The members of a commission are always
interested in getting as large appropriations for the work of their commission as
possible. Therefore they resort to the process of lobbying with members of the
committees having charge of appropriations. The chairman of a committee of the
Senate or Assembly is always a man whose influence is to be sought and who
must be brought to their way of thinking. For some years past a chairman of a
committee of the Senate has been at the same time the counsel in litigation for
one of these commissions and in one year has been paid about $9,000 as legal
fees out of the appropriations reported favorably by his committee for this
commission.2
In 1906, according to Attorney-General Jackson, over $300,000 was paid out in
special fees to lawyers, as counsel for the various commissions and departments
of government, many of those lawyers being at the same time
1 Comptroller's Report, 1904, pp. 702-707. 2 Albany Letter to the N. Y. Evening
Post, March 4, 1907.
members of the legislature. During the same period the whole expenses of the
Attorney-General's office were only $131,270. It is estimated that during the last
ten years $3,000,000, at least, has been paid out to special counsel, most of
whom were doing legal work for these commissions, and many of whom were
either Senators or Assemblymen.1
The small state of Connecticut, besides its minor boards and commissions, some
twenty in number, has fourteen paid commissions with a total of forty-seven
members. They include insurance, railroads, highways, banks, school funds,
building and loans, fisheries and shellfish, labor and labor statistics, dairies,
cattle, taxes, barbers and saloon licenses. All these commissions but two are of a
political or partisan character. These commissioners thronged the state capitol at
Hartford, during the last winter, engaged largely in lobbying with legislators to
accomplish legislation in behalf of railroads and other like corporations. The
present Governor Woodruff of that state, in his speech accepting the
nomination, pledged himself to remove this kind of evil. In his message to the
legislature he commented at length upon the abuses in the state commissions,
and he removed from office the state tax commissioner, because of his having
been engaged as a lobbyist in the state legislature. Several years ago the abuses
of the County Commission, which has charge of the granting of licenses, became
so flagrant that a law was passed allowing appeals from its decisions to be taken
to the courts. The Railroad Commission is
1 Special Correspondence to the N. Y. Evening Post, March 17, 1907.
notoriously corrupt, and most of the commissioners are regarded as holding
sinecure places as spoilsmen, and as engaged in caucuses, conventions, and the
lobby, in behalf of political aspirants and private interests.1
We are apt to attribute bad government in our country to the fact that a
considerable proportion of the voters are recent immigrants unacquainted with
our customs and habits. In Connecticut we have in the towns outside the cities
many descendants of the early inhabitants of that state. In revolutionary days
Connecticut was the most democratic and the best governed state of the
thirteen, but to-day, governed, not by the cities, which are deprived of their
representation through a rotten borough system, but by the towns, she has
about the most corrupt government to be found in any state in the Union. In
Rhode Island, the history and government of which is very similar to that of
Connecticut, we find the city of Providence, with nearly one half of the entire
population of the state, represented only by a single Senator in a Senate of
thirty-eight members. Twenty small towns, containing but eight per cent of the
population, are able to control the legislation of the state against ninety-two per
cent of the population. Both these states are controlled by a representative
system nearly as bad as that found in England before the Reform Act.
Similar conditions exist in New Hampshire. A correspondent of the New York
Evening Post, under date of February 10, 1897, after describing vividly local
self-government as it existed many years ago in that state, said: "All this has
entirely either disappeared or is fast 1 Letter to the N. Y. Evening Post, March 4,
1907.
vanishing. In New Hampshire the highway and school districts have been
abolished; state officials have been multiplied and their functions extended. 'The
legislature,' says the Mirror, 'regulates our outgoing and our incoming, tells us
in what pond we must not catch pickerel, and on whose land we may hunt
chipmunks; it dictates what we shall eat and what we shall drink. Now the idea is
steadily making headway that the state shall control and support the schools
and build the highways.' "
South Carolina, after conducting a state dispensary for the sale of liquor
throughout the whole state for a period of thirteen years, has gone back to the
old system, and local option gives to every county the choice between
prohibition and a dispensary of its own conducted by local officials. The official
investigation of two years ago showed great scandals connected with the
administration of the dispensary law, and the whole scheme was brought into
discredit.
Self-government is a matter of absolute right on the part of localities. The state
cannot take it away, because the people, originally possessing the right, have
not given the legislature, through their constitution, the power to take it away.1
The people of the counties, towns, and villages are entitled of right to determine
who shall rule over them. They cannot be deprived of this right by the
legislature or by the heads of departments. This right is the very basis of all
government in this country. Notwithstanding this, there is nothing which affects
the citizen from infancy to the grave which is not subject to regulation by these
commissions. Nothing is left to the 1 Rathbone v. Worth, 150 N. Y., 459.
uncontrolled will of the individual citizen. He eats, he drinks, he lives in
subordination to the control of a multitude of administrative officers, and, thus
governed, he pities the people of Prussia and Russia for their subjection to the
arbitrary government of a bureaucracy.
I am aware that much can be said in favor of commissions to control sanitation,
education, the adulteration of foods, the destruction of game and fish, and
especially the preservation of the forests. Much indeed can be said in favor of
factory inspection, the arbitration of labor disputes, and the examination of
banks and insurance companies. Many of the commissioners are men with
scientific knowledge and fervent enthusiasm for the extension of public benefits
through the departments over which they preside. Because a considerable
proportion of the population of a state is found in its cities, and because of the
great concentration of manufacturing industries, the control of many things,
which were left to localities in olden days, can be better controlled now by the
state than by the locality. In matters where the whole state is interested,
arguments in. favor of state control can be adduced.
But these commissions have been multiplied unduly so that they interfere very
largely with local self-government. They are exercising judicial and legislative
powers which it was never contemplated for a moment that they should exercise.
If they come to believe that extraordinary powers belong to them, they can
prohibit the carrying- on of a business by refusing a license to it. The
commissioners in no sense are responsible to the peo- ple, and are quite indifferent to public sentiment. Even if the people of the
localities could not perform such duties as well as the commissioners, still in
their performance they would retain their habit of controlling their local affairs,
and that is of the greatest public importance. Long ago it was said: "A man can
judge better in relation to his own affairs than seven watchmen on a tower." And
the people of a town, or a village, or a small city, are, as a rule, much better
judges of what they need than are these commissioners.
Another objection to the existence of these commissions is that they split up the
executive power of the governor, and that each commission has a kind of
administrative veto on laws simply by not enforcing them. There is no such
thing as securing an honest and faithful administration of the laws when we
have one governor and forty or fifty commissions dividing the executive duties
between them. The people of a state can watch a governor, and they will
condemn his action if wrong. But they cannot watch forty commissions, and but
a few people will know anything about what they are doing. This means that the
commissioners have a perfect opportunity to carry on matters in their own way.
Government by commission is not responsible government. We provide a
governor to execute the laws and administer the affairs of the state, and then
permit forty or fifty commissions to divide the administration with him. We hold
him responsible for their acts over which he has no control; and when he
attempts to remove a commissioner, as Governor Hughes did in the state of New
York, the Senate refuses to consent, and thus a governor is ham pered by the continuance in an important office of an unworthy public servant.
The truth is that public interests would be furthered by allowing the governor to
select all the heads of departments in the state, and then hold him strictly
accountable for the whole administration. In both the state and our larger cities it
is impossible for the people to keep track of the heads of departments. The one
way to enforce responsible government is to leave to the mayor of the city and
the governor of the state the control and responsibility of all departments, by
giving them the power both to appoint and remove such officials. This is a better
kind of centralization than that involved in government by commission, where
the people are unable to know and control conditions.
There has been no action upon the part of legislatures in recent days which has
tended more toward centralization than attempts to control the local government
of cities for partisan purposes. In March, 1901, the public authorities in the cities
of Scranton, Pittsburg, and Allegheny were opposed to a certain section of their
own party of the state republican machine in Pennsylvania. To get rid of the
objectionable mayors and other officers of these cities the act of March 7, 1901,
entitled an act for the government of cities of the second class, was passed by
the Pennsylvania legislature. It changed the charters of each of the three cities
of Pittsburg, Allegheny, and Scranton, and put them under special provisions,
different from all other cities of the state, legislated out of office the mayor and
other city officers, and placed the government of these cities in the hands of a high executive officer of the commonwealth residing at Harrisburg, thus doing
away with local officers elected by the people whose terms of office had not
expired. And the Supreme Court of Pennsylvania actually sustained that kind of
legislation.1
In revolutionary days this great state of Pennsylvania had what was known as a
council of censors, composed of two persons from each city and county in the
state. They were elected for the first time in 1783 for a period of seven years. It
was the duty of this body to inquire whether the Constitution had been violated,
whether the public taxes had been justly levied and collected, and whether the
laws had been duly executed. They had power to summon witnesses before
them and to compel them to produce papers and reports. They had the power to
order impeachments and to recommend the repeal of unconstitutional laws. They
could call a convention for revising the Constitution, and one of the provisions
which they were instrumental in putting into the Constitution would be a
wholesome provision to limit the supply of politicians in that state to-day. This
provision was as follows: "As every freeman to preserve his independence, if
without sufficient estate, ought to have some profession, calling, trade or farm
whereby he may honestly subsist, there can be no necessity for, or use in
establishing offices of profit, the usual effects of which are dependence and
servility unbecoming freemen in the possessors and expectants, faction,
contention, corruption, and disorder among the people. But if any man is called
into the public service to the prejudice of his 1 Commonwealth v. Moir, 199 Pa.,
534.
private affairs he has a right to a reasonable compensation, and whenever an
office, through increase of fees or otherwise, becomes so profitable as to
occasion many to apply for it, the profits should be lessened by the
legislature."1
A hundred and twenty years later we see the state politicians of Pennsylvania
permitting a contractor, on a contract of $9,000,000 for the erection of a
statehouse, to make a profit of from $4,000,000 to $5,000,000. Mahogany desks
which cost this contractor $40 were sold to the state for $864, a profit of 2,060%.
Clothestrees that cost $2 were sold for $73, a profit of 3,550%. Corruption and
usurpation of power go hand in hand. The people of Pennsylvania do not need
censors of morals, but they do need thorough regeneration.
For the last thirty years or more it has been a common practice with the
legislature of New York to amend the charters of cities by creating police
commissioners, and fire commissioners, and other commissioners, with the
provision that these commissioners should be selected in equal numbers from
each of the two principal political parties. Such amendments have been made to
the charters of the cities of Buffalo, Utica, Syracuse, Elmira, Rome, Lockport,
Yonkers, Watertown, and Albany. Finally, the Court of Appeals, in a case which
arose in Albany, declared an act of this kind unconstitutional as an interference
with the absolute right of the city to control the election of its local officers.2
1 American Academy of Political and Social Science, pamphlet No. 200, pp. 97,
98. 2 150 N. Y., 459, 510, 512.
In 1900 the state of Michigan had an experience with this same kind of
legislation. Detroit had elected a Democratic mayor. The Republican Governor of
the state, acting in connection with the defeated officials of his party in Detroit,
secured the passage of a bill depriving the Mayor of his power of appointment
of city officials and giving it to the City Council, and through this Council the
state controlled the city. In 1905 the Massachusetts legislature passed an act
uniting the City of Boston with the state in making certain improvements, but
this bill was vetoed by Mayor Collins and did not become a law. A few years
ago the City of Chicago was controlled by the legislature of the state of Illinois.
Finally, the people of Chicago succeeded in procuring the right of a referendum
for legislation affecting the city, and secured self-government for themselves.
The methods of state legislation are doing much to centralize power in the state.
All legislation is carried on in the state legislatures in the same manner that I
have described in the chapter on Congressional Usurpation. The struggle on the
part of assemblymen and senators is to secure an appointment on one of the
leading committees. Behind the doors of the committee rooms is hidden the
corruption which has done so much to discredit state governments. The
chairman of a committee frequently will not bring a bill referred to that committee
before it at all. Many of the proposed laws are never reported by the committees.
Subcommittees, selected by the chairman, are often employed to strangle a
proposed law. Special legislation affecting localities, once reported from a
committee, is almost sure to pass the House with little or no discussion. The result is that the
people are unable to procure information about what is going on in their
legislatures. The division of the legislature into many small legislative bodies,
the lack of discussion in the full body, and the power of the Speaker and the
Committee on Rules, in the last days of a session, to jam through hundreds of
bills without any discussion whatever, result in the passage of many measures
which never could be passed if public attention was directed to them and public
discussion encouraged.
These methods have brought a bad reputation to the state legislatures.
Everywhere there are attempts to limit their meetings. Only six states now have
annual sessions — Georgia, Massachusetts, New Jersey, Rhode Island, New
York, and South Carolina. In Mississippi and Alabama the legislature meets only
once in four years. We make laws in our state legislatures by the thousands to
be laughed at. No other country in the world permits so many restrictive and
sumptuary laws. Many of these laws, like those prohibiting the sale of liquor, are
passed at the request of good people, the members well knowing that they will
never be enforced. The usual result of such legislation is that police officials sell
the right to violate the law and that its violation is approved by a large part of
the people. The popular remedy for bad morals, social sins, and all kinds of
human dereliction, is an act of the legislature. There is no surer sign of
decadence than this mania for such law-making. During the five years from 1899
to 1904, 45,552 acts were passed by American legislatures. Of these enactments, 16,320 were public or general laws, while the remainder were
special or local.1 The legislatures of the different states in our Union probably
pass more laws each year than are passed during the same time by all the other
legislative bodies in the world, outside of the Congress of the United States.
Pinckney, of South Carolina, Madison, Hamilton, and several other members of
the Constitutional Convention urged that the National Legislature should have
authority to negative all laws passed by the states which they thought were
improper. This was advocated for several days and with great force before the
Convention, but was finally defeated. Lansing, of New York, with little
comprehension of the future, declared that such a scheme was impracticable. He
said: "Is it conceivable that there will be leisure for such a task? There will on the
most moderate calculation be as many laws sent up from the States as there are
days in the year." In the ancient town of Locri, in Magna Græcia, the first written
code of laws in the ancient Roman world was promulgated. One of its most
wholesome provisions was that the proposer of a new law should stand forth in
the public assembly with a rope about his neck, and that if the law was rejected
its proposer should be strangled. Such a provision in our American states would
be a wholesome preventive upon hasty legislation. Buckle has well said that for
five hundred years all advance in legislation has been made by repealing laws.
Before the Civil War considerable honor was con-
1 Reinsch, American Legislatures and Legislative Methods, p. 300.
nected with the office of Member of Assembly or State Senator. In more recent
days men of high character as a rule have not sought such positions. Many a
lawyer has sought the office of Member of Assembly or Senator with no higher,
purpose than to attach himself to industrial interests and thus procure a
clientage. It is those kind of legislators who through secret committees get their
clients special legislation. In Alabama, California, Kentucky, Louisiana, and
Mississippi statutes have been passed in recent years exempting cotton or
woolen manufacturers, beet sugar plants, or other manufacturing enterprises
from local taxation for periods of from three to fifteen years. The legislatures of
no less than sixteen different states have passed similar laws. In the Maryland
Legislature of 1900 fifteen acts freeing bond