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THOSE who have done me the honour of reading my previous writings will
probably receive no strong impression of novelty from the present
volume; for the principles are those to which I have been working up
during the greater part of my life, and most of the practical
suggestions have been anticipated by others or by myself. There is
novelty, however, in the fact of bringing them together, and exhibiting
them in their connection; and also, I believe, in much that is brought
forward in their support. Several of the opinions at all events, if not
new, are for the present as little likely to meet with general
acceptance as if they were.
It seems to me, however, from various indications, and from none more
than the recent debates on Reform of Parliament, that both
Conservatives and Liberals (if I may continue to call them what they
still call themselves) have lost confidence in the political creeds
which they nominally profess, while neither side appears to have made
any progress in providing itself with a better. Yet such a better
doctrine must be possible; not a mere compromise, by splitting the
difference between the two, but something wider than either, which, in
virtue of its superior comprehensiveness, might be adopted by either
Liberal or Conservative without renouncing anything which he really
feels to be valuable in his own creed. When so many feel obscurely the
want of such a doctrine, and so few even flatter themselves that they
have attained it, any one may without presumption offer what his own
thoughts, and the best that he knows of those of others, are able to
contribute towards its formation.
ALL SPECULATIONS concerning forms of government bear the impress, more
or less exclusive, of two conflicting theories respecting political
institutions; or, to speak more properly, conflicting conceptions of
what political institutions are.
By some minds, government is conceived as strictly a practical art,
giving rise to no questions but those of means and an end. Forms of
government are assimilated to any other expedients for the attainment
of human objects. They are regarded as wholly an affair of invention
and contrivance. Being made by man, it is assumed that man has the
choice either to make them or not, and how or on what pattern they
shall be made. Government, according to this conception, is a problem,
to be worked like any other question of business. The first step is to
define the purposes which governments are required to promote. The
next, is to inquire what form of government is best fitted to fulfil
those purposes. Having satisfied ourselves on these two points, and
ascertained the form of government which combines the greatest amount
of good with the least of evil, what further remains is to obtain the
concurrence of our countrymen, or those for whom the institutions are
intended, in the opinion which we have privately arrived at. To find
the best form of government; to persuade others that it is the best;
and having done so, to stir them up to insist on having it, is the
order of ideas in the minds of those who adopt this view of political
philosophy. They look upon a constitution in the same light (difference
of scale being allowed for) as they would upon a steam plough, or a
threshing machine.
To these stand opposed another kind of political reasoners, who are so
far from assimilating a form of government to a machine, that they
regard it as a sort of spontaneous product, and the science of
government as a branch (so to speak) of natural history. According to
them, forms of government are not a matter of choice. We must take
them, in the main, as we find them. Governments cannot be constructed
by premeditated design. They "are not made, but grow." Our business
with them, as with the other facts of the universe, is to acquaint
ourselves with their natural properties, and adapt ourselves to them.
The fundamental political institutions of a people are considered by
this school as a sort of organic growth from the nature and life of
that people: a product of their habits, instincts, and unconscious
wants and desires, scarcely at all of their deliberate purposes. Their
will has had no part in the matter but that of meeting the necessities
of the moment by the contrivances of the moment, which contrivances, if
in sufficient conformity to the national feelings and character,
commonly last, and by successive aggregation constitute a polity,
suited to the people who possess it, but which it would be vain to
attempt to superduce upon any people whose nature and circumstances had
not spontaneously evolved it.
It is difficult to decide which of these doctrines would be the most
absurd, if we could suppose either of them held as an exclusive theory.
But the principles which men profess, on any controverted subject, are
usually a very incomplete exponent of the opinions they really hold. No
one believes that every people is capable of working every sort of
institutions. Carry the analogy of mechanical contrivances as far as we
will, a man does not choose even an instrument of timber and iron on
the sole ground that it is in itself the best. He considers whether he
possesses the other requisites which must be combined with it to render
its employment advantageous, and in particular whether those by whom it
will have to be worked possess the knowledge and skill necessary for
its management. On the other hand, neither are those who speak of
institutions as if they were a kind of living organisms really the
political fatalists they give themselves out to be. They do not pretend
that mankind have absolutely no range of choice as to the government
they will live under, or that a consideration of the consequences which
flow from different forms of polity is no element at all in deciding
which of them should be preferred. But though each side greatly
exaggerates its own theory, out of opposition to the other, and no one
holds without modification to either, the two doctrines correspond to a
deep-seated difference between two modes of thought; and though it is
evident that neither of these is entirely in the right, yet it being
equally evident that neither is wholly in the wrong, we must endeavour
to get down to what is at the root of each, and avail ourselves of the
amount of truth which exists in either.
Let us remember, then, in the first place, that political institutions
(however the proposition may be at times ignored) are the work of men;
owe their origin and their whole existence to human will. Men did not
wake on a summer morning and find them sprung up. Neither do they
resemble trees, which, once planted, "are aye growing" while men "are
sleeping." In every stage of their existence they are made what they
are by human voluntary agency. Like all things, therefore, which are
made by men, they may be either well or ill made; judgment and skill
may have been exercised in their production, or the reverse of these.
And again, if a people have omitted, or from outward pressure have not
had it in their power, to give themselves a constitution by the
tentative process of applying a corrective to each evil as it arose, or
as the sufferers gained strength to resist it, this retardation of
political progress is no doubt a great disadvantage to them, but it
does not prove that what has been found good for others would not have
been good also for them, and will not be so still when they think fit
to adopt it.
On the other hand, it is also to be borne in mind that political
machinery does not act of itself. As it is first made, so it has to be
worked, by men, and even by ordinary men. It needs, not their simple
acquiescence, but their active participation; and must be adjusted to
the capacities and qualities of such men as are available. This implies
three conditions. The people for whom the form of government is
intended must be willing to accept it; or at least not so unwilling as
to oppose an insurmountable obstacle to its establishment. They must be
willing and able to do what is necessary to keep it standing. And they
must be willing and able to do what it requires of them to enable it to
fulfil its purposes. The word "do" is to be understood as including
forbearances as well as acts. They must be capable of fulfilling the
conditions of action, and the conditions of self-restraint, which are
necessary either for keeping the established polity in existence, or
for enabling it to achieve the ends, its conduciveness to which forms
its recommendation.
The failure of any of these conditions renders a form of government,
whatever favourable promise it may otherwise hold out, unsuitable to
the particular case.
The first obstacle, the repugnance of the people to the particular form
of government, needs little illustration, because it never can in
theory have been overlooked. The case is of perpetual occurrence.
Nothing but foreign force would induce a tribe of North American
Indians to submit to the restraints of a regular and civilised
government. The same might have been said, though somewhat less
absolutely, of the barbarians who overran the Roman Empire. It required
centuries of time, and an entire change of circumstances, to discipline
them into regular obedience even to their own leaders, when not
actually serving under their banner. There are nations who will not
voluntarily submit to any government but that of certain families,
which have from time immemorial had the privilege of supplying them
with chiefs. Some nations could not, except by foreign conquest, be
made to endure a monarchy; others are equally averse to a republic. The
hindrance often amounts, for the time being, to impracticability.
But there are also cases in which, though not averse to a form of
government -- possibly even desiring it -- a people may be unwilling or
unable to fulfil its conditions. They may be incapable of fulfilling
such of them as are necessary to keep the government even in nominal
existence. Thus a people may prefer a free government, but if, from
indolence, or carelessness, or cowardice, or want of public spirit,
they are unequal to the exertions necessary for preserving it; if they
will not fight for it when it is directly attacked; if they can be
deluded by the artifices used to cheat them out of it; if by momentary
discouragement, or temporary panic, or a fit of enthusiasm for an
individual, they can be induced to lay their liberties at the feet even
of a great man, or trust him with powers which enable him to subvert
their institutions; in all these cases they are more or less unfit for
liberty: and though it may be for their good to have had it even for a
short time, they are unlikely long to enjoy it. Again, a people may be
unwilling or unable to fulfil the duties which a particular form of
government requires of them. A rude people, though in some degree alive
to the benefits of civilised society, may be unable to practise the
forbearance which it demands: their passions may be too violent, or
their personal pride too exacting, to forego private conflict, and
leave to the laws the avenging of their real or supposed wrongs. In
such a case, a civilised government, to be really advantageous to them,
will require to be in a considerable degree despotic: to be one over
which they do not themselves exercise control, and which imposes a
great amount of forcible restraint upon their actions.
Again, a people must be considered unfit for more than a limited and
qualified freedom, who will not co-operate actively with the law and
the public authorities in the repression of evil-doers. A people who
are more disposed to shelter a criminal than to apprehend him; who,
like the Hindoos, will perjure themselves to screen the man who has
robbed them, rather than take trouble or expose themselves to
vindictiveness by giving evidence against him; who, like some nations
of Europe down to a recent date, if a man poniards another in the
public street, pass by on the other side, because it is the business of
the police to look to the matter, and it is safer not to interfere in
what does not concern them; a people who are revolted by an execution,
but not shocked at an assassination -- require that the public
authorities should be armed with much sterner powers of repression than
elsewhere, since the first indispensable requisites of civilised life
have nothing else to rest on. These deplorable states of feeling, in
any people who have emerged from savage life, are, no doubt, usually
the consequence of previous bad government, which has taught them to
regard the law as made for other ends than their good, and its
administrators as worse enemies than those who openly violate it. But
however little blame may be due to those in whom these mental habits
have grown up, and however the habits may be ultimately conquerable by
better government, yet while they exist a people so disposed cannot be
governed with as little power exercised over them as a people whose
sympathies are on the side of the law, and who are willing to give
active assistance in its enforcement. Again, representative
institutions are of little value, and may be a mere instrument of
tyranny or intrigue, when the generality of electors are not
sufficiently interested in their own government to give their vote, or,
if they vote at all, do not bestow their suffrages on public grounds,
but sell them for money, or vote at the beck of some one who has
control over them, or whom for private reasons they desire to
propitiate. Popular election thus practised, instead of a security
against misgovernment, is but an additional wheel in its machinery.
Besides these moral hindrances, mechanical difficulties are often an
insuperable impediment to forms of government. In the ancient world,
though there might be, and often was, great individual or local
independence, there could be nothing like a regulated popular
government beyond the bounds of a single city-community; because there
did not exist the physical conditions for the formation and propagation
of a public opinion, except among those who could be brought together
to discuss public matters in the same agora. This obstacle is generally
thought to have ceased by the adoption of the representative system.
But to surmount it completely, required the press, and even the
newspaper press, the real equivalent, though not in all respects an
adequate one, of the Pnyx and the Forum. There have been states of
society in which even a monarchy of any great territorial extent could
not subsist, but unavoidably broke up into petty principalities, either
mutually independent, or held together by a loose tie like the feudal:
because the machinery of authority was not perfect enough to carry
orders into effect at a great distance from the person of the ruler. He
depended mainly upon voluntary fidelity for the obedience even of his
army, nor did there exist the means of making the people pay an amount
of taxes sufficient for keeping up the force necessary to compel
obedience throughout a large territory. In these and all similar cases,
it must be understood that the amount of the hindrance may be either
greater or less. It may be so great as to make the form of government
work very ill, without absolutely precluding its existence, or
hindering it from being practically preferable to any other which can
be had. This last question mainly depends upon a consideration which we
have not yet arrived at -- the tendencies of different forms of
government to promote Progress.
We have now examined the three fundamental conditions of the adaptation
of forms of government to the people who are to be governed by them. If
the supporters of what may be termed the naturalistic theory of
politics, mean but to insist on the necessity of these three
conditions; if they only mean that no government can permanently exist
which does not fulfil the first and second conditions, and, in some
considerable measure, the third; their doctrine, thus limited, is
incontestable. Whatever they mean more than this appears to me
untenable. All that we are told about the necessity of an historical
basis for institutions, of their being in harmony with the national
usages and character, and the like, means either this, or nothing to
the purpose. There is a great quantity of mere sentimentality connected
with these and similar phrases, over and above the amount of rational
meaning contained in them. But, considered practically, these alleged
requisites of political institutions are merely so many facilities for
realising the three conditions. When an institution, or a set of
institutions, has the way prepared for it by the opinions, tastes, and
habits of the people, they are not only more easily induced to accept
it, but will more easily learn, and will be, from the beginning, better
disposed, to do what is required of them both for the preservation of
the institutions, and for bringing them into such action as enables
them to produce their best results. It would be a great mistake in any
legislator not to shape his measures so as to take advantage of such
pre-existing habits and feelings when available. On the other hand, it
is an exaggeration to elevate these mere aids and facilities into
necessary conditions. People are more easily induced to do, and do more
easily, what they are already used to; but people also learn to do
things new to them. Familiarity is a great help; but much dwelling on
an idea will make it familiar, even when strange at first. There are
abundant instances in which a whole people have been eager for untried
things. The amount of capacity which a people possess for doing new
things, and adapting themselves to new circumstances; is itself one of
the elements of the question. It is a quality in which different
nations, and different stages of civilisation, differ much from one
another. The capability of any given people for fulfilling the
conditions of a given form of government cannot be pronounced on by any
sweeping rule. Knowledge of the particular people, and general
practical judgment and sagacity, must be the guides.
There is also another consideration not to be lost sight of. A people
may be unprepared for good institutions; but to kindle a desire for
them is a necessary part of the preparation. To recommend and advocate
a particular institution or form of government, and set its advantages
in the strongest light, is one of the modes, often the only mode within
reach, of educating the mind of the nation not only for accepting or
claiming, but also for working, the institution. What means had Italian
patriots, during the last and present generation, of preparing the
Italian people for freedom in unity, but by inciting them to demand it?
Those, however, who undertake such a task, need to be duly impressed,
not solely with the benefits of the institution or polity which they
recommend, but also with the capacities, moral, intellectual, and
active, required for working it; that they may avoid, if possible,
stirring up a desire too much in advance of the capacity.
The result of what has been said is, that, within the limits set by the
three conditions so often adverted to, institutions and forms of
government are a matter of choice. To inquire into the best form of
government in the abstract (as it is called) is not a chimerical, but a
highly practical employment of scientific intellect; and to introduce
into any country the best institutions which, in the existing state of
that country, are capable of, in any tolerable degree, fulfilling the
conditions, is one of the most rational objects to which practical
effort can address itself. Everything which can be said by way of
disparaging the efficacy of human will and purpose in matters of
government might be said of it in every other of its applications. In
all things there are very strict limits to human power. It can only act
by wielding some one or more of the forces of nature. Forces,
therefore, that can be applied to the desired use must exist; and will
only act according to their own laws. We cannot make the river run
backwards; but we do not therefore say that watermills "are not made,
but grow." In politics, as in mechanics, the power which is to keep the
engine going must be sought for outside the machinery; and if it is not
forthcoming, or is insufficient to surmount the obstacles which may
reasonably be expected, the contrivance will fail. This is no
peculiarity of the political art; and amounts only to saying that it is
subject to the same limitations and conditions as all other arts.
At this point we are met by another objection, or the same objection in
a different form. The forces, it is contended, on which the greater
political phenomena depend, are not amenable to the direction of
politicians or philosophers. The government of a country, it is
affirmed, is, in all substantial respects, fixed and determined
beforehand by the state of the country in regard to the distribution of
the elements of social power. Whatever is the strongest power in
society will obtain the governing authority; and a change in the
political constitution cannot be durable unless preceded or accompanied
by an altered distribution of power in society itself. A nation,
therefore, cannot choose its form of government. The mere details, and
practical organisation, it may choose; but the essence of the whole,
the seat of the supreme power, is determined for it by social
circumstances.
That there is a portion of truth in this doctrine I at once admit; but
to make it of any use, it must be reduced to a distinct expression and
proper limits. When it is said that the strongest power in society will
make itself strongest in the government, what is meant by power? Not
thews and sinews; otherwise pure democracy would be the only form of
polity that could exist. To mere muscular strength, add two other
elements, property and intelligence, and we are nearer the truth, but
far from having yet reached it. Not only is a greater number often kept
down by a less, but the greater number may have a preponderance in
property, and individually in intelligence, and may yet be held in
subjection, forcibly or otherwise, by a minority in both respects
inferior to it. To make these various elements of power politically
influential they must be organised; and the advantage in organisation
is necessarily with those who are in possession of the government. A
much weaker party in all other elements of power may greatly
preponderate when the powers of government are thrown into the scale;
and may long retain its predominance through this alone: though, no
doubt, a government so situated is in the condition called in mechanics
unstable equilibrium, like a thing balanced on its smaller end, which,
if once disturbed, tends more and more to depart from, instead of
reverting to, its previous state.
But there are still stronger objections to this theory of government in
the terms in which it is usually stated. The power in society which has
any tendency to convert itself into political power is not power
quiescent, power merely passive, but active power; in other words,
power actually exerted; that is to say, a very small portion of all the
power in existence. Politically speaking, a great part of all power
consists in will. How is it possible, then, to compute the elements of
political power, while we omit from the computation anything which acts
on the will? To think that because those who wield the power in society
wield in the end that of government, therefore it is of no use to
attempt to influence the constitution of the government by acting on
opinion, is to forget that opinion is itself one of the greatest active
social forces. One person with a belief is a social power equal to
ninety-nine who have only interests. They who can succeed in creating a
general persuasion that a certain form of government, or social fact of
any kind, deserves to be preferred, have made nearly the most important
step which can possibly be taken towards ranging the powers of society
on its side. On the day when the proto-martyr was stoned to death at
Jerusalem, while he who was to be the Apostle of the Gentiles stood by
"consenting unto his death," would any one have supposed that the party
of that stoned man were then and there the strongest power in society?
And has not the event proved that they were so? Because theirs was the
most powerful of then existing beliefs. The same element made a monk of
Wittenberg, at the meeting of the Diet of Worms, a more powerful social
force than the Emperor Charles the Fifth, and all the princes there
assembled. But these, it may be said, are cases in which religion was
concerned, and religious convictions are something peculiar in their
strength. Then let us take a case purely political, where religion, so
far as concerned at all, was chiefly on the losing side. If any one
requires to be convinced that speculative thought is one of the chief
elements of social power, let him bethink himself of the age in which
there was scarcely a throne in Europe which was not filled by a liberal
and reforming king, a liberal and reforming emperor, or, strangest of
all, a liberal and reforming pope; the age of Frederic the Great, of
Catherine the Second, of Joseph the Second, of Peter Leopold, of
Benedict XIV., of Ganganelli, of Pombal, of Aranda; when the very
Bourbons of Naples were liberals and reformers, and all the active
minds among the noblesse of France were filled with the ideas which
were soon after to cost them so dear. Surely a conclusive example how
far mere physical and economic power is from being the whole of social
power.
It was not by any change in the distribution of material interests, but
by the spread of moral convictions, that negro slavery has been put an
end to in the British Empire and elsewhere. The serfs in Russia owe
their emancipation, if not to a sentiment of duty, at least to the
growth of a more enlightened opinion respecting the true interest of
the State. It is what men think that determines how they act; and
though the persuasions and convictions of average men are in a much
greater degree determined by their personal position than by reason, no
little power is exercised over them by the persuasions and convictions
of those whose personal position is different, and by the united
authority of the instructed. When, therefore, the instructed in general
can be brought to recognise one social arrangement, or political or
other institution, as good, and another as bad, one as desirable,
another as condemnable, very much has been done towards giving to the
one, or withdrawing from the other, that preponderance of social force
which enables it to subsist. And the maxim, that the government of a
country is what the social forces in existence compel it to be, is true
only in the sense in which it favours, instead of discouraging, the
attempt to exercise, among all forms of government practicable in the
existing condition of society, a rational choice.
THE FORM of government for any given country being (within certain
definite conditions) amenable to choice, it is now to be considered by
what test the choice should be directed; what are the distinctive
characteristics of the form of government best fitted to promote the
interests of any given society.
Before entering into this inquiry, it may seem necessary to decide what
are the proper functions of government; for, government altogether
being only a means, the eligibility of the means must depend on their
adaptation to the end. But this mode of stating the problem gives less
aid to its investigation than might be supposed, and does not even
bring the whole of the question into view. For, in the first place, the
proper functions of a government are not a fixed thing, but different
in different states of society; much more extensive in a backward than
in an advanced state. And, secondly, the character of a government or
set of political institutions cannot be sufficiently estimated while we
confine our attention to the legitimate sphere of governmental
functions. For though the goodness of a government is necessarily
circumscribed within that sphere, its badness unhappily is not. Every
kind and degree of evil of which mankind are susceptible may be
inflicted on them by their government; and none of the good which
social existence is capable of can be any further realised than as the
constitution of the government is compatible with, and allows scope
for, its attainment. Not to speak of indirect effects, the direct
meddling of the public authorities has no necessary limits but those of
human existence; and the influence of government on the well-being of
society can be considered or estimated in reference to nothing less
than the whole of the interests of humanity.
Being thus obliged to place before ourselves, as the test of good and
bad government, so complex an object as the aggregate interests of
society, we would willingly attempt some kind of classification of
those interests, which, bringing them before the mind in definite
groups, might give indication of the qualities by which a form of
government is fitted to promote those various interests respectively.
It would be a great facility if we could say the good of society
consists of such and such elements; one of these elements requires such
conditions, another such others; the government, then, which unites in
the greatest degree all these conditions, must be the best. The theory
of government would thus be built up from the separate theorems of the
elements which compose a good state of society.
Unfortunately, to enumerate and classify the constituents of social
well-being, so as to admit of the formation of such theorems, is no
easy task. Most of those who, in the last or present generation, have
applied themselves to the philosophy of politics in any comprehensive
spirit, have felt the importance of such a classification; but the
attempts which have been made towards it are as yet limited, so far as
I am aware, to a single step. The classification begins and ends with a
partition of the exigencies of society between the two heads of Order
and Progress (in the phraseology of French thinkers); Permanence and
Progression in the words of Coleridge. This division is plausible and
seductive, from the apparently clean-cut opposition between its two
members, and the remarkable difference between the sentiments to which
they appeal. But I apprehend that (however admissible for purposes of
popular discourse) the distinction between Order, or Permanence, and
Progress, employed to define the qualities necessary in a government,
is unscientific and incorrect.
For, first, what are Order and Progress? Concerning Progress there is
no difficulty, or none which is apparent at first sight. When Progress
is spoken of as one of the wants of human society, it may be supposed
to mean Improvement. That is a tolerably distinct idea. But what is
Order? Sometimes it means more, sometimes less, but hardly ever the
whole of what human society needs except improvement.
In its narrowest acceptation Order means Obedience. A government is
said to preserve order if it succeeds in getting itself obeyed. But
there are different degrees of obedience, and it is not every degree
that is commendable. Only an unmitigated despotism demands that the
individual citizen shall obey unconditionally every mandate of persons
in authority. We must at least limit the definition to such mandates as
are general and issued in the deliberate form of laws. Order, thus
understood, expresses, doubtless, an indispensable attribute of
government. Those who are unable to make their ordinances obeyed,
cannot be said to govern. But though a necessary condition, this is not
the object of government. That it should make itself obeyed is
requisite, in order that it may accomplish some other purpose. We are
still to seek what is this other purpose, which government ought to
fulfil, abstractedly from the idea of improvement, and which has to be
fulfilled in every society, whether stationary or progressive.
In a sense somewhat more enlarged, Order means the preservation of
peace by the cessation of private violence. Order is said to exist
where the people of the country have, as a general rule, ceased to
prosecute their quarrels by private force, and acquired the habit of
referring the decision of their disputes and the redress of their
injuries to the public authorities. But in this larger use of the term,
as well as in the former narrow one, Order expresses rather one of the
conditions of government, than either its purpose or the criterion of
its excellence. For the habit may be well established of submitting to
the government, and referring all disputed matters to its authority,
and yet the manner in which the government deals with those disputed
matters, and with the other things about which it concerns itself, may
differ by the whole interval which divides the best from the worst
possible.
If we intend to comprise in the idea of Order all that society requires
from its government which is not included in the idea of Progress, we
must define Order as the preservation of all kinds and amounts of good
which already exist, and Progress as consisting in the increase of
them. This distinction does comprehend in one or the other section
everything which a government can be required to promote. But, thus
understood, it affords no basis for a philosophy of government. We
cannot say that, in constituting a polity, certain provisions ought to
be made for Order and certain others for Progress; since the conditions
of Order, in the sense now indicated, and those of Progress, are not
opposite, but the same. The agencies which tend to preserve the social
good which already exists are the very same which promote the increase
of it, and vice versa: the sole difference being, that a greater degree
of those agencies is required for the latter purpose than for the
former.
What, for example, are the qualities in the citizens individually which
conduce most to keep up the amount of good conduct, of good management,
of success and prosperity, which already exist in society? Everybody
will agree that those qualities are industry, integrity, justice, and
prudence. But are not these, of all qualities, the most conducive to
improvement? and is not any growth of these virtues in the community in
itself the greatest of improvements? If so, whatever qualities in the
government are promotive of industry, integrity, justice, and prudence,
conduce alike to permanence and to progression; only there is needed
more of those qualities to make the society decidedly progressive than
merely to keep it permanent.
What, again, are the particular attributes in human beings which seem
to have a more especial reference to Progress, and do not so directly
suggest the ideas of Order and Preservation? They are chiefly the
qualities of mental activity, enterprise, and courage. But are not all
these qualities fully as much required for preserving the good we have,
as for adding to it? If there is anything certain in human affairs, it
is that valuable acquisitions are only to be retained by the
continuation of the same energies which gained them. Things left to
take care of themselves inevitably decay. Those whom success induces to
relax their habits of care and thoughtfulness, and their willingness to
encounter disagreeables, seldom long retain their good fortune at its
height. The mental attribute which seems exclusively dedicated to
Progress, and is the culmination of the tendencies to it, is
Originality, or Invention. Yet this is no less necessary for
Permanence; since, in the inevitable changes of human affairs, new
inconveniences and dangers continually grow up, which must be
encountered by new resources and contrivances, in order to keep things
going on even only as well as they did before. Whatever qualities,
therefore, in a government, tend to encourage activity, energy,
courage, originality, are requisites of Permanence as well as of
Progress; only a somewhat less degree of them will on the average
suffice for the former purpose than for the latter.
To pass now from the mental to the outward and objective requisites of
society; it is impossible to point out any contrivance in politics, or
arrangement of social affairs, which conduces to Order only, or to
Progress only; whatever tends to either promotes both. Take, for
instance, the common institution of a police. Order is the object which
seems most immediately interested in the efficiency of this part of the
social organisation. Yet if it is effectual to promote Order, that is,
if it represses crime, and enables every one to feel his person and
property secure, can any state of things be more conducive to Progress?
The greater security of property is one of the main conditions and
causes of greater production, which is Progress in its most familiar
and vulgarest aspect. The better repression of crime represses the
dispositions which tend to crime, and this is Progress in a somewhat
higher sense. The release of the individual from the cares and
anxieties of a state of imperfect protection, sets his faculties free
to be employed in any new effort for improving his own state and that
of others: while the same cause, by attaching him to social existence,
and making him no longer see present or prospective enemies in his
fellow creatures, fosters all those feelings of kindness and fellowship
towards others, and interest in the general well-being of the
community, which are such important parts of social improvement.
Take, again, such a familiar case as that of a good system of taxation
and finance. This would generally be classed as belonging to the
province of Order. Yet what can be more conducive to Progress? A
financial system which promotes the one, conduces, by the very same
excellences, to the other. Economy, for example, equally preserves the
existing stock of national wealth, and favours the creation of more. A
just distribution of burthens, by holding up to every citizen an
example of morality and good conscience applied to difficult
adjustments, and an evidence of the value which the highest authorities
attach to them, tends in an eminent degree to educate the moral
sentiments of the community, both in respect of strength and of
discrimination. Such a mode of levying the taxes as does not impede the
industry, or unnecessarily interfere with the liberty, of the citizen,
promotes, not the preservation only, but the increase of the national
wealth, and encourages a more active use of the individual faculties.
And vice versa, all errors in finance and taxation which obstruct the
improvement of the people in wealth and morals tend also, if of
sufficiently serious amount, positively to impoverish and demoralise
them. It holds, in short, universally, that when Order and Permanence
are taken in their widest sense, for the stability of existing
advantages, the requisites of Progress are but the requisites of Order
in a greater degree; those of Permanence merely those of Progress in a
somewhat smaller measure.
In support of the position that Order is intrinsically different from
Progress, and that preservation of existing and acquisition of
additional good are sufficiently distinct to afford the basis of a
fundamental classification, we shall perhaps be reminded that Progress
may be at the expense of Order; that while we are acquiring, or
striving to acquire, good of one kind, we may be losing ground in
respect to others: thus there may be progress in wealth, while there is
deterioration in virtue. Granting this, what it proves is not that
Progress is generically a different thing from Permanence, but that
wealth is a different thing from virtue. Progress is permanence and
something more; and it is no answer to this to say that Progress in one
thing does not imply Permanence in everything. No more does Progress in
one thing imply Progress in everything. Progress of any kind includes
Permanence in that same kind; whenever Permanence is sacrificed to some
particular kind of Progress, other Progress is still more sacrificed to
it; and if it be not worth the sacrifice, not the interest of
Permanence alone has been disregarded, but the general interest of
Progress has been mistaken.
If these improperly contrasted ideas are to be used at all in the
attempt to give a first commencement of scientific precision to the
notion of good government, it would be more philosophically correct to
leave out of the definition the word Order, and to say that the best
government is that which is most conducive to Progress. For Progress
includes Order, but Order does not include Progress. Progress is a
greater degree of that of which Order is a less. Order, in any other
sense, stands only for a part of the pre-requisites of good government,
not for its idea and essence. Order would find a more suitable place
among the conditions of Progress; since, if we would increase our sum
of good, nothing is more indispensable than to take due care of what we
already have. If we are endeavouring after more riches, our very first
rule should be not to squander uselessly our existing means. Order,
thus considered, is not an additional end to be reconciled with
Progress, but a part and means of Progress itself. If a gain in one
respect is purchased by a more than equivalent loss in the same or in
any other, there is not Progress. Conduciveness to Progress, thus
understood, includes the whole excellence of a government.
But, though metaphysically defensible, this definition of the criterion
of good government is not appropriate, because, though it contains the
whole of the truth, it recalls only a part. What is suggested by the
term Progress is the idea of moving onward, whereas the meaning of it
here is quite as much the prevention of falling back. The very same
social causes -- the same beliefs, feelings, institutions, and
practices -- are as much required to prevent society from retrograding,
as to produce a further advance. Were there no improvement to be hoped
for, life would not be the less an unceasing struggle against causes of
deterioration; as it even now is. Politics, as conceived by the
ancients, consisted wholly in this. The natural tendency of men and
their works was to degenerate, which tendency, however, by good
institutions virtuously administered, it might be possible for an
indefinite length of time to counteract. Though we no longer hold this
opinion; though most men in the present age profess the contrary creed,
believing that the tendency of things, on the whole, is towards
improvement; we ought not to forget that there is an incessant and
ever-flowing current of human affairs towards the worse, consisting of
all the follies, all the vices, all the negligences, indolences, and
supinenesses of mankind; which is only controlled, and kept from
sweeping all before it, by the exertions which some persons constantly,
and others by fits, put forth in the direction of good and worthy
objects. It gives a very insufficient idea of the importance of the
strivings which take place to improve and elevate human nature and
life, to suppose that their chief value consists in the amount of
actual improvement realised by their means, and that the consequence of
their cessation would merely be that we should remain as we are. A very
small diminution of those exertions would not only put a stop to
improvement, but would turn the general tendency of things towards
deterioration; which, once begun, would proceed with increasingly
rapidity, and become more and more difficult to check, until it reached
a state often seen in history, and in which many large portions of
mankind even now grovel; when hardly anything short of superhuman power
seems sufficient to turn the tide, and give a fresh commencement to the
upward movement.
These reasons make the word Progress as unapt as the terms Order and
Permanence to become the basis for a classification of the requisites
of a form of government. The fundamental antithesis which these words
express does not lie in the things themselves, so much as in the types
of human character which answer to them. There are, we know, some minds
in which caution, and others in which boldness, predominates: in some,
the desire to avoid imperilling what is already possessed is a stronger
sentiment than that which prompts to improve the old and acquire new
advantages; while there are others who lean the contrary way, and are
more eager for future than careful of present good. The road to the
ends of both is the same; but they are liable to wander from it in
opposite directions. This consideration is of importance in composing
the personnel of any political body: persons of both types ought to be
included in it, that the tendencies of each may be tempered, in so far
as they are excessive, by a due proportion of the other. There needs no
express provision to ensure this object, provided care is taken to
admit nothing inconsistent with it. The natural and spontaneous
admixture of the old and the young, of those whose position and
reputation are made and those who have them still to make, will in
general sufficiently answer the purpose, if only this natural balance
is not disturbed by artificial regulation.
Since the distinction most commonly adopted for the classification of
social exigencies does not possess the properties needful for that use,
we have to seek for some other leading distinction better adapted to
the purpose. Such a distinction would seem to be indicated by the
considerations to which I now proceed.
If we ask ourselves on what causes and conditions good government in
all its senses, from the humblest to the most exalted, depends, we find
that the principal of them, the one which transcends all others, is the
qualities of the human beings composing the society over which the
government is exercised.
We may take, as a first instance, the administration of justice; with
the more propriety, since there is no part of public business in which
the mere machinery, the rules and contrivances for conducting the
details of the operation, are of such vital consequence. Yet even these
yield in importance to the qualities of the human agents employed. Of
what efficacy are rules of procedure in securing the ends of justice,
if the moral condition of the people is such that the witnesses
generally lie, and the judges and their subordinates take bribes?
Again, how can institutions provide a good municipal administration if
there exists such indifference to the subject that those who would
administer honestly and capably cannot be induced to serve, and the
duties are left to those who undertake them because they have some
private interest to be promoted? Of what avail is the most broadly
popular representative system if the electors do not care to choose the
best member of parliament, but choose him who will spend most money to
be elected? How can a representative assembly work for good if its
members can be bought, or if their excitability of temperament,
uncorrected by public discipline or private self-control, makes them
incapable of calm deliberation, and they resort to manual violence on
the floor of the House, or shoot at one another with rifles? How,
again, can government, or any joint concern, be carried on in a
tolerable manner by people so envious that, if one among them seems
likely to succeed in anything, those who ought to cooperate with him
form a tacit combination to make him fail? Whenever the general
disposition of the people is such that each individual regards those
only of his interests which are selfish, and does not dwell on, or
concern himself for, his share of the general interest, in such a state
of things good government is impossible. The influence of defects of
intelligence in obstructing all the elements of good government
requires no illustration. Government consists of acts done by human
beings; and if the agents, or those who choose the agents, or those to
whom the agents are responsible, or the lookers-on whose opinion ought
to influence and check all these, are mere masses of ignorance,
stupidity, and baleful prejudice, every operation of government will go
wrong; while, in proportion as the men rise above this standard, so
will the government improve in quality; up to the point of excellence,
attainable but nowhere attained, where the officers of government,
themselves persons of superior virtue and intellect, are surrounded by
the atmosphere of a virtuous and enlightened public opinion.
The first element of good government, therefore, being the virtue and
intelligence of the human beings composing the community, the most
important point of excellence which any form of government can possess
is to promote the virtue and intelligence of the people themselves. The
first question in respect to any political institutions is, how far
they tend to foster in the members of the community the various
desirable qualities, moral and intellectual; or rather (following
Bentham's more complete classification) moral, intellectual, and
active. The government which does this the best has every likelihood of
being the best in all other respects, since it is on these qualities,
so far as they exist in the people, that all possibility of goodness in
the practical operations of the government depends.
We may consider, then, as one criterion of the goodness of a
government, the degree in which it tends to increase the sum of good
qualities in the governed, collectively and individually; since,
besides that their well-being is the sole object of government, their
good qualities supply the moving force which works the machinery. This
leaves, as the other constituent element of the merit of a government,
the quality of the machinery itself; that is, the degree in which it is
adapted to take advantage of the amount of good qualities which may at
any time exist, and make them instrumental to the right purposes. Let
us again take the subject of judicature as an example and illustration.
The judicial system being given, the goodness of the administration of
justice is in the compound ratio of the worth of the men composing the
tribunals, and the worth of the public opinion which influences or
controls them. But all the difference between a good and a bad system
of judicature lies in the contrivances adopted for bringing whatever
moral and intellectual worth exists in the community to bear upon the
administration of justice, and making it duly operative on the result.
The arrangements for rendering the choice of the judges such as to
obtain the highest average of virtue and intelligence; the salutary
forms of procedure; the publicity which allows observation and
criticism of whatever is amiss; the liberty of discussion and censure
through the press; the mode of taking evidence, according as it is well
or ill adapted to elicit truth; the facilities, whatever be their
amount, for obtaining access to the tribunals; the arrangements for
detecting crimes and apprehending offenders; -- all these things are
not the power, but the machinery for bringing the power into contact
with the obstacle: and the machinery has no action of itself, but
without it the power, let it be ever so ample, would be wasted and of
no effect.
A similar distinction exists in regard to the constitution of the
executive departments of administration. Their machinery is good, when
the proper tests are prescribed for the qualifications of officers, the
proper rules for their promotion; when the business is conveniently
distributed among those who are to transact it, a convenient and
methodical order established for its transaction, a correct and
intelligible record kept of it after being transacted; when each
individual knows for what he is responsible, and is known to others as
responsible for it; when the best-contrived checks are provided against
negligence, favouritism, or jobbery, in any of the acts of the
department. But political checks will no more act of themselves than a
bridle will direct a horse without a rider. If the checking
functionaries are as corrupt or as negligent as those whom they ought
to check, and if the public, the mainspring of the whole checking
machinery, are too ignorant, too passive, or too careless and
inattentive, to do their part, little benefit will be derived from the
best administrative apparatus. Yet a good apparatus is always
preferable to a bad. It enables such insufficient moving or checking
power as exists to act at the greatest advantage; and without it, no
amount of moving or checking power would be sufficient. Publicity, for
instance, is no impediment to evil nor stimulus to good if the public
will not look at what is done; but without publicity, how could they
either check or encourage what they were not permitted to see? The
ideally perfect constitution of a public office is that in which the
interest of the functionary is entirely coincident with his duty. No
mere system will make it so, but still less can it be made so without a
system, aptly devised for the purpose.
What we have said of the arrangements for the detailed administration
of the government is still more evidently true of its general
constitution. All government which aims at being good is an
organisation of some part of the good qualities existing in the
individual members of the community for the conduct of its collective
affairs. A representative constitution is a means of bringing the
general standard of intelligence and honesty existing in the community,
and the individual intellect and virtue of its wisest members, more
directly to bear upon the government, and investing them with greater
influence in it, than they would in general have under any other mode
of organisation; though, under any, such influence as they do have is
the source of all good that there is in the government, and the
hindrance of every evil that there is not. The greater the amount of
these good qualities which the institutions of a country succeed in
organising, and the better the mode of organisation, the better will be
the government.
We have now, therefore, obtained a foundation for a twofold division of
the merit which any set of political institutions can possess. It
consists partly of the degree in which they promote the general mental
advancement of the community, including under that phrase advancement
in intellect, in virtue, and in practical activity and efficiency; and
partly of the degree of perfection with which they organise the moral,
intellectual, and active worth already existing, so as to operate with
the greatest effect on public affairs. A government is to be judged by
its action upon men, and by its action upon things; by what it makes of
the citizens, and what it does with them; its tendency to improve or
deteriorate the people themselves, and the goodness or badness of the
work it performs for them, and by means of them. Government is at once
a great influence acting on the human mind, and a set of organised
arrangements for public business: in the first capacity its beneficial
action is chiefly indirect, but not therefore less vital, while its
mischievous action may be direct.
The difference between these two functions of a government is not, like
that between Order and Progress, a difference merely in degree, but in
kind. We must not, however, suppose that they have no intimate
connection with one another. The institutions which ensure the best
management of public affairs practicable in the existing state of
cultivation tend by this alone to the further improvement of that
state. A people which had the most just laws, the purest and most
efficient judicature, the most enlightened administration, the most
equitable and least onerous system of finance, compatible with the
stage it had attained in moral and intellectual advancement, would be
in a fair way to pass rapidly into a higher stage. Nor is there any
mode in which political institutions can contribute more effectually to
the improvement of the people than by doing their more direct work
well. And, reversely, if their machinery is so badly constructed that
they do their own particular business ill, the effect is felt in a
thousand ways in lowering the morality and deadening the intelligence
and activity of the people. But the distinction is nevertheless real,
because this is only one of the means by which political institutions
improve or deteriorate the human mind, and the causes and modes of that
beneficial or injurious influence remain a distinct and much wider
subject of study.
Of the two modes of operation by which a form of government or set of
political institutions affects the welfare of the community -- its
operation as an agency of national education, and its arrangements for
conducting the collective affairs of the community in the state of
education in which they already are; the last evidently varies much
less, from difference of country and state of civilisation, than the
first. It has also much less to do with the fundamental constitution of
the government. The mode of conducting the practical business of
government, which is best under a free constitution, would generally be
best also in an absolute monarchy: only an absolute monarchy is not so
likely to practise it. The laws of property, for example; the
principles of evidence and judicial procedure; the system of taxation
and of financial administration, need not necessarily be different in
different forms of government. Each of these matters has principles and
rules of its own, which are a subject of separate study. General
jurisprudence, civil and penal legislation, financial and commercial
policy, are sciences in themselves, or rather, separate members of the
comprehensive science or art of government: and the most enlightened
doctrines on all these subjects, though not equally likely to be
understood, or acted on under all forms of government, yet, if
understood and acted on, would in general be equally beneficial under
them all. It is true that these doctrines could not be applied without
some modifications to all states of society and of the human mind:
nevertheless, by far the greater number of them would require
modifications solely of details, to adapt them to any state of society
sufficiently advanced to possess rulers capable of understanding them.
A government to which they would be wholly unsuitable must be one so
bad in itself, or so opposed to public feeling, as to be unable to
maintain itself in existence by honest means.
It is otherwise with that portion of the interests of the community
which relate to the better or worse training of the people themselves.
Considered as instrumental to this, institutions need to be radically
different, according to the stage of advancement already reached. The
recognition of this truth, though for the most part empirically rather
than philosophically, may be regarded as the main point of superiority
in the political theories of the present above those of the last age;
in which it customary to claim representative democracy for England or
France by arguments which would equally have proved it the only fit
form of government for Bedouins or Malays. The state of different
communities, in point of culture and development, ranges downwards to a
condition very little above the highest of the beasts. The upward
range, too, is considerable, and the future possible extension vastly
greater. A community can only be developed out of one of these states
into a higher by a concourse of influences, among the principal of
which is the government to which they are subject. In all states of
human improvement ever yet attained, the nature and degree of authority
exercised over individuals, the distribution of power, and the
conditions of command and obedience, are the most powerful of the
influences, except their religious belief, which make them what they
are, and enable them to become what they can be. They may be stopped
short at any point in their progress by defective adaptation of their
government to that particular stage of advancement. And the one
indispensable merit of a government, in favour of which it may be
forgiven almost any amount of other demerit compatible with progress,
is that its operation on the people is favourable, or not unfavourable,
to the next step which it is necessary for them to take, in order to
raise themselves to a higher level.
Thus (to repeat a former example), a people in a state of savage
independence, in which every one lives for himself, exempt, unless by
fits, from any external control, is practically incapable of making any
progress in civilisation until it has learnt to obey. The indispensable
virtue, therefore, in a government which establishes itself over a
people of this sort is, that it make itself obeyed. To enable it to do
this, the constitution of the government must be nearly, or quite,
despotic. A constitution in any degree popular, dependent on the
voluntary surrender by the different members of the community of their
individual freedom of action, would fail to enforce the first lesson
which the pupils, in this stage of their progress, require.
Accordingly, the civilisation of such tribes, when not the result of
juxtaposition with others already civilised, is almost always the work
of an absolute ruler, deriving his power either from religion or
military prowess; very often from foreign arms.
Again, uncivilised races, and the bravest and most energetic still more
than the rest, are averse to continuous labour of an unexciting kind.
Yet all real civilisation is at this price; without such labour,
neither can the mind be disciplined into the habits required by
civilised society, nor the material world prepared to receive it. There
needs a rare concurrence of circumstances, and for that reason often a
vast length of time, to reconcile such a people to industry, unless
they are for a while compelled to it. Hence even personal slavery, by
giving a commencement to industrial life, and enforcing it as the
exclusive occupation of the most numerous portion of the community, may
accelerate the transition to a better freedom than that of fighting and
rapine. It is almost needless to say that this excuse for slavery is
only available in a very early state of society. A civilised people
have far other means of imparting civilisation to those under their
influence; and slavery is, in all its details, so repugnant to that
government of law, which is the foundation of all modern life, and so
corrupting to the master-class when they have once come under civilised
influences, that its adoption under any circumstances whatever in
modern society is a relapse into worse than barbarism.
At some period, however, of their history, almost every people, now
civilised, have consisted, in majority, of slaves. A people in that
condition require to raise them out of it a very different polity from
a nation of savages. If they are energetic by nature, and especially if
there be associated with them in. the same community an industrious
class who are neither slaves nor slave-owners (as was the case in
Greece), they need, probably, no more to ensure their improvement than
to make them free: when freed, they may often be fit, like Roman
freedmen, to be admitted at once to the full rights of citizenship.
This, however, is not the normal condition of slavery, and is generally
a sign that it is becoming obsolete. A slave, properly so called, is a
being who has not learnt to help himself. He is, no doubt, one step in
advance of a savage. He has not the first lesson of political society
still to acquire. He has learnt to obey. But what he obeys is only a
direct command. It is the characteristic of born slaves to be incapable
of conforming their conduct to a rule, or law. They can only do what
they are ordered, and only when they are ordered to do it. If a man
whom they fear is standing over them and threatening them with
punishment, they obey; but when his back is turned, the work remains
undone. The motive determining them must appeal not to their interests,
but to their instincts; immediate hope or immediate terror. A
despotism, which may tame the savage, will, in so far as it is a
despotism, only confirm the slaves in their incapacities. Yet a
government under their own control would be entirely unmanageable by
them. Their improvement cannot come from themselves, but must be
superinduced from without. The step which they have to take, and their
only path to improvement, is to be raised from a government of will to
one of law. They have to be taught self-government, and this, in its
initial stage, means the capacity to act on general instructions. What
they require is not a government of force, but one of guidance. Being,
however, in too low a state to yield to the guidance of any but those
to whom they look up as the possessors of force, the sort of government
fittest for them is one which possesses force, but seldom uses it: a
parental despotism or aristocracy, resembling the St. Simonian form of
Socialism; maintaining a general superintendence over all the
operations of society, so as to keep before each the sense of a present
force sufficient to compel his obedience to the rule laid down, but
which, owing to the impossibility of descending to regulate all the
minutae of industry and life, necessarily leaves and induces
individuals to do much of themselves. This, which may be termed the
government of leading-strings, seems to be the one required to carry
such a people the most rapidly through the next necessary step in
social progress. Such appears to have been the idea of the government
of the Incas of Peru; and such was that of the Jesuits of Paraguay. I
need scarcely remark that leading-strings are only admissible as a
means of gradually training the people to walk alone.
It would be out of place to carry the illustration further. To attempt
to investigate what kind of government is suited to every known state
of society would be to compose a treatise, not on representative
government, but on political science at large. For our more limited
purpose we borrow from political philosophy only its general
principles. To determine the form of government most suited to any
particular people, we must be able, among the defects and shortcomings
which belong to that people, to distinguish those that are the
immediate impediment to progress; to discover what it is which (as it
were) stops the way. The best government for them is the one which
tends most to give them that for want of which they cannot advance, or
advance only in a lame and lopsided manner. We must not, however,
forget the reservation necessary in all things which have for their
object improvement, or Progress; namely, that in seeking the good which
is needed, no damage, or as little as possible, be done to that already
possessed. A people of savages should be taught obedience but not in
such a manner as to convert them into a people of slaves. And (to give
the observation a higher generality) the form of government which is
most effectual for carrying a people through the next stage of progress
will still be very improper for them if it does this in such a manner
as to obstruct, or positively unfit them for, the step next beyond.
Such cases are frequent, and are among the most melancholy facts in
history. The Egyptian hierarchy, the paternal despotism of China, were
very fit instruments for carrying those nations up to the point of
civilisation which they attained. But having reached that point, they
were brought to a permanent halt for want of mental liberty and
individuality; requisites of improvement which the institutions that
had carried them thus far entirely incapacitated them from acquiring;
and as the institutions did not break down and give place to others,
further improvement stopped.
In contrast with these nations, let us consider the example of an
opposite character afforded by another and a comparatively
insignificant Oriental people -- the Jews. They, too, had an absolute
monarchy and a hierarchy, their organised institutions were as
obviously of sacerdotal origin as those of the Hindoos. These did for
them what was done for other Oriental races by their institutions --
subdued them to industry and order, and gave them a national life. But
neither their kings nor their priests ever obtained, as in those other
countries, the exclusive moulding of their character. Their religion,
which enabled persons of genius and a high religious tone to be
regarded and to regard themselves as inspired from heaven, gave
existence to an inestimably precious unorganised institution -- the
Order (if it may be so termed) of Prophets. Under the protection,
generally though not always effectual, of their sacred character, the
Prophets were a power in the nation, often more than a match for kings
and priests, and kept up, in that little corner of the earth, the
antagonism of influences which is the only real security for continued
progress. Religion consequently was not there what it has been in so
many other places -- a consecration of all that was once established,
and a barrier against further improvement. The remark of a
distinguished Hebrew, M. Salvador, that the Prophets were, in Church
and State, the equivalent of the modern liberty of the press, gives a
just but not an adequate conception of the part fulfilled in national
and universal history by this great element of Jewish life; by means of
which, the canon of inspiration never being complete, the persons most
eminent in genius and moral feeling could not only denounce and
reprobate, with the direct authority of the Almighty, whatever appeared
to them deserving of such treatment, but could give forth better and
higher interpretations of the national religion, which thenceforth
became part of the religion. Accordingly, whoever can divest himself of
the habit of reading the Bible as if it was one book, which until
lately was equally inveterate in Christians and in unbelievers, sees
with admiration the vast interval between the morality and religion of
the Pentateuch, or even of the historical books (the unmistakable work
of Hebrew Conservatives of the sacerdotal order), and the morality and
religion of the Prophecies: a distance as wide as between these last
and the Gospels. Conditions more favourable to Progress could not
easily exist: accordingly, the Jews, instead of being stationary like
other Asiatics, were, next to the Greeks, the most progressive people
of antiquity, and, jointly with them, have been the starting-point and
main propelling agency of modern cultivation.
It is, then, impossible to understand the question of the adaptation of
forms of government to states of society without taking into account
not only the next step, but all the steps which society has yet to
make; both those which can be foreseen, and the far wider indefinite
range which is at present out of sight. It follows, that to judge of
the merits of forms of government, an ideal must be constructed of the
form of government most eligible in itself, that is, which, if the
necessary conditions existed for giving effect to its beneficial
tendencies, would, more than all others, favour and promote not some
one improvement, but all forms and degrees of it. This having been
done, we must consider what are the mental conditions of all sorts,
necessary to enable this government to realise its tendencies, and
what, therefore, are the various defects by which a people is made
incapable of reaping its benefits. It would then be possible to
construct a theorem of the circumstances in which that form of
government may wisely be introduced; and also to judge, in cases in
which it had better not be introduced, what inferior forms of polity
will best carry those communities through the intermediate stages which
they must traverse before they can become fit for the best form of
government.
Of these inquiries, the last does not concern us here; but the first is
an essential part of our subject: for we may, without rashness, at once
enunciate a proposition, the proofs and illustrations of which will
present themselves in the ensuing pages; that this ideally best form of
government will be found in some one or other variety of the
Representative System.
IT HAS long (perhaps throughout the entire duration of British freedom)
been a common saying, that if a good despot could be ensured, despotic
monarchy would be the best form of government. I look upon this as a
radical and most pernicious misconception of what good government is;
which, until it can be got rid of, will fatally vitiate all our
speculations on government.
The supposition is, that absolute power, in the hands of an eminent
individual, would ensure a virtuous and intelligent performance of all
the duties of government. Good laws would be established and enforced,
bad laws would be reformed; the best men would be placed in all
situations of trust; justice would be as well administered, the public
burthens would be as light and as judiciously imposed, every branch of
administration would be as purely and as intelligently conducted, as
the circumstances of the country and its degree of intellectual and
moral cultivation would admit. I am willing, for the sake of the
argument, to concede all this; but I must point out how great the
concession is; how much more is needed to produce even an approximation
to these results than is conveyed in the simple expression, a good
despot. Their realisation would in fact imply, not merely a good
monarch, but an all-seeing one. He must be at all times informed
correctly, in considerable detail, of the conduct and working of every
branch of administration, in every district of the country, and must be
able, in the twenty-four hours per day which are all that is granted to
a king as to the humblest labourer, to give an effective share of
attention and superintendence to all parts of this vast field; or he
must at least be capable of discerning and choosing out, from among the
mass of his subjects, not only a large abundance of honest and able
men, fit to conduct every branch of public administration under
supervision and control, but also the small number of men of eminent
virtues and talents who can be trusted not only to do without that
supervision, but to exercise it themselves over others. So
extraordinary are the faculties and energies required for performing
this task in any supportable manner, that the good despot whom we are
supposing can hardly be imagined as consenting to undertake it, unless
as a refuge from intolerable evils, and a transitional preparation for
something beyond. But the argument can do without even this immense
item in the account. Suppose the difficulty vanquished. What should we
then have? One man of superhuman mental activity managing the entire
affairs of a mentally passive people. Their passivity is implied in the
very idea of absolute power. The nation as a whole, and every
individual composing it, are without any potential voice in their own
destiny. They exercise no will in respect to their collective
interests. All is decided for them by a will not their own, which it is
legally a crime for them to disobey.
What sort of human beings can be formed under such a regimen? What
development can either their thinking or their active faculties attain
under it? On matters of pure theory they might perhaps be allowed to
speculate, so long as their speculations either did not approach
politics, or had not the remotest connection with its practice. On
practical affairs they could at most be only suffered to suggest; and
even under the most moderate of despots, none but persons of already
admitted or reputed superiority could hope that their suggestions would
be known to, much less regarded by, those who had the management of
affairs. A person must have a very unusual taste for intellectual
exercise in and for itself, who will put himself to the trouble of
thought when it is to have no outward effect, or qualify himself for
functions which he has no chance of being allowed to exercise. The only
sufficient incitement to mental exertion, in any but a few minds in a
generation, is the prospect of some practical use to be made of its
results. It does not follow that the nation will be wholly destitute of
intellectual power. The common business of life, which must necessarily
be performed by each individual or family for themselves, will call
forth some amount of intelligence and practical ability, within a
certain narrow range of ideas. There may be a select class of savants,
who cultivate science with a view to its physical uses, or for the
pleasure of the pursuit. There will be a bureaucracy, and persons in
training for the bureaucracy, who will be taught at least some
empirical maxims of government and public administration. There may be,
and often has been, a systematic organisation of the best mental power
in the country in some special direction (commonly military) to promote
the grandeur of the despot. But the public at large remain without
information and without interest on all greater matters of practice;
or, if they have any knowledge of them, it is but a dilettante
knowledge, like that which people have of the mechanical arts who have
never handled a tool.
Nor is it only in their intelligence that they suffer. Their moral
capacities are equally stunted. Wherever the sphere of action of human
beings is artificially circumscribed, their sentiments are narrowed and
dwarfed in the same proportion. The food of feeling is action: even
domestic affection lives upon voluntary good offices. Let a person have
nothing to do for his country, and he will not care for it. It has been
said of old, that in a despotism there is at most but one patriot, the
despot himself; and the saying rests on a just appreciation of the
effects of absolute subjection, even to a good and wise master.
Religion remains: and here at least, it may be thought, is an agency
that may be relied on for lifting men's eyes and minds above the dust
at their feet. But religion, even supposing it to escape perversion for
the purposes of despotism, ceases in these circumstances to be a social
concern, and narrows into a personal affair between an individual and
his Maker, in which the issue at stake is but his private salvation.
Religion in this shape is quite consistent with the most selfish and
contracted egoism, and identifies the votary as little in feeling with
the rest of his kind as sensuality itself.
A good despotism means a government in which, so far as depends on the
despot, there is no positive oppression by officers of state, but in
which all the collective interests of the people are managed for them,
all the thinking that has relation to collective interests done for
them, and in which their minds are formed by, and consenting to, this
abdication of their own energies. Leaving things to the Government,
like leaving them to Providence, is synonymous with caring nothing
about them, and accepting their results, when disagreeable, as
visitations of Nature. With the exception, therefore, of a few studious
men who take an intellectual interest in speculation for its own sake,
the intelligence and sentiments of the whole people are given up to the
material interests, and, when these are provided for, to the amusement
and ornamentation, of private life. But to say this is to say, if the
whole testimony of history is worth anything, that the era of national
decline has arrived: that is, if the nation had ever attained anything
to decline from. If it has never risen above the condition of an
Oriental people, in that condition it continues to stagnate. But if,
like Greece or Rome, it had realised anything higher, through the
energy, patriotism, and enlargement of mind, which as national
qualities are the fruits solely of freedom, it relapses in a few
generations into the Oriental state. And that state does not mean
stupid tranquillity, with security against change for the worse; it
often means being overrun, conquered, and reduced to domestic slavery,
either by a stronger despot, or by the nearest barbarous people who
retain along with their savage rudeness the energies of freedom.
Such are not merely the natural tendencies, but the inherent
necessities of despotic government; from which there is no outlet,
unless in so far as the despotism consents not to be despotism; in so
far as the supposed good despot abstains from exercising his power,
and, though holding it in reserve, allows the general business of
government to go on as if the people really governed themselves.
However little probable it may be, we may imagine a despot observing
many of the rules and restraints of constitutional government. He might
allow such freedom of the press and of discussion as would enable a
public opinion to form and express itself on national affairs. He might
suffer local interests to be managed, without the interference of
authority, by the people themselves. He might even surround himself
with a council or councils of government, freely chosen by the whole or
some portion of the nation; retaining in his own hands the power of
taxation, and the supreme legislative as well as executive authority.
Were he to act thus, and so far abdicate as a despot, he would do away
with a considerable part of the evils characteristic of despotism.
Political activity and capacity for public affairs would no longer be
prevented from growing up in the body of the nation; and a public
opinion would form itself not the mere echo of the government. But such
improvement would be the beginning of new difficulties. This public
opinion, independent of the monarch's dictation, must be either with
him or against him; if not the one, it will be the other. All
governments must displease many persons, and these having now regular
organs, and being able to express their sentiments, opinions adverse to
the measures of government would often be expressed. What is the
monarch to do when these unfavourable opinions happen to be in the
majority? Is he to alter his course? Is he to defer to the nation? If
so, he is no longer a despot, but a constitutional king; an organ or
first minister of the people, distinguished only by being irremovable.
If not, he must either put down opposition by his despotic power, or
there will arise a permanent antagonism between the people and one man,
which can have but one possible ending. Not even a religious principle
of passive obedience and "right divine" would long ward off the natural
consequences of such a position. The monarch would have to succumb, and
conform to the conditions of constitutional royalty, or give place to
some one who would. The despotism, being thus chiefly nominal, would
possess few of the advantages supposed to belong to absolute monarchy;
while it would realise in a very imperfect degree those of a free
government; since however great an amount of liberty the citizens might
practically enjoy, they could never forget that they held it on
sufferance, and by a concession which under the existing constitution
of the state might at any moment be resumed; that they were legally
slaves, though of a prudent, or indulgent, master.
It is not much to be wondered at if impatient or disappointed
reformers, groaning under the impediments opposed to the most salutary
public improvements by the ignorance, the indifference, the
intractableness, the perverse obstinacy of a people, and the corrupt
combinations of selfish private interests armed with the powerful
weapons afforded by free institutions, should at times sigh for a
strong hand to bear down all these obstacles, and compel a recalcitrant
people to be better governed. But (setting aside the fact, that for one
despot who now and then reforms an abuse, there are ninety-nine who do
nothing but create them) those who look in any such direction for the
realisation of their hopes leave out of the idea of good government its
principal element, the improvement of the people themselves. One of the
benefits of freedom is that under it the ruler cannot pass by the
people's minds, and amend their affairs for them without amending them.
If it were possible for the people to be well governed in spite of
themselves, their good government would last no longer than the freedom
of a people usually lasts who have been liberated by foreign arms
without their own co-operation. It is true, a despot may educate the
people; and to do so really, would be the best apology for his
despotism. But any education which aims at making human beings other
than machines, in the long run makes them claim to have the control of
their own actions. The leaders of French philosophy in the eighteenth
century had been educated by the Jesuits. Even Jesuit education, it
seems, was sufficiently real to call forth the appetite for freedom.
Whatever invigorates the faculties, in however small a measure, creates
an increased desire for their more unimpeded exercise; and a popular
education is a failure, if it educates the people for any state but
that which it will certainly induce them to desire, and most probably
to demand.
I am far from condemning, in cases of extreme exigency, the assumption
of absolute power in the form of a temporary dictatorship. Free nations
have, in times of old, conferred such power by their own choice, as a
necessary medicine for diseases of the body politic which could not be
got rid of by less violent means. But its acceptance, even for a time
strictly limited, can only be excused, if, like Solon or Pittacus, the
dictator employs the whole power he assumes in removing the obstacles
which debar the nation from the enjoyment of freedom. A good despotism
is an altogether false ideal, which practically (except as a means to
some temporary purpose) becomes the most senseless and dangerous of
chimeras. Evil for evil, a good despotism, in a country at all advanced
in civilisation, is more noxious than a bad one; for it is far more
relaxing and enervating to the thoughts, feelings, and energies of the
people. The despotism of Augustus prepared the Romans for Tiberius. If
the whole tone of their character had not first been prostrated by
nearly two generations of that mild slavery, they would probably have
had spirit enough left to rebel against the more odious one.
There is no difficulty in showing that the ideally best form of
government is that in which the sovereignty, or supreme controlling
power in the last resort, is vested in the entire aggregate of the
community; every citizen not only having a voice in the exercise of
that ultimate sovereignty, but being, at least occasionally, called on
to take an actual part in the government, by the personal discharge of
some public function, local or general.
To test this proposition, it has to be examined in reference to the two
branches into which, as pointed out in the last chapter, the inquiry
into the goodness of a government conveniently divides itself, namely,
how far it promotes the good management of the affairs of society by
means of the existing faculties, moral, intellectual, and active, of
its various members, and what is its effect in improving or
deteriorating those faculties.
The ideally best form of government, it is scarcely necessary to say,
does not mean one which is practicable or eligible in all states of
civilisation, but the one which, in the circumstances in which it is
practicable and eligible, is attended with the greatest amount of
beneficial consequences, immediate and prospective. A completely
popular government is the only polity which can make out any claim to
this character. It is pre-eminent in both the departments between which
the excellence of a political constitution is divided. It is both more
favourable to present good government, and promotes a better and higher
form of national character, than any other polity whatsoever.
Its superiority in reference to present well-being rests upon two
principles, of as universal truth and applicability as any general
propositions which can be laid down respecting human affairs. The first
is, that the rights and interests of every or any person are only
secure from being disregarded when the person interested is himself
able, and habitually disposed, to stand up for them. The second is,
that the general prosperity attains a greater height, and is more
widely diffused, in proportion to the amount and variety of the
personal energies enlisted in promoting it.
Putting these two propositions into a shape more special to their
present application; human beings are only secure from evil at the
hands of others in proportion as they have the power of being, and are,
self-protecting; and they only achieve a high degree of success in
their struggle with Nature in proportion as they are self-dependent,
relying on what they themselves can do, either separately or in
concert, rather than on what others do for them.
The former proposition -- that each is the only safe guardian of his
own rights and interests -- is one of those elementary maxims of
prudence, which every person, capable of conducting his own affairs,
implicitly acts upon, wherever he himself is interested. Many, indeed,
have a great dislike to it as a political doctrine, and are fond of
holding it up to obloquy, as a doctrine of universal selfishness. To
which we may answer, that whenever it ceases to be true that mankind,
as a rule, prefer themselves to others, and those nearest to them to
those more remote, from that moment Communism is not only practicable,
but the only defensible form of society; and will, when that time
arrives, be assuredly carried into effect. For my own part, not
believing in universal selfishness, I have no difficulty in admitting
that Communism would even now be practicable among the elite of
mankind, and may become so among the rest. But as this opinion is
anything but popular with those defenders of existing institutions who
find fault with the doctrine of the general predominance of
self-interest, I am inclined to think they do in reality believe that
most men consider themselves before other people. It is not, however,
necessary to affirm even thus much in order to support the claim of all
to participate in the sovereign power. We need not suppose that when
power resides in an exclusive class, that class will knowingly and
deliberately sacrifice the other classes to themselves: it suffices
that, in the absence of its natural defenders, the interest of the
excluded is always in danger of being overlooked; and, when looked at,
is seen with very different eyes from those of the persons whom it
directly concerns.
In this country, for example, what are called the working classes may
be considered as excluded from all direct participation in the
government. I do not believe that the classes who do participate in it
have in general any intention of sacrificing the working classes to
themselves. They once had that intention; witness the persevering
attempts so long made to keep down wages by law. But in the present day
their ordinary disposition is the very opposite: they willingly make
considerable sacrifices, especially of their pecuniary interest, for
the benefit of the working classes, and err rather by too lavish and
indiscriminating beneficence; nor do I believe that any rulers in
history have been actuated by a more sincere desire to do their duty
towards the poorer portion of their countrymen. Yet does Parliament, or
almost any of the members composing it, ever for an instant look at any
question with the eyes of a working man? When a subject arises in which
the labourers as such have an interest, is it regarded from any point
of view but that of the employers of labour? I do not say that the
working men's view of these questions is in general nearer to the truth
than the other: but it is sometimes quite as near; and in any case it
ought to be respectfully listened to, instead of being, as it is, not
merely turned away from, but ignored. On the question of strikes, for
instance, it is doubtful if there is so much as one among the leading
members of either House who is not firmly convinced that the reason of
the matter is unqualifiedly on the side of the masters, and that the
men's view of it is simply absurd. Those who have studied the question
know well how far this is from being the case; and in how different,
and how infinitely less superficial a manner the point would have to be
argued, if the classes who strike were able to make themselves heard in
Parliament.
It is an adherent condition of human affairs that no intention, however
sincere, of protecting the interests of others can make it safe or
salutary to tie up their own hands. Still more obviously true is it,
that by their own hands only can any positive and durable improvement
of their circumstances in life be worked out. Through the joint
influence of these two principles, all free communities have both been
more exempt from social injustice and crime, and have attained more
brilliant prosperity, than any others, or than they themselves after
they lost their freedom. Contrast the free states of the world, while
their freedom lasted, with the cotemporary subjects of monarchical or
oligarchical despotism: the Greek cities with the Persian satrapies;
the Italian republics and the free towns of Flanders and Germany, with
the feudal monarchies of Europe; Switzerland, Holland, and England,
with Austria or anterevolutionary France. Their superior prosperity was
too obvious ever to have been gainsaid: while their superiority in good
government and social relations is proved by the prosperity, and is
manifest besides in every page of history. If we compare, not one age
with another, but the different governments which co-existed in the
same age, no amount of disorder which exaggeration itself can pretend
to have existed amidst the publicity of the free states can be compared
for a moment with the contemptuous trampling upon the mass of the
people which pervaded the whole life of the monarchical countries, or
the disgusting individual tyranny which was of more than daily
occurrence under the systems of plunder which they called fiscal
arrangements, and in the secrecy of their frightful courts of justice.
It must be acknowledged that the benefits of freedom, so far as they
have hitherto been enjoyed, were obtained by the extension of its
privileges to a part only of the community; and that a government in
which they are extended impartially to all is a desideratum still
unrealised. But though every approach to this has an independent value,
and in many cases more than an approach could not, in the existing
state of general improvement, be made, the participation of all in
these benefits is the ideally perfect conception of free government. In
proportion as any, no matter who, are excluded from it, the interests
of the excluded are left without the guarantee accorded to the rest,
and they themselves have less scope and encouragement than they might
otherwise have to that exertion of their energies for the good of
themselves and of the community, to which the general prosperity is
always proportioned.
Thus stands the case as regards present well-being; the good management
of the affairs of the existing generation. If we now pass to the
influence of the form of government upon character, we shall find the
superiority of popular government over every other to be, if possible,
still more decided and indisputable.
This question really depends upon a still more fundamental one, viz.,
which of two common types of character, for the general good of
humanity, it is most desirable should predominate -- the active, or the
passive type; that which struggles against evils, or that which endures
them; that which bends to circumstances, or that which endeavours to
make circumstances bend to itself.
The commonplaces of moralists, and the general sympathies of mankind,
are in favour of the passive type. Energetic characters may be admired,
but the acquiescent and submissive are those which most men personally
prefer. The passiveness of our neighbours increases our sense of
security, and plays into the hands of our wilfulness. Passive
characters, if we do not happen to need their activity, seem an
obstruction the less in our own path. A contented character is not a
dangerous rival. Yet nothing is more certain than that improvement in
human affairs is wholly the work of the uncontented characters; and,
moreover, that it is much easier for an active mind to acquire the
virtues of patience than for a passive one to assume those of energy.
Of the three varieties of mental excellence, intellectual, practical,
and moral, there never could be any doubt in regard to the first two
which side had the advantage. All intellectual superiority is the fruit
of active effort. Enterprise, the desire to keep moving, to be trying
and accomplishing new things for our own benefit or that of others, is
the parent even of speculative, and much more of practical, talent. The
intellectual culture compatible with the other type is of that feeble
and vague description which belongs to a mind that stops at amusement,
or at simple contemplation. The test of real and vigourous thinking,
the thinking which ascertains truths instead of dreaming dreams, is
successful application to practice. Where that purpose does not exist,
to give definiteness, precision, and an intelligible meaning to
thought, it generates nothing better than the mystical metaphysics of
the Pythagoreans or the Vedas. With respect to practical improvement,
the case is still more evident. The character which improves human life
is that which struggles with natural powers and tendencies, not that
which gives way to them. The self-benefiting qualities are all on the
side of the active and energetic character: and the habits and conduct
which promote the advantage of each individual member of the community
must be at least a part of those which conduce most in the end to the
advancement of the community as a whole.
But on the point of moral preferability, there seems at first sight to
be room for doubt. I am not referring to the religious feeling which
has so generally existed in favour of the inactive character, as being
more in harmony with the submission due to the divine will.
Christianity as well as other religions has fostered this sentiment;
but it is the prerogative of Christianity, as regards this and many
other perversions, that it is able to throw them off. Abstractedly from
religious considerations, a passive character, which yields to
obstacles instead of striving to overcome them, may not indeed be very
useful to others, no more than to itself, but it might be expected to
be at least inoffensive. Contentment is always counted among the moral
virtues. But it is a complete error to suppose that contentment is
necessarily or naturally attendant on passivity of character; and
useless it is, the moral consequences are mischievous. Where there
exists a desire for advantages not possessed, the mind which does not
potentially possess them by means of its own energies is apt to look
with hatred and malice on those who do. The person bestirring himself
with hopeful prospects to improve his circumstances is the one who
feels good-will towards others engaged in, or who have succeeded in,
the same pursuit. And where the majority are so engaged, those who do
not attain the object have had the tone given to their feelings by the
general habit of the country, and ascribe their failure to want of
effort or opportunity, or to their personal ill luck. But those who,
while desiring what others possess, put no energy into striving for it,
are either incessantly grumbling that fortune does not do for them what
they do not attempt to do for themselves, or overflowing with envy and
ill-will towards those who possess what they would like to have.
In proportion as success in life is seen or believed to be the fruit of
fatality or accident, and not of exertion, in that same ratio does envy
develop itself as a point of national character. The most envious of
all mankind are the Orientals. In Oriental moralists, in Oriental
tales, the envious man is remarkably prominent. In real life, he is the
terror of all who possess anything desirable, be it a palace, a
handsome child, or even good health and spirits: the supposed effect of
his mere look constitutes the all-pervading superstition of the evil
eye. Next to Orientals in envy, as in activity, are some of the
Southern Europeans. The Spaniards pursued all their great men with it,
embittered their lives, and generally succeeded in putting an early
stop to their successes.[1] With the French, who are essentially a
southern people, the double education of despotism and Catholicism has,
in spite of their impulsive temperament, made submission and endurance
the common character of the people, and their most received notion of
wisdom and excellence: and if envy of one another, and of all
superiority, is not more rife among them than it is, the circumstance
must be ascribed to the many valuable counteracting elements in the
French character, and most of all to the great individual energy which,
though less persistent and more intermittent than in the self-helping
and struggling Anglo-Saxons, has nevertheless manifested itself among
the French in nearly every direction in which the operation of their
institutions has been favourable to it.
There are, no doubt, in all countries, really contented characters, who
not merely do not seek, but do not desire, what they do not already
possess, and these naturally bear no ill-will towards such as have
apparently a more favoured lot. But the great mass of seeming
contentment is real discontent, combined with indolence or
self-indulgence, which, while taking no legitimate means of raising
itself, delights in bringing others down to its own level. And if we
look narrowly even at the cases of innocent contentment, we perceive
that they only win our admiration when the indifference is solely to
improvement in outward circumstances, and there is a striving for
perpetual advancement in spiritual worth, or at least a disinterested
zeal to benefit others. The contented man, or the contented family, who
have no ambition to make any one else happier, to promote the good of
their country or their neighbourhood, or to improve themselves in moral
excellence, excite in us neither admiration nor approval. We rightly
ascribe this sort of contentment to mere unmanliness and want of
spirit. The content which we approve is an ability to do cheerfully
without what cannot be had, a just appreciation of the comparative
value of different objects of desire, and a willing renunciation of the
less when incompatible with the greater. These, however, are
excellences more natural to the character, in proportion as it is
actively engaged in the attempt to improve its own or some other lot.
He who is continually measuring his energy against difficulties learns
what are the difficulties insuperable to him, and what are those which,
though he might overcome, the success is not worth the cost. He whose
thoughts and activities are all needed for, and habitually employed in,
practicable and useful enterprises, is the person of all others least
likely to let his mind dwell with brooding discontent upon things
either not worth attaining, or which are not so to him. Thus the
active, self-helping character is not only intrinsically the best, but
is the likeliest to acquire all that is really excellent or desirable
in the opposite type.
The striving, go-ahead character of England and the United States is
only a fit subject of disapproving criticism on account of the very
secondary objects on which it commonly expends its strength. In itself
it is the foundation of the best hopes for the general improvement of
mankind. It has been acutely remarked that whenever anything goes amiss
the habitual impulse of French people is to say, "ll faut de la
patience"; and of English people, "What a shame." The people who think
it a shame when anything goes wrong -- who rush to the conclusion that
the evil could and ought to have been prevented, are those who, in the
long run, do most to make the world better. If the desires are low
placed, if they extend to little beyond physical comfort, and the show
of riches, the immediate results of the energy will not be much more
than the continual extension of man's power over material objects; but
even this makes room, and prepares the mechanical appliances, for the
greatest intellectual and social achievements; and while the energy is
there, some persons will apply it, and it will be applied more and
more, to the perfecting not of outward circumstances alone, but of
man's inward nature. Inactivity, unaspiringness, absence of desire, are
a more fatal hindrance to improvement than any misdirection of energy;
and are that through which alone, when existing in the mass, any very
formidable misdirection by an energetic few becomes possible. It is
this, mainly, which retains in a savage or semi-savage state the great
majority of the human race.
Now there can be no kind of doubt that the passive type of character is
favoured by the government of one or a few, and the active self-helping
type by that of the Many. Irresponsible rulers need the quiescence of
the ruled more than they need any activity but that which they can
compel. Submissiveness to the prescriptions of men as necessities of
nature is the lesson inculcated by all governments upon those who are
wholly without participation in them. The will of superiors, and the
law as the will of superiors, must be passively yielded to. But no men
are mere instruments or materials in the hands of their rulers who have
will or spirit or a spring of internal activity in the rest of their
proceedings: and any manifestation of these qualities, instead of
receiving encouragement from despots, has to get itself forgiven by
them. Even when irresponsible rulers are not sufficiently conscious of
danger from the mental activity of their subjects to be desirous of
repressing it, the position itself is a repression. Endeavour is even
more effectually restrained by the certainty of its impotence than by
any positive discouragement. Between subjection to the will of others,
and the virtues of self-help and self-government, there is a natural
incompatibility. This is more or less complete, according as the
bondage is strained or relaxed. Rulers differ very much in the length
to which they carry the control of the free agency of their subjects,
or the supersession of it by managing their business for them. But the
difference is in degree, not in principle; and the best despots often
go the greatest lengths in chaining up the free agency of their
subjects. A bad despot, when his own personal indulgences have been
provided for, may sometimes be willing to let the people alone; but a
good despot insists on doing them good, by making them do their own
business in a better way than they themselves know of. The regulations
which restricted to fixed processes all the leading branches of French
manufactures were the work of the great Colbert.
Very different is the state of the human faculties where a human being
feels himself under no other external restraint than the necessities of
nature, or mandates of society which he has his share in imposing, and
which it is open to him, if he thinks them wrong, publicly to dissent
from, and exert himself actively to get altered. No doubt, under a
government partially popular, this freedom may be exercised even by
those who are not partakers in the full privileges of citizenship. But
it is a great additional stimulus to any one's self-help and
self-reliance when he starts from even ground, and has not to feel that
his success depends on the impression he can make upon the sentiments
and dispositions of a body of whom he is not one. It is a great
discouragement to an individual, and a still greater one to a class, to
be left out of the constitution; to be reduced to plead from outside
the door to the arbiters of their destiny, not taken into consultation
within. The maximum of the invigorating effect of freedom upon the
character is only obtained when the person acted on either is, or is
looking forward to becoming, a citizen as fully privileged as any
other.
What is still more important than even this matter of feeling is the
practical discipline which the character obtains from the occasional
demand made upon the citizens to exercise, for a time and in their
turn, some social function. It is not sufficiently considered how
little there is in most men's ordinary life to give any largeness
either to their conceptions or to their sentiments. Their work is a
routine; not a labour of love, but of self-interest in the most
elementary form, the satisfaction of daily wants; neither the thing
done, nor the process of doing it, introduces the mind to thoughts or
feelings extending beyond individuals; if instructive books are within
their reach, there is no stimulus to read them; and in most cases the
individual has no access to any person of cultivation much superior to
his own. Giving him something to do for the public, supplies, in a
measure, all these deficiencies. If circumstances allow the amount of
public duty assigned him to be considerable, it makes him an educated
man. Notwithstanding the defects of the social system and moral ideas
of antiquity, the practice of the dicastery and the ecclesia raised the
intellectual standard of an average Athenian citizen far beyond
anything of which there is yet an example in any other mass of men,
ancient or modern. The proofs of this are apparent in every page of our
great historian of Greece; but we need scarcely look further than to
the high quality of the addresses which their great orators deemed best
calculated to act with effect on their understanding and will. A
benefit of the same kind, though far less in degree, is produced on
Englishmen of the lower middle class by their liability to be placed on
juries and to serve parish offices; which, though it does not occur to
so many, nor is so continuous, nor introduces them to so great a
variety of elevated considerations, as to admit of comparison with the
public education which every citizen of Athens obtained from her
democratic institutions, must make them nevertheless very different
beings, in range of ideas and development of faculties, from those who
have done nothing in their lives but drive a quill, or sell goods over
a counter.
Still more salutary is the moral part of the instruction afforded by
the participation of the private citizen, if even rarely, in public
functions. He is called upon, while so engaged, to weigh interests not
his own; to be guided, in case of conflicting claims, by another rule
than his private partialities; to apply, at every turn, principles and
maxims which have for their reason of existence the common good: and he
usually finds associated with him in the same work minds more
familiarised than his own with these ideas and operations, whose study
it will be to supply reasons to his understanding, and stimulation to
his feeling for the general interest. He is made to feel himself one of
the public, and whatever is for their benefit to be for his benefit.
Where this school of public spirit does not exist, scarcely any sense
is entertained that private persons, in no eminent social situation,
owe any duties to society, except to obey the laws and submit to the
government. There is no unselfish sentiment of identification with the
public. Every thought or feeling, either of interest or of duty, is
absorbed in the individual and in the family. The man never thinks of
any collective interest, of any objects to be pursued jointly with
others, but only in competition with them, and in some measure at their
expense. A neighbour, not being an ally or an associate, since he is
never engaged in any common undertaking for joint benefit, is therefore
only a rival. Thus even private morality suffers, while public is
actually extinct. Were this the universal and only possible state of
things, the utmost aspirations of the lawgiver or the moralist could
only stretch to make the bulk of the community a flock of sheep
innocently nibbling the grass side by side.
From these accumulated considerations it is evident that the only
government which can fully satisfy all the exigencies of the social
state is one in which the whole people participate; that any
participation, even in the smallest public function, is useful; that
the participation should everywhere be as great as the general degree
of improvement of the community will allow; and that nothing less can
be ultimately desirable than the admission of all to a share in the
sovereign power of the state. But since all cannot, in a community
exceeding a single small town, participate personally in any but some
very minor portions of the public business, it follows that the ideal
type of a perfect government must be representative.
WE HAVE recognised in representative government the ideal type of the
most perfect polity, for which, in consequence, any portion of mankind
are better adapted in proportion to their degree of general
improvement. As they range lower and lower in development, that form of
government will be, generally speaking, less suitable to them; though
this is not true universally: for the adaptation of a people to
representative government does not depend so much upon the place they
occupy in the general scale of humanity as upon the degree in which
they possess certain special requisites; requisites, however, so
closely connected with their degree of general advancement, that any
variation between the two is rather the exception than the rule. Let us
examine at what point in the descending series representative
government ceases altogether to be admissible, either through its own
unfitness, or the superior fitness of some other regimen.
First, then, representative, like any other government, must be
unsuitable in any case in which it cannot permanently subsist -- i.e.
in which it does not fulfil the three fundamental conditions enumerated
in the first chapter. These were -- 1. That the people should be
willing to receive it. 2. That they should be willing and able to do
what is necessary for its preservation. 3. That they should be willing
and able to fulfil the duties and discharge the functions which it
imposes on them.
The willingness of the people to accept representative government only
becomes a practical question when an enlightened ruler, or a foreign
nation or nations who have gained power over the country, are disposed
to offer it the boon. To individual reformers the question is almost
irrelevant, since, if no other objection can be made to their
enterprise than that the opinion of the nation is not yet on their
side, they have the ready and proper answer, that to bring it over to
their side is the very end they aim at. When opinion is really adverse,
its hostility is usually to the fact of change, rather than to
representative government in itself. The contrary case is not indeed
unexampled; there has sometimes been a religious repugnance to any
limitation of the power of a particular line of rulers; but, in
general, the doctrine of passive obedience meant only submission to the
will of the powers that be, whether monarchical or popular. In any case
in which the attempt to introduce representative government is at all
likely to be made, indifference to it, and inability to understand its
processes and requirements, rather than positive opposition, are the
obstacles to be expected. These, however, are as fatal, and may be as
hard to be got rid of, as actual aversion; it being easier, in most
cases, to change the direction of an active feeling, than to create one
in a state previously passive. When a people have no sufficient value
for, and attachment to, a representative constitution, they have next
to no chance of retaining it. In every country, the executive is the
branch of the government which wields the immediate power, and is in
direct contact with the public; to it, principally, the hopes and fears
of individuals are directed, and by it both the benefits, and the
terrors and prestige, of government are mainly represented to the
public eye. Unless, therefore, the authorities whose office it is to
check the executive are backed by an effective opinion and feeling in
the country, the executive has always the means of setting them aside,
or compelling them to subservience, and is sure to be well supported in
doing so. Representative institutions necessarily depend for permanence
upon the readiness of the people to fight for them in case of their
being endangered. If too little valued for this, they seldom obtain a
footing at all, and if they do, are almost sure to be overthrown, as
soon as the head of the government, or any party leader who can muster
force for a coup de main, is willing to run some small risk for
absolute power.
These considerations relate to the first two causes of failure in a
representative government. The third is, when the people want either
the will or the capacity to fulfil the part which belongs to them in a
representative constitution. When nobody, or only some small fraction,
feels the degree of interest in the general affairs of the State
necessary to the formation of a public opinion, the electors will
seldom make any use of the right of suffrage but to serve their private
interest, or the interest of their locality, or of some one with whom
they are connected as adherents or dependents. The small class who, in
this state of public feeling, gain the command of the representative
body, for the most part use it solely as a means of seeking their
fortune. if the executive is weak, the country is distracted by mere
struggles for place; if strong, it makes itself despotic, at the cheap
price of appeasing the representatives, or such of them as are capable
of giving trouble, by a share of the spoil; and the only fruit produced
by national representation is, that in addition to those who really
govern, there is an assembly quartered on the public, and no abuse in
which a portion of the assembly are interested is at all likely to be
removed. When, however, the evil stops here, the price may be worth
paying, for the publicity and discussion which, though not an
invariable, are a natural accompaniment of any, even nominal,
representation. In the modern Kingdom of Greece, for example,[2] it can
hardly be doubted, that the placehunters who chiefly compose the
representative assembly, though they contribute little or nothing
directly to good government, nor even much temper the arbitrary power
of the executive, yet keep up the idea of popular rights, and conduce
greatly to the real liberty of the press which exists in that country.
This benefit, however, is entirely dependent on the co-existence with
the popular body of an hereditary king. If, instead of struggling for
the favours of the chief ruler, these selfish and sordid factions
struggled for the chief place itself, they would certainly, as in
Spanish America, keep the country in a state of chronic revolution and
civil war. A despotism, not even legal, but of illegal violence, would
be alternately exercised by a succession of political adventurers, and
the name and forms of representation would have no effect but to
prevent despotism from attaining the stability and security by which
alone its evils can be mitigated, or its few advantages realised.
The preceding are the cases in which representative government cannot
permanently exist. There are others in which it possibly might exist,
but in which some other form of government would be preferable. These
are principally when the people, in order to advance in civilisation,
have some lesson to learn, some habit not yet acquired, to the
acquisition of which representative government is likely to be an
impediment.
The most obvious of these cases is the one already considered, in which
the people have still to learn the first lesson of civilisation, that
of obedience. A race who have been trained in energy and courage by
struggles with Nature and their neighbours, but who have not yet
settled down into permanent obedience to any common superior, would be
little likely to acquire this habit under the collective government of
their own body. A representative assembly drawn from among themselves
would simply reflect their own turbulent insubordination. It would
refuse its authority to all proceedings which would impose, on their
savage independence, any improving restraint. The mode in which such
tribes are usually brought to submit to the primary conditions of
civilised society is through the necessities of warfare, and the
despotic authority indispensable to military command. A military leader
is the only superior to whom they will submit, except occasionally some
prophet supposed to be inspired from above, or conjurer regarded as
possessing miraculous power. These may exercise a temporary ascendancy,
but as it is merely personal, it rarely effects any change in the
general habits of the people, unless the prophet, like Mahomet, is also
a military chief, and goes forth the armed apostle of a new religion;
or unless the military chiefs ally themselves with his influence, and
turn it into a prop for their own government.
A people are no less unfitted for representative government by the
contrary fault to that last specified; by extreme passiveness, and
ready submission to tyranny. If a people thus prostrated by character
and circumstances could obtain representative institutions, they would
inevitably choose their tyrants as their representatives, and the yoke
would be made heavier on them by the contrivance which prima facie
might be expected to lighten it. On the contrary, many a people has
gradually emerged from this condition by the aid of a central
authority, whose position has made it the rival, and has ended by
making it the master, of the local despots, and which, above all, has
been single. French history, from Hugh Capet to Richelieu and Louis
XIV., is a continued example of this course of things. Even when the
King was scarcely so powerful as many of his chief feudatories, the
great advantage which he derived from being but one has been recognised
by French historians. To him the eyes of all the locally oppressed were
turned; he was the object of hope and reliance throughout the kingdom;
while each local potentate was only powerful within a more or less
confined space. At his hands, refuge and protection were sought from
every part of the country, against first one, then another, of the
immediate oppressors. His progress to ascendancy was slow; but it
resulted from successively taking advantage of opportunities which
offered themselves only to him. It was, therefore, sure; and, in
proportion as it was accomplished, it abated, in the oppressed portion
of the community, the habit of submitting to oppression. The king's
interest lay in encouraging all partial attempts on the part of the
serfs to emancipate themselves from their masters, and place themselves
in immediate subordination to himself. Under his protection numerous
communities were formed which knew no one above them but the King.
Obedience to a distant monarch is liberty itself compared with the
dominion of the lord of the neighbouring castle: and the monarch was
long compelled by necessities of position to exert his authority as the
ally, rather than the master, of the classes whom he had aided in
affecting their liberation. In this manner a central power, despotic in
principle though generally much restricted in practice, was mainly
instrumental in carrying the people through a necessary stage of
improvement, which representative government, if real, would most
likely have prevented them from entering upon. Nothing short of
despotic rule, or a general massacre, could have effected the
emancipation of the serfs in the Russian Empire.
The same passages of history forcibly illustrate another mode in which
unlimited monarchy overcomes obstacles to the progress of civilisation
which representative government would have had a decided tendency to
aggravate. One of the strongest hindrances to improvement, up to a
rather advanced stage, is an inveterate spirit of locality. Portions of
mankind, in many other respects capable of, and prepared for, freedom,
may be unqualified for amalgamating into even the smallest nation. Not
only may jealousies and antipathies repel them from one another, and
bar all possibility of voluntary union, but they may not yet have
acquired any of the feelings or habits which would make the union real,
supposing it to be nominally accomplished. They may, like the citizens
of an ancient community, or those of an Asiatic village, have had
considerable practice in exercising their faculties on village or town
interests, and have even realised a tolerably effective popular
government on that restricted scale, and may yet have but slender
sympathies with anything beyond, and no habit or capacity of dealing
with interests common to many such communities.
I am not aware that history furnishes any example in which a number of
these political atoms or corpuscles have coalesced into a body, and
learnt to feel themselves one people, except through previous
subjection to a central authority common to all.[3] It is through the
habit of deferring to that authority, entering into its plans and
subserving its purposes, that a people such as we have supposed receive
into their minds the conception of large interests, common to a
considerable geographical extent. Such interests, on the contrary, are
necessarily the predominant consideration in the mind of the central
ruler; and through the relations, more or less intimate, which he
progressively establishes with the localities, they become familiar to
the general mind. The most favourable concurrence of circumstances
under which this step in improvement could be made, would be one which
should raise up representative institutions without representative
government; a representative body, or bodies, drawn from the
localities, making itself the auxiliary and instrument of the central
power, but seldom attempting to thwart or control it. The people being
thus taken, as it were, into council, though not sharing the supreme
power, the political education given by the central authority is
carried home, much more effectually than it could otherwise be, to the
local chiefs and to the population generally; while, at the same time,
a tradition is kept up of government by general consent, or at least,
the sanction of tradition is not given to government without it, which,
when consecrated by custom, has so often put a bad end to a good
beginning, and is one of the most frequent causes of the sad fatality
which in most countries has stopped improvement in so early a stage,
because the work of some one period has been so done as to bar the
needful work of the ages following. Meanwhile, it may be laid down as a
political truth, that by irresponsible monarchy rather than by
representative government can a multitude of insignificant political
units be welded into a people, with common feelings of cohesion, power
enough to protect itself against conquest or foreign aggression, and
affairs sufficiently various and considerable of its own to occupy
worthily and expand to fit proportions the social and political
intelligence of the population.
For these several reasons, kingly government, free from the control
(though perhaps strengthened by the support) of representative
institutions, is the most suitable form of polity for the earliest
stages of any community, not excepting a city-community like those of
ancient Greece: where, accordingly, the government of kings, under some
real but no ostensible or constitutional control by public opinion, did
historically precede by an unknown and probably great duration all free
institutions, and gave place at last, during a considerable lapse of
time, to oligarchies of a few families.
A hundred other infirmities or short-comings in a people might be
pointed out, which pro tanto disqualify them from making the best use
of representative government; but in regard to these it is not equally
obvious that the government of One or a Few would have any tendency to
cure or alleviate the evil. Strong prejudices of any kind; obstinate
adherence to old habits; positive defects of national character, or
mere ignorance, and deficiency of mental cultivation, if prevalent in a
people, will be in general faithfully reflected in their representative
assemblies: and should it happen that the executive administration, the
direct management of public affairs, is in the hands of persons
comparatively free from these defects, more good would frequently be
done by them when not hampered by the necessity of carrying with them
the voluntary assent of such bodies. But the mere position of the
rulers does not in these, as it does in the other cases which we have
examined, of itself invest them with interests and tendencies operating
in the beneficial direction. From the general weaknesses of the people
or of the state of civilisation, the One and his counsellors, or the
Few, are not likely to be habitually exempt; except in the case of
their being foreigners, belonging to a superior people or a more
advanced state of society. Then, indeed, the rulers may be, to almost
any extent, superior in civilisation to those over whom they rule; and
subjection to a foreign government of this description, notwithstanding
its inevitable evils, is of ten of the greatest advantage to a people,
carrying them rapidly through several stages of progress, and clearing
away obstacles to improvement which might have lasted indefinitely if
the subject population had been left unassisted to its native
tendencies and chances. In a country not under the dominion of
foreigners, the only cause adequate to producing similar benefits is
the rare accident of a monarch of extraordinary genius. There have been
in history a few of these, who, happily for humanity, have reigned long
enough to render some of their improvements permanent, by leaving them
under the guardianship of a generation which had grown up under their
influence. Charlemagne may be cited as one instance; Peter the Great is
another. Such examples however are so unfrequent that they can only be
classed with the happy accidents which have so often decided at a
critical moment whether some leading portion of humanity should make a
sudden start, or sink back towards barbarism: chances like the
existence of Themistocles at the time of the Persian invasion, or of
the first or third William of Orange.
It would be absurd to construct institutions for the mere purpose of
taking advantage of such possibilities; especially as men of this
calibre, in any distinguished position, do not require despotic power
to enable them to exert great influence, as is evidenced by the three
last mentioned. The case most requiring consideration in reference to
institutions is the not very uncommon one in which a small but leading
portion of the population, from difference of race, more civilised
origin, or other peculiarities of circumstance, are markedly superior
in civilisation and general character to the remainder. Under those
conditions, government by the representatives of the mass would stand a
chance of depriving them of much of the benefit they might derive from
the greater civilisation of the superior ranks; while government by the
representatives of those ranks would probably rivet the degradation of
the multitude, and leave them no hope of decent treatment except by
ridding themselves of one of the most valuable elements of future
advancement. The best prospect of improvement for a people thus
composed lies in the existence of a constitutionally unlimited, or at
least a practically preponderant, authority in the chief ruler of the
dominant class. He alone has by his position an interest in raising and
improving the mass of whom he is not jealous, as a counterpoise to his
associates of whom he is. And if fortunate circumstances place beside
him, not as controllers but as subordinates, a body representative of
the superior caste, which by its objections and questionings, and by
its occasional outbreaks of spirit, keeps alive habits of collective
resistance, and may admit of being, in time and by degrees, expanded
into a really national representation (which is in substance the
history of the English Parliament), the nation has then the most
favourable prospects of improvement which can well occur to a community
thus circumstanced and constituted.
Among the tendencies which, without absolutely rendering a people unfit
for representative government, seriously incapacitate them from reaping
the full benefit of it, one deserves particular notice. There are two
states of the inclinations, intrinsically very different, but which
have something in common, by virtue of which they often coincide in the
direction they give to the efforts of individuals and of nations: one
is, the desire to exercise power over others; the other is
disinclination to have power exercised over themselves.
The difference between different portions of mankind in the relative
strength of these two dispositions is one of the most important
elements in their history. There are nations in whom the passion for
governing others is so much stronger than the desire of personal
independence, that for the mere shadow of the one they are found ready
to sacrifice the whole of the other. Each one of their number is
willing, like the private soldier in an army, to abdicate his personal
freedom of action into the hands of his general, provided the army is
triumphant and victorious, and he is able to flatter himself that he is
one of a conquering host, though the notion that he has himself any
share in the domination exercised over the conquered is an illusion. A
government strictly limited in its powers and attributions, required to
hold its hands from over-meddling, and to let most things go on without
its assuming the part of guardian or director, is not to the taste of
such a people. In their eyes the possessors of authority can hardly
take too much upon themselves, provided the authority itself is open to
general competition. An average individual among them prefers the
chance, however distant or improbable, of wielding some share of power
over his fellow citizens, above the certainty, to himself and others,
of having no unnecessary power exercised over them. These are the
elements of a people of place-hunters; in whom the course of politics
is mainly determined by place-hunting; where equality alone is cared
for, but not liberty; where the contests of political parties are but
struggles to decide whether the power of meddling in everything shall
belong to one class or another, perhaps merely to one knot of public
men or another; where the idea entertained of democracy is merely that
of opening offices to the competition of all instead of a few; where,
the more popular the institutions, the more innumerable are the places
created, and the more monstrous the over-government exercised by all
over each, and by the executive over all. It would be as unjust as it
would be ungenerous to offer this, or anything approaching to it, as an
unexaggerated picture of the French people; yet the degree in which
they do participate in this type of character has caused representative
government by a limited class to break down by excess of corruption,
and the attempt at representative government by the whole male
population to end in giving one man the power of consigning any number
of the rest, without trial, to Lambessa or Cayenne, provided he allows
all of them to think themselves not excluded from the possibility of
sharing his favours.
The point of character which, beyond any other, fits the people of this
country for representative government is that they have almost
universally the contrary characteristic. They are very jealous of any
attempt to exercise power over them not sanctioned by long usage and by
their own opinion of right; but they in general care very little for
the exercise of power over others. Not having the smallest sympathy
with the passion for governing, while they are but too well acquainted
with the motives of private interest from which that office is sought,
they prefer that it should be performed by those to whom it comes
without seeking, as a consequence of social position. If foreigners
understood this, it would account to them for some of the apparent
contradictions in the political feelings of Englishmen; their
unhesitating readiness to let themselves be governed by the higher
classes, coupled with so little personal subservience to them, that no
people are so fond of resisting authority when it oversteps certain
prescribed limits, or so determined to make their rulers always
remember that they will only be governed in the way they themselves
like best. Place-hunting, accordingly, is a form of ambition to which
the English, considered nationally, are almost strangers. If we except
the few families or connections of whom official employment lies
directly in the way, Englishmen's views of advancement in life take an
altogether different direction -- that of success in business, or in a
profession. They have the strongest distaste for any mere struggle for
office by political parties or individuals: and there are few things to
which they have a greater aversion than to the multiplication of public
employments: a thing, on the contrary, always popular with the
bureaucracy-ridden nations of the Continent, who would rather pay
higher taxes than diminish by the smallest fraction their individual
chances of a place for themselves or their relatives, and among whom a
cry for retrenchment never means abolition of offices, but the
reduction of the salaries of those which are too considerable for the
ordinary citizen to have any chance of being appointed to them.
IN TREATING of representative government, it is above all necessary to
keep in view the distinction between its idea or essence, and the
particular forms in which the idea has been clothed by accidental
historical developments, or by the notions current at some particular
period.
The meaning of representative government is, that the whole people, or
some numerous portion of them, exercise through deputies periodically
elected by themselves the ultimate controlling power, which, in every
constitution, must reside somewhere. This ultimate power they must
possess in all its completeness. They must be masters, whenever they
please, of all the operations of government. There is no need that the
constitutional law should itself give them this mastery. It does not in
the British Constitution. But what it does give practically amounts to
this. The power of final control is as essentially single, in a mixed
and balanced government, as in a pure monarchy or democracy. This is
the portion of truth in the opinion of the ancients, revived by great
authorities in our own time, that a balanced constitution is
impossible. There is almost always a balance, but the scales never hang
exactly even. Which of them preponderates is not always apparent on the
face of the political institutions. In the British Constitution, each
of the three co-ordinate members of the sovereignty is invested with
powers which, if fully exercised, would enable it to stop all the
machinery of government. Nominally, therefore, each is invested with
equal power of thwarting and obstructing the others: and if, by
exerting that power, any of the three could hope to better its
position, the ordinary course of human affairs forbids us to doubt that
the power would be exercised. There can be no question that the full
powers of each would be employed defensively if it found itself
assailed by one or both of the others. What then prevents the same
powers from being exerted aggressively? The unwritten maxims of the
Constitution -- in other words, the positive political morality of the
country: and this positive political morality is what we must look to,
if we would know in whom the really supreme power in the Constitution
resides.
By constitutional law, the Crown can refuse its assent to any Act of
Parliament, and can appoint to office and maintain in it any Minister,
in opposition to the remonstrances of Parliament. But the
constitutional morality of the country nullifies these powers,
preventing them from being ever used; and, by requiring that the head
of the Administration should always be virtually appointed by the House
of Commons, makes that body the real sovereign of the State. These
unwritten rules, which limit the use of lawful powers, are, however,
only effectual, and maintain themselves in existence, on condition of
harmonising with the actual distribution of real political strength.
There is in every constitution a strongest power -- one which would
gain the victory if the compromises by which the Constitution
habitually works were suspended and there came a trial of strength.
Constitutional maxims are adhered to, and are practically operative, so
long as they give the predominance in the Constitution to that one of
the powers which has the preponderance of active power out of doors.
This, in England, is the popular power. If, therefore, the legal
provisions of the British Constitution, together with the unwritten
maxims by which the conduct of the different political authorities is
in fact regulated, did not give to the popular element in the
Constitution that substantial supremacy over every department of the
government which corresponds to its real power in the country, the
Constitution would not possess the stability which characterises it;
either the laws or the unwritten maxims would soon have to be changed.
The British government is thus a representative government in the
correct sense of the term: and the powers which it leaves in hands not
directly accountable to the people can only be considered as
precautions which the ruling power is willing should be taken against
its own errors. Such precautions have existed in all well-constructed
democracies. The Athenian Constitution had many such provisions; and so
has that of the United States.
But while it is essential to representative government that the
practical supremacy in the state should reside in the representatives
of the people, it is an open question what actual functions, what
precise part in the machinery of government, shall be directly and
personally discharged by the representative body. Great varieties in
this respect are compatible with the essence of representative
government, provided the functions are such as secure to the
representative body the control of everything in the last resort.
There is a radical distinction between controlling the business of
government and actually doing it. The same person or body may be able
to control everything, but cannot possibly do everything; and in many
cases its control over everything will be more perfect the less it
personally attempts to do. The commander of an army could not direct
its movements effectually if he himself fought in the ranks, or led an
assault. It is the same with bodies of men. Some things cannot be done
except by bodies; other things cannot be well done by them. It is one
question, therefore, what a popular assembly should control, another
what it should itself do. It should, as we have already seen, control
all the operations of government. But in order to determine through
what channel this general control may most expediently be exercised,
and what portion of the business of government the representative
assembly should hold in its own hands, it is necessary to consider what
kinds of business a numerous body is competent to perform properly.
That alone which it can do well it ought to take personally upon
itself. With regard to the rest, its proper province is not to do it,
but to take means for having it well done by others.
For example, the duty which is considered as belonging more peculiarly
than any other to an assembly representative of the people, is that of
voting the taxes. Nevertheless, in no country does the representative
body undertake, by itself or its delegated officers, to prepare the
estimates. Though the supplies can only be voted by the House of
Commons, and though the sanction of the House is also required for the
appropriation of the revenues to the different items of the public
expenditure, it is the maxim and the uniform practice of the
Constitution that money can be granted only on the proposition of the
Crown. It has, no doubt, been felt, that moderation as to the amount,
and care and judgment in the detail of its application, can only be
expected when the executive government, through whose hands it is to
pass, is made responsible for the plans and calculations on which the
disbursements are grounded. Parliament, accordingly, is not expected,
nor even permitted, to originate directly either taxation or
expenditure. All it is asked for is its consent, and the sole power it
possesses is that of refusal.
The principles which are involved and recognised in this constitutional
doctrine, if followed as far as they will go, are a guide to the
limitation and definition of the general functions of representative
assemblies. In the first place, it is admitted in all countries in
which the representative system is practically understood, that
numerous representative bodies ought not to administer. The maxim is
grounded not only on the most essential principles of good government,
but on those of the successful conduct of business of any description.
No body of men, unless organised and under command, is fit for action,
in the proper sense. Even a select board, composed of few members, and
these specially conversant with the business to be done, is always an
inferior instrument to some one individual who could be found among
them, and would be improved in character if that one person were made
the chief, and all the others reduced to subordinates. What can be done
better by a body than by any individual is deliberation. When it is
necessary or important to secure hearing and consideration to many
conflicting opinions, a deliberative body is indispensable. Those
bodies, therefore, are frequently useful, even for administrative
business, but in general only as advisers; such business being, as a
rule, better conducted under the responsibility of one. Even a
joint-stock company has always in practice, if not in theory, a
managing director; its good or bad management depends essentially on
some one person's qualifications, and the remaining directors, when of
any use, are so by their suggestions to him, or by the power they
possess of watching him, and restraining or removing him in case of
misconduct. That they are ostensibly equal shares with him in the
management is no advantage, but a considerable set-off against any good
which they are capable of doing: it weakens greatly the sense in his
own mind, and in those of other people, of that individual
responsibility in which he should stand forth personally and
undividedly.
But a popular assembly is still less fitted to administer, or to
dictate in detail to those who have the charge of administration. Even
when honestly meant, the interference is almost always injurious. Every
branch of public administration is a skilled business, which has its
own peculiar principles and traditional rules, many of them not even
known, in any effectual way, except to those who have at some time had
a hand in carrying on the business, and none of them likely to be duly
appreciated by persons not practically acquainted with the department.
I do not mean that the transaction of public business has esoteric
mysteries, only to be understood by the initiated. Its principles are
all intelligible to any person of good sense, who has in his mind a
true picture of the circumstances and conditions to be dealt with: but
to have this he must know those circumstances and conditions; and the
knowledge does not come by intuition. There are many rules of the
greatest importance in every branch of public business (as there are in
every private occupation), of which a person fresh to the subject
neither knows the reason or even suspects the existence, because they
are intended to meet dangers or provide against inconveniences which
never entered into his thoughts. I have known public men, ministers, of
more than ordinary natural capacity, who on their first introduction to
a department of business new to them, have excited the mirth of their
inferiors by the air with which they announced as a truth hitherto set
at nought, and brought to light by themselves, something which was
probably the first thought of everybody who ever looked at the subject,
given up as soon as he had got on to a second. It is true that a great
statesman is he who knows when to depart from traditions, as well as
when to adhere to them. But it is a great mistake to suppose that he
will do this better for being ignorant of the traditions. No one who
does not thoroughly know the modes of action which common experience
has sanctioned is capable of judging of the circumstances which require
a departure from those ordinary modes of action. The interests
dependent on the acts done by a public department, the consequences
liable to follow from any particular mode of conducting it, require for
weighing and estimating them a kind of knowledge, and of specially
exercised judgment, almost as rarely found in those not bred to it, as
the capacity to reform the law in those who have not professionally
studied it.
All these difficulties are sure to be ignored by a representative
assembly which attempts to decide on special acts of administration. At
its best, it is inexperience sitting in judgment on experience,
ignorance on knowledge: ignorance which never suspecting the existence
of what it does not know, is equally careless and supercilious, making
light of, if not resenting, all pretensions to have a judgment better
worth attending to than its own. Thus it is when no interested motives
intervene: but when they do, the result is jobbery more unblushing and
audacious than the worst corruption which can well take place in a
public office under a government of publicity. It is not necessary that
the interested bias should extend to the majority of the assembly. In
any particular case it is of ten enough that it affects two or three of
their number. Those two or three will have a greater interest in
misleading the body, than any other of its members are likely to have
in putting it right. The bulk of the assembly may keep their hands
clean, but they cannot keep their minds vigilant or their judgments
discerning in matters they know nothing about; and an indolent
majority, like an indolent individual, belongs to the person who takes
most pains with it. The bad measures or bad appointments of a minister
may be checked by Parliament; and the interest of ministers in
defending, and of rival partisans in attacking, secures a tolerably
equal discussion: but quis custodiet custodes? who shall check the
Parliament? A minister, a head of an office, feels himself under some
responsibility. An assembly in such cases feels under no responsibility
at all: for when did any member of Parliament lose his seat for the
vote he gave on any detail of administration? To a minister, or the
head of an office, it is of more importance what will be thought of his
proceedings some time hence than what is thought of them at the
instant: but an assembly, if the cry of the moment goes with it,
however hastily raised or artificially stirred up, thinks itself and is
thought by everybody to be completely exculpated however disastrous may
be the consequences. Besides, an assembly never personally experiences
the inconveniences of its bad measures until they have reached the
dimensions of national evils. Ministers and administrators see them
approaching, and have to bear all the annoyance and trouble of
attempting to ward them off.
The proper duty of a representative assembly in regard to matters of
administration is not to decide them by its own vote, but to take care
that the persons who have to decide them shall be the proper persons.
Even this they cannot advantageously do by nominating the individuals.
There is no act which more imperatively requires to be performed under
a strong sense of individual responsibility than the nomination to
employments. The experience of every person conversant with public
affairs bears out the assertion, that there is scarcely any act
respecting which the conscience of an average man is less sensitive;
scarcely any case in which less consideration is paid to
qualifications, partly because men do not know, and partly because they
do not care for, the difference in qualifications between one person
and another. When a minister makes what is meant to be an honest
appointment, that is when he does not actually job it for his personal
connections or his party, an ignorant person might suppose that he
would try to give it to the person best qualified. No such thing. An
ordinary minister thinks himself a miracle of virtue if he gives it to
a person of merit, or who has a claim on the public on any account,
though the claim or the merit may be of the most opposite description
to that required. Il fallait un calculateur, ce fut un danseur qui
l'obtint, is hardly more of a caricature than in the days of Figaro;
and the minister doubtless thinks himself not only blameless but
meritorious if the man dances well. Besides, the qualifications which
fit special individuals for special duties can only be recognised by
those who know the individuals, or who make it their business to
examine and judge of persons from what they have done, or from the
evidence of those who are in a position to judge. When these
conscientious obligations are so little regarded by great public
officers who can be made responsible for their appointments, how must
it be with assemblies who cannot? Even now, the worst appointments are
those which are made for the sake of gaining support or disarming
opposition in the representative body: what might we expect if they
were made by the body itself? Numerous bodies never regard special
qualifications at all. Unless a man is fit for the gallows, he is
thought to be about as fit as other people for almost anything for
which he can offer himself as a candidate. When appointments made by a
public body are not decided, as they almost always are, by party
connection or private jobbing, a man is appointed either because he has
a reputation, often quite undeserved, for general ability, or
frequently for no better reason than that he is personally popular.
It has never been thought desirable that Parliament should itself
nominate even the members of a Cabinet. It is enough that it virtually
decides who shall be prime minister, or who shall be the two or three
individuals from whom the prime minister shall be chosen. In doing this
it merely recognises the fact that a certain person is the candidate of
the party whose general policy commands its support. In reality, the
only thing which Parliament decides is, which of two, or at most three,
parties or bodies of men, shall furnish the executive government: the
opinion of the party itself decides which of its members is fittest to
be placed at the head. According to the existing practice of the
British Constitution, these things seem to be on as good a footing as
they can be. Parliament does not nominate any minister, but the Crown
appoints the head of the administration in conformity to the general
wishes and inclinations manifested by Parliament, and the other
ministers on the recommendation of the chief; while every minister has
the undivided moral responsibility of appointing fit persons to the
other offices of administration which are not permanent. In a republic,
some other arrangement would be necessary: but the nearer it approached
in practice to that which has long existed in England, the more likely
it would be to work well. Either, as in the American republic, the head
of the Executive must be elected by some agency entirely independent of
the representative body; or the body must content itself with naming
the prime minister, and making him responsible for the choice of his
associates and subordinates. To all these considerations, at least
theoretically, I fully anticipate a general assent: though,
practically, the tendency is strong in representative bodies to
interfere more and more in the details of administration, by virtue of
the general law, that whoever has the strongest power is more and more
tempted to make an excessive use of it; and this is one of the
practical dangers to which the futurity of representative governments
will be exposed.
But it is equally true, though only of late and slowly beginning to be
acknowledged, that a numerous assembly is as little fitted for the
direct business of legislation as for that of administration. There is
hardly any kind of intellectual work which so much needs to be done,
not only by experienced and exercised minds, but by minds trained to
the task through long and laborious study, as the business of making
laws. This is a sufficient reason, were there no other, why they can
never be well made but by a committee of very few persons. A reason no
less conclusive is, that every provision of a law requires to be framed
with the most accurate and long-sighted perception of its effect on all
the other provisions; and the law when made should be capable of
fitting into a consistent whole with the previously existing laws. It
is impossible that these conditions should be in any degree fulfilled
when laws are voted clause by clause in a miscellaneous assembly. The
incongruity of such a mode of legislating would strike all minds, were
it not that our laws are already, as to form and construction, such a
chaos, that the confusion and contradiction seem incapable of being
made greater by any addition to the mass.
Yet even now, the utter unfitness of our legislative machinery for its
purpose is making itself practically felt every year more and more. The
mere time necessarily occupied in getting through Bills renders
Parliament more and more incapable of passing any, except on detached
and narrow points. If a Bill is prepared which even attempts to deal
with the whole of any subject (and it is impossible to legislate
properly on any part without having the whole present to the mind), it
hangs over from session to session through sheer impossibility of
finding time to dispose of it. It matters not though the Bill may have
been deliberately drawn up by the authority deemed the best qualified,
with all appliances and means to boot; or by a select commission,
chosen for their conversancy with the subject, and having employed
years in considering and digesting the particular measure; it cannot be
passed, because the House of Commons will not forego the precious
privilege of tinkering it with their clumsy hands. The custom has of
late been to some extent introduced, when the principle of a Bill has
been affirmed on the second reading, of referring it for consideration
in detail to a Select Committee: but it has not been found that this
practice causes much less time to be lost afterwards in carrying it
through the Committee of the whole House: the opinions or private
crotchets which have been overruled by knowledge always insist on
giving themselves a second chance before the tribunal of ignorance.
Indeed, the practice itself has been adopted principally by the House
of Lords, the members of which are less busy and fond of meddling, and
less jealous of the importance of their individual voices, than those
of the elective House. And when a Bill of many clauses does succeed in
getting itself discussed in detail, what can depict the state in which
it comes out of Committee! Clauses omitted which are essential to the
working of the rest; incongruous ones inserted to conciliate some
private interest, or some crotchety member who threatens to delay the
Bill; articles foisted in on the motion of some sciolist with a mere
smattering of the subject, leading to consequences which the member who
introduced or those who supported the Bill did not at the moment
foresee, and which need an amending Act in the next session to correct
their mischiefs.
It is one of the evils of the present mode of managing these things
that the explaining and defending of a Bill, and of its various
provisions, is scarcely ever performed by the person from whose mind
they emanated, who probably has not a seat in the House. Their defence
rests upon some minister or member of Parliament who did not frame
them, who is dependent on cramming for all his arguments but those
which are perfectly obvious, who does not know the full strength of his
case, nor the best reasons by which to support it, and is wholly
incapable of meeting unforeseen objections. This evil, as far as
Government bills are concerned, admits of remedy, and has been remedied
in some representative constitutions, by allowing the Government to be
represented in either House by persons in its confidence, having a
right to speak, though not to vote.
If that, as yet considerable, majority of the House of Commons who
never desire to move an amendment or make a speech would no longer
leave the whole regulation of business to those who do; if they would
bethink themselves that better qualifications for legislation exist,
and may be found if sought for, than a fluent tongue and the faculty of
getting elected by a constituency; it would soon be recognised that, in
legislation as well as administration, the only task to which a
representative assembly can possibly be competent is not that of doing
the work, but of causing it to be done; of determining to whom or to
what sort of people it shall be confided, and giving or withholding the
national sanction to it when performed. Any government fit for a high
state of civilisation would have as one of its fundamental elements a
small body, not exceeding in number the members of a Cabinet, who
should act as a Commission of legislation, having for its appointed
office to make the laws. If the laws of this country were, as surely
they will soon be, revised and put into a connected form, the
Commission of Codification by which this is effected should remain as a
permanent institution, to watch over the work, protect it from
deterioration, and make further improvements as often as required. No
one would wish that this body should of itself have any power of
enacting laws: the Commission would only embody the element of
intelligence in their construction; Parliament would represent that of
will. No measure would become a law until expressly sanctioned by
Parliament: and Parliament, or either House, would have the power not
only of rejecting but of sending back a Bill to the Commission for
reconsideration or improvement. Either House might also exercise its
initiative, by referring any subject to the Commission, with directions
to prepare a law. The Commission, of course, would have no power of
refusing its instrumentality to any legislation which the country
desired. Instructions, concurred in by both Houses, to draw up a Bill
which should effect a particular purpose, would be imperative on the
Commissioners, unless they preferred to resign their office. Once
framed, however, Parliament should have no power to alter the measure,
but solely to pass or reject it; or, if partially disapproved of, remit
it to the Commission for reconsideration. The Commissioners should be
appointed by the Crown, but should hold their offices for a time
certain, say five years, unless removed on an address from the two
Houses of Parliament, grounded either on personal misconduct (as in the
case of judges), or on refusal to draw up a Bill in obedience to the
demands of Parliament. At the expiration of the five years a member
should cease to hold office unless reappointed, in order to provide a
convenient mode of getting rid of those who had not been found equal to
their duties, and of infusing new and younger blood into the body.
The necessity of some provision corresponding to this was felt even in
the Athenian Democracy, where, in the time of its most complete
ascendancy, the popular Ecclesia could pass Psephisms (mostly decrees
on single matters of policy), but laws, so called, could only be made
or altered by a different and less numerous body, renewed annually,
called the Nomothetae, whose duty it also was to revise the whole of
the laws, and keep them consistent with one another. In the English
Constitution there is great difficulty in introducing any arrangement
which is new both in form and in substance, but comparatively little
repugnance is felt to the attainment of new purposes by an adaptation
of existing forms and traditions.
It appears to me that the means might be devised of enriching the
Constitution with this great improvement through the machinery of the
House of Lords. A Commission for preparing Bills would in itself be no
more an innovation on the Constitution than the Board for the
administration of the Poor Laws, or the Inclosure Commission. If, in
consideration of the great importance and dignity of the trust, it were
made a rule that every person appointed a member of the Legislative
Commission, unless removed from office on an address from Parliament,
should be a Peer for life, it is probable that the same good sense and
taste which leave the judicial functions of the Peerage practically to
the exclusive care of the law lords, would leave the business of
legislation, except on questions involving political principles and
interests, to the professional legislators; that Bills originating in
the Upper House would always be drawn up by them; that the Government
would devolve on them the framing of all its Bills; and that private
members of the House of Commons would gradually find it convenient, and
likely to facilitate the passing of their measures through the two
Houses, if instead of bringing in a Bill and submitting it directly to
the House, they obtained leave to introduce it and have it referred to
the Legislative Commission. For it would, of course, be open to the
House to refer for the consideration of that body not a subject merely,
but any specific proposal, or a Draft of a Bill in extenso, when any
member thought himself capable of preparing one such as ought to pass;
and the House would doubtless refer every such draft to the Commission,
if only as materials, and for the benefit of the suggestions it might
contain: as they would, in like manner, refer every amendment or
objection which might be proposed in writing by any member of the House
after a measure had left the Commissioners' hands. The alteration of
Bills by a Committee of the whole House would cease, not by formal
abolition, but by desuetude; the right not being abandoned, but laid up
in the same armoury with the royal veto, the right of withholding the
supplies, and other ancient instruments of political warfare, which no
one desires to see used, but no one likes to part with, lest they
should any time be found to be still needed in an extraordinary
emergency. By such arrangements as these, legislation would assume its
proper place as a work of skilled labour and special study and
experience; while the most important liberty of the nation, that of
being governed only by laws assented to by its elected representatives,
would be fully preserved, and made more valuable by being detached from
the serious, but by no means unavoidable, drawbacks which now accompany
it in the form of ignorant and ill-considered legislation.
Instead of the function of governing, for which it is radically unfit,
the proper office of a representative assembly is to watch and control
the government: to throw the light of publicity on its acts: to compel
a full exposition and justification of all of them which any one
considers questionable; to censure them if found condemnable, and, if
the men who compose the government abuse their trust, or fulfil it in a
manner which conflicts with the deliberate sense of the nation, to
expel them from office, and either expressly or virtually appoint their
successors. This is surely ample power, and security enough for the
liberty of the nation. In addition to this, the Parliament has an
office, not inferior even to this in importance; to be at once the
nation's Committee of Grievances, and its Congress of Opinions; an
arena in which not only the general opinion of the nation, but that of
every section of it, and as far as possible of every eminent individual
whom it contains, can produce itself in full light and challenge
discussion; where every person in the country may count upon finding
somebody who speaks his mind, as well or better than he could speak it
himself -- not to friends and partisans exclusively, but in the face of
opponents, to be tested by adverse controversy; where those whose
opinion is overruled, feel satisfied that it is heard, and set aside
not by a mere act of will, but for what are thought superior reasons,
and commend themselves as such to the representatives of the majority
of the nation; where every party or opinion in the country can muster
its strength, and be cured of any illusion concerning the number or
power of its adherents; where the opinion which prevails in the nation
makes itself manifest as prevailing, and marshals its hosts in the
presence of the government, which is thus enabled and compelled to give
way to it on the mere manifestation, without the actual employment, of
its strength; where statesmen can assure themselves, far more certainly
than by any other signs, what elements of opinion and power are
growing, and what declining, and are enabled to shape their measures
with some regard not solely to present exigencies, but to tendencies in
progress.
Representative assemblies are often taunted by their enemies with being
places of mere talk and bavardage. There has seldom been more misplaced
derision. I know not how a representative assembly can more usefully
employ itself than in talk, when the subject of talk is the great
public interests of the country, and every sentence of it represents
the opinion either of some important body of persons in the nation, or
of an individual in whom some such body have reposed their confidence.
A place where every interest and shade of opinion in the country can
have its cause even passionately pleaded, in the face of the government
and of all other interests and opinions, can compel them to listen, and
either comply, or state clearly why they do not, is in itself, if it
answered no other purpose, one of the most important political
institutions that can exist anywhere, and one of the foremost benefits
of free government. Such "talking" would never be looked upon with
disparagement if it were not allowed to stop "doing"; which it never
would, if assemblies knew and acknowledged that talking and discussion
are their proper business, while doing, as the result of discussion, is
the task not of a miscellaneous body, but of individuals specially
trained to it; that the fit office of an assembly is to see that those
individuals are honestly and intelligently chosen, and to interfere no
further with them, except by unlimited latitude of suggestion and
criticism, and by applying or withholding the final seal of national
assent. It is for want of this judicious reserve that popular
assemblies attempt to do what they cannot do well -- to govern and
legislate -- and provide no machinery but their own for much of it,
when of course every hour spent in talk is an hour withdrawn from
actual business.
But the very fact which most unfits such bodies for a Council of
Legislation qualifies them the more for their other office -- namely,
that they are not a selection of the greatest political minds in the
country, from whose opinions little could with certainty be inferred
concerning those of the nation, but are, when properly constituted, a
fair sample of every grade of intellect among the people which is at
all entitled to a voice in public affairs. Their part is to indicate
wants, to be an organ for popular demands, and a place of adverse
discussion for all opinions relating to public matters, both great and
small; and, along with this, to check by criticism, and eventually by
withdrawing their support, those high public officers who really
conduct the public business, or who appoint those by whom it is
conducted. Nothing but the restriction of the function of
representative bodies within these rational limits will enable the
benefits of popular control to be enjoyed in conjunction with the no
less important requisites (growing ever more important as human affairs
increase in scale and in complexity) of skilled legislation and
administration. There are no means of combining these benefits except
by separating the functions which guarantee the one from those which
essentially require the other; by disjoining the office of control and
criticism from the actual conduct of affairs, and devolving the former
on the representatives of the Many, while securing for the latter,
under strict responsibility to the nation, the acquired knowledge and
practised intelligence of a specially trained and experienced Few.
The preceding discussion of the functions which ought to devolve on the
sovereign representative assembly of the nation would require to be
followed by an inquiry into those properly vested in the minor
representative bodies, which ought to exist for purposes that regard
only localities. And such an inquiry forms an essential part of the
present treatise; but many reasons require its postponement, until we
have considered the most proper composition of the great representative
body, destined to control as sovereign the enactment of laws and the
administration of the general affairs of the nation.
THE DEFECTS of any form of government may be either negative or
positive. It is negatively defective if it does not concentrate in the
hands of the authorities power sufficient to fulfil the necessary
offices of a government; or if it does not sufficiently develop by
exercise the active capacities and social feelings of the individual
citizens. On neither of these points is it necessary that much should
be said at this stage of our inquiry.
The want of an amount power in the government, adequate to preserve
order and allow of progress in the people, is incident rather to a wild
and rude state of society generally, than to any particular form of
political union. When the people are too much attached to savage
independence to be tolerant of the amount of power to which it is for
their good that they should be subject, the state of society (as
already observed) is not yet ripe for representative government. When
the time for that government has arrived, sufficient power for all
needful purposes is sure to reside in the sovereign assembly; and if
enough of it is not entrusted to the executive, this can only arise
from a jealous feeling on the part of the assembly towards the
administration, never likely to exist but where the constitutional
power of the assembly to turn them out of office has not yet
sufficiently established itself. Wherever that constitutional right is
admitted in principle, and fully operative in practice, there is no
fear that the assembly will not be willing to trust its own ministers
with any amount of power really desirable; the danger is, on the
contrary, lest they should grant it too ungrudgingly, and too
indefinite in extent, since the power of the minister is the power of
the body who make and who keep him so. It is, however, very likely, and
is one of the dangers of a controlling assembly, that it may be lavish
of powers, but afterwards interfere with their exercise; may give power
by wholesale, and take it back in detail, by multiplied single acts of
interference in the business of administration. The evils arising from
this assumption of the actual function of governing, in lieu of that of
criticising and checking those who govern, have been sufficiently dwelt
upon in the preceding chapter. No safeguard can in the nature of things
be provided against this improper meddling, except a strong and general
conviction of its injurious character.
The other negative defect which may reside in a government, that of not
bringing into sufficient exercise the individual faculties, moral,
intellectual, and active, of the people, has been exhibited generally
in setting forth the distinctive mischiefs of despotism. As between one
form of popular government and another, the advantage in this respect
lies with that which most widely diffuses the exercise of public
functions; on the one hand, by excluding fewest from the suffrage; on
the other, by opening to all classes of private citizens, so far as is
consistent with other equally important objects, the widest
participation in the details of judicial and administrative business;
as by jury trial, admission to municipal offices, and above all by the
utmost possible publicity and liberty of discussion, whereby not merely
a few individuals in succession, but the whole public, are made, to a
certain extent, participants in the government, and sharers in the
instruction and mental exercise derivable from it. The further
illustration of these benefits, as well as of the limitations under
which they must be aimed at, will be better deferred until we come to
speak of the details of administration.
The positive evils and dangers of the representative, as of every other
form of government, may be reduced to two heads: first, general
ignorance and incapacity, or, to speak more moderately, insufficient
mental qualifications, in the controlling body; secondly, the danger of
its being under the influence of interests not identical with the
general welfare of the community.
The former of these evils, deficiency in high mental qualifications, is
one to which it is generally supposed that popular government is liable
in a greater degree than any other. The energy of a monarch, the
steadiness and prudence of an aristocracy, are thought to contrast most
favourably with the vacillation and shortsightedness of even a
qualified democracy. These propositions, however, are not by any means
so well founded as they at first sight appear.
Compared with simple monarchy, representative government is in these
respects at no disadvantage. Except in a rude age, hereditary monarchy,
when it is really such, and not aristocracy in disguise, far surpasses
democracy in all the forms of incapacity supposed to be characteristic
of the last. I say, except in a rude age, because in a really rude
state of society there is a considerable guarantee for the intellectual
and active capacities of the sovereign. His personal will is constantly
encountering obstacles from the wilfulness of his subjects, and of
powerful individuals among their number. The circumstances of society
do not afford him much temptation to mere luxurious self-indulgence;
mental and bodily activity, especially political and military, are his
principal excitements; and among turbulent chiefs and lawless followers
he has little authority, and is seldom long secure even of his throne,
unless he possesses a considerable amount of personal daring,
dexterity, and energy. The reason why the average of talent is so high
among the Henries and Edwards of our history may be read in the
tragical fate of the second Edward and the second Richard, and the
civil wars and disturbances of the reigns of John and his incapable
successor. The troubled period of the Reformation also produced several
eminent hereditary monarchs, Elizabeth, Henri Quatre, Gustavus
Adolphus; but they were mostly bred up in adversity, succeeded to the
throne by the unexpected failure of nearer heirs, or had to contend
with great difficulties in the commencement of their reign. Since
European life assumed a settled aspect, anything above mediocrity in an
hereditary king has become extremely rare, while the general average
has been even below mediocrity, both in talent and in vigour of
character. A monarchy constitutionally absolute now only maintains
itself in existence (except temporarily in the hands of some
active-minded usurper) through the mental qualifications of a permanent
bureaucracy. The Russian and Austrian Governments, and even the French
Government in its normal condition, are oligarchies of officials, of
whom the head of the State does little more than select the chiefs. I
am speaking of the regular course of their administration; for the will
of the master of course determines many of their particular acts.
The governments which have been remarkable in history for sustained
mental ability and vigour in the conduct of affairs have generally been
aristocracies. But they have been, without any exception, aristocracies
of public functionaries. The ruling bodies have been so narrow, that
each member, or at least each influential member, of the body, was able
to make and did make, public business an active profession, and the
principal occupation of his life. The only aristocracies which have
manifested high governing capacities, and acted on steady maxims of
policy, through many generations, are those of Rome and Venice. But, at
Venice, though the privileged order was numerous, the actual management
of affairs was rigidly concentrated in a small oligarchy within the
oligarchy, whose whole lives were devoted to the study and conduct of
the affairs of the state. The Roman government partook more of the
character of an open aristocracy like our own. But the really governing
body, the Senate, was in general exclusively composed of persons who
had exercised public functions, and had either already filled or were
looking forward to fill the higher offices of the state, at the peril
of a severe responsibility in case of incapacity and failure. When once
members of the Senate, their lives were pledged to the conduct of
public affairs; they were not permitted even to leave Italy except in
the discharge of some public trust; and unless turned out of the Senate
by the censors for character or conduct deemed disgraceful, they
retained their powers and responsibilities to the end of life. In an
aristocracy thus constituted, every member felt his personal importance
entirely bound up with the dignity and estimation of the commonwealth
which he administered, and with the part he was able to play in its
councils. This dignity and estimation were quite different things from
the prosperity or happiness of the general body of the citizens, and
were often wholly incompatible with it. But they were closely linked
with the external success and aggrandisement of the State: and it was,
consequently, in the pursuit of that object almost exclusively that
either the Roman or the Venetian aristocracies manifested the
systematically wise collective policy, and the great individual
capacities for government, for which history has deservedly given them
credit.
It thus appears that the only governments, not representative, in which
high political skill and ability have been other than exceptional,
whether under monarchical or aristocratic forms, have been essentially
bureaucracies. The work of government has been in the hands of
governors by profession; which is the essence and meaning of
bureaucracy. Whether the work is done by them because they have been
trained to it, or they are trained to it because it is to be done by
them, makes a great difference in many respects, but none at all as to
the essential character of the rule. Aristocracies, on the other hand,
like that of England, in which the class who possessed the power
derived it merely from their social position, without being specially
trained or devoting themselves exclusively to it (and in which,
therefore, the power was not exercised directly, but through
representative institutions oligarchically constituted) have been, in
respect to intellectual endowments, much on a par with democracies;
that is, they have manifested such qualities in any considerable degree
only during the temporary ascendancy which great and popular talents,
united with a distinguished position, have given to some one man.
Themistocles and Pericles, Washington and Jefferson, were not more
completely exceptions in their several democracies, and were assuredly
much more splendid exceptions, than the Chathams and Peels of the
representative aristocracy of Great Britain, or even the Sullys and
Colberts of the aristocratic monarchy of France. A great minister, in
the aristocratic governments of modern Europe, is almost as rare a
phenomenon as a great king.
The comparison, therefore, as to the intellectual attributes of a
government, has to be made between a representative democracy and a
bureaucracy; all other governments may be left out of the account. And
here it must be acknowledged that a bureaucratic government has, in
some important respects, greatly the advantage. It accumulates
experience, acquires well-tried and well-considered traditional maxims,
and makes provision for appropriate practical knowledge in those who
have the actual conduct of affairs. But it is not equally favourable to
individual energy of mind. The disease which afflicts bureaucratic
governments, and which they usually die of, is routine. They perish by
the immutability of their maxims; and, still more, by the universal law
that whatever becomes a routine loses its vital principle, and having
no longer a mind acting within it, goes on revolving mechanically
though the work it is intended to do remains undone. A bureaucracy
always tends to become a pedantocracy. When the bureaucracy is the real
government, the spirit of the corps (as with the Jesuits) bears down
the individuality of its more distinguished members. In the profession
of government, as in other professions, the sole idea of the majority
is to do what they have been taught; and it requires a popular
government to enable the conceptions of the man of original genius
among them to prevail over the obstructive spirit of trained
mediocrity. Only in a popular government (setting apart the accident of
a highly intelligent despot) could Sir Rowland Hill have been
victorious over the Post Office. A popular government installed him in
the Post Office, and made the body, in spite of itself, obey the
impulse given by the man who united special knowledge with individual
vigour and originality. That the Roman aristocracy escaped this
characteristic disease of a bureaucracy was evidently owing to its
popular element. All special offices, both those which gave a seat in
the Senate and those which were sought by senators, were conferred by
popular election. The Russian government is a characteristic
exemplification of both the good and bad side of bureaucracy; its fixed
maxims, directed with Roman perseverance to the same
unflinchingly-pursued ends from age to age; the remarkable skill with
which those ends are generally pursued; the frightful internal
corruption, and the permanent organised hostility to improvements from
without, which even the autocratic power of a vigorous-minded Emperor
is seldom or never sufficient to overcome; the patient obstructiveness
of the body being in the long run more than a match for the fitful
energy of one man. The Chinese Government, a bureaucracy of Mandarins,
is, as far as known to us, another apparent example of the same
qualities and defects.
In all human affairs conflicting influences are required to keep one
another alive and efficient even for their own proper uses; and the
exclusive pursuit of one good object, apart from some other which
should accompany it, ends not in excess of one and defect of the other,
but in the decay and loss even of that which has been exclusively cared
for. Government by trained officials cannot do, for a country, the
things which can be done by a free government; but it might be supposed
capable of doing some things which free government, of itself, cannot
do. We find, however, that an outside element of freedom is necessary
to enable it to do effectually or permanently even its own business.
And so, also, freedom cannot produce its best effects, and often breaks
down altogether, unless means can be found of combining it with trained
and skilled administration. There could not be a moment's hesitation
between representative government, among a people in any degree ripe
for it, and the most perfect imaginable bureaucracy. But it is, at the
same time, one of the most important ends of political institutions, to
attain as many of the qualities of the one as are consistent with the
other; to secure, as far as they can be made compatible, the great
advantage of the conduct of affairs by skilled persons, bred to it as
an intellectual profession, along with that of a general control vested
in, and seriously exercised by, bodies representative of the entire
people. Much would be done towards this end by recognising the line of
separation, discussed in the preceding chapter, between the work of
government properly so called, which can only be well performed after
special cultivation, and that of selecting, watching, and, when
needful, controlling the governors, which in this case, as in others,
properly devolves, not on those who do the work, but on those for whose
benefit it ought to be done. No progress at all can be made towards
obtaining a skilled democracy unless the democracy are willing that the
work which requires skill should be done by those who possess it. A
democracy has enough to do in providing itself with an amount of mental
competency sufficient for its own proper work, that of superintendence
and check.
How to obtain and secure this amount is one of the questions to taken
into consideration in judging of the proper constitution of a
representative body. In proportion as its composition fails to secure
this amount, the assembly will encroach, by special acts, on the
province of the executive; it will expel a good, or elevate and uphold
a bad, ministry; it will connive at, or overlook in them, abuses of
trust, will be deluded by their false pretences, or will withhold
support from those who endeavour to fulfil their trust conscientiously;
it will countenance, or impose, a selfish, a capricious and impulsive,
a short-sighted, ignorant, and prejudiced general policy, foreign and
domestic; it will abrogate good laws, or enact bad ones, let in new
evils, or cling with perverse obstinacy to old; it will even, perhaps,
under misleading impulses, momentary or permanent, emanating from
itself or from its constituents, tolerate or connive at proceedings
which set law aside altogether, in cases where equal justice would not
be agreeable to popular feeling. Such are among the dangers of
representative government, arising from a constitution of the
representation which does not secure an adequate amount of intelligence
and knowledge in the representative assembly.
We next proceed to the evils arising from the prevalence of modes of
action in the representative body, dictated by sinister interests (to
employ the useful phrase introduced by Bentham), that is, interests
conflicting more or less with the general good of the community.
It is universally admitted that, of the evils incident to monarchical
and aristocratic governments, a large proportion arise from this cause.
The interest of the monarch, or the interest of the aristocracy, either
collective or that of its individual members, is promoted, or they
themselves think that it will be promoted, by conduct opposed to that
which the general interest of the community requires. The interest, for
example, of the government is to tax heavily: that of the community is
to be as little taxed as the necessary expenses of good government
permit. The interest of the king, and of the governing aristocracy, is
to possess, and exercise, unlimited power over the people; to enforce,
on their part, complete conformity to the will and preferences of the
rulers. The interest of the people is to have as little control
exercised over them in any respect as is consistent with attaining the
legitimate ends of government. The interest, or apparent and supposed
interest, of the king or aristocracy is to permit no censure of
themselves, at least in any form which they may consider either to
threaten their power, or seriously to interfere with their free agency.
The interest of the people is that there should be full liberty of
censure on every public officer, and on every public act or measure.
The interest of a ruling class, whether in an aristocracy or an
aristocratic monarchy, is to assume to themselves an endless variety of
unjust privileges, sometimes benefiting their pockets at the expense of
the people, sometimes merely tending to exalt them above others, or,
what is the same thing in different words, to degrade others below
themselves. If the people are disaffected, which under such a
government they are very likely to be, it is the interest of the king
or aristocracy to keep them at a low level of intelligence and
education, foment dissensions among them, and even prevent them from
being too well off, lest they should "wax fat, and kick"; agreeably to
the maxim of Cardinal Richelieu in his celebrated Testament Politique.
All these things are for the interest of a king or aristocracy, in a
purely selfish point of view, unless a sufficiently strong
counter-interest is created by the fear of provoking resistance. All
these evils have been, and many of them still are, produced by the
sinister interests of kings and aristocracies, where their power is
sufficient to raise them above the opinion of the rest of the
community; nor is it rational to expect, as a consequence of such a
position, any other conduct.
These things are superabundantly evident in the case of a monarchy or
an aristocracy; but it is sometimes rather gratuitously assumed that
the same kind of injurious influences do not operate in a democracy.
Looking at democracy in the way in which it is commonly conceived, as
the rule of the numerical majority, it is surely possible that the
ruling power may be under the dominion of sectional or class interests,
pointing to conduct different from that which would be dictated by
impartial regard for the interest of all. Suppose the majority to be
whites, the minority negroes, or vice versa: is it likely that the
majority would allow equal justice to the minority? Suppose the
majority Catholics, the minority Protestants, or the reverse; will
there not be the same danger? Or let the majority be English, the
minority Irish, or the contrary: is there not a great probability of
similar evil? In all countries there is a majority of poor, a minority
who, in contradistinction, may be called rich. Between these two
classes, on many questions, there is complete opposition of apparent
interest. We will suppose the majority sufficiently intelligent to be
aware that it is not for their advantage to weaken the security of
property, and that it would be weakened by any act of arbitrary
spoliation. But is there not a considerable danger lest they should
throw upon the possessors of what is called realised property, and upon
the larger incomes, an unfair share, or even the whole, of the burden
of taxation; and having done so, add to the amount without scruple,
expending the proceeds in modes supposed to conduce to the profit and
advantage of the labouring class? Suppose, again, a minority of skilled
labourers, a majority of unskilled: the experience of many trade
unions, unless they are greatly calumniated, justifies the apprehension
that equality of earnings might be imposed as an obligation, and that
piecework, payment by the hour, and all practices which enable superior
industry or abilities to gain a superior reward might be put down.
Legislative attempts to raise wages, limitation of competition in the
labour market, taxes or restrictions on machinery, and on improvements
of all kinds tending to dispense with any of the existing labour --
even, perhaps, protection of the home producer against foreign industry
are very natural (I do not venture to say whether probable) results of
a feeling of class interest in a governing majority of manual
labourers.
It will be said that none of these things are for the real interest of
the most numerous class: to which I answer, that if the conduct of
human beings was determined by no other interested considerations than
those which constitute their "real" interest, neither monarchy nor
oligarchy would be such bad governments as they are; for assuredly very
strong arguments may be, and often have been, adduced to show that
either a king or a governing senate are in much the most enviable
position, when ruling justly and vigilantly over an active, wealthy,
enlightened, and high-minded people. But a king only now and then, and
an oligarchy in no known instance, have taken this exalted view of
their self-interest: and why should we expect a loftier mode of
thinking from the labouring classes? It is not what their interest is,
but what they suppose it to be, that is the important consideration
with respect to their conduct: and it is quite conclusive against any
theory of government that it assumes the numerical majority to do
habitually what is never done, nor expected to be done, save in very
exceptional cases, by any other depositaries of power -- namely, to
direct their conduct by their real ultimate interest, in opposition to
their immediate and apparent interest. No one, surely, can doubt that
many of the pernicious measures above enumerated, and many others as
bad, would be for the immediate interest of the general body of
unskilled labourers. It is quite possible that they would be for the
selfish interest of the whole existing generation of the class. The
relaxation of industry and activity, and diminished encouragement to
saving which would be their ultimate consequence, might perhaps be
little felt by the class of unskilled labourers in the space of a
single lifetime.
Some of the most fatal changes in human affairs have been, as to their
more manifest immediate effects, beneficial. The establishment of the
despotism of the Caesars was a great benefit to the entire generation
in which it took place. It put a stop to civil war, abated a vast
amount of malversation and tyranny by praetors and proconsuls; it
fostered many of the graces of life, and intellectual cultivation in
all departments not political; it produced monuments of literary genius
dazzling to the imaginations of shallow readers of history, who do not
reflect that the men to whom the despotism of Augustus (as well as of
Lorenzo de' Medici and of Louis XIV.) owes its brilliancy, were all
formed in the generation preceding. The accumulated riches, and the
mental energy and activity, produced by centuries of freedom, remained
for the benefit of the first generation of slaves. Yet this was the
commencement of a regime by whose gradual operation all the
civilisation which had been gained insensibly faded away, until the
Empire, which had conquered and embraced the world in its grasp, so
completely lost even its military efficiency, that invaders whom three
or four legions had always sufficed to coerce were able to overrun and
occupy nearly the whole of its vast territory. The fresh impulse given
by Christianity came but just in time to save arts and letters from
perishing, and the human race from sinking back into perhaps endless
night.
When we talk of the interest of a body of men, or even of an individual
man, as a principle determining their actions, the question what would
be considered their interest by an unprejudiced observer is one of the
least important parts of the whole matter. As Coleridge observes, the
man makes the motive, not the motive the man. What it is the man's
interest to do or refrain from depends less on any outward
circumstances than upon what sort of man he is. If you wish to know
what is practically a man's interest, you must know the cast of his
habitual feelings and thoughts. Everybody has two kinds of interests,
interests which he cares for, and interests which he does not care for.
Everybody has selfish and unselfish interests, and a selfish man has
cultivated the habit of caring for the former, and not caring for the
latter. Every one has present and distant interests, and the
improvident man is he who cares for the present interests and does not
care for the distant. It matters little that on any correct calculation
the latter may be the more considerable, if the habits of his mind lead
him to fix his thoughts and wishes solely on the former. It would be
vain to attempt to persuade a man who beats his wife and ill-treats his
children that he would be happier if he lived in love and kindness with
them. He would be happier if he were the kind of person who could so
live; but he is not, and it is probably too late for him to become,
that kind of person. Being what he is, the gratification of his love of
domineering, and the indulgence of his ferocious temper, are to his
perceptions a greater good to himself than he would be capable of
deriving from the pleasure and affection of those dependent on him. He
has no pleasure in their pleasure, and does not care for their
affection. His neighbour, who does, is probably a happier man than he;
but could he be persuaded of this, the persuasion would, most likely,
only still further exasperate his malignity or his irritability. On the
average, a person who cares for other people, for his country, or for
mankind, is a happier man than one who does not; but of what use is it
to preach this doctrine to a man who cares for nothing but his own
ease, or his own pocket? He cannot care for other people if he would.
It is like preaching to the worm who crawls on the ground how much
better it would be for him if he were an eagle.
Now it is a universally observed fact that the two evil dispositions in
question, the disposition to prefer a man's selfish interests to those
which he shares with other people, and his immediate and direct
interests to those which are indirect and remote, are characteristics
most especially called forth and fostered by the possession of power.
The moment a man, or a class of men, find themselves with power in
their hands, the man's individual interest, or the class's separate
interest, acquires an entirely new degree of importance in their eyes.
Finding themselves worshipped by others, they become worshippers of
themselves, and think themselves entitled to be counted at a hundred
times the value of other people; while the facility they acquire of
doing as they like without regard to consequences insensibly weakens
the habits which make men look forward even to such consequences as
affect themselves. This is the meaning of the universal tradition,
grounded on universal experience, of men's being corrupted by power.
Every one knows how absurd it would be to infer from what a man is or
does when in a private station, that he will be and do exactly the like
when a despot on a throne; where the bad parts of his human nature,
instead of being restrained and kept in subordination by every
circumstance of his life and by every person surrounding him, are
courted by all persons, and ministered to by all circumstances. It
would be quite as absurd to entertain a similar expectation in regard
to a class of men; the Demos, or any other. Let them be ever so modest
and amenable to reason while there is a power over them stronger than
they, we ought to expect a total change in this respect when they
themselves become the strongest power.
Governments must be made for human beings as they are, or as they are
capable of speedily becoming: and in any state of cultivation which
mankind, or any class among them, have yet attained, or are likely soon
to attain, the interests by which they will be led, when they are
thinking only of self-interest, will be almost exclusively those which
are obvious at first sight, and which operate on their present
condition. It is only a disinterested regard for others, and especially
for what comes after them, for the idea of posterity, of their country,
or of mankind, whether grounded on sympathy or on a conscientious
feeling, which ever directs the minds and purposes of classes or bodies
of men towards distant or unobvious interests. And it cannot be
maintained that any form of government would be rational which required
as a condition that these exalted principles of action should be the
guiding and master motives in the conduct of average human beings. A
certain amount of conscience, and, of disinterested public spirit, may
fairly be calculated on in the citizens of any community ripe for
representative government. But it would be ridiculous to expect such a
degree of it, combined with such intellectual discernment, as would be
proof against any plausible fallacy tending to make that which was for
their class interest appear the dictate of justice and of the general
good.
We all know what specious fallacies may be urged in defence of every
act of injustice yet proposed for the imaginary benefit of the mass. We
know how many, not otherwise fools or bad men, have thought it
justifiable to repudiate the national debt. We know how many, not
destitute of ability, and of considerable popular influence, think it
fair to throw the whole burthen of taxation upon savings, under the
name of realised property, allowing those whose progenitors and
themselves have always spent all they received to remain, as a reward
for such exemplary conduct, wholly untaxed. We know what powerful
arguments, the more dangerous because there is a portion of truth in
them, may be brought against all inheritance, against the power of
bequest, against every advantage which one person seems to have over
another. We know how easily the uselessness of almost every branch of
knowledge may be proved, to the complete satisfaction of those who do
not possess it. How many, not altogether stupid men, think the
scientific study of languages useless, think ancient literature
useless, all erudition useless, logic and metaphysics useless, poetry
and the fine arts idle and frivolous, political economy purely
mischievous? Even history has been pronounced useless and mischievous
by able men. Nothing but that acquaintance with external nature,
empirically acquired, which serves directly for the production of
objects necessary to existence or agreeable to the senses, would get
its utility recognised if people had the least encouragement to
disbelieve it. Is it reasonable to think that even much more cultivated
minds than those of the numerical majority can be expected to be will
have so delicate a conscience, and so just an appreciation of what is
against their own apparent interest, that they will reject these and
the innumerable other fallacies which will press in upon them from all
quarters as soon as they come into power, to induce them to follow
their own selfish inclinations and short-sighted notions of their own
good, in opposition to justice, at the expense of all other classes and
of posterity?
One of the greatest dangers, therefore, of democracy, as of all other
forms of government, lies in the sinister interest of the holders of
power: it is the danger of class legislation; of government intended
for (whether really effecting it or not) the immediate benefit of the
dominant class, to the lasting detriment of the whole. And one of the
most important questions demanding consideration, in determining the
best constitution of a representative government, is how to provide
efficacious securities against this evil.
If we consider as a class, politically speaking, any number of persons
who have the same sinister interest -- that is, whose direct and
apparent interest points towards the same description of bad measures;
the desirable object would be that no class, and no combination of
classes likely to combine, should be able to exercise a preponderant
influence in the government. A modern community, not divided within
itself by strong antipathies of race, language, or nationality, may be
considered as in the main divisible into two sections, which, in spite
of partial variations, correspond on the whole with two divergent
directions of apparent interest. Let us call them (in brief general
terms) labourers on the one hand, employers of labour on the other:
including however along with employers of labour, not only retired
capitalists, and the possessors of inherited wealth, but all that
highly paid description of labourers (such as the professions) whose
education and way of life assimilate them with the rich, and whose
prospect and ambition it is to raise themselves into that class. With
the labourers, on the other hand, may be ranked those smaller employers
of labour, who by interests, habits, and educational impressions are
assimilated in wishes, tastes, and objects to the labouring classes;
comprehending a large proportion of petty tradesmen. In a state of
society thus composed, if the representative system could be made
ideally perfect, and if it were possible to maintain it in that state,
its organisation must be such that these two classes, manual labourers
and their affinities on one side, employers of labour and their
affinities on the other, should be, in the arrangement of the
representative system, equally balanced, each influencing about an
equal number of votes in Parliament: since, assuming that the majority
of each class, in any difference between them, would be mainly governed
by their class interests, there would be a minority of each in whom
that consideration would be subordinate to reason, justice, and the
good of the whole; and this minority of either, joining with the whole
of the other, would turn the scale against any demands of their own
majority which were not such as ought to prevail.
The reason why, in any tolerable constituted society, justice and the
general interest mostly in the end carry their point, is that the
separate and selfish interests of mankind are almost always divided;
some are interested in what is wrong, but some, also, have their
private interest on the side of what is right: and those who are
governed by higher considerations, though too few and weak to prevail
against the whole of the others, usually after sufficient discussion
and agitation become strong enough to turn the balance in favour of the
body of private interests which is on the same side with them. The
representative system ought to be so constituted as to maintain this
state of things: it ought not to allow any of the various sectional
interests to be so powerful as to be capable of prevailing against
truth and justice and the other sectional interests combined. There
ought always to be such a balance preserved among personal interests as
may render any one of them dependent for its successes on carrying with
it at least a large proportion of those who act on higher motives and
more comprehensive and distant views.
IT HAS been seen that the dangers incident to a representative
democracy are of two kinds: danger of a low grade of intelligence in
the representative body, and in the popular opinion which controls it;
and danger of class legislation on the part of the numerical majority,
these being all composed of the same class. We have next to consider
how far it is possible so to organise the democracy as, without
interfering materially with the characteristic benefits of democratic
government, to do away with these two great evils, or at least to abate
them, in the utmost degree attainable by human contrivance.
The common mode of attempting this is by limiting the democratic
character of the representation, through a more or less restricted
suffrage. But there is a previous consideration which, duly kept in
view, considerably modifies the circumstances which are supposed to
render such a restriction necessary. A completely equal democracy, in a
nation in which a single class composes the numerical majority, cannot
be divested of certain evils; but those evils are greatly aggravated by
the fact that the democracies which at present exist are not equal, but
systematically unequal in favour of the predominant class. Two very
different ideas are usually confounded under the name democracy. The
pure idea of democracy, according to its definition, is the government
of the whole people by the whole people, equally represented. Democracy
as commonly conceived and hitherto practised is the government of the
whole people by a mere majority of the people, exclusively represented.
The former is synonymous with the equality of all citizens; the latter,
strangely confounded with it, is a government of privilege, in favour
of the numerical majority, who alone possess practically any voice in
the State. This is the inevitable consequence of the manner in which
the votes are now taken, to the complete disfranchisement of
minorities.
The confusion of ideas here is great, but it is so easily cleared up
that one would suppose the slightest indication would be sufficient to
place the matter in its true light before any mind of average
intelligence. It would be so, but for the power of habit; owing to
which the simplest idea, if unfamiliar, has as great difficulty in
making its way to the mind as a far more complicated one. That the
minority must yield to the majority, the smaller number to the greater,
is a familiar idea; and accordingly men think there is no necessity for
using their minds any further, and it does not occur to them that there
is any medium between allowing the smaller number to be equally
powerful with the greater, and blotting out the smaller number
altogether. In a representative body actually deliberating, the
minority must of course be overruled; and in an equal democracy (since
the opinions of the constituents, when they insist on them, determine
those of the representative body) the majority of the people, through
their representatives, will outvote and prevail over the minority and
their representatives. But does it follow that the minority should have
no representatives at all? Because the majority ought to prevail over
the minority, must the majority have all the votes, the minority none?
Is it necessary that the minority should not even be heard? Nothing but
habit and old association can reconcile any reasonable being to the
needless injustice. In a really equal democracy, every or any section
would be represented, not disproportionately, but proportionately. A
majority of the electors would always have a majority of the
representatives; but a minority of the electors would always have a
minority of the representatives. Man for man they would be as fully
represented as the majority. Unless they are, there is not equal
government, but a government of inequality and privilege: one part of
the people rule over the rest: there is a part whose fair and equal
share of influence in the representation is withheld from them;
contrary to all just government, but, above all, contrary to the
principle of democracy, which professes equality as its very root and
foundation.
The injustice and violation of principle are not less flagrant because
those who suffer by them are a minority; for there is not equal
suffrage where every single individual does not count for as much as
any other single individual in the community. But it is not only a
minority who suffer. Democracy, thus constituted, does not even attain
its ostensible object, that of giving the powers of government in all
cases to the numerical majority. It does something very different: it
gives them to a majority of the majority; who may be, and often are,
but a minority of the whole. All principles are most effectually tested
by extreme cases. Suppose then, that, in a country governed by equal
and universal suffrage, there is a contested election in every
constituency, and every election is carried by a small majority. The
Parliament thus brought together represents little more than a bare
majority of the people. This Parliament proceeds to legislate, and
adopts important measures by a bare majority of itself. What guarantee
is there that these measures accord with the wishes of a majority of
the people? Nearly half the electors, having been outvoted at the
hustings, have had no influence at all in the decision; and the whole
of these may be, a majority of them probably are, hostile to the
measures, having voted against those by whom they have been carried. Of
the remaining electors, nearly half have chosen representatives who, by
supposition, have voted against the measures. It is possible,
therefore, and not at all improbable, that the opinion which has
prevailed was agreeable only to a minority of the nation, though a
majority of that portion of it whom the institutions of the country
have erected into a ruling class. If democracy means the certain
ascendancy of the majority, there are no means of insuring that but by
allowing every individual figure to tell equally in the summing up. Any
minority left out, either purposely or by the play of the machinery,
gives the power not to the majority, but to a minority in some other
part of the scale.
The only answer which can possibly be made to this reasoning is, that
as different opinions predominate in different localities, the opinion
which is in a minority in some places has a majority in others, and on
the whole every opinion which exists in the constituencies obtains its
fair share of voices in the representation. And this is roughly true in
the present state of the constituency; if it were not, the discordance
of the House with the general sentiment of the country would soon
become evident. But it would be no longer true if the present
constituency were much enlarged; still less, if made co-extensive with
the whole population; for in that case the majority in every locality
would consist of manual labourers; and when there was any question
pending, on which these classes were at issue with the rest of the
community, no other class could succeed in getting represented
anywhere. Even now, is it not a great grievance that in every
Parliament a very numerous portion of the electors, willing and anxious
to be represented, have no member in the House for whom they have
voted? Is it just that every elector of Marylebone is obliged to be
represented by two nominees of the vestries, every elector of Finsbury
or Lambeth by those (as is generally believed) of the publicans? The
constituencies to which most of the highly educated and public spirited
persons in the country belong, those of the large towns, are now, in
great part, either unrepresented or misrepresented. The electors who
are on a different side in party politics from the local majority are
unrepresented. Of those who are on the same side, a large proportion
are misrepresented; having been obliged to accept the man who had the
greatest number of supporters in their political party, though his
opinions may differ from theirs on every other point. The state of
things is, in some respects, even worse than if the minority were not
allowed to vote at all; for then, at least, the majority might have a
member who would represent their own best mind: while now, the
necessity of not dividing the party, for fear of letting in its
opponents, induces all to vote either for the first person who presents
himself wearing their colours, or for the one brought forward by their
local leaders; and these, if we pay them the compliment, which they
very seldom deserve, of supposing their choice to be unbiassed by their
personal interests, are compelled, that they may be sure of mustering
their whole strength, to bring forward a candidate whom none of the
party will strongly object to -- that is, a man without any distinctive
peculiarity, any known opinions except the shibboleth of the party.
This is strikingly exemplified in the United States; where, at the
election of President, the strongest party never dares put forward any
of its strongest men, because every one of these, from the mere fact
that he has been long in the public eye, has made himself objectionable
to some portion or other of the party, and is therefore not so sure a
card for rallying all their votes as a person who has never been heard
of by the public at all until he is produced as the candidate. Thus,
the man who is chosen, even by the strongest party, represents perhaps
the real wishes only of the narrow margin by which that party
outnumbers the other. Any section whose support is necessary to success
possesses a veto on the candidate. Any section which holds out more
obstinately than the rest can compel all the others to adopt its
nominee; and this superior pertinacity is unhappily more likely to be
found among those who are holding out for their own interest than for
that of the public. The choice of the majority is therefore very likely
to be determined by that portion of the body who are the most timid,
the most narrow-minded and prejudiced, or who cling most tenaciously to
the exclusive class-interest; in which case the electoral rights of the
minority, while useless for the purposes for which votes are given,
serve only for compelling the majority to accept the candidate of the
weakest or worst portion of themselves.
That, while recognising these evils, many should consider them as the
necessary price paid for a free government is in no way surprising: it
was the opinion of all the friends of freedom up to a recent period.
But the habit of passing them over as irremediable has become so
inveterate that many persons seem to have lost the capacity of looking
at them as things which they would be glad to remedy if they could.
From despairing of a cure, there is too often but one step to denying
the disease; and from this follows dislike to having a remedy proposed,
as if the proposer were creating a mischief instead of offering relief
from one. People are so inured to the evils that they feel as if it
were unreasonable, if not wrong, to complain of them. Yet, avoidable or
not, he must be a purblind lover of liberty on whose mind they do not
weigh; who would not rejoice at the discovery that they could be
dispensed with. Now, nothing is more certain than that the virtual
blotting-out of the minority is no necessary or natural consequence of
freedom; that, far from having any connection with democracy, it is
diametrically opposed to the first principle of democracy,
representation in proportion to numbers. It is an essential part of
democracy that minorities should be adequately represented. No real
democracy, nothing but a false show of democracy, is possible without
it.
Those who have seen and felt, in some degree, the force of these
considerations, have proposed various expedients by which the evil may
be, in a greater or less degree, mitigated. Lord John Russell, in one
of his Reform Bills, introduced a provision, that certain
constituencies should return three members, and that in these each
elector should be allowed to vote only for two; and Mr. Disraeli, in
the recent debates, revived the memory of the fact by reproaching him
for it; being of opinion, apparently, that it befits a Conservative
statesman to regard only means, and to disown scornfully all
fellow-feeling with any one who is betrayed, even once, into thinking
of ends.[4] Others have proposed that each elector should be allowed to
vote only for one. By either of these plans, a minority equalling or
exceeding a third of the local constituency, would be able, if it
attempted no more, to return one out of three members. The same result
might be attained in a still better way if, as proposed in an able
pamphlet by Mr. James Garth Marshall, the elector retained his three
votes, but was at liberty to bestow them all upon the same candidate.
These schemes, though infinitely better than none at all, are yet but
makeshifts, and attain the end in a very imperfect manner; since all
local minorities of less than a third, and all minorities, however
numerous, which are made up from several constituencies, would remain
unrepresented. It is much to be lamented, however, that none of these
plans have been carried into effect, as any of them would have
recognised the right principle, and prepared the way for its more
complete application. But real equality of representation is not
obtained unless any set of electors amounting to the average number of
a constituency, wherever in the country they happen to reside, have the
power of combining with one another to return a representative. This
degree of perfection in representation, appeared impracticable until a
man of great capacity, fitted alike for large general views and for the
contrivance of practical details -- Mr. Thomas Hare -- had proved its
possibility by drawing up a scheme for its accomplishment, embodied in
a Draft of an Act of Parliament: a scheme which has the almost
unparalleled merit of carrying out a great principle of government in a
manner approaching to ideal perfection as regards the special object in
view, while it attains incidentally several other ends of scarcely
inferior importance.
According to this plan, the unit of representation, the quota of
electors who would be entitled to have a member to themselves, would be
ascertained by the ordinary process of taking averages, the number of
voters being divided by the number of seats in the House: and every
candidate who obtained that quota would be returned, from however great
a number of local constituencies it might be gathered. The votes would,
as at present, be given locally; but any elector would be at liberty to
vote for any candidate in whatever part of the country he might offer
himself. Those electors, therefore, who did not wish to be represented
by any of the local candidates, might aid by their vote in the return
of the person they liked best among all those throughout the country
who had expressed a willingness to be chosen. This would, so far, give
reality to the electoral rights of the otherwise virtually
disfranchised minority. But it is important that not those alone who
refuse to vote for any of the local candidates, but those also who vote
for one of them and are defeated, should be enabled to find elsewhere
the representation which they have not succeeded in obtaining in their
own district. It is therefore provided that an elector may deliver a
voting paper, containing other names in addition to the one which
stands foremost in his preference. His vote would only be counted for
one candidate; but if the object of his first choice failed to be
returned, from not having obtained the quota, his second perhaps might
be more fortunate. He may extend his list to a greater number, in the
order of his preference, so that if the names which stand near the top
of the list either cannot make up the quota, or are able to make it up
without his vote, the vote may still be used for some one whom it may
assist in returning. To obtain the full number of members required to
complete the House, as well as to prevent very popular candidates from
engrossing nearly all the suffrages, it is necessary, however many
votes a candidate may obtain, that no more of them than the quota
should be counted for his return: the remainder of those who voted for
him would have their votes counted for the next person on their
respective lists who needed them, and could by their aid complete the
quota. To determine which of a candidate's votes should be used for his
return, and which set free for others, several methods are proposed,
into which we shall not here enter. He would of course retain the votes
of all those who would not otherwise be represented; and for the
remainder, drawing lots, in default of better, would be an
unobjectionable expedient. The voting papers would be conveyed to a
central office; where the votes would be counted, the number of first,
second, third, and other votes given for each candidate ascertained,
and the quota would be allotted to every one who could make it up,
until the number of the House was complete: first votes being preferred
to second, second to third, and so forth. The voting papers, and all
the elements of the calculation, would be placed in public
repositories, accessible to all whom they concerned; and if any one who
had obtained the quota was not duly returned it would be in his power
easily to prove it.
These are the main provisions of the scheme. For a more minute e
knowledge of its very simple machinery, I must refer to Mr. Hare's
Treatise on the Election of Representatives (a small volume Published
in 1859),[5] and to a pamphlet by Mr. Henry Fawcett (now Professor of
Political Economy in the University, of Cambridge), published in 1860,
and entitled Mr. Hare's Reform Bill simplified and explained. This last
is a very clear and concise exposition of the plan, reduced to its
simplest elements, by the omission of some of Mr. Hare's original
provisions, which, though in themselves beneficial, we're thought to
take more from the simplicity of the scheme than they added to its
practical usefulness. The more these works are studied the stronger, I
venture to predict, will be the impression of the perfect feasibility
of the scheme, and its transcendant advantages. Such and so numerous
are these, that, in my conviction, they place Mr. Hare's plan among the
very greatest improvements yet made in the theory and practice of
government.
In the first place, it secures a representation, in proportion to
numbers, of every division of the electoral body: not two great parties
alone, with perhaps a few large sectional minorities in particular
places, but every minority in the whole nation, consisting of a
sufficiently large number to be, on principles of equal justice,
entitled to a representative. Secondly, no elector would, as at
present, be nominally represented by some one whom he had not chosen.
Every member of the House would be the representative of a unanimous
constituency. He would represent a thousand electors, or two thousand,
or five thousand, or ten thousand, as the quota might be, every one of
whom would have not only voted for him, but selected him from the whole
country; not merely from the assortment of two or three perhaps rotten
oranges, which may be the only choice offered to him in his local
market. Under this relation the tie between the elector and the
representative would be of a strength, and a value, of which at present
we have no experience. Every one of the electors would be personally
identified with his representative, and the representative with his
constituents. Every elector who voted for him would have done so either
because, among all the candidates for Parliament who are favourably
known to a certain number of electors, he is the one who best expresses
the voter's own opinions, because he is one of those whose abilities
and character the voter most respects, and whom he most willingly
trusts to think for him. The member would represent persons, not the
mere bricks and mortar of the town -- the voters themselves, not a few
vestrymen or parish notabilities merely. All however, that is worth
preserving in the representation of places would be preserved. Though
the Parliament of the nation ought to have as little as possible to do
with purely local affairs, yet, while it has to do with them, there
ought to be members specially commissioned to look after the interests
of every important locality: and these there would still be. In every
locality which could make up the quota within itself, the majority
would generally prefer to be represented by one of themselves; by a
person of local knowledge, and residing in the locality, if there is
any such person to be found among the candidates, who is otherwise well
qualified to be their representative. It would be the minorities
chiefly, who being unable to return the local member, would look out
elsewhere for a candidate likely to obtain other votes in addition to
their own.
Of all modes in which a national representation can possibly be
constituted, this one affords the best, security for the intellectual
qualifications desirable in the representatives. At present, by
universal admission, it is becoming more and more difficult for any one
who has only talents and character to gain admission into the House of
Commons. The only persons who can get elected are those who possess
local influence, or make their way by lavish expenditure, or who, on
the invitation of three or four tradesmen or attorneys, are sent down
by one of the two great parties from their London clubs, as men whose
votes the party can depend on under all circumstances. On Mr. Hare's
system, those who did not like the local candidates, or who could not
succeed in carrying the local candidate they preferred, would have the
power to fill up their voting papers by a selection from all the
persons of national reputation, on the list of candidates, with whose
general political principles they were in sympathy. Almost every
person, therefore, who had made himself in any way honourably
distinguished, though devoid of local influence, and having sworn
allegiance to no political party, would have a fair chance of making up
the quota; and with this encouragement such persons might be expected
to offer themselves, in numbers hitherto undreamt of. Hundreds of able
men of independent thought, who would have no chance whatever of being
chosen by the majority of any existing constituency, have by their
writings, or their exertions in some field of public usefulness, made
themselves known and approved by a few persons in almost every district
of the kingdom; and if every vote that would be given for them in every
place could be counted for their election, they might be able to
complete the number of the quota. In no other way which it seems
possible to suggest would Parliament be so certain of containing the
very elite of the country.
And it is not solely through the votes of minorities that this system
of election would raise the intellectual standard of the House of
Commons. Majorities would be compelled to look out for members of a
much higher calibre. When the individuals composing the majority would
no longer be reduced to Hobson's choice, of either voting for the
person brought forward by their local leaders or not voting at all;
when the nominee of the leaders would have to encounter the competition
not solely of the candidate of the minority, but of all the men of
established reputation in the country who were willing to serve; it
would be impossible any longer to foist upon the electors the first
person who presents himself with the catchwords of the party in his
mouth and three or four thousand pounds in his pocket. The majority
would insist on having a candidate worthy of their choice, or they
would carry their votes somewhere else, and the minority would prevail.
The slavery of the majority to the least estimable portion of their
number would be at an end: the very best and most capable of the local
notabilities would be put forward by preference; if possible, such as
were known in some advantageous way beyond the locality, that their
local strength might have a chance of being fortified by stray votes
from elsewhere. Constituencies would become competitors for the best
candidates, and would vie with one another in selecting from among the
men of local knowledge and connections those who were most
distinguished in every other respect.
The natural tendency of representative government, as of modern
civilisation, is towards collective mediocrity: and this tendency is
increased by all reductions and extensions of the franchise, their
effect being to place the principal power in the hands of classes more
and more below the highest level of instruction in the community. But
though the superior intellects and characters will necessarily be
outnumbered, it makes a great difference whether or not they are heard.
In the false democracy which, instead of giving representation to all
gives it only to the local majorities, the voice of the instructed
minority may have no organs at all in the representative body. It is an
admitted fact that in the American democracy, which is constructed on
this faulty model, the highly-cultivated members of the community,
except such of them as are willing to sacrifice their own opinions and
modes of judgment, and become the servile mouthpieces of their
inferiors in knowledge, seldom even offer themselves for Congress or
the State Legislatures, so little likelihood have they of being
returned.
Had a plan like Mr. Hare's by good fortune suggested itself to the
enlightened and patriotic founders of the American Republic, the
Federal and State Assemblies would have contained many of these
distinguished men, and democracy would have been spared its greatest
reproach and one of its most formidable evils. Against this evil the
system of personal representation, proposed by Mr. Hare, is almost a
specific. The minority of instructed minds scattered through the local
constituencies would unite to return a number, proportioned to their
own numbers, of the very ablest men the country contains. They would be
under the strongest inducement to choose such men, since in no other
mode could they make their small numerical strength tell for anything
considerable. The representatives of the majority, besides that they
would themselves be improved in quality by the operation of the system,
would no longer have the whole field to themselves. They would indeed
outnumber the others, as much as the one class of electors outnumbers
the other in the country: they could always out vote them, but they
would speak and vote in their presence, and subject to their criticism.
When any difference arose, they would have to meet the arguments of the
instructed few by reasons, at least apparently, as cogent; and since
they could not, as those do who are speaking to persons already
unanimous, simply assume that they are in the right, it would
occasionally happen to them to become convinced that they were in the
wrong. As they would in general be well-meaning (for thus much may
reasonably be expected from a fairly-chosen national representation),
their own minds would be insensibly raised by the influence of the
minds with which they were in contact, or even in conflict. The
champions of unpopular doctrines would not put forth their arguments
merely in books and periodicals, read only by their own side; the
opposing ranks would meet face to face and hand to hand, and there
would be a fair comparison of their intellectual strength in the
presence of the country. It would then be found out whether the opinion
which prevailed by counting votes would also prevail if the votes were
weighed as well as counted.
The multitude have often a true instinct for distinguishing an able
man, when he has the means of displaying his ability in a fair field
before them. If such a man fails to obtain at least some portion of his
just weight, it is through institutions or usages which keep him out of
sight. In the old democracies there were no means of keeping out of
sight any able man: the bema was open to him; he needed nobody's
consent to become a public adviser. It is not so in a representative
government; and the best friends of representative democracy can hardly
be without misgivings that the Themistocles or Demosthenes, whose
counsels would have saved the nation, might be unable during his whole
life ever to obtain a seat. But if the presence in the representative
assembly can be insured of even a few of the first minds in the
country, though the remainder consist only of average minds, the
influence of these leading spirits is sure to make itself sensibly felt
in the general deliberations, even though they be known to be, in many
respects, opposed to the tone of popular opinion and feeling. I am
unable to conceive any mode by which the presence of such minds can be
so positively insured as by that proposed by Mr. Hare.
This portion of the Assembly would also be the appropriate organ of a
great social function, for which there is no provision in any existing
democracy, but which in no government can remain permanently
unfulfilled without condemning that government to infallible degeneracy
and decay. This may be called the function of Antagonism. In every
government there is some power stronger than all the rest; and the
power which is strongest tends perpetually to become the sole power.
Partly by intention, and partly unconsciously, it is ever striving to
make all other things bend to itself; and is not content while there is
anything which makes permanent head against it, any influence not in
agreement with its spirit. Yet if it succeeds in suppressing all rival
influences, and moulding everything after its own model, improvement,
in that country, is at an end, and decline commences. Human improvement
is a product of many factors, and no power ever yet constituted among
mankind includes them all: even the most beneficent power only contains
in itself some of the requisites of good, and the remainder, if
progress is to continue, must be derived from some other source. No
community has ever long continued progressive, but while a conflict was
going on between the strongest power in the community and some rival
power; between the spiritual and temporal authorities; the military or
territorial and the industrious classes; the king and the people; the
orthodox and religious reformers. When the victory on either side was
so complete as to put an end to the strife, and no other conflict took
its place, first stagnation followed, and then decay. The ascendancy of
the numerical majority is less unjust, and on the whole less
mischievous, than many others, but it is attended with the very same
kind of dangers, and even more certainly; for when the government is in
the hands of One or a Few, the Many are always existent as a rival
power, which may not be strong enough ever to control the other, but
whose opinion and sentiment are a moral, and even a social, support to
all who, either from conviction or contrariety of interest, are opposed
to any of the tendencies of the ruling authority. But when the
Democracy is supreme, there is no One or Few strong enough for
dissentient opinions and injured or menaced interests to lean upon. The
great difficulty of democratic government has hitherto seemed to be,
how to provide, in a democratic society, what circumstances have
provided hitherto in all the societies which have maintained themselves
ahead of others -- a social support, a point d'appui, for individual
resistance to the tendencies of the ruling power; a protection, a
rallying point, for opinions and interests which the ascendant public
opinion views with disfavour. For want of such a point d'appui, the
older societies, and all but a few modern ones, either fell into
dissolution or became stationary (which means slow deterioration)
through the exclusive predominance of a part only of the conditions of
social and mental well-being.
Now, this great want the system of Personal Representation is fitted to
supply in the most perfect manner which the circumstances of modern
society admit of. The only quarter in which to look for a supplement,
or completing corrective, to the instincts of a democratic majority, is
the instructed minority: but, in the ordinary mode of constituting
democracy, this minority has no organ: Mr. Hare's system provides one.
The representatives who would be returned to Parliament by the
aggregate of minorities would afford that organ in its greatest
perfection. A separate organisation of the instructed classes, even if
practicable, would be invidious, and could only escape from being
offensive by being totally without influence. But if the elite of these
classes formed part of the Parliament, by the same title as any other
of its members -- by representing the same number of citizens, the same
numerical fraction of the national will -- their presence could give
umbrage to nobody, while they would be in the position of highest
vantage, both for making their opinions and counsels heard on all
important subjects, and for taking an active part in public business.
Their abilities would probably draw to them more than their numerical
share of the actual administration of government; as the Athenians did
not confide responsible public functions to Cleon or Hyperbolus (the
employment of Cleon at Pylos and Amphipolis was purely exceptional),
but Nicias, and Theramenes, and Alcibiades, were in constant employment
both at home and abroad, though known to sympathise more with oligarchy
than with democracy. The instructed minority would, in the actual
voting, count only for their numbers, but as a moral power they would
count for much more, in virtue of their knowledge, and of the influence
it would give them over the rest. An arrangement better adapted to keep
popular opinion within reason and justice, and to guard it from the
various deteriorating influences which assail the weak side of
democracy, could scarcely by human ingenuity be devised. A democratic
people would in this way be provided with what in any other way it
would almost certainly miss -- leaders of a higher grade of intellect
and character than itself. Modern democracy would have its occasional
Pericles, and its habitual group of superior and guiding minds.
With all this array of reasons, of the most fundamental character, on
the affirmative side of the question, what is there on the negative?
Nothing that will sustain examination, when people can once be induced
to bestow any real examination upon a new thing. Those indeed, if any
such there be, who, under pretence of equal justice, aim only at
substituting the class ascendancy of the poor for that of the rich,
will of course be unfavourable to a scheme which places both on a
level. But I do not believe that any such wish exists at present among
the working classes of this country, though I would not answer for the
effect which opportunity and demagogic artifices may hereafter have in
exciting it. In the United States, where the numerical majority have
long been in full possession of collective despotism, they would
probably be as unwilling to part with it as a single despot or an
aristocracy. But I believe that the English democracy would as yet be
content with protection against the class legislation of others,
without claiming the power to exercise it in their turn.
Among the ostensible objectors to Mr. Hare's scheme, some profess to
think the plan unworkable; but these, it will be found, are generally
people who have barely heard of it, or have given it a very slight and
cursory examination. Others are unable to reconcile themselves to the
loss of what they term the local character of the representation. A
nation does not seem to them to consist of persons, but of artificial
units, the creation of geography and statistics. Parliament must
represent towns and counties, not human beings. But no one seeks to
annihilate towns and counties. Towns and counties, it may be presumed,
are represented when the human beings who inhabit them are represented.
Local feelings cannot exist without somebody who feels them; nor local
interests without somebody interested in them. If the human beings
whose feelings and interests these are have their proper share of
representation, these feelings and interests are represented in common
with all other feelings and interests of those persons. But I cannot
see why the feelings and interests which arrange mankind according to
localities should be the only one thought worthy of being represented;
or why people who have other feelings and interests, which they value
more than they do their geographical ones, should be restricted to
these as the sole principle of their political classification. The
notion that Yorkshire and Middlesex have rights apart from those of
their inhabitants, or that Liverpool and Exeter are the proper objects
of the legislator's care, in contradistinction the population of those
places, is a curious specimen of delusion produced by words.
In general, however, objectors cut the matter short by affirming that
the people of England will never consent to such a system. What the
people of England are likely to think of those who pass such a summary
sentence on their capacity of understanding and judgment, deeming it
superfluous to consider whether a thing is right or wrong before
affirming that they are certain to reject it, I will not undertake to
say. For my own part, I do not think that the people of England have
deserved to be, without trial, stigmatised as insurmountably prejudiced
against anything which can be proved to be good either for themselves
or for others. It also appears to me that when prejudices persist
obstinately, it is the fault of nobody so much as of those who make a
point of proclaiming them insuperable, as an excuse to themselves for
never joining in an attempt to remove them. Any prejudice whatever will
be insurmountable if those who do not share it themselves truckle to
it, and flatter it, and accept it as a law of nature. I believe,
however, that in this case there is in general, among those who have
yet heard of the proposition, no other hostility to it than the natural
and healthy distrust attaching to all novelties which have not been
sufficiently canvassed to make generally manifest all the pros and cons
of the question. The only serious obstacle is the unfamiliarity: this
indeed is a formidable one, for the imagination much more easily
reconciles itself to a great alteration in substance, than to a very
small one in names and forms. But unfamiliarity is a disadvantage
which, when there is any real value in an idea, it only requires time
to remove. And in these days of discussion, and generally awakened
interest in improvement, what formerly was the work of centuries, often
requires only years.
Since the first publication of this Treatise, several adverse
criticisms have been made on Mr. Hare's plan, which indicate at least a
careful examination of it, and a more intelligent consideration than
had previously been given to its pretensions. This is the natural
progress of the discussion of great improvements. They are at first met
by a blind prejudice, and by arguments to which only blind prejudice
could attach any value. As the prejudice weakens, the arguments it
employs for some time increase in strength; since, the plan being
better understood, its inevitable inconveniences, and the circumstances
which militate against its at once producing all the benefits it is
intrinsically capable of, come to light along with its merits. But of
all the objections, having any semblance of reason, which have come
under my notice, there is not one which had not been foreseen,
considered, and canvassed by the supporters of the plan, and found
either unreal or easily surmountable.
The most serious, in appearance, of the objections may be the most
briefly answered; the assumed impossibility of guarding against fraud,
or suspicion of fraud, in the operations of the Central Office.
Publicity, and complete liberty of inspecting the voting papers after
the election, were the securities provided; but these, it is
maintained, would be unavailing; because, to check the returns, a voter
would have to go over all the work that had been done by the staff of
clerks. This would be a very weighty objection, if there were any
necessity that the returns should be verified individually by every
voter. All that a simple voter could be expected to do in the way of
verification would be to check the use made of his own voting paper;
for which purpose every paper would be returned, after a proper
interval, to the place from whence it came. But what he could not do
would be done for him by the unsuccessful candidates and their agents.
Those among the defeated who thought that they ought to have been
returned would, singly or a number together, employ an agency for
verifying the process of the election; and if they detected material
error, the documents would be referred to a Committee of the House of
Commons, by whom the entire electoral operations of the nation would be
examined and verified, at a tenth part the expense of time and money
necessary for the scrutiny of a single return before an Election
Committee under the system now in force.
Assuming the plan to be workable, two modes have been alleged in which
its benefits might be frustrated, and injurious consequences produced
in lieu of them. First, it is said that undue power would be given to
knots or cliques; sectarian combinations; associations for special
objects, such as the Maine Law League, the Ballot or Liberation
Society; or bodies united by class interests or community of religious
persuasion. It is in the second place objected that the system would
admit of being worked for party purposes. A central organ of each
political party would send its list of 658 candidates all through the
country, to be voted for by the whole of its supporters in every
constituency. Their votes would far outnumber those which could ever be
obtained by any independent candidate. The "ticket" system, it is
contended, would, as it does in America, operate solely in favour of
the great organised parties, whose tickets would be accepted blindly,
and voted for in their integrity; and would hardly ever be outvoted,
except occasionally, by the sectarian groups, or knots of men bound
together by a common crotchet who have been already spoken of.
The answer to this appears to be conclusive. No one pretends that under
Mr. Hare's or any other plan organisation would cease to be an
advantage. Scattered elements are always at a disadvantage compared
with organised bodies. As Mr. Hare's plan cannot alter the nature of
things, we must expect that all parties or sections, great or small,
which possess organisation, would avail themselves of it to the utmost
to strengthen their influence. But under the existing system those
influences are everything. The scattered elements are absolutely
nothing. The voters who are neither bound to the great political nor to
any of the little sectarian divisions have no means of making their
votes available. Mr. Hare's plan gives them the means. They might be
more, or less, dexterous in using it. They might obtain their share of
influence, or much less than their share. But whatever they did acquire
would be clear gain. And when it is assumed that every petty interest,
or combination for a petty object, would give itself an organisation,
why should we suppose that the great interest of national intellect and
character would alone remain unorganised? If there would be Temperance
tickets, and Ragged School tickets, and the like, would not one
public-spirited person in a constituency be sufficient to put forth a
"personal merit" ticket, and circulate it through a whole
neighbourhood? And might not a few such persons, meeting in London,
select from the list of candidates the most distinguished names,
without regard to technical divisions of opinion, and publish them at a
trifling expense through all the constituencies? It must be remembered
that the influence of the two great parties, under the present mode of
election, is unlimited: in Mr. Hare's scheme it would be great, but
confined within bounds. Neither they, nor any of the smaller knots,
would be able to elect more members than in proportion to the relative
number of their adherents. The ticket system in America operates under
conditions the reverse of this. In America electors vote for the party
ticket, because the election goes by a mere majority, and a vote for
any one who is certain not to obtain the majority is thrown away. But,
on Mr. Hare's system, a vote given to a person of known worth has
almost as much chance of obtaining its object as one given to a party
candidate. It might be hoped, therefore, that every Liberal or
Conservative, who was anything besides a Liberal or a Conservative --
who had any preferences of his own in addition to those of his party --
would scratch through the names of the more obscure and insignificant
party candidates, and inscribe in their stead some of the men who are
an honour to the nation. And the probability of this fact would operate
as a strong inducement with those who drew up the party lists not to
confine themselves to pledged party men, but to include along with
these, in their respective tickets, such of the national notabilities
as were more in sympathy with their side than with the opposite.
The real difficulty, for it is not to be dissembled that there is a
difficulty, is that the independent voters, those who are desirous of
voting for unpatronised persons of merit, would be apt to put down the
names of a few such persons, and to fill up the remainder of their list
with mere party candidates, thus helping to swell the numbers against
those by whom they would prefer to be represented. There would be an
easy remedy for this, should it be necessary to resort to it, namely,
to impose a limit to the number of secondary or contingent votes. No
voter is likely to have an independent preference, grounded on
knowledge, for 658, or even for 100 candidates. There would be little
objection to his being limited to twenty, fifty, or whatever might be
the number in the selection of whom there was some probability that his
own choice would be exercised -- that he would vote as an individual,
and not as one of the mere rank and file of a party. But even without
this restriction, the evil would be likely to cure itself as soon as
the system came to be well understood. To counteract it would become a
paramount object with all the knots and cliques whose influence is so
much deprecated. From these, each in itself a small minority, the word
would go forth, "Vote for your special candidates only; or at least put
their names foremost, so as to give them the full chance which your
numerical strength warrants, of obtaining the quota by means of first
votes, or without descending low in the scale." And those voters who
did not belong to any clique would profit by the lesson.
The minor groups would have precisely the amount of power which they
ought to have. The influence they could exercise would be exactly that
which their number of voters entitled them to; not a particle more;
while to ensure even that, they would have a motive to put up, as
representatives of their special objects, candidates whose other
recommendations would enable them to obtain the suffrages of voters not
of the sect or clique. It is curious to observe how the popular line of
argument in defence of existing systems veers round, according to the
nature of the attack made upon them. Not many years ago it was the
favourite argument in support of the then existing system of
representation, that under it all "interests" or "classes" were
represented. And certainly, all interests or classes of any importance
ought to be represented, that is, ought to have spokesmen, or
advocates, in Parliament. But from thence it was argued that a system
ought to be supported which gave to the partial interests not advocates
merely, but the tribunal itself. Now behold the change. Mr. Hare's
system makes it impossible for partial interests to have the command of
the tribunal, but it ensures them advocates, and for doing even this it
is reproached. Because it unites the good points of class
representation and the good points of numerical representation, it is
attacked from both sides at once.
But it is not such objections as these that are the real difficulty in
getting the system accepted; it is the exaggerated notion entertained
of its complexity, and the consequent doubt whether it is capable of
being carried into effect. The only complete answer to this objection
would be actual trial. When the merits of the plan shall have become
more generally known, and shall have gained for it a wider support
among impartial thinkers, an effort should be made to obtain its
introduction experimentally in some limited field, such as the
municipal election of some great town. An opportunity was lost when the
decision was taken to divide the West Riding of Yorkshire for the
purpose of giving it four members; instead of trying the new principle,
by leaving the constituency undivided, and allowing a candidate to be
returned on obtaining either in first or secondary votes a fourth part
of the whole number of votes given. Such experiments, would be a very
imperfect test of the worth of the plan: but they would be an
exemplification of its mode of working; they would enable people to
convince themselves that it is not impracticable; would familiarise
them with its machinery, and afford some materials for judging whether
the difficulties which are thought to be so formidable are real or
imaginary. The day when such a partial trial shall be sanctioned by
Parliament will, I believe, inaugurate a new era of Parliamentary
Reform; destined to give to Representative Government a shape fitted to
its mature and triumphant period, when it shall have passed through the
militant stage in which alone the world has yet seen it.[6]
Though Denmark is as yet the only country in which Personal
Representation has become an institution, the progress of the idea
among thinking minds has been very rapid. In almost all the countries
in which universal suffrage is now regarded as a necessity, the scheme
is rapidly making its way: with the friends of democracy, as a logical
consequence of their principle; with those who rather accept than
prefer democratic government, as indispensable corrective of its
inconveniences. The political thinkers of Switzerland led the way.
Those of France followed. To mention no others, within a very recent
period two of the most influential and authoritative writers in France,
one belonging to the moderate liberal and the other to the extreme
democratic school, have given in a public adhesion to the plan. Among
its German supporters is numbered one of the most eminent political
thinkers in Germany, who is also a distinguished member of the liberal
Cabinet of the Grand Duke of Baden. This subject, among others, has its
share in the important awakening of thought in the American republic,
which is already one of the fruits of the great pending contest for
human freedom. In the two principal of our Australian colonies Mr.
Hare's plan has been brought under the consideration of their
respective legislatures, and though not yet adopted, has already a
strong party in its favour; while the clear and complete understanding
of its principles, shown by the majority of the speakers both on the
Conservative and on the Radical side of general politics, shows how
unfounded is the notion of its being too complicated to be capable of
being generally comprehended and acted on. Nothing is required to make
both the plan and its advantages intelligible to all, except that the
time should have come when they will think it worth their while to take
the trouble of really attending to it.
SUCH A representative democracy as has now been sketched,
representative of all, and not solely of the majority -- in which the
interests the opinions, the grades of intellect which are outnumbered
would nevertheless be heard, and would have a chance of obtaining by
weight of character and strength of argument an influence which would
not belong to their numerical force -- this democracy, which is alone
equal, alone impartial, alone the government of all by all, the only
true type of democracy -- would be free from the greatest evils of the
falsely-called democracies which now prevail, and from which the
current idea of democracy is exclusively derived. But even in this
democracy, absolute power, if they chose to exercise it, would rest
with the numerical majority; and these would be composed exclusively of
a single class, alike in biasses, prepossessions, and general modes of
thinking, and a class, to say no more, not the most highly cultivated.
The constitution would therefore still be liable to the characteristic
evils of class government: in a far less degree, assuredly, than that
exclusive government by a class, which now usurps the name of
democracy; but still, under no effective restraint, except what might
be found in the good sense, moderation, and forbearance of the class
itself. If checks of this description are sufficient, the philosophy of
constitutional government is but solemn trifling. All trust in
constitutions is grounded on the assurance they may afford, not that
the depositaries of power will not, but that they cannot, misemploy it.
Democracy is not the ideally best form of government unless this weak
side of it can be strengthened; unless it can be so organised that no
class, not even the most numerous, shall be able to reduce all but
itself to political insignificance, and direct the course of
legislation and administration by its exclusive class interest. The
problem is, to find the means of preventing this abuse, without
sacrificing the characteristic advantages of popular government.
These twofold requisites are not fulfilled by the expedient of a
limitation of the suffrage, involving the compulsory exclusion of any
portion of the citizens from a voice in the representation. Among the
foremost benefits of free government is that education of the
intelligence and of the sentiments which is carried down to the very
lowest ranks of the people when they are called to take a part in acts
which directly affect the great interests of their country. On this
topic I have already dwelt so emphatically that I only return to it
because there are few who seem to attach to this effect of popular
institutions all the importance to which it is entitled. People think
it fanciful to expect so much from what seems so slight a cause -- to
recognise a potent instrument of mental improvement in the exercise of
political franchises by manual labourers. Yet unless substantial mental
cultivation in the mass of mankind is to be a mere vision, this is the
road by which it must come. If any one supposes that this road will not
bring it, I call to witness the entire contents of M. de Tocqueville's
great work; and especially his estimate of the Americans. Almost all
travellers are struck by the fact that every American is in some sense
both a patriot, and a person of cultivated intelligence; and M. de
Tocqueville has shown how close the connection is between these
qualities and their democratic institutions. No such wide diffusion of
the ideas, tastes, and sentiments of educated minds has ever been seen
elsewhere, or even conceived as attainable.[7]
Yet this is nothing to what we might look for in a government equally
democratic in its unexclusiveness, but better organised in other
important points. For political life is indeed in America a most
valuable school, but it is a school from which the ablest teachers are
excluded; the first minds in the country being as effectually shut out
from the national representation, and from public functions generally,
as if they were under a formal disqualification. The Demos, too, being
in America the one source of power, all the selfish ambition of the
country gravitates towards it, as it does in despotic countries towards
the monarch: the people, like the despot, is pursued with adulation and
sycophancy, and the corrupting effects of power fully keep pace with
its improving and ennobling influences. If, even with this alloy,
democratic institutions produce so marked a superiority of mental
development in the lowest class of Americans, compared with the
corresponding classes in England and elsewhere, what would it be if the
good portion of the influence could be retained without the bad? And
this, to a certain extent, may be done; but not by excluding that
portion of the people who have fewest intellectual stimuli of other
kinds from so inestimable an introduction to large, distant, and
complicated interests as is afforded by the attention they may be
induced to bestow on political affairs. It is by political discussion
that the manual labourer, whose employment is a routine, and whose way
of life brings him in contact with no variety of impressions,
circumstances, or ideas, is taught that remote causes, and events which
take place far off, have a most sensible effect even on his personal
interests; and it is from political discussion, and collective
political action, that one whose daily occupations concentrate his
interests in a small circle round himself, learns to feel for and with
his fellow citizens, and becomes consciously a member of a great
community. But political discussions fly over the heads of those who
have no votes, and are not endeavouring to acquire them. Their
position, in comparison with the electors, is that of the audience in a
court of justice, compared with the twelve men in the jury-box. It is
not their suffrages that are asked, it is not their opinion that is
sought to be influenced; the appeals are made, the arguments addressed,
to others than them; nothing depends on the decision they may arrive
at, and there is no necessity and very little inducement to them to
come to any. Whoever, in an otherwise popular government, has no vote,
and no prospect of obtaining it, will either be a permanent malcontent,
or will feel as one whom the general affairs of society do not concern;
for whom they are to be managed by others; who "has no business with
the laws except to obey them," nor with public interests and concerns
except as a looker-on. What he will know or care about them from this
position may partly be measured by what an average woman of the middle
class knows and cares about politics, compared with her husband or
brothers.
Independently of all these considerations, it is a personal injustice
to withhold from any one, unless for the prevention of greater evils,
the ordinary privilege of having his voice reckoned in the disposal of
affairs in which he has the same interest as other people. If he is
compelled to pay, if he may be compelled to fight, if he is required
implicitly to obey, he should be legally entitled to be told what for;
to have his consent asked, and his opinion counted at its worth, though
not at more than its worth. There ought to be no pariahs in a
full-grown and civilised nation; no persons disqualified, except
through their own default. Every one is degraded, whether aware of it
or not, when other people, without consulting him, take upon themselves
unlimited power to regulate his destiny. And even in a much more
improved state than the human mind has ever yet reached, it is not in
nature that they who are thus disposed of should meet with as fair play
as those who have a voice. Rulers and ruling classes are under a
necessity of considering the interests and wishes of those who have the
suffrage; but of those who are excluded, it is in their option whether
they will do so or not, and, however honestly disposed, they are in
general too fully occupied with things which they must attend to, to
have much room in their thoughts for anything which they can with
impunity disregard. No arrangement of the suffrage, therefore, can be
permanently satisfactory in which any person or class is peremptorily
excluded; in which the electoral privilege is not open to all persons
of full age who desire to obtain it.
There are, however, certain exclusions, required by positive reasons,
which do not conflict with this principle, and which, though an evil in
themselves, are only to be got rid of by the cessation of the state of
things which requires them. I regard it as wholly inadmissible that any
person should participate in the suffrage without being able to read,
write, and, I will add, perform the common operations of arithmetic.
Justice demands, even when the suffrage does not depend on it, that the
means of attaining these elementary acquirements should be within the
reach of every person, either gratuitously, or at an expense not
exceeding what the poorest who earn their own living can afford. If
this were really the case, people would no more think of giving the
suffrage to a man who could not read, than of giving it to a child who
could not speak; and it would not be society that would exclude him,
but his own laziness. When society has not performed its duty, by
rendering this amount of instruction accessible to all, there is some
hardship in the case, but it is a hardship that ought to be borne. If
society has neglected to discharge two solemn obligations, the more
important and more fundamental of the two must be fulfilled first:
universal teaching must precede universal enfranchisement. No one but
those in whom an a priori theory has silenced common sense will
maintain that power over others, over the whole community, should be
imparted to people who have not acquired the commonest and most
essential requisities for taking care of themselves; for pursuing
intelligently their own interests, and those of the persons most nearly
allied to them. This argument, doubtless, might be pressed further, and
made to prove much more. It would be eminently desirable that other
things besides reading, writing, and arithmetic could be made necessary
to the suffrage; that some knowledge of the conformation of the earth,
its natural and political divisions, the elements of general history,
and of the history and institutions of their own country, could be
required from all electors. But these kinds of knowledge, however
indispensable to an intelligent use of the suffrage, are not, in this
country, nor probably anywhere save in the Northern United States,
accessible to the whole people; nor does there exist any trustworthy
machinery for ascertaining whether they have been acquired or not. The
attempt, at present, would lead to partiality, chicanery, and every
kind of fraud. It is better that the suffrage should be conferred
indiscriminately, or even withheld indiscriminately, than that it
should be given to one and withheld from another at the discretion of a
public officer. In regard, however, to reading, writing, and
calculating, there need be no difficulty. It would be easy to require
from every one who presented himself for registry that he should, in
the presence of the registrar, copy a sentence from an English book,
and perform a sum in the rule of three; and to secure, by fixed rules
and complete publicity, the honest application of so very simple a
test. This condition, therefore, should in all cases accompany
universal suffrage; and it would, after a few years, exclude none but
those who cared so little for the privilege, that their vote, if given,
would not in general be an indication of any real political opinion.
It is also important, that the assembly which votes the taxes, either
general or local, should be elected exclusively by those who pay
something towards the taxes imposed. Those who pay no taxes, disposing
by their votes of other people's money, have every motive to be lavish
and none to economise. As far as money matters are concerned, any power
of voting possessed by them is a violation of the fundamental principle
of free government; a severance of the power of control from the
interest in its beneficial exercise. It amounts to allowing them to put
their hands into other people's pockets for any purpose which they
think fit to call a public one; which in some of the great towns of the
United States is known to have produced a scale of local taxation
onerous beyond example, and wholly borne by the wealthier classes. That
representation should be co-extensive with taxation, not stopping short
of it, but also not going beyond it, is in accordance with the theory
of British institutions. But to reconcile this, as a condition annexed
to the representation, with universality, it is essential, as it is on
many other accounts desirable, that taxation, in a visible shape,
should descend to the poorest class. In this country, and in most
others, there is probably no labouring family which does not contribute
to the indirect taxes, by the purchase of tea, coffee, sugar, not to
mention narcotics or stimulants. But this mode of defraying a share of
the public expenses is hardly felt: the payer, unless a person of
education and reflection, does not identify his interest with a low
scale of public expenditure as closely as when money for its support is
demanded directly from himself; and even supposing him to do so, he
would doubtless take care that, however lavish an expenditure he might,
by his vote, assist in imposing upon the government, it should not be
defrayed by any additional taxes on the articles which he himself
consumes. It would be better that a direct tax, in the simple form of a
capitation, should be levied on every grown person in the community; or
that every such person should be admitted an elector on allowing
himself to be rated extra ordinem to the assessed taxes; or that a
small annual payment, rising and falling with the gross expenditure of
the country, should be required from every registered elector; that so
everyone might feel that the money which he assisted in voting was
partly his own, and that he was interested in keeping down its amount.
However this may be, I regard it as required by first principles, that
the receipt of parish relief should be a peremptory disqualification
for the franchise. He who cannot by his labour suffice for his own
support has no claim to the privilege of helping himself to the money
of others. By becoming dependent on the remaining members of the
community for actual subsistence, he abdicates his claim to equal
rights with them in other respects. Those to whom he is indebted for
the continuance of his very existence may justly claim the exclusive
management of those common concerns, to which he now brings nothing, or
less than he takes away. As a condition of the franchise, a term should
be fixed, say five years previous to the registry, during which the
applicant's name has not been on the parish books as a recipient of
relief. To be an uncertified bankrupt, or to have taken the benefit of
the Insolvent Act, should disqualify for the franchise until the person
has paid his debts, or at least proved that he is not now, and has not
for some long period been, dependent on eleemosynary support.
Non-payment of taxes, when so long persisted in that it cannot have
arisen from inadvertence, should disqualify while it lasts. These
exclusions are not in their nature permanent. They exact such
conditions only as all are able, or ought to be able, to fulfil if they
choose. They leave the suffrage accessible to all who are in the normal
condition of a human being: and if any one has to forego it, he either
does not care sufficiently for it to do for its sake what he is already
bound to do, or he is in a general condition of depression and
degradation in which this slight addition, necessary for security of
others, would be unfelt, and on emerging from which, this mark of
inferiority would disappear with the rest.
In the long run, therefore (supposing no restrictions to exist but
those of which we have now treated), we might expect that all, except
that (it is to be hoped) progressively diminishing class, the
recipients of parish relief, would be in possession of votes, so that
the suffrage would be, with that slight abatement, universal. That it
should be thus widely expanded is, as we have seen, absolutely
necessary to an enlarged and elevated conception of good government.
Yet in this state of things, the great majority of voters, in most
countries, and emphatically in this, would be manual labourers; and the
twofold danger, that of too low a standard of political intelligence,
and that of class legislation, would still exist in a very perilous
degree. It remains to be seen whether any means exist by which these
evils can be obviated.
They are capable of being obviated, if men sincerely wish it; not by
any artificial contrivance, but by carrying out the natural order of
human life, which recommends itself to every one in things in which he
has no interest or traditional opinion running counter to it. In all
human affairs, every person directly interested, and not under positive
tutelage, has an admitted claim to a voice, and when his exercise of it
is not inconsistent with the safety of the whole, cannot justly be
excluded from it. But though every one ought to have a voice -- that
every one should have an equal voice is a totally different
proposition. When two persons who have a joint interest in any business
differ in opinion, does justice require that both opinions should be
held of exactly equal value? If, with equal virtue, one is superior to
the other in knowledge and intelligence -- or if, with equal
intelligence, one excels the other in virtue -- the opinion, the
judgment, of the higher moral or intellectual being is worth more than
that of the inferior: and if the institutions of the country virtually
assert that they are of the same value, they assert a thing which is
not. One of the two, as the wiser or better man, has a claim to
superior weight: the difficulty is in ascertaining which of the two it
is; a thing impossible as between individuals, but, taking men in
bodies and in numbers, it can be done with a certain approach to
accuracy. There would be no pretence for applying this doctrine to any
case which could with reason be considered as one of individual and
private right. In an affair which concerns only one of two persons,
that one is entitled to follow his own opinion, however much wiser the
other may be than himself. But we are speaking of things which equally
concern them both; where, if the more ignorant does not yield his share
of the matter to the guidance of the wiser man, the wiser man must
resign his to that of the more ignorant. Which of these modes of
getting over the difficulty is most for the interest of both, and most
conformable to the general fitness of things? If it be deemed unjust
that either should have to give way, which injustice is greatest? that
the better judgment should give way to the worse, or the worse to the
better?
Now, national affairs are exactly such a joint concern, with the
difference, that no one needs ever be called upon for a complete
sacrifice of his own opinion. It can always be taken into the
calculation, and counted at a certain figure, a higher figure being
assigned to the suffrages of those whose opinion is entitled to greater
weight. There is not, in this arrangement, anything necessarily
invidious to those to whom it assigns the lower degrees of influence.
Entire exclusion from a voice in the common concerns is one thing: the
concession to others of a more potential voice, on the ground of
greater capacity for the management of the joint interests, is another.
The two things are not merely different, they are incommensurable.
Every one has a right to feel insulted by being made a nobody, and
stamped as of no account at all. No one but a fool, and only a fool of
a peculiar description, feels offended by the acknowledgment that there
are others whose opinion, and even whose wish, is entitled to a greater
amount of consideration than his. To have no voice in what are partly
his own concerns is a thing which nobody willingly submits to; but when
what is partly his concern is also partly another's, and he feels the
other to understand the subject better than himself, that the other's
opinion should be counted for more than his own accords with his
expectations, and with the course of things which in all other affairs
of life he is accustomed to acquiese in. It is only necessary that this
superior influence should be assigned on grounds which he can
comprehend, and of which he is able to perceive the justice.
I hasten to say that I consider it entirely inadmissible, unless as a
temporary makeshift, that the superiority of influence should be
conferred in consideration of property. I do not deny that property is
a kind of test; education in most countries, though anything but
proportional to riches, is on the average better in the richer half of
society than in the poorer. But the criterion is so imperfect; accident
has so much more to do than merit with enabling men to rise in the
world; and it is so impossible for any one, by acquiring any amount of
instruction, to make sure of the corresponding rise in station, that
this foundation of electoral privilege is always, and will continue to
be, supremely odious. To connect plurality of votes with any pecuniary
qualification would be not only objectionable in itself, but a sure
mode of discrediting the principle, and making its permanent
maintenance impracticable. The Democracy, at least of this country, are
not at present jealous of personal superiority, but they are naturally
and must justly so of that which is grounded on mere pecuniary
circumstances. The only thing which can justify reckoning one person's
opinion as equivalent to more than one is individual mental
superiority; and what is wanted is some approximate means of
ascertaining that. If there existed such a thing as a really national
education or a trustworthy system of general examination, education
might be tested directly. In the absence of these, the nature of a
person's occupation is some test. An employer of labour is on the
average more intelligent than a labourer; for he must labour with his
head, and not solely with his hands. A foreman is generally more
intelligent than an ordinary labourer, and a labourer in the skilled
trades than in the unskilled. A banker, merchant, or manufacturer is
likely to be more intelligent than a tradesman, because he has larger
and more complicated interests to manage.
In all these cases it is not the having merely undertaken the superior
function, but the successful performance of it, that tests the
qualifications; for which reason, as well as to prevent persons from
engaging nominally in an occupation for the sake of the vote, it would
be proper to require that the occupation should have been persevered in
for some length of time (say three years). Subject to some such
condition, two or more votes might be allowed to every person who
exercises any of these superior functions. The liberal professions,
when really and not nominally practised, imply, of course, a still
higher degree of instruction; and wherever a sufficient examination, or
any serious conditions of education, are required before entering on a
profession, its members could be admitted at once to a plurality of
votes. The same rule might be applied to graduates of universities; and
even to those who bring satisfactory certificates of having passed
through the course of study required by any school at which the higher
branches of knowledge are taught, under proper securities that the
teaching is real, and not a mere pretence. The "local" or "middle
class" examination for the degree of Associate, so laudably and
public-spiritedly established by the Universities of Oxford and
Cambridge, and any similar ones which may be instituted by other
competent bodies (provided they are fairly open to all comers), afford
a ground on which plurality of votes might with great advantage be
accorded to those who have passed the test. All these suggestions are
open to much discussion in the detail, and to objections which it is of
no use to anticipate. The time is not come for giving to such plans a
practical shape, nor should I wish to be bound by the particular
proposals which I have made. But it is to me evident, that in this
direction lies the true ideal of representative government; and that to
work towards it, by the best practical contrivances which can be found,
is the path of real political improvement.
If it be asked to what length the principle admits of being carried, or
how many votes might be accorded to an individual on the ground of
superior qualifications, I answer, that this is not in itself very
material, provided the distinctions and gradations are not made
arbitrarily, but are such as can be understood and accepted by the
general conscience and understanding. But it is an absolute condition
not to overpass the limit prescribed by the fundamental principle laid
down in a former chapter as the condition of excellence in the
constitution of a representative system. The plurality of votes must on
no account be carried so far that those who are privileged by it, or
the class (if any) to which they mainly belong, shall outweigh by means
of it all the rest of the community. The distinction in favour of
education, right in itself, is further and strongly recommended by its
preserving the educated from the class legislation of the uneducated;
but it must stop short of enabling them to practise class legislation
on their own account. Let me add, that I consider it an absolutely
necessary part of the plurality scheme that it be open to the poorest
individual in the community to claim its privileges, if he can prove
that, in spite of all difficulties and obstacles, he is, in point of
intelligence, entitled to them. There ought to be voluntary
examinations at which any person whatever might present himself, might
prove that he came up to the standard of knowledge and ability laid
down as sufficient, and be admitted, in consequence, to the plurality
of votes. A privilege which is not refused to any one who can show that
he has realised the conditions on which in theory and principle it is
dependent would not necessarily be repugnant to any one's sentiment of
justice: but it would certainly be so, if, while conferred on general
presumptions not always infallible, it were denied to direct proof.
Plural voting, though practised in vestry elections and those of
poor-law guardians, is so unfamiliar in elections to Parliament that it
is not likely to be soon or willingly adopted: but as the time will
certainly arrive when the only choice will be between this and equal
universal suffrage, whoever does not desire the last, cannot too soon
begin to reconcile himself to the former. In the meantime, though the
suggestion, for the present, may not be a practical one, it will serve
to mark what is best in principle, and enable us to judge of the
eligibility of any indirect means, either existing or capable of being
adopted, which may promote in a less perfect manner the same end. A
person may have a double vote by other means than that of tendering two
votes at the same hustings; he may have a vote in each of two different
constituencies: and though this exceptional privilege at present
belongs rather to superiority of means than of intelligence, I would
not abolish it where it exists, since until a truer test of education
is adopted it would be unwise to dispense with even so imperfect a one
as is afforded by pecuniary circumstances. Means might be found of
giving a further extension to the privilege, which would connect it in
a more direct manner with superior education. In any future Reform Bill
which lowers greatly the pecuniary conditions of the suffrage, it might
be a wise provision to allow all graduates of universities, all persons
who have passed creditably through the higher schools, all members of
the liberal professions, and perhaps some others, to be registered
specifically in those characters, and to give their votes as such in
any constituency in which they choose to register; retaining, in
addition, their votes as simple citizens in the localities in which
they reside.
Until there shall have been devised, and until opinion is willing to
accept, some mode of plural voting which may assign to education, as
such, the degree of superior influence due to it, and sufficient as a
counterpoise to the numerical weight of the least educated class; for
so long the benefits of completely universal suffrage cannot be
obtained without bringing with them, as it appears to me, a chance of
more than equivalent evils. It is possible, indeed (and this is perhaps
one of the transitions through which we may have to pass in our
progress to a really good representative system), that the barriers
which restrict the suffrage might be entirely levelled in some
particular constituencies, whose members, consequently, would be
returned principally by manual labourers; the existing electoral
qualification being maintained elsewhere, or any alteration in it being
accompanied by such a grouping of the constituencies as to prevent the
labouring class from becoming preponderant in Parliament. By such a
compromise, the anomalies in the representation would not only be
retained, but augmented: this however is not a conclusive objection;
for if the country does not choose to pursue the right ends by a
regular system directly leading to them, it must be content with an
irregular makeshift, as being greatly preferable to a system free from
irregularities, but regularly adapted to wrong ends, or in which some
ends equally necessary with the others have been left out. It is a far
graver objection, that this adjustment is incompatible with the
intercommunity of local constituencies which Mr. Hare's plan requires;
that under it every voter would remain imprisoned within the one or
more constituencies in which his name is registered, and unless willing
to be represented by one of the candidates for those localities, would
not be represented at all.
So much importance do I attach to the emancipation of those who already
have votes, but whose votes are useless, because always outnumbered; so
much should I hope from the natural influence of truth and reason, if
only secured a hearing and a competent advocacy that I should not
despair of the operation even of equal and universal suffrage, if made
real by the proportional representation of all minorities, on Mr.
Hare's principle. But if the best hopes which can be formed on this
subject were certainties, I should still contend for the principle of
plural voting. I do not propose the plurality as a thing in itself
undesirable, which, like the exclusion of part of the community from
the suffrage, may be temporarily tolerated while necessary to prevent
greater evils. I do not look upon equal voting as among the things
which are good in themselves, provided they can be guarded against
inconveniences. I look upon it as only relatively good; less
objectionable than inequality of privilege grounded on irrelevant or
adventitious circumstances, but in principle wrong, because recognising
a wrong standard, and exercising a bad influence on the voter's mind.
It is not useful, but hurtful, that the constitution of the country
should declare ignorance to be entitled to as much political power as
knowledge. The national institutions should place all things that they
are concerned with before the mind of the citizen in the light in which
it is for his good that he should regard them: and as it is for his
good that he should think that every one is entitled to some influence,
but the better and wiser to more than others, it is important that this
conviction should be professed by the State, and embodied in the
national institutions. Such things constitute the spirit of the
institutions of a country: that portion of their influence which is
least regarded by common, and especially by English, thinkers; though
the institutions of every country, not under great positive oppression,
produce more effect by their spirit than by any of their direct
provisions, since by it they shape the national character. The American
institutions have imprinted strongly on the American mind that any one
man (with a white skin) is as good as any other; and it is felt that
this false creed is nearly connected with some of the more unfavourable
points in American character. It is not small mischief that the
constitution of any country should sanction this creed; for the belief
in it, whether express or tacit, is almost as detrimental to moral and
intellectual excellence any effect which most forms of government can
produce.
It may, perhaps, be said, that a constitution which gives equal
influence, man for man, to the most and to the least instructed, is
nevertheless conducive to progress, because the appeals constantly made
to the less instructed classes, the exercise given to their mental
powers, and the exertions which the more instructed are obliged to make
for enlightening their judgment and ridding them of errors and
prejudices, are powerful stimulants to their advance in intelligence.
That this most desirable effect really attends the admission of the
less educated classes to some, and even to a large share of power, I
admit, and have already strenuously maintained. But theory and
experience alike prove that a counter current sets in when they are
made the possessors of all power. Those who are supreme over
everything, whether they be One, or Few, or Many, have no longer need
of the arms of reason: they can make their mere will prevail; and those
who cannot be resisted are usually far too well satisfied with their
own opinion to be willing to change them, or listen without impatience
to any one who tells them that they are in the wrong. The position
which gives the strongest stimulus to the growth of intelligence is
that of rising into power, not that of having achieved it; and of all
resting-points, temporary or permanent, in the way to ascendancy, the
one which develops the best and highest qualities is the position of
those who are strong enough to make reason prevail, but not strong
enough to prevail against reason. This is the position in which,
according to the principles we have laid down, the rich and the poor,
the much and the little educated, and all the other classes and
denominations which divide society between them, ought as far as
practicable to be placed. And by combining this principle with the
otherwise just one of allowing superiority of weight to superiority of
mental qualities, a political constitution would realise that kind of
relative perfection which is alone compatible with the complicated
nature of human affairs.
In the preceding argument for universal, but graduated suffrage, I have
taken no account of difference of sex. I consider it to be as entirely
irrelevant to political rights as difference in height or in the colour
of the hair. All human beings have the same interest in good
government; the welfare of all is alike affected by it, and they have
equal need of a voice in it to secure their share of its benefits. If
there be any difference, women require it more than men, since, being
physically weaker, they are more dependent on law and society for
protection. Mankind have long since abandoned the only premises which
will support the conclusion that women ought not to have votes. No one
now holds that women should be in personal servitude, that they should
have no thought, wish, or occupation, but to be the domestic drudges of
husbands, fathers, or brothers. It is allowed to unmarried, and wants
but little of being conceded to married women, to hold property, and
have pecuniary and business interests, in the same manner as men. It is
considered suitable and proper that women should think and write, and
be teachers. As soon as these things are admitted, the political
disqualification has no principle to rest on. The whole mode of thought
of the modern world is with increasing emphasis pronouncing against the
claim of society to decide for individuals what they are and are not
fit for, and what they shall and shall not be allowed to attempt. If
the principles of modern politics and political economy are good for
anything, it is for proving that these points can only be rightly
judged of by the individuals themselves and that, under complete
freedom of choice, wherever there are real diversities of aptitude, the
great number will apply themselves to the things for which they are on
the average fittest, and the exceptional course will only be taken by
the exceptions. Either the whole tendency of modern social improvements
has been wrong, or it ought to be carried out to the total abolition of
all exclusions and disabilities which close any honest employment to a
human being.
But it is not even necessary to maintain so much in order to prove that
women should have the suffrage. Were it as right, as it is wrong, that
they should be a subordinate class, confined to domestic occupations
and subject to domestic authority, they would not the less require the
protection of the suffrage to secure them from the abuse of that
authority. Men, as well as women, do not need political rights in order
that they may govern, but in order that they may not be misgoverned.
The majority of the male sex are, and will be all their lives, nothing
else than labourers in cornfields or manufactories; but this does not
render the suffrage less desirable for them, nor their claim to it less
irresistible, when not likely to make a bad use of it. Nobody pretends
to think that woman would make a bad use of the suffrage. The worst
that is said is that they would vote as mere dependents, the bidding of
their male relations. If it be so, so let it be. If they think for
themselves, great good will be done, and if they do not, no harm. It is
a benefit to human beings to take off their fetters, even if they do
not desire to walk. It would already be a great improvement in the
moral position of women to be no longer declared by law incapable of an
opinion, and not entitled to a preference, respecting the most
important concerns of humanity. There would be some benefit to them
individually in having something to bestow which their male relatives
cannot exact, and are yet desirous to have. It would also be no small
benefit that the husband would necessarily discuss the matter with his
wife, and that the vote would not be his exclusive affair, but a joint
concern. People do not sufficiently consider how markedly the fact that
she is able to have some action on the outward world independently of
him raises her dignity and value in a vulgar man's eyes, and makes her
the object of a respect which no personal qualities would ever obtain
for one whose social existence he can entirely appropriate.
The vote itself, too, would be improved in quality. The man would often
be obliged to find honest reasons for his vote, such as might induce a
more upright and impartial character to serve with him under the same
banner. The wife's influence would often keep him true to his own
sincere opinion. Often, indeed, it would be used, not on the side of
public principle, but of the personal interest or worldly vanity of the
family. But wherever this would be the tendency of the wife's
influence, it is exerted to the full already in that bad direction; and
with the more certainty, since under the present law and custom she is
generally too utter a stranger to politics in any sense in which they
involve principle to be able to realise to herself that there is a
point of honour in them, and most people have as little sympathy in the
point of honour of others, when their own is not placed in the same
thing, as they have in the religious feelings of those whose religion
differs from theirs. Give the woman a vote, and she comes under the
operation of the political point of honour. She learns to look on
politics as a thing on which she is allowed to have an opinion, and in
which if one has an opinion it ought to be acted upon; she acquires a
sense of personal accountability in the matter, and will no longer
feel, as she does at present, that whatever amount of bad influence she
may exercise, if the man can but be persuaded, all is right, and his
responsibility covers all. It is only by being herself encouraged to
form an opinion, and obtain an intelligent comprehension of the reasons
which ought to prevail with the conscience against the temptations of
personal or family interest, that she can ever cease to act as a
disturbing force on the political conscience of the man. Her indirect
agency can only be prevented from being politically mischievous by
being exchanged for direct.
I have supposed the right of suffrage to depend, as in a good state of
things it would, on personal conditions. Where it depends, as in this
and most other countries, on conditions of property, the contradiction
is even more flagrant. There something more than ordinarily irrational
in the fact that when a woman can give all the guarantees required from
a male elector, independent circumstances, the position of a
householder and head of a family, payment of taxes, or whatever may be
the conditions imposed, the very principle and system of a
representation based on property is set aside, and an exceptionally
personal disqualification is created for the mere purpose of excluding
her. When it is added that in the country where this is done a woman
now reigns, and that the most glorious ruler whom that country ever had
was a woman, the picture of unreason, and scarcely disguised injustice,
is complete. Let us hope that as the work proceeds of pulling down, one
after another, the remains of the mouldering fabric of monopoly and
tyranny, this one will not be the last to disappear; that the opinion
of Bentham, of Mr. Samuel Bailey, of Mr. Hare, and many other of the
most powerful political thinkers of this age and country (not to speak
of others), will make its way to all minds not rendered obdurate by
selfishness or inveterate prejudice; and that, before the lapse another
generation, the accident of sex, no more than the accident of skin,
will be deemed a sufficient justification for depriving its possessor
of the equal protection and just privileges of a citizen.
IN SOME representative constitutions the plan has been adopted of
choosing the members of the representative body by a double process,
the primary electors only choosing other electors, and these electing
the member of parliament. This contrivance was probably intended as a
slight impediment to the full sweep of popular feeling; giving the
suffrage, and with it the complete ultimate power, to the Many, but
compelling them to exercise it through the agency of a comparatively
few, who, it was supposed, would be less moved than the Demos by the
gusts of popular passion; and as the electors, being already a select
body, might be expected to exceed in intellect and character the common
level of their constituents, the choice made by them was thought likely
to be more careful and enlightened, and would in any case be made under
a greater feeling of responsibility, than election by the masses
themselves. This plan of filtering, as it were, the popular suffrage
through an intermediate body admits of a very plausible defence; since
it may be said, with great appearance of reason, that less intellect
and instruction are required for judging who among our neighbours can
be most safely trusted to choose a member of parliament, than who is
himself fittest to be one.
In the first place, however, if the dangers incident to popular power
may be thought to be in some degree lessened by this indirect
arrangement, so also are its benefits; and the latter effect is much
more certain than the former. To enable the system to work as desired,
it must be carried into effect in the spirit in which it is planned;
the electors must use the suffrage in the manner supposed by the
theory, that is, each of them must not ask himself who the member of
parliament should be, but only whom he would best like to choose one
for him. It is evident that the advantages which indirect is supposed
to have over direct election require this disposition of mind in the
voter, and will only be realised by his taking the doctrine au serieux,
that his sole business is to choose the choosers, not the member
himself. The supposition must be, that he will not occupy his thoughts
with political opinions and measures, or political men, but will be
guided by his personal respect for some private individual, to whom he
will give a general power of attorney to act for him. Now if the
primary electors adopt this view of their position, one of the
principal uses of giving them a vote at all is defeated: the political
function to which they are called fails of developing public spirit and
political intelligence; of making public affairs an object of interest
to their feelings and of exercise to their faculties. The supposition,
moreover, involves inconsistent conditions; for if the voter feels no
interest in the final result, how or why can he be expected to feel any
in the process which leads to it? To wish to have a particular
individual for his representative in parliament is possible to a person
of a very moderate degree of virtue and intelligence; and to wish to
choose an elector who will elect that individual is a natural
consequence: but for a person does not care who is elected, or feels
bound to put that consideration in abeyance, to take any interest
whatever in merely naming the worthiest person to elect another
according to his own judgment, implies a zeal for what is right in the
abstract, an habitual principle of duty for the sake of duty, which is
possible only to persons of a rather high grade of cultivation, who, by
the very possession of it, show that they may be, and deserve to be,
trusted with political power in a more direct shape. Of all public
functions which it is possible to confer on the poorer members of the
community this surely is the least calculated to kindle their feelings,
and holds out least natural inducement to care for it, other than a
virtuous determination to discharge conscientiously whatever duty one
has to perform: and if the mass of electors cared enough about
political affairs to set any value on so limited a participation in
them, they would not be likely to be satisfied without one much more
extensive.
In the next place, admitting that a person who, from his narrow range
of cultivation, cannot judge well of the qualifications of a candidate
for parliament may be a sufficient judge of the honesty and general
capacity of somebody whom he may depute to choose a member of
Parliament for him; I may remark, that if the voter acquiesces in this
estimate of his capabilities, and really wishes to have the choice made
for him by a person in whom he places reliance, there is no need of any
constitutional provision for the purpose; he has only to ask this
confidential person privately what candidate he had better vote for. In
that case the two modes of election coincide in their result, and every
advantage of indirect election is obtained under direct. The systems
only diverge in their operation, if we suppose that the voter would
prefer to use his own judgment in the choice of a representative, and
only lets another choose for him because the law does not allow him a
more direct mode of action. But if this be his state of mind; if his
will does not go along with the limitation which the law imposes, and
he desires to make a direct choice, he can do so notwithstanding the
law. He has only to choose as elector a known partisan of the candidate
he prefers, or some one who will pledge himself to vote for that
candidate. And this is so much the natural working of election by two
stages that, except in a condition of complete political indifference,
it can scarcely be expected to act otherwise. It is in this way that
the election of the President of the United States practically takes
place. Nominally, the election is indirect: the population at large
does not vote for the President; it votes for electors who choose the
President. But the electors are always chosen under an express
engagement to vote for a particular candidate: nor does a citizen ever
vote for an elector because of any preference for the man; he votes for
the Lincoln ticket, or the Breckenridge ticket. It must be remembered
that the electors are not chosen in order that they may search the
country and find the fittest person in it to be President, or to be a
member of Parliament. There would be something to be said for the
practice if this were so: but it is not so; nor ever will be until
mankind in general are of opinion, with Plato, that the proper person
to be entrusted with power is the person most unwilling to accept it.
The electors are to make choice of one of those who have offered
themselves as candidates: and those who choose the electors already
know who these are. If there is any political activity in the country,
all electors, who care to vote at all, have made up their minds which
of these candidates they would like to have; and will make that the
sole consideration in giving their vote. The partisans of each
candidate will have their list of electors ready, all pledged to vote
for that individual; and the only question practically asked of the
primary elector will be which of these lists he will support.
The case in which election by two stages answers well in practice is
when the electors are not chosen solely as electors, but have other
important functions to discharge, which precludes their being selected
solely as delegates to give a particular vote. This combination of
circumstances exemplifies itself in another American institution, the
Senate of the United States. That assembly, the Upper House, as it
were, of Congress, is considered to represent not the people directly,
but the States as such, and to be the guardian of that portion of their
sovereign rights which they have not alienated. As the internal
sovereignty of each State is, by the nature of an equal federation,
equally sacred whatever be the size or importance of the State, each
returns to the Senate the same number of members (two), whether it be
little Delaware or the "Empire State" of New York. These members are
not chosen by the population, but by the State Legislatures, themselves
elected by the people of each State; but as the whole ordinary business
of a legislative assembly, internal legislation and the control of the
executive, devolves upon these bodies, they are elected with a view to
those objects more than to the other; and in naming two persons to
represent the State in the Federal Senate they for the most part
exercise their own judgment, with only that general reference to public
opinion necessary in all acts of the government of a democracy. The
elections, thus made, have proved eminently successful, and are
conspicuously the best of all the elections in the United States, the
Senate invariably consisting of the most distinguished men among those
who have made themselves sufficiently known in public life.
After such an example, it cannot be said that indirect popular election
is never advantageous. Under certain conditions it is the very best
system that can be adopted. But those conditions are hardly to be
obtained in practice, except in a federal government like that of the
United States, where the election can be entrusted to local bodies
whose other functions extend to the most important concerns of the
nation. The only bodies in any analogous position which exist, or are
likely to exist, in this country are the municipalities, or any other
boards which have been or may be created for similar local purposes.
Few persons, however, would think it any improvement in our
parliamentary constitution if the members for the City of London were
chosen by the Aldermen and Common Council, and those for the borough of
Marylebone avowedly, as they already are virtually, by the vestries of
the component parishes. Even if those bodies, considered merely as
local boards, were far less objectionable than they are, the qualities
that would fit them for the limited and peculiar duties of municipal or
parochial aedileship are no guarantee of any special fitness to judge
of the comparative qualifications of candidates for a seat in
Parliament. They probably would not fulfil this duty any better than it
is fulfilled by the inhabitants voting directly; while, on the other
hand, if fitness for electing members of Parliament had to be taken
into consideration in selecting persons for the office of vestrymen or
town councillors, many of those who are fittest for that more limited
duty would inevitably be excluded from it, if only by the necessity
there would be of choosing persons whose sentiments in general politics
agreed with those of the voters who elected them. The mere indirect
political influence of town-councils has already led to a considerable
perversion of municipal elections from their intended purpose, by
making them a matter of party politics. If it were part of the duty of
a man's book-keeper or steward to choose his physician, he would not be
likely to have a better medical attendant than if he chose one for
himself, while he would be restricted in his choice of a steward or
book-keeper to such as might without too great danger to his health be
entrusted with the other office.
It appears, therefore, that every benefit of indirect election which is
attainable at all is attainable under direct; that such of the benefits
expected from it, as would not be obtained under direct election, will
just as much fail to be obtained under indirect; while the latter has
considerable disadvantages peculiar to itself. The mere fact that it is
an additional and superfluous wheel in the machinery is no trifling
objection. Its decided inferiority as a means of cultivating public
spirit and political intelligence has already been dwelt upon: and if
it had any effective operation at all -- that is, if the primary
electors did to any extent leave to their nominees the selection of
their parliamentary representative -- the voter would be prevented from
identifying himself with his member of Parliament, and the member would
feel a much less active sense of responsibility to his constituents. In
addition to all this, the comparatively small number of persons in
whose hands, at last, the election of a member of Parliament would
reside, could not but afford great additional facilities to intrigue,
and to every form of corruption compatible with the station in life of
the electors. The constituencies would universally be reduced, in point
of conveniences for bribery, to the condition of the small boroughs at
present. It would be sufficient to gain over a small number of persons
to be certain of being returned. If it be said that the electors would
be responsible to those who elected them, the answer is obvious, that,
holding no permanent office, or position in the public eye, they would
risk nothing by a corrupt vote except what they would care little for,
not to be appointed electors again: and the main reliance must still be
on the penalties for bribery, the insufficiency of which reliance, in
small constituencies, experience has made notorious to all the world.
The evil would be exactly proportional to the amount of discretion left
to the chosen electors. The only case in which they would probably be
afraid to employ their vote for the promotion of their personal
interest would be when they were elected under an express pledge, as
mere delegates, to carry, as it were, the votes of their constituents
to the hustings. The moment the double stage of election began to have
any effect, it would begin to have a bad effect. And this we shall find
true of the principle of indirect election however applied, except in
circumstances similar to those of the election of Senators in the
United States.
The best which could be said for this political contrivance that in
some states of opinion it might be a more practicable expedient than
that of plural voting for giving to every member of the community a
vote of some sort, without rendering the mere numerical majority
predominant in Parliament: as, for instance, if the present
constituency of this country were increased by the addition of a
numerous and select portion of the labouring classes, elected by the
remainder. Circumstances might render such a scheme a convenient mode
of temporary compromise, but it does not carry out any principle
sufficiently thoroughly to be likely to recommend itself to any class
of thinkers as a permanent arrangement.
THE QUESTION of greatest moment in regard to modes of voting is that of
secrecy or publicity; and to this we will at once address ourselves.
It would be a great mistake to make the discussion turn on
sentimentalities about skulking or cowardice. Secrecy is justifiable in
many cases, imperative in some, and it is not cowardice to seek
protection against evils which are honestly avoidable. Nor can it be
reasonably maintained that no cases are conceivable in which secret
voting is preferable to public. But I must contend that these cases, in
affairs of a political character, are the exception, not the rule.
The present is one of the many instances in which, as I have already
had occasion to remark, the spirit of an institution, the impression it
makes on the mind of the citizen, is one of the most important parts of
its operation. The spirit of vote by ballot -- the interpretation
likely to be put on it in the mind of an elector -- is that the
suffrage is given to him for himself; for his particular use and
benefit, and not as a trust for the public. For if it is indeed a
trust, if the public are entitled to his vote, are not they entitled to
know his vote? This false and pernicious impression may well be made on
the generality, since it has been made on most of those who of late
years have been conspicuous advocates of the ballot. The doctrine was
not so understood by its earlier promoters; but the effect of a
doctrine on the mind is best shown, not in those who form it, but in
those who are formed by it. Mr. Bright and his school of democrats
think themselves greatly concerned in maintaining that the franchise is
what they term a right, not a trust. Now this one idea, taking root in
the general mind, does a moral mischief outweighing all the good that
the ballot could do, at the highest possible estimate of it. In
whatever way we define or understand the idea of a right, no person can
have a right (except in the purely legal sense) to power over others:
every such power, which he is allowed to possess, is morally, in the
fullest force of the term, a trust. But the exercise of any political
function, either as an elector or as a representative, is power over
others.
Those who say that the suffrage is not a trust but a right will
scarcely accept the conclusions to which their doctrine leads. If it is
a right, if it belongs to the voter for his own sake, on what ground
can we blame him for selling it, or using it to recommend himself to
any one whom it is his interest to please? A person is not expected to
consult exclusively the public benefit in the use he makes of his
house, or his three per cent stock, or anything else to which he really
has a right. The suffrage is indeed due to him, among other reasons, as
a means to his own protection, but only against treatment from which he
is equally bound, so far as depends on his vote, to protect every one
of his fellow-citizens. His vote is not a thing in which he has an
option; it has no more to do with his personal wishes than the verdict
of a juryman. It is strictly a matter of duty; he is bound to give it
according to his best and most conscientious opinion of the public
good. Whoever has any other idea of it is unfit to have the suffrage;
its effect on him is to pervert, not to elevate his mind. Instead of
opening his heart to an exalted patriotism and the obligation of public
duty, it awakens and nourishes in him the disposition to use a public
function for his own interest, pleasure, or caprice; the same feelings
and purposes, on a humbler scale, which actuate a despot and oppressor.
Now an ordinary citizen in any public position, or on whom there
devolves any social function, is certain to think and feel, respecting
the obligations it imposes on him, exactly what society appears to
think and feel in conferring it. What seems to be expected from him by
society forms a standard which he may fall below, but which he will
seldom rise above. And the interpretation which he is almost sure to
put upon secret voting is that he is not bound to give his vote with
any reference to those who are not allowed to know how he gives it; but
may bestow it simply as he feels inclined.
This is the decisive reason why the argument does not hold, from the
use of the ballot in clubs and private societies, to its adoption in
parliamentary elections. A member of a club is really, what the elector
falsely believes himself to be, under no obligation to consider the
wishes or interests of any one else. He declares nothing by his vote
but that he is or is not willing to associate, in a manner more or less
close, with a particular person. This is a matter on which, by
universal admission, his own pleasure or inclination is entitled to
decide: and that he should be able so to decide it without risking a
quarrel is best for everybody, the rejected person included. An
additional reason rendering the ballot unobjectionable in these cases
is that it does not necessarily or naturally lead to lying. The persons
concerned are of the same class or rank, and it would be considered
improper in one of them to press another with questions as to how he
had voted. It is far otherwise in parliamentary elections, and is
likely to remain so, as long as the social relations exist which
produce the demand for the ballot; as long as one person is
sufficiently the superior of another to think himself entitled to
dictate his vote. And while this is the case, silence or an evasive
answer is certain to be construed as proof that the vote given has not
been that which was desired.
In any political election, even by universal suffrage (and still more
obviously in the case of a restricted suffrage), the voter is under an
absolute moral obligation to consider the interest of the public, not
his private advantage, and give his vote, to the best of his judgment,
exactly as he would be bound to do if he were the sole voter, and the
election depended upon him alone. This being admitted, it is at least a
prima facie consequence that the duty of voting, like any other public
duty, should be performed under the eye and criticism of the public;
every one of whom has not only an interest in its performance, but a
good title to consider himself wronged if it is performed otherwise
than honestly and carefully. Undoubtedly neither this nor any other
maxim of political morality is absolutely inviolable; it may be
overruled by still more cogent considerations. But its weight is such
that the cases which admit of a departure from it must be of a
strikingly exceptional character.
It may, unquestionably, be the fact that if we attempt, by publicity,
to make the voter responsible to the public for his vote, he will
practically be made responsible for it to some powerful individual,
whose interest is more opposed to the general interest of the community
than that of the voter himself would be if, by the shield of secrecy,
he were released from responsibility altogether. When this is the
condition, in a high degree, of a large proportion of the voters, the
ballot may be the smaller evil. When the voters are slaves, anything
may be tolerated which enables them to throw off the yoke. The
strongest case for the ballot is when the mischievous power of the Few
over the Many is increasing. In the decline of the Roman republic the
reasons for the ballot were irresistible. The oligarchy was yearly
becoming richer and more tyrannical, the people poorer and more
dependent, and it was necessary to erect stronger and stronger barriers
against such abuse of the franchise as rendered it but an instrument
the more in the hands of unprincipled persons of consequence. As little
can it be doubted that the ballot, so far as it existed, had a
beneficial operation in the Athenian constitution. Even in the least
unstable of the Grecian commonwealths freedom might be for the time
destroyed by a single unfairly obtained popular vote; and though the
Athenian voter was not sufficiently dependent to be habitually coerced,
he might have been bribed, or intimidated by the lawless outrages of
some knot of individuals, such as were not uncommon even at Athens
among the youth of rank and fortune. The ballot was in these cases a
valuable instrument of order, and conduced to the Eunomia by which
Athens was distinguished among the ancient commonwealths.
But in the more advanced states of modern Europe, and especially in
this country, the power of coercing voters has declined and is
declining; and bad voting is now less to be apprehended from the
influences to which the voter is subject at the hands of others than
from the sinister interests and discreditable feelings which belong to
himself, either individually or as a member of a class. To secure him
against the first, at the cost of removing all restraint from the last,
would be to exchange a smaller and a diminishing evil for a greater and
increasing one. On this topic, and on the question generally, as
applicable to England at the present date, I have, in a pamphlet on
Parliamentary Reform, expressed myself in terms which, as I do not feel
that I can improve upon, I will venture here to transcribe.
"Thirty years ago it was still true that in the election of members of
Parliament the main evil to be guarded against was that which the
ballot would exclude -- coercion by landlords, employers, and
customers. At present, I conceive, a much greater source of evil is the
selfishness, or the selfish partialities, of the voter himself. A base
and mischievous vote is now, I am convinced, much oftener given from
the voter's personal interest, or class interest, or some mean feeling
in his own mind, than from any fear of consequences at the hands of
others: and to these influences the ballot would enable him to yield
himself up, free from all sense of shame or responsibility.
"In times not long gone by, the higher and richer classes were in
complete possession of the government. Their power was the master
grievance of the country. The habit of voting at the bidding of an
employer, or of a landlord, was so firmly established, that hardly
anything was capable of shaking it but a strong popular enthusiasm,
seldom known to exist but in a good cause. A vote given in opposition
to those influences was therefore, in general, an honest, a
public-spirited vote; but in any case, and by whatever motive dictated,
it was almost sure to be a good vote, for it was a vote against the
monster evil, the over-ruling influence of oligarchy. Could the voter
at that time have been enabled, with safety to himself, to exercise his
privilege freely, even though neither honestly nor intelligently, it
would have been a great gain to reform; for it would have broken the
yoke of the then ruling power in the country -- the power which had
created and which maintained all that was bad in the institutions and
the administration of the State -- the power of landlords and
boroughmongers.
"The ballot was not adopted; but the progress of circumstances has done
and is doing more and more, in this respect, the work of the ballot.
Both the political and the social state of the country, as they affect
this question, have greatly changed, and are changing every day. The
higher classes are not now masters of the country. A person must be
blind to all the signs of the times who could think that the middle
classes are as subservient to the higher, or the working classes as
dependent on the higher and middle, as they were a quarter of a century
ago. The events of that quarter of a century have not only taught each
class to know its own collective strength, but have put the individuals
of a lower class in a condition to show a much bolder front to those of
a higher. In a majority of cases, the vote of the electors, whether in
opposition to or in accordance with the wishes of their superiors, is
not now the effect of coercion, which there are no longer the same
means of applying, but the expression of their own personal or
political partialities. The very vices of the present electoral system
are a proof of this. The growth of bribery, so loudly complained of,
and the spread of the contagion to places formerly free from it, are
evidence that the local influences are no longer paramount; that the
electors now vote to please themselves, and not other people. There is,
no doubt, in counties, and in the smaller boroughs, a large amount of
servile dependence still remaining; but the temper of the times is
adverse to it, and the force of events is constantly tending to
diminish it. A good tenant can now feel that he is as valuable to his
landlord as his landlord is to him; a prosperous tradesman can afford
to feel independent of any particular customer. At every election the
votes are more and more the voter's own. It is their minds, far more
than their personal circumstances, that now require to be emancipated.
They are no longer passive instruments of other men's will -- mere
organs for putting power into the hands of a controlling oligarchy. The
electors themselves are becoming the oligarchy.
"Exactly in proportion as the vote of the elector is determined by his
own will, and not by that of somebody who is his master, his position
is similar to that of a member of Parliament, and publicity is
indispensable. So long as any portion of the community are
unrepresented, the argument of the Chartists against ballot in
conjunction with a restricted suffrage is unassailable. The present
electors, and the bulk of those whom any probable Reform Bill would add
to the number, are the middle class; and have as much a class interest,
distinct from the working classes, as landlords or great manufacturers.
Were the suffrage extended to all skilled labourers, even these would,
or might, still have a class interest distinct from the unskilled.
Suppose it extended to all men -- suppose that what was formerly called
by the misapplied name of universal suffrage, and now by the silly
title of manhood suffrage, became the law; the voters would still have
a class interest, as distinguished from women. Suppose that there were
a question before the Legislature specially affecting women; as whether
women should be allowed to graduate at Universities; whether the mild
penalties inflicted on ruffians who beat their wives daily almost to
death's door should be exchanged for something more effectual; or
suppose that any one should propose in the British Parliament, what one
State after another in America is enacting, not by a mere law, but by a
provision of their revised Constitutions -- that married women should
have a right to their own property. Are not a man's wife and daughters
entitled to know whether he votes for or against a candidate who will
support these propositions?
"It will of course be objected that these arguments' derive all their
weight from the supposition of an unjust state of the suffrage: That if
the opinion of the non-electors is likely to make the elector vote more
honestly, or more beneficially, than he would vote if left to himself,
they are more fit to be electors than he is, and ought to have the
franchise: That whoever is fit to influence electors is fit to be an
elector: That those to whom voters ought to be responsible should be
themselves voters; and being such, should have the safeguard of the
ballot to shield them from the undue influence of powerful individuals
or classes to whom they ought not to be responsible.
"This argument is specious, and I once thought it conclusive. It now
appears to me fallacious. All who are fit to influence electors are
not, for that reason, fit to be themselves electors. This last is a
much greater power than the former, and those may be ripe for the minor
political function who could not as yet be safely trusted with the
superior. The opinions and wishes of the poorest and rudest class of
labourers may be very useful as one influence among others on the minds
of the voters, as well as on those of the Legislature; and yet it might
be highly mischievous to give them the preponderant influence by
admitting them, in their present state of morals and intelligence, to
the full exercise of the suffrage. It is precisely this indirect
influence of those who have not the suffrage over those who have which,
by its progressive growth, softens the transition to every fresh
extension of the franchise, and is the means by which, when the time is
ripe, the extension is peacefully brought about. But there is another
and a still deeper consideration, which should never be left out of the
account in political speculations. The notion is itself unfounded, that
publicity, and the sense of being answerable to the public, are of no
use unless the public are qualified to form a sound judgment. It is a
very superficial view of the utility of public opinion to suppose that
it does good only when it succeeds in enforcing a servile conformity to
itself. To be under the eyes of others -- to have to defend oneself to
others -- is never more important than to those who act in opposition
to the opinion of others, for it obliges them to have sure ground of
their own. Nothing has so steadying an influence as working against
pressure. Unless when under the temporary sway of passionate
excitement, no one will do that which he expects to be greatly blamed
for, unless from a preconceived and fixed purpose of his own; which is
always evidence of a thoughtful and deliberate character, and, except
in radically bad men, generally proceeds from sincere and strong
personal convictions. Even the bare fact of having to give an account
of their conduct is a powerful inducement to adhere to conduct of which
at least some decent account can be given. If any one thinks that the
mere obligation of preserving decency is not a very considerable check
on the abuse of power, he has never had his attention called to the
conduct of those who do not feel under the necessity of observing that
restraint. Publicity is inappreciable, even when it does no more than
prevent that which can by no possibility be plausibly defended -- than
compel deliberation, and force every one to determine, before he acts,
what he shall say if called to account for his actions.
"But, if not now (it may be said), at least hereafter, when all are fit
to have votes, and when all men and women are admitted to vote in
virtue of their fitness; then there can no longer be danger of class
legislation; then the electors, being the nation, can have no interest
apart from the general interest: even if individuals still vote
according to private or class inducements, the majority will have no
such inducement; and as there will then be no non-electors to whom they
ought to be responsible, the effect of the ballot, excluding none but
the sinister influences, will be wholly beneficial.
"Even in this I do not agree. I cannot think that even if the people
were fit for, and had obtained, universal suffrage, the ballot would be
desirable. First, because it could not, in such circumstances be
supposed to be needful. Let us only conceive the state of things which
the hypothesis implies; a people universally educated, and every
grown-up human being possessed of a vote. If, even when only a small
proportion are electors, and the majority of the population almost
uneducated, public opinion is already, as every one now sees that it
is, the ruling power in the last resort; it is a chimera to suppose
that over a community who all read, and who all have votes, any power
could be exercised by landlords and rich people against their own
inclination which it would be at all difficult for them to throw off.
But though the protection of secrecy would then be needless, the
control of publicity would be as needful as ever. The universal
observation of mankind has been very fallacious if the mere fact of
being one of the community, and not being in a position of pronounced
contrariety of interest to the public at large, is enough to ensure the
performance of a public duty, without either the stimulus or the
restraint derived from the opinion of our fellow creatures. A man's own
particular share of the public interest, even though he may have no
private interest drawing him in the opposite direction, is not, as a
general rule, found sufficient to make him do his duty to the public
without other external inducements. Neither can it be admitted that
even if all had votes they would give their votes as honestly in secret
as in public.
"The proposition that the electors when they compose the whole of the
community cannot have an interest in voting against the interest of the
community will be found on examination to have more sound than meaning
in it. Though the community as a whole can have (as the terms imply) no
other interest than its collective interest, any or every individual in
it may. A man's interest consists of whatever he takes an interest in.
Everybody has as many different interests as he has feelings; likings
or dislikings, either of a selfish or of a better kind. It cannot be
said that any of these, taken by itself, constitutes 'his interest'; he
is a good man or a bad according as he prefers one class of his
interests or another. A man who is a tyrant at home will be apt to
sympathise with tyranny (when not exercised over himself): he will be
almost certain not to sympathise with resistance to tyranny. An envious
man will vote against Aristides because he is called the just. A
selfish man will prefer even a trifling individual benefit to his share
of the advantage which his country would derive from a good law;
because interests peculiar to himself are those which the habits of his
mind both dispose him to dwell on, and make him best able to estimate.
A great number of the electors will have two sets of preferences --
those on private and those on public grounds. The last are the only
ones which the elector would like to avow. The best side of their
character is that which people are anxious to show, even to those who
are no better than themselves. People will give dishonest or mean votes
from lucre, from malice, from pique, from personal rivalry, even from
the interests or prejudices of class or sect, more readily in secret
than in public. And cases exist -- they may come to be more frequent --
in which almost the only restraint upon a majority of knaves consists
in their involuntary respect for the opinion of an honest minority. In
such a case as that of the repudiating States of North America, is
there not some check to the unprincipled voter in the shame of looking
an honest man in the face? Since all this good would be sacrificed by
the ballot, even in the circumstances most favourable to it, a much
stronger case is requisite than can now be made out for its necessity
(and the case is continually becoming still weaker) to make its
adoption desirable."[8]
On the other debateable points connected with the mode of voting it is
not necessary to expend so many words. The system of personal
representation, as organised by Mr. Hare, renders necessary the
employment of voting papers. But it appears to me indispensable that
the signature of the elector should be affixed to the paper at a public
polling place, or if there be no such place conveniently accessible, at
some office open to all the world, and in the presence of a responsible
public officer. The proposal which has been thrown out of allowing the
voting papers to be filled up at the voter's own residence, and sent by
the post, or called for by a public officer, I should regard as fatal.
The act would be done in the absence of the salutary and the presence
of all the pernicious influences. The briber might, in the shelter of
privacy, behold with his own eyes his bargain fulfilled, and the
intimidator could see the extorted obedience rendered irrevocably on
the spot; while the beneficent counter-influence of the presence of
those who knew the voter's real sentiments, and the inspiring effect of
the sympathy of those of his own party or opinion, would be shut
out.[9]
The polling places should be so numerous as to be within easy reach of
every voter; and no expenses of conveyance, at the cost of the
candidate, should be tolerated under any pretext. The infirm, and they
only on medical certificate, should have the right of claiming suitable
carriage conveyance, at the cost of the State, or of the locality.
Hustings, poll clerks, and all the necessary machinery of elections,
should be at the public charge. Not only the candidate should not be
required, he should not be permitted, to incur any but a limited and
trifling expense for his election. Mr. Hare thinks it desirable that a
sum of £50 should be required from every one who places his name on the
list of candidates, to prevent persons who have no chance of success,
and no real intention of attempting it, from becoming candidates in
wantonness or from mere love of notoriety, and perhaps carrying off a
few votes which are needed for the return of more serious aspirants.
There is one expense which a candidate or his supporters cannot help
incurring, and which it can hardly be expected that the public should
defray for every one who may choose to demand it; that of making his
claims known to the electors, by advertisements, placards, and
circulars. For all necessary expenses of this kind the £50 proposed by
Mr. Hare, if allowed to be drawn upon for these purposes (it might be
made £100 if requisite), ought to be sufficient. If the friends of the
candidate choose to go to expense for committees and canvassing there
are no means of preventing them; but such expenses out of the
candidates's own pocket, or any expenses whatever beyond the deposit of
£50 (or £100), should be illegal and punishable. If there appeared any
likelihood that opinion would refuse to connive at falsehood, a
declaration on oath or honour should be required from every member on
taking his seat that he had not expended, nor would expend, money or
money's worth beyond the £50, directly or indirectly, for the purposes
of his election; and if the assertion were proved to be false or the
pledge to have been broken, he should be liable to the penalties of
perjury.
It is probable that those penalties, by showing that the Legislature
was in earnest, would turn the course of opinion in the same direction,
and would hinder it from regarding, as has hitherto done, this most
serious crime against society as a venial peccadillo. When once this
effect has been produced, there need be no doubt that the declaration
on oath or honour would be considered binding.[10] "Opinion tolerates a
false disclaimer, only when it already tolerates the thing disclaimed."
This is notoriously the case with regard to electoral corruption. There
has never yet been, among political men, any real and serious attempt
to prevent bribery, because there has been no real desire that
elections should not be costly. Their costliness is an advantage to
those who can afford the expense, by excluding a multitude of
competitors; and anything, however noxious, is cherished as having a
conservative tendency if it limits the access to Parliament to rich
men. This is a rooted feeling among our legislators of both political
parties, and is almost the only point on which I believe them to be
really ill-intentioned. They care comparatively little who votes, as
long as they feel assured that none but persons of their own class can
be voted for. They know that they can rely on the fellow-feeling of one
of their class with another, while the subservience of nouveaux
enrichis, who are knocking at the door of the class, is a still surer
reliance; and that nothing very hostile to the class interests or
feelings of the rich need be apprehended under the most democratic
suffrage as long as democratic persons can be prevented from being
elected to Parliament. But, even from their own point of view, this
balancing of evil by evil, instead of combining good with good, is a
wretched policy. The object should be to bring together the best
members of both classes, under such a tenure as shall induce them to
lay aside their class preferences, and pursue jointly the path traced
by the common interest; instead of allowing the class feelings of the
Many to have full swing in the constituencies, subject to the
impediment of having to act through persons imbued with the class
feelings of the Few.
A more substantial difficulty is that one of the forms most frequently
assumed by election expenditure is that of subscriptions to local
charities, or other local objects; and it would be a strong measure to
enact that money should not be given in charity, within a place, by the
member for it. When such subscriptions are bona fide, the popularity
which may be derived from them is an advantage which it seems hardly
possible to deny to superior riches. But the greatest part of the
mischief consists in the fact that money so contributed is employed in
bribery, under the euphemistic name of keeping up the member's
interest. To guard against this, it should be part of the member's
promissory declaration, that all sums expended by him in the place, or
for any purpose connected with it or with any of its inhabitants (with
the exception perhaps of his own hotel expenses), should pass through
the hands of the election auditor, and be by him (and not by the member
himself or his friends) applied to its declared purpose.
The principle of making all lawful expenses of a charge not upon the
candidate, but upon the locality, was upheld by two of the best
witnesses (pp. 20, 65-70, 277).
There is scarcely any mode in which political institutions are more
morally mischievous -- work greater evil through their spirit -- than
by representing political functions as a favour to be conferred, a
thing which the depositary is to ask for as desiring it for himself,
and even pay for as if it were designed for his pecuniary benefit. Men
are not fond of paying large sums for leave to perform a laborious
duty. Plato had a much juster view of the conditions of good government
when he asserted that the persons who should be sought out to be
invested with political power are those who are personally most averse
to it, and that the only motive which can be relied on for inducing the
fittest men to take upon themselves the toils of government is the fear
of being governed by worse men. What must an elector think, when he
sees three or four gentlemen, none of them previously observed to be
lavish of their money on projects of disinterested beneficence, vying
with one another in the sums they expend to be enabled to write M.P.
after their names? Is it likely he will suppose that it is for his
interest they incur all this cost? And if he form an uncomplimentary
opinion of their part in the affair, what moral obligation is he likely
to feel as to his own? Politicians are fond of treating it as the dream
of enthusiasts that the electoral body will ever be uncorrupt: truly
enough, until they are willing to become so themselves: for the
electors, assuredly, will take their moral tone from the candidates. So
long as the elected member, in any shape or manner, pay for his seat,
all endeavours, will fail to make the business of election anything but
a selfish bargain on all sides. "So long as the candidate himself, and
the customs of the world, seem to regard the function of a member of
Parliament less as a duty to be discharged than a personal favour to be
solicited, no effort will avail to implant in an ordinary voter the
feeling that the election of a member of Parliament is also a matter of
duty, and that he is not at liberty to bestow his vote on any other
consideration than that of personal fitness."
The same principle which demands that no payment of money for election
purposes should be either required or tolerated on the part of the
person elected dictates another conclusion, apparently of contrary
tendency, but really directed to the same object. It negatives what has
often been proposed as a means of rendering Parliament accessible to
persons of all ranks and circumstances; the payment of members of
Parliament. If, as in some of our colonies, there are scarcely any fit
persons who can afford to attend to an unpaid occupation, the payment
should be an indemnity for loss of time or money, not a salary. The
greater latitude of choice which a salary would give is an illusory
advantage. No remuneration which any one would think of attaching to
the post would attract to it those who were seriously engaged in other
lucrative professions with a prospect of succeeding in them. The
business of a member of Parliament would therefore become an occupation
in itself; carried on, like other professions, with a view chiefly to
its pecuniary returns, and under the demoralising influences of an
occupation essentially precarious. It would become an object of desire
to adventurers of a low class; and 658 persons in possession, with ten
or twenty times as many in expectancy, would be incessantly bidding to
attract or retain the suffrages of the electors, by promising all
things, honest or dishonest, possible or impossible, and rivalling each
other in pandering to the meanest feelings and most ignorant prejudices
of the vulgarest part of the crowd. The auction between Cleon and the
sausage-seller in Aristophanes is a fair caricature of what would be
always going on. Such an institution would be a perpetual blister
applied to the most peccant parts of human nature. It amounts to
offering 658 prizes for the most successful flatterer, the most adroit
misleader, of a body of his fellow-countrymen. Under no despotism has
there been such an organised system of tillage for raising a rich crop
of vicious courtiership.[11] When, by reason of pre-eminent
qualifications (as may at any time happen to be the case), it is
desirable that a person entirely without independent means, either
derived from property or from a trade or profession, should be brought
into Parliament to render services which no other person accessible can
render as well, there is the resource of a public subscription; he may
be supported while in Parliament, like Andrew Marvell, by the
contributions of his constituents. This mode is unobjectionable for
such an honour will never be paid to mere subserviency: bodies of men
do not care so much for the difference between one sycophant and
another as to go to the expense of his maintenance in order to be
flattered by that particular individual. Such a support will only be
given in consideration of striking and impressive personal qualities,
which, though no absolute proof of fitness to be a national
representative, are some presumption of it, and, at all events, some
guarantee for the possession of an independent opinion and will.
AFTER HOW long a term should members of Parliament be subject to
re-election? The principles involved are here very obvious; the
difficulty lies in their application. On the one hand, the member ought
not to have so long a tenure of his seat as to make him forget his
responsibility, take his duties easily, conduct them with a view to his
own personal advantage, or neglect those free and public conferences
with his constituents which, whether he agrees or differs with them,
are one of the benefits of representative government. On the other
hand, he should have such a term of office to look forward to as will
enable him to be judged, not by a single act, but by his course of
action. It is important that he should have the greatest latitude of
individual opinion and discretion compatible with the popular control
essential to free government; and for this purpose it is necessary that
the control should be exercised, as in any case it is best exercised,
after sufficient time has been given him to show all the qualities he
possesses, and to prove that there is some other way than that of a
mere obedient voter and advocate of their opinions, by which he can
render himself in the eyes of his constituents a desirable and
creditable representative.
It is impossible to fix, by any universal rule, the boundary between
these principles. Where the democratic power in the constitution is
weak or over-passive, and requires stimulation; where the
representative, on leaving his constituents, enters at once into a
courtly or aristocratic atmosphere, whose influences all tend to
deflect his course into a different direction from the popular one, to
tone down any democratic feelings which he may have brought with him,
and make him forget the wishes and grow cool to the interests of those
who chose him -- the obligation of a frequent return to them for a
renewal of his commission is indispensable to keeping his temper and
character up to the right mark. Even three years, in such
circumstances, are almost too long a period; and any longer term is
absolutely inadmissible. Where, on the contrary, democracy is the
ascendant power, and still tends to increase, requiring rather to be
moderated in its exercise than encouraged to any abnormal activity;
where unbounded publicity, and an ever-present newspaper press, give
the representative assurance that his every act will be immediately
known, discussed, and judged by his constituents, and that he is always
either gaining or losing ground in the estimation; while by the same
means the influence of their sentiments, and all other democratic
influences, are kept constantly alive and active in his own mind-less
than five years would hardly be a sufficient period to prevent timid
subserviency. The change which has taken place in English politics as
to all these features explains why annual Parliaments, which forty
years ago stood prominently in front of the creed of the more advanced
reformers, are so little cared for and so seldom heard of at present.
It deserves consideration that, whether the term is short or long,
during the last year of it the members are in position in which they
would always be if Parliaments were annual: so that if the term were
very brief, there would virtually be annual Parliaments during a great
proportion of all time. As things now are, the period of seven years,
though of unnecessary length, is hardly worth altering for any benefit
likely to be produced; especially since the possibility, always
impending, of an earlier dissolution keeps the motives for standing
well with constituents always before the member's eyes.
Whatever may be the term most eligible for the duration of the mandate,
it might seem natural that the individual member should vacate his seat
at the expiration of that term from the day of his election, and that
there should be no general renewal of the whole House. A great deal
might be said for this system if there were any practical object in
recommending it. But it is condemned by much stronger reasons than can
be alleged in its support. One is, that there would be no means of
promptly getting rid of a majority which had pursued a course offensive
to the nation. The certainty of a general election after a limited,
which would often be a nearly expired, period, and the possibility of
it at any time when the minister either desires it for his own sake, or
thinks that it would make him popular with the country, tend to prevent
that wide divergence between the feelings of the assembly and those of
the constituency, which might subsist indefinitely if the majority of
the House had always several years of their term still to run -- if it
received new infusions drop by drop, which would be more likely to
assume than to modify the qualities of the mass they were joined to. It
is as essential that the general sense of the House should accord in
the main with that of the nation as is that distinguished individuals
should be forfeiting their seats, to give free utterance to the most
unpopular sentiments. There is another reason, of much weight, against
the gradual and partial renewal of a representative assembly. It is
useful that there should be a periodical general muster of opposing
forces, to gauge the state of the national mind, and ascertain, beyond
dispute, the relative strength of different parties and opinions. This
is not done conclusively by any partial renewal, even where, as in some
of the French constitutions, a large fraction, a fifth or a third, go
out at once.
The reasons for allowing to the executive the power of dissolution will
be considered in a subsequent chapter, relating to the constitution and
functions of the Executive in a representative government.
SHOULD A member of the legislature be bound by the instructions of his
constituents? Should he be the organ of their sentiments, or of his
own? their ambassador to a congress, or their professional agent,
empowered not only to act for them, but to judge for them what ought to
be done? These two theories of the duty of a legislator in a
representative government have each its supporters, and each is the
recognised doctrine of some representative governments. In the Dutch
United Provinces, the members of the States General were mere
delegates; and to such a length was the doctrine carried, that when any
important question arose which had not been provided for in their
instructions, they had to refer back to their constituents, exactly as
an ambassador does to the government from which he is accredited. In
this and most other countries which possess representative
constitutions, law and custom warrant a member of Parliament in voting
according to his opinion of right, however different from that of his
constituents: but there is a floating notion of the opposite kind,
which has considerable practical operation on many minds, even of
members of Parliament, and often makes them, independently of desire
for popularity, or concern for their re-election, feel bound in
conscience to let their conduct, on questions on which their
constituents have a decided opinion, be the expression of that opinion
rather than of their own. Abstractedly from positive law, and from the
historical traditions of any particular people, which of these notions
of the duty of a representative is the true one?
Unlike the questions which we have hitherto treated, this is not a
question of constitutional legislation, but of what may more properly
be called constitutional morality -- the ethics of representative
government. It does not so much concern institutions, as the temper of
mind which the electors ought to bring to the discharge of their
functions; the ideas which should prevail as to the moral duties of an
elector. For let the system of representation be what it may, it will
be converted into one of mere delegation if the electors so choose. As
long as they are free not to vote, and free to vote as they like, they
cannot be prevented from making their vote depend on any condition they
think fit to annex to it. By refusing to elect any one who will not
pledge himself to all their opinions, and even, if they please, to
consult with them before voting on any important subject not foreseen,
they can reduce their representative to their mere mouthpiece, or
compel him in honour, when no longer willing to act in that capacity,
to resign his seat. And since they have the power of doing this, the
theory of the Constitution ought to suppose that they will wish to do
it; since the very principle of constitutional government requires it
to be assumed that political power will be abused to promote the
particular purposes of the holder; not because it always is so, but
because such is the natural tendency of things, to guard against which
is the especial use of free institutions. However wrong, therefore, or
however foolish, we may think it in the electors to convert their
representative into a delegate, that stretch of the electoral privilege
being a natural and not improbable one, the same precautions ought to
be taken as if it were certain. We may hope that the electors will not
act on this notion of the use of the suffrage; but a representative
government needs to be so framed that, even if they do, they shall not
be able to effect what ought not to be in the power of any body of
persons -- class legislation for their own benefit.
When it is said that the question is only one of political morality,
this does not extenuate its importance. Questions of constitutional
morality are of no less practical moment than those relating to the
constitution itself. The very existence of some governments, and all
that renders others endurable, rests on the practical observance of
doctrines of constitutional morality; traditional notions in the minds
of the several constituted authorities, which modify the use that might
otherwise be made of their powers. In unbalanced governments -- pure
monarchy, pure aristocracy, pure democracy -- such maxims are the only
barrier which restrains the government from the utmost excesses in the
direction of its characteristic tendency. In imperfectly balanced
governments, where some attempt is made to set constitutional limits to
the impulses of the strongest power, but where that power is strong
enough to overstep them with at least temporary impunity, it is only by
doctrines of constitutional morality, recognised and sustained by
opinion, that any regard at all is preserved for the checks and
limitations of the constitution. In well-balanced governments, in which
the supreme power is divided, and each sharer is protected against the
usurpations of the others in the only manner possible -- namely, by
being armed for defence with weapons as strong as the others can wield
for attack -- the government can only be carried on by forbearance on
all sides to exercise those extreme powers, unless provoked by conduct
equally extreme on the part of some other sharer of power: and in this
case we may truly say that only by the regard paid to maxims of
constitutional morality is the constitution kept in existence. The
question of pledges is not one of those which vitally concern the
existence of representative governments; but it is very material to
their beneficial operation. The laws cannot prescribe to the electors
the principles by which they shall direct their choice; but it makes a
great practical difference by what principles they think they ought to
direct it. And the whole of that great question is involved in the
inquiry whether they should make it a condition that the representative
shall adhere to certain opinions laid down for him by his constituents.
No reader of this treatise can doubt what conclusion, as to this
matter, results from the general principles which it professes. We have
from the first affirmed, and unveryingly kept in view, the co-equal
importance of two great requisites of government: responsibility to
those for whose benefit political power ought to be, and always
professes to be, employed; and jointly therewith to obtain, in the
greatest measure possible, for the function of government the benefits
of superior intellect, trained by long meditation and practical
discipline to that special task. If this second purpose is worth
attaining, it is worth the necessary price. Superior powers of mind and
profound study are of no use if they do not sometimes lead a person to
different conclusions from those which are formed by ordinary powers of
mind without study: and if it be an object to possess representatives
in any intellectual respect superior to average electors, it must be
counted upon that the representative will sometimes differ in opinion
from the majority of his constituents, and that when he does, his
opinion will be the oftenest right of the two. It follows that the
electors will not do wisely if they insist on absolute conformity to
their opinions as the condition of his retaining his seat.
The principle is, thus far, obvious; but there are real difficulties in
its application: and we will begin by stating them in their greatest
force. If it is important that the electors should choose a
representative more highly instructed than themselves, it is no less
necessary that this wiser man should be responsible to them; in other
words, they are the judges of the manner in which he fulfils his trust:
and how are they to judge, except by the standard of their own
opinions? How are they even to select him in the first instance but by
the same standard? It will not do to choose by mere brilliancy -- by
superiority of showy talent. The tests by which an ordinary man can
judge beforehand of mere ability are very imperfect: such as they are,
they have almost exclusive reference to the arts of expression, and
little or none to the worth of what is expressed. The latter cannot be
inferred from the former; and if the electors are to put their own
opinions in abeyance, what criterion remains to them of the ability to
govern well? Neither, if they could ascertain, even infallibly, the
ablest man, ought they to allow him altogether to judge for them,
without any reference to their own opinions. The ablest candidate may
be a Tory and the electors Liberals; or a Liberal and they may be
Tories. The political questions of the day may be Church questions, and
he may be a High Churchman or a Rationalist, while they may be
Dissenters or Evangelicals; and vice versa. His abilities, in these
cases, might only enable him to go greater lengths, and act with
greater effect, in what they may conscientiously believe to be a wrong
course; and they may be bound, by their sincere convictions, to think
it more important that their representative should be kept, on these
points, to what they deem the dictate of duty, than that they should be
represented by a person of more than average abilities. They may also
have to consider, not solely how they can be most ably represented, but
how their particular moral position and mental point of view shall be
represented at all.
The influence of every mode of thinking which is shared by numbers
ought to be felt in the legislature: and the constitution being
supposed to have made due provision that other and conflicting modes of
thinking shall be represented likewise, to secure the proper
representation for their own mode may be the most important matter
which the electors on the particular occasion have to attend to. In
some cases, too, it may be necessary that the representative should
have his hands tied, to keep him true to their interest, or rather to
the public interest as they conceive it. This would not be needful
under a political system which assured them an indefinite choice of
honest and unprejudiced candidates; but under the existing system, in
which the electors are almost always obliged, by the expenses of
election and the general circumstances of society, to select their
representative from persons of a station in life widely different from
theirs, and having a different class-interest, who will affirm that
they ought to abandon themselves to his discretion? Can we blame an
elector of the poorer classes, who has only the choice among two or
three rich men, for requiring from the one he votes for a pledge to
those measures which he considers as a test of emancipation from the
class-interests of the rich? It moreover always happens to some members
of the electoral body to be obliged to accept the representative
selected by a majority of their own side. But though a candidate of
their own choosing would have no chance, their votes may be necessary
to the success of the one chosen for them; and their only means of
exerting their share of influence on his subsequent conduct, may be to
make their support of him dependent on his pledging himself to certain
conditions.
These considerations and counter-considerations are so intimately
interwoven with one another; it is so important that the electors
should choose as their representatives wiser men than themselves, and
should consent to be governed according to that superior wisdom, while
it is impossible that conformity to their own opinions, when they have
opinions, should not enter largely into, their judgment as to who
possesses the wisdom, and how far its presumed possessor has verified
the presumption by his conduct; that it seems quite impracticable to
lay down for the elector any positive rule of duty: and the result will
depend, less on any exact prescription, or authoritative doctrine of
political morality, than on the general tone of mind of the electoral
body, in respect to the important requisite of deference to mental
superiority. Individuals, and peoples, who are acutely sensible of the
value of superior wisdom, are likely to recognise it, where it exists,
by other signs than thinking exactly as they do, and even in spite of
considerable differences of opinion: and when they have recognised it
they will be far too desirous to secure it, at any admissible cost, to
be prone to impose their own opinion as a law upon persons whom they
look up to as wiser than themselves. On the other hand, there is a
character of mind which does not look up to any one; which thinks no
other person's opinion much better than its own, or nearly so good as
that of a hundred or a thousand persons like itself. Where this is the
turn of mind of the electors, they will elect no one who is not or at
least who does not profess to be, the image of their own sentiments,
and will continue him no longer than while he reflects those sentiments
in his conduct: and all aspirants to political honours will endeavour,
as Plato says in the "Gorgias," to fashion themselves after the model
of the Demos, and make themselves as like to it as possible. It cannot
be denied that a complete democracy has a strong tendency to cast the
sentiments of the electors in this mould. Democracy is not favourable
to the reverential spirit. That it destroys reverence for mere social
position must be counted among the good, not the bad part of its
influences; though by doing this it closes the principal school of
reverence (as to merely human relations) which exists in society. But
also democracy, in its very essence, insists so much more forcibly on
the things in which all are entitled to be considered equally, than on
those in which one person is entitled to more consideration than
another, that respect for even personal superiority is likely to be
below the mark. It is for this, among other reasons, I hold it of so
much importance that the institutions of the country should stamp the
opinions of persons of a more educated class as entitled to greater
weight than those of the less educated: and I should still contend for
assigning plurality of votes to authenticated superiority of education,
were it only to give the tone to public feeling, irrespective of any
direct political consequences.
When there does exist in the electoral body an adequate sense of the
extraordinary difference in value between one person and another, they
will not lack signs by which to distinguish the persons whose worth for
their purposes is the greatest. Actual public services will naturally
be the foremost indication: to have filled posts of magnitude, and done
important things in them, of which the wisdom has been justified by the
results; to have been the author of measures which appear from their
effects to have been wisely planned; to have made predictions which
have been of verified by the event, seldom or never falsified by it; to
have given advice, which when taken has been followed by good
consequences, when neglected, by bad. There is doubtless a large
portion of uncertainty in these signs of wisdom; but we are seeking for
such as can be applied by persons of ordinary discernment. They will do
well not to rely much on any one indication, unless corroborated by the
rest; and, in their estimation of the success or merit of any practical
effort, to lay great stress on the general opinion of disinterested
persons conversant with the subject matter. The tests which I have
spoken of are only applicable to tried men; among whom must be reckoned
those who, though untried practically, have been tried speculatively;
who, in public speech or in print, have discussed public affairs in a
manner which proves that they have given serious study to them. Such
persons may, in the mere character of political thinkers, have
exhibited a considerable amount of the same titles to confidence as
those who have been proved in the position of practical statesmen. When
it is necessary to choose persons wholly untried, the best criteria
are, reputation for ability among those who personally know them, and
the confidence placed and recommendations given by persons already
looked up to. By tests like these, constituencies who sufficiently
value mental ability, and eagerly seek for it, will generally succeed
in obtaining men beyond mediocrity, and often men whom they can trust
to carry on public affairs according to their unfettered judgment; to
whom it would be an affront to require that they should give up that
judgment at the behest of their inferiors in knowledge.
If such persons, honestly sought, are not to be found, then indeed the
electors are justified in taking other precautions; for they cannot be
expected to postpone their particular opinions, unless in order that
they may be served by a person of superior knowledge to their own. They
would do well, indeed, even then, to remember, that when once chosen,
the representative, if he devotes himself to his duty, has greater
opportunities of correcting an original false judgment than fall to the
lot of most of his constituents; a consideration which generally ought
to prevent them (unless compelled by necessity to choose some one whose
impartiality they do not fully trust) from exacting a pledge not to
change his opinion, or, if he does, to resign his seat. But when an
unknown person, not certified in unmistakable terms by some high
authority, is elected for the first time, the elector cannot be
expected not to make conformity to his own sentiments the primary
requisite. It is enough if he does not regard a subsequent change of
those sentiments, honestly avowed, with its grounds undisguisedly
stated, as a peremptory reason for withdrawing his confidence.
Even supposing the most tried ability and acknowledged eminence of
character in the representative, the private opinions of the electors
are not to be placed entirely in abeyance. Deference to mental
superiority is not to go the length of self-annihilation -- abnegation
of any personal opinion. But when the difference does not relate to the
fundamentals of politics, however decided the elector may be in his own
sentiments, he ought to consider that when an able man differs from him
there is at least a considerable chance of his being in the wrong, and
that even if otherwise, it is worth while to give up his opinion in
things not absolutely essential, for the sake of the inestimable
advantage of having an able man to act for him in the many matters in
which he himself is not qualified to form a judgment. In such cases he
often endeavours to reconcile both wishes, by inducing the able man to
sacrifice his own opinion on the points of difference: but, for the
able man to lend himself to this compromise, is treason against his
especial office; abdication of the peculiar duties of mental
superiority, of which it is one of the most sacred not to desert the
cause which has the clamour against it, nor to deprive of his services
those of his opinions which need them the most. A man of conscience and
known ability should insist on full freedom to act as he in his own
judgment deems best; and should not consent to serve on any other
terms. But the electors are entitled to know how he means to act; what
opinions, on all things which concern his public duty, he intends
should guide his conduct. If some of these are unacceptable to them, it
is for him to satisfy them that he nevertheless deserves to be their
representative; and if they are wise, they will overlook, in favour of
his general value, many and great differences between his opinions and
their own.
There are some differences, however, which they cannot be expected to
overlook. Whoever feels the amount of interest in the government of his
country which befits a freeman, has some convictions on national
affairs which are like his life-blood; which the strength of his belief
in their truth, together with the importance he attaches to them,
forbid him to make a subject of compromise, or postpone to the judgment
of any person, however greatly his superior. Such convictions, when
they exist in a people, or in any appreciable portion of one, are
entitled to influence in virtue of their mere existence, and not solely
in that of the probability of their being grounded in truth. A people
cannot be well governed in opposition to their primary notions of
right, even though these may be in some points erroneous. A correct
estimate of the relation which should subsist between governors and
governed, does not require the electors to consent to be represented by
one who intends to govern them in opposition to their fundamental
convictions. If they avail themselves of his capacities of useful
service in other respects, at a time when the points on which he is
vitally at issue with them are not likely to be mooted, they are
justified in dismissing him at the first moment when a question arises
involving these, and on which there is not so assured a majority for
what they deem right as to make the dissenting voice of that particular
individual unimportant. Thus (I mention names to illustrate my meaning,
not for any personal application) the opinions supposed to be
entertained by Mr. Cobden and Mr. Bright on resistance to foreign
aggression might be overlooked during the Crimean war, when there was
an overwhelming national feeling on the contrary side, and might yet
very properly lead to their rejection by the electors at the time of
the Chinese quarrel (though in itself a more doubtful question),
because it was then for some time a moot point whether their view of
the case might not prevail.
As the general result of what precedes, we may affirm that actual
pledges should not be required, unless, from unfavourable social
circumstances or faulty institutions, the electors are so narrowed in
their choice as to be compelled to fix it on a person presumptively
under the influence of partialities hostile to their interest: That
they are entitled to a full knowledge of the political opinions and
sentiments of the candidate; and not only entitled, but often bound, to
reject one who differs from themselves on the few articles which are
the foundation of their political belief: That in proportion to the
opinion they entertain of the mental superiority of a candidate, they
ought to put up with his expressing and acting on opinions different
from theirs on any number of things not included in their fundamental
articles of belief: That they ought to be unremitting in their search
for a representative of such calibre as to be entrusted with full power
of obeying the dictates of his own judgment: That they should consider
it a duty which they owe to their fellow-countrymen, to do their utmost
towards placing men of this quality in the legislature: and that it is
of much greater importance to themselves to be represented by such a
man than by one who professes agreement in a greater number of their
opinions: for the benefits of his ability are certain, while the
hypothesis of his being wrong and their being right on the points of
difference is a very doubtful one.
I have discussed this question on the assumption that the electoral
system, in all that depends on positive institution, conforms to the
principles laid down in the preceding chapters. Even on this
hypothesis, the delegation theory of representation seems to me false,
and its practical operation hurtful, though the mischief would in that
case be confined within certain bounds. But if the securities by which
I have endeavoured to guard the representative principle are not
recognised by the Constitution; if provision is not made for the
representation of minorities, nor any difference admitted in the
numerical value of votes, according to some criterion of the amount of
education possessed by the voters; in that case no words can exaggerate
the importance in principle of leaving an unfettered discretion to the
representative; for it would then be the only chance, under universal
suffrage, for any other opinions than those of the majority to be heard
in Parliament. In that falsely called democracy which is really the
exclusive rule of the operative classes, all others being unrepresented
and unheard, the only escape from class legislation in its narrowest,
and political ignorance in its most dangerous, form, would lie in such
disposition as the uneducated might have to choose educated
representatives, and to defer to their opinions. Some willingness to do
this might reasonably be expected, and everything would depend upon
cultivating it to the highest point. But, once invested with political
omnipotence, if the operative classes voluntarily concurred in imposing
in this or any other manner any considerable limitation upon their
self-opinion and self-will, they would prove themselves wiser than any
class, possessed of absolute power, has shown itself, or, we may
venture to say, is ever likely to show itself, under that corrupting
influence.
OF ALL topics relating to the theory of representative government, none
has been the subject of more discussion, especially on the Continent,
than what is known as the question of the Two Chambers. It has occupied
a greater amount of the attention of thinkers than many questions of
ten times its importance, and has been regarded as a sort of touchstone
which distinguishes the partisans of limited from those of uncontrolled
democracy. For my own part, I set little value on any check which a
Second Chamber can apply to a democracy otherwise unchecked; and I am
inclined to think that if all other constitutional questions are
rightly decided, it is but of secondary importance whether the
Parliament consists of two Chambers, or only of one.
If there are two Chambers, they may either be of similar, or of
dissimilar composition. If of similar, both will obey the same
influences, and whatever has a majority in one of the Houses will be
likely to have it in the other. It is true that the necessity of
obtaining the consent of both to the passing of any measure may at
times be a material obstacle to improvement, since, assuming both the
Houses to be representative, and equal in their numbers, a number
slightly exceeding a fourth of the entire representation may prevent
the passing of a Bill; while, if there is but one House, a Bill is
secure of passing if it has a bare majority. But the case supposed is
rather abstractedly possible than likely to occur in practice. It will
not often happen that of two Houses similarly composed, one will be
almost unanimous, and the other nearly equally divided: if a majority
in one rejects a measure, there will generally have been a large
minority unfavourable to it in the other; any improvement, therefore,
which could be thus impeded, would in almost all cases be one which had
not much more than a simple majority in the entire body, and the worst
consequence that could ensue would be to delay for a short time the
passing of the measure, or give rise to a fresh appeal to the electors
to ascertain if the small majority in Parliament corresponded to an
effective one in the country. The inconvenience of delay, and the
advantages of the appeal to the nation, might be regarded in this case
as about equally balanced.
I attach little weight to the argument oftenest urged for having two
Chambers -- to prevent precipitancy, and compel a second deliberation;
for it must be a very ill-constituted representative assembly in which
the established forms of business do not require many more than two
deliberations. The consideration which tells most, in my judgment, in
favour of two Chambers (and this I do regard as of some moment) is the
evil effect produced upon the mind of any holder of power, whether an
individual or an assembly, by the consciousness of having only
themselves to consult. It is important that no set of persons should,
in great affairs, be able, even temporarily, to make their sic volo
prevail without asking any one else for his consent. A majority in a
single assembly, when it has assumed a permanent character -- when
composed of the same persons habitually acting together, and always
assured of victory in their own House -- easily becomes despotic and
overweening, if released from the necessity of considering whether its
acts will be concurred in by another constituted authority. The same
reason which induced the Romans to have two consuls makes it desirable
there should be two Chambers: that neither of them may be exposed to
the corrupting influence of undivided power, even for the space of a
single year. One of the most indispensable requisites in the practical
conduct of politics, especially in the management of free institutions,
is conciliation: a readiness to compromise; a willingness to concede
something to opponents, and to shape good measures so as to be as
little offensive as possible to persons of opposite views; and of this
salutary habit, the mutual give and take (as it has been called)
between two Houses is a perpetual school; useful as such even now, and
its utility would probably be even more felt in a more democratic
constitution of the Legislature.
But the Houses need not both be of the same composition; they may be
intended as a check on one another. One being supposed democratic, the
other will naturally be constituted with a view to its being some
restraint upon the democracy. But its efficacy in this respect wholly
depends on the social support which it can command outside the House.
An assembly which does not rest on the basis of some great power in the
country is ineffectual against one which does. An aristocratic House is
only powerful in an aristocratic state of society. The House of Lords
was once the strongest power in our Constitution, and the Commons only
a checking body: but this was when the Barons were almost the only
power out of doors. I cannot believe that, in a really democratic state
of society, the House of Lords would be of any practical value as a
moderator of democracy. When the force on one side is feeble in
comparison with that on the other, the way to give it effect is not to
draw both out in line, and muster their strength in open field over
against one another. Such tactics would ensure the utter defeat of the
less powerful. It can only act to advantage by not holding itself
apart, and compelling every one to declare himself either with or
against it, but taking a position among, rather than in opposition to,
the crowd, and drawing to itself the elements most capable of allying
themselves with it on any given point; not appearing at all as an
antagonist body, to provoke a general rally against it, but working as
one of the elements in a mixed mass, infusing its leaven, and often
making what would be the weaker part the stronger, by the addition of
its influence. The really moderating power in a democratic constitution
must act in and through the democratic House.
That there should be, in every polity, a centre of resistance to the
predominant power in the Constitution -- and in a democratic
constitution, therefore, a nucleus of resistance to the democracy -- I
have already maintained; and I regard it as a fundamental maxim of
government. If any people, who possess a democratic representation,
are, from their historical antecedents, more willing to tolerate such a
centre of resistance in the form of a Second Chamber or House of Lords
than in any other shape, this constitutes a stronger reason for having
it in that shape. But it does not appear to me the best shape in
itself, nor by any means the most efficacious for its object. If there
are two Houses, one considered to represent the people, the other to
represent only a class, or not to be representative at all, I cannot
think that where democracy is the ruling power in society the Second
House would have any real ability to resist even the aberrations of the
first. It might be suffered to exist in deference to habit and
association, but not as an effective check. If it exercised an
independent will, it would be required to do so in the same general
spirit as the other House; to be equally democratic with it, and to
content itself with correcting the accidental oversights of the more
popular branch of the legislature, or competing with it in popular
measures.
The practicability of any real check to the ascendancy of the majority
depends henceforth on the distribution of strength in the most popular
branch of the governing body; and I have indicated the mode in which,
to the best of my judgment, a balance of forces might most
advantageously be established there. I have also pointed out, that even
if the numerical majority were allowed to exercise complete
predominance by means of a corresponding majority in Parliament, yet if
minorities also are permitted to enjoy the equal right due to them on
strictly democratic principles, of being represented proportionally to
their numbers, this provision will ensure the perpetual presence in the
House by the same popular title as its other members, of so many of the
first intellects in the country, that without being in any way banded
apart, or invested with any invidious prerogative, this portion of the
national representation will have a personal weight much more than in
proportion to its numerical strength, and will afford, in a most
effective form, the moral centre of resistance which is needed. A
Second Chamber, therefore, is not required for this purpose, and would
not contribute to it, but might even, in some conceivable modes impede
its attainment. If, however, for the other reasons already mentioned,
the decision were taken that there should be such a Chamber, it is
desirable that it should be composed of elements which, without being
open to the imputation of class interests adverse to the majority,
would incline it to oppose itself to the class interests of the
majority, and qualify it to raise its voice with authority against
their errors and weaknesses. These conditions evidently are not found
in a body constituted in the manner of our House of Lords. So soon as
conventional rank and individual riches no longer overawe the
democracy, a House of Lords becomes insignificant.
Of all principles on which a wisely conservative body, destined to
moderate and regulate democratic ascendancy, could possibly be
constructed, the best seems to be that exemplified in the Roman Senate,
itself the most consistently prudent and sagacious body that ever
administered public affairs. The deficiencies of a democratic assembly,
which represents the general public, are the deficiencies of the public
itself, want of special training and knowledge. The appropriate
corrective is to associate with it a body of which special training and
knowledge should be the characteristics. If one House represents
popular feeling, the other should represent personal merit, tested and
guaranteed by actual public service, and fortified by practical
experience. If one is the People's Chamber, the other should be the
Chamber of Statesmen; a council composed of all living public men who
have passed through important political offices or employments. Such a
Chamber would be fitted for much more than to be a merely moderating
body. It would not be exclusively a check, but also an impelling force.
In its hands the power of holding the people back would be vested in
those most competent, and who would generally be most inclined, to lead
them forward in any right course. The council to whom the task would be
entrusted of rectifying the people's mistakes would not represent a
class believed to be opposed to their interest, but would consist of
their own natural leaders in the path of progress. No mode of
composition could approach to this in giving weight and efficacy to
their function of moderators. It would be impossible to cry down a body
always foremost in promoting improvements as a mere obstructive body,
whatever amount of mischief it might obstruct.
Were the place vacant in England for such a Senate (I need scarcely say
that this is a mere hypothesis), it might be composed of some such
elements as the following. All who were or had been members of the
Legislative Commission described in a former chapter, and which I
regard as an indispensable ingredient in a well-constituted popular
government. All who were or had been Chief justices, or heads of any of
the superior courts of law or equity. All who had for five years filled
the office of puisne judge. All who had held for two years any Cabinet
office: but these should also be eligible to the House of Commons, and
if elected members of it, their peerage or senatorial office should be
held in suspense. The condition of time is needed to prevent persons
from being named Cabinet Ministers merely to give them a seat in the
Senate; and the period of two years is suggested, that the same term
which qualifies them for a pension might entitle them to a senatorship.
All who had filled the office of Commander-in-Chief; and all who,
having commanded an army or a fleet, had been thanked by Parliament for
military or naval successes. All who had held, during ten years,
first-class diplomatic appointments. All who had been Governors-General
of India or British America, and all who had held for ten years any
Colonial Governorships. The permanent civil service should also be
represented; all should be senators who had filled, during ten years,
the important offices of Under-Secretary to the Treasury, permanent
Under-Secretary of State, or any others equally high and responsible.
If, along with the persons thus qualified by practical experience in
the administration of public affairs, any representation of the
speculative class were to be included -- a thing in itself desirable --
it would be worth consideration whether certain professorships, in
certain national institutions, after a tenure of a few years, might
confer a seat in the Senate. Mere scientific and literary eminence are
too indefinite and disputable: they imply a power of selection, whereas
the other qualifications speak for themselves; if the writings by which
reputation has been gained are unconnected with politics, they are no
evidence of the special qualities required, while if political, they
would enable successive Ministries to deluge the House with party
tools.
The historical antecedents of England render it all but certain that,
unless in the improbable case of a violent subversion of the existing
Constitution, any Second Chamber which could possibly exist would have
to be built on the foundation of the House of Lords. It is out of the
question to think practically of abolishing that assembly, to replace
it by such a Senate as I have sketched, or by any other; but there
might not be the same insuperable difficulty in aggregating the classes
or categories just spoken of to the existing body, in the character of
Peers for life. An ulterior, and perhaps, on this supposition, a
necessary step, might be, that the hereditary Peerage should be present
in the House by their representatives instead of personally: a practice
already established in the case of the Scotch and Irish Peers, and
which the mere multiplication of the order will probably at some time
or other render inevitable. An easy adaptation of Mr. Hare's plan would
prevent the representative Peers from representing exclusively the
party which has the majority in the Peerage. If, for example, one
representative were allowed for every ten Peers, any ten might be
admitted to choose a representative, and the Peers might be free to
group themselves for that purpose as they pleased. The election might
be thus conducted: All Peers who were candidates for the representation
of their order should be required to declare themselves such, and enter
their names in a list. A day and place should be appointed at which
Peers desirous of voting should be present, either in person, or, in
the usual parliamentary manner, by their proxies. The votes should be
taken, each Peer voting for only one. Every candidate who had as many
as ten votes should be declared elected. If any one had more, all but
ten should be allowed to withdraw their votes, or ten of the number
should be selected by lot. These ten would form his constituency, and
the remainder of his voters would be set free to give their votes over
again for some one else. This process should be repeated until (so far
as possible) every Peer present either personally or by proxy was
represented. When a number less than ten remained over, if amounting to
five they might still be allowed to agree on a representative; if fewer
than five, their votes must be lost, or they might be permitted to
record them in favour of somebody already elected. With this
inconsiderable exception, every representative Peer would represent ten
members of the Peerage, all of whom had not only voted for him, but
selected him as the one, among all open to their choice, by whom they
were most desirous to be represented. As a compensation to the Peers
who were not chosen representatives of their order, they should be
eligible to the House of Commons; a justice now refused to Scotch
Peers, and to Irish Peers in their own part of the kingdom, while the
representation in the House of Lords of any but the most numerous party
in the Peerage is denied equally to both.
The mode of composing a Senate, which has been here advocated, not only
seems the best in itself, but is that for which historical precedent,
and actual brilliant success, can to the greatest extent be pleaded. It
is not, however, the only feasible plan that might be proposed. Another
possible mode of forming a Second Chamber would be to have it elected
by the First; subject to the restriction that they should not nominate
any of their own members. Such an assembly, emanating like the American
Senate from popular choice, only once removed, would not be considered
to clash with democratic institutions, and would probably acquire
considerable popular influence. From the mode of its nomination it
would be peculiarly unlikely to excite the jealousy of, to come into
hostile collision with, the popular House. It would, moreover (due
provision being made for the representation of the minority), be almost
sure to be well composed, and to comprise many of that class of highly
capable men, who, either from accident or for want of showy qualities,
had been unwilling to seek, or unable to obtain, the suffrages of a
popular constituency.
The best constitution of a Second Chamber is that which embodies the
greatest number of elements exempt from the class interests and
prejudices of the majority, but having in themselves nothing offensive
to democratic feeling. I repeat, however, that the main reliance for
tempering the ascendancy of the majority can be placed in a Second
Chamber of any kind. The character of a representative government is
fixed by the constitution of the popular House. Compared with this, all
other questions relating to the form of government are insignificant.
IT WOULD be out of place, in this treatise, to discuss the question
into what departments or branches the executive business of government
may most conveniently be divided. In this respect the exigencies of
different governments are different; and there is little probability
that any great mistake will be made in the classification of the duties
when men are willing to begin at the beginning, and do not hold
themselves bound by the series of accidents which, in an old government
like ours, has produced the existing division of the public business.
It may be sufficient to say that the classification of functionaries
should correspond to that of subjects, and that there should not be
several departments independent of one another to superintend different
parts of the same natural whole; as in our own military administration
down to a recent period, and in a less degree even at present. Where
the object to be attained is single (such as that of having an
efficient army), the authority commissioned to attend to it should be
single likewise. The entire aggregate of means provided for one end
should be under one and the same control and responsibility. If they
are divided among independent authorities, the means, with each of
those authorities, become ends, and it is the business of nobody except
the head of the Government, who is probably without the appropriate
departmental experience, to take care of the real end. The different
classes of means are not combined and adapted to one another under the
guidance of any leading idea; and while every department pushes forward
its own requirements, regardless of those of the rest, the purpose of
the work is perpetually sacrificed to the work itself.
As a general rule, every executive function, whether superior or
subordinate, should be the appointed duty of some given individual. It
should be apparent to all the world who did everything, and through
whose default anything was left undone. Responsibility is null when
nobody knows who is responsible. Nor, even when real, can it be divided
without being weakened. To maintain it at its highest there must be one
person who receives the whole praise of what is well done, the whole
blame of what is ill. There are, however, two modes of sharing
responsibility: by one it is only enfeebled, by the other, absolutely
destroyed. It is enfeebled when the concurrence of more than one
functionary is required to the same act. Each one among them has still
a real responsibility; if a wrong has been done, none of them can say
he did not do it; he is as much a participant as an accomplice is in an
offence: if there has been legal criminality they may all be punished
legally, and their punishment needs not be less severe than if there
had been only one person concerned. But it is not so with the
penalties, any more than with the rewards, of opinion: these are always
diminished by being shared. Where there has been no definite legal
offence, no corruption or malversation, only an error or an imprudence,
or what may pass for such, every participator has an excuse to himself
and to the world, in the fact that other persons are jointly involved
with him. There is hardly anything, even to pecuniary dishonesty, for
which men will not feel themselves almost absolved, if those whose duty
it was to resist and remonstrate have failed to do it, still more if
they have given a formal assent.
In this case, however, though responsibility is weakened, there still
is responsibility: every one of those implicated has in his individual
capacity assented to, and joined in, the act. Things are much worse
when the act itself is only that of a majority -- a Board, deliberating
with closed doors, nobody knowing, or, except in some extreme case,
being ever likely to know, whether an individual member voted for the
act or against it. Responsibility in this case is a mere name.
"Boards," it is happily said by Bentham, "are screens." What "the
Board" does is the act of nobody; and nobody can be made to answer for
it. The Board suffers, even in reputation, only in its collective
character; and no individual member feels this further than his
disposition leads him to identify his own estimation with that of the
body -- a feeling often very strong when the body is a permanent one,
and he is wedded to it for better for worse; but the fluctuations of a
modern official career give no time for the formation of such an esprit
de corps; which if it exists at all, exists only in the obscure ranks
of the permanent subordinates. Boards, therefore, are not a fit
instrument for executive business; and are only admissible in it when,
for other reasons, to give full discretionary power to a single
minister would be worse.
On the other hand, it is also a maxim of experience that in the
multitude of counsellors there is wisdom; and that a man seldom judges
right, even in his own concerns, still less in those of the public,
when he makes habitual use of no knowledge but his own, or that of some
single adviser. There is no necessary incompatibility between this
principle and the other. It is easy to give the effective power, and
the full responsibility, to one, providing him when necessary with
advisers, each of whom is responsible only for the opinion he gives.
In general, the head of a department of the executive government is a
mere politician. He may be a good politician, and a man of merit; and
unless this is usually the case, the government is bad. But his general
capacity, and the knowledge he ought to possess of the general
interests of the country, will not, unless by occasional accident, be
accompanied by adequate, and what may be called professional, knowledge
of the department over which he is called to preside. Professional
advisers must therefore be provided for him. Wherever mere experience
and attainments are sufficient wherever the qualities required in a
professional adviser may possibly be united in a single well-selected
individual (as in the case, for example, of a law officer), one such
person for general purposes, and a staff of clerks to supply knowledge
of details, meet the demands of the case. But, more frequently, it is
not sufficient that the minister should consult some one competent
person, and, when himself not conversant with the subject, act
implicitly on that person's advice. It is often necessary that he
should, not only occasionally but habitually, listen to a variety of
opinions, and inform his judgment by the discussions among a body of
advisers. This, for example, is emphatically necessary in military and
naval affairs. The military and naval ministers, therefore, and
probably several others, should be provided with a Council, composed,
at least in those two departments, of able and experienced professional
men. As a means of obtaining the best men for the purpose under every
change of administration, they ought to be permanent: by which I mean,
that they ought not, like the Lords of the Admiralty, to be expected to
resign with the ministry by whom they were appointed: but it is a good
rule that all who hold high appointments to which they have risen by
selection, and not by the ordinary course of promotion, should retain
their office only for a fixed term, unless reappointed; as is now the
rule with Staff appointments in the British army. This rule renders
appointments somewhat less likely to be jobbed, not being a provision
for life, and the same time affords a means, without affront to any
one, of getting rid of those who are least worth keeping, and bringing
in highly qualified persons of younger standing, for whom there might
never be room if death vacancies, or voluntary resignations, were
waited for.
The Councils should be consultative merely, in this sense, that the
ultimate decision should rest undividedly with the minister himself:
but neither ought they to be looked upon, or to look upon themselves,
as ciphers, or as capable of being reduced to such at his pleasure. The
advisers attached to a powerful and perhaps self-willed man ought to be
placed under conditions which make it impossible for them, without
discredit, not to express an opinion, and impossible for him not to
listen to and consider their recommendations, whether he adopts them or
not. The relation which ought to exist between a chief and this
description of advisers is very accurately hit by the constitution of
the Council of the Governor-General and those of the different
Presidencies in India. These Councils are composed of persons who have
professional knowledge of Indian affairs, which the Governor-General
and Governors usually lack, and which it would not be desirable to
require of them. As a rule, every member of Council is expected to give
an opinion, which is of course very often a simple acquiescence: but if
there is a difference of sentiment, it is at the option of every
member, and is the invariable practice, to record the reasons of his
opinion: the Governor-General, or Governor, doing the same. In ordinary
cases the decision is according to the sense of the majority; the
Council, therefore, has a substantial part in the government: but if
the Governor-General, or Governor, thinks fit, he may set aside even
their unanimous opinion, recording his reasons. The result is, that the
chief is individually and effectively responsible for every act of the
Government. The members of Council have only the responsibility of
advisers; but it is always known, from documents capable of being
produced, and which if called for by Parliament or public opinion
always are produced, what each has advised, and what reasons he gave
for his advice: while, from their dignified position, and ostensible
participation in all acts of government, they have nearly as strong
motives to apply themselves to the public business, and to form and
express a well-considered opinion on every part of it, as if the whole
responsibility rested with themselves.
This mode of conducting the highest class of administrative business is
one of the most successful instances of the adaptation of means to ends
which political history, not hitherto very prolific in works of skill
and contrivance, has yet to show. It is one of the acquisitions with
which the art of politics has been enriched by the experience of the
East India Company's rule; and, like most of the other wise
contrivances by which India has been preserved to this country, and an
amount of good government produced which is truly wonderful considering
the circumstances and the materials, it is probably destined to perish
in the general holocaust which the traditions of Indian government seem
fated to undergo, since they have been placed at the mercy of public
ignorance, and the presumptuous vanity of political men. Already an
outcry is raised for abolishing the Councils, as a superfluous and
expensive clog on the wheels of government: while the clamour has long
been urgent, and is daily obtaining more countenance in the highest
quarters, for the abrogation of the professional civil service which
breeds the men that compose the Councils, and the existence of which is
the sole guarantee for their being of any value.
A most important principle of good government in a popular constitution
is that no executive functionaries should be appointed by popular
election: neither by the votes of the people themselves, nor by those
of their representatives. The entire business of government is skilled
employment; the qualifications for the discharge of it are of that
special and professional kind which cannot be properly judged of except
by persons who have themselves some share of those qualifications, or
some practical experience of them. The business of finding the fittest
persons to fill public employments -- not merely selecting the best who
offer, but looking out for the absolutely best, and taking note of all
fit persons who are met with, that they may be found when wanted -- is
very laborious, and requires a delicate as well as highly conscientious
discernment; and as there is no public duty which is in general so
badly performed, so there is none for which it is of greater importance
to enforce the utmost practicable amount of personal responsibility, by
imposing it as a special obligation on high functionaries in the
several departments. All subordinate public officers who are not
appointed by some mode of public competition should be selected on the
direct responsibility of the minister under whom they serve. The
ministers, all but the chief, will naturally be selected by the chief;
and the chief himself, though really designated by Parliament, should
be, in a regal government, officially appointed by the Crown. The
functionary who appoints should be the sole person empowered to remove
any subordinate officer who is liable to removal; which the far greater
number ought not to be, except for personal misconduct; since it would
be vain to expect that the body of persons by whom the whole detail of
the public business is transacted, and whose qualifications are
generally of much more importance to the public than those of the
minister himself, will devote themselves to their profession, and
acquire the knowledge and skill on which the minister must often place
entire dependence, if they are liable at any moment to be turned adrift
for no fault, that the minister may gratify himself, or promote his
political interest, by appointing somebody else.
To the principle which condemns the appointment of executive officers
by popular suffrage, ought the chief of the executive, in a republican
government, to be an exception? Is it a good rule, which, in the
American Constitution, provides for the election of the President once
in every four years by the entire people? The question is not free from
difficulty. There is unquestionably some advantage, in a country like
America, where no apprehension needs be entertained of a coup d'etat,
in making the chief minister constitutionally independent of the
legislative body, and rendering the two great branches of the
government, while equally popular both in their origin and in their
responsibility, an effective check on one another. The plan is in
accordance with that sedulous avoidance of the concentration of great
masses of power in the same hands, which is a marked characteristic of
the American Federal Constitution. But the advantage, in this instance,
is purchased at a price above all reasonable estimates of its value. It
seems far better that the chief magistrate in a republic should be
appointed avowedly, as the chief minister in a constitutional monarchy
is virtually, by the representative body. In the first place, he is
certain, when thus appointed, to be a more eminent man. The party which
has the majority in Parliament would then, as a rule, appoint its own
leader; who is always one of the foremost, and often the very foremost
person in political life: while the President of the United States,
since the last survivor of the founders of the republic disappeared
from the scene, is almost always either an obscure man, or one who has
gained any reputation he may possess in some other field than politics.
And this, as I have before observed, is no accident, but the natural
effect of the situation. The eminent men of a party, in an election
extending to the whole country, are never its most available
candidates. All eminent men have made personal enemies, or have done
something, or at the lowest professed some opinion, obnoxious to some
local or other considerable division of the community, and likely to
tell with fatal effect upon the number of votes; whereas a man without
antecedents, of whom nothing is known but that he professes the creed
of the party, is readily voted for by its entire strength. Another
important consideration is the great mischief of unintermitted
electioneering. When the highest dignity in the State is to be
conferred by popular election once in every few years, the whole
intervening time is spent in what is virtually a canvass. President,
ministers, chiefs of parties, and their followers, are all
electioneerers: the whole community is kept intent on the mere
personalities of politics, and every public question is discussed and
decided with less reference to its merits than to its expected bearing
on the presidential election. If a system had been devised to make
party spirit the ruling principle of action in all public affairs, and
create an inducement not only to make every question a party question,
but to raise questions for the purpose of founding parties upon them,
it would have been difficult to contrive any means better adapted to
the purpose.
I will not affirm that it would at all times and places be desirable
that the head of the executive should be so completely dependent upon
the votes of a representative assembly as the Prime Minister is in
England, and is without inconvenience. If it were thought best to avoid
this, he might, though appointed by Parliament, hold his office for a
fixed period, independent of a parliamentary vote: which would be the
American system, minus the popular election and its evils. There is
another mode of giving the head of the administration as much
independence of the legislature as is at all compatible with the
essentials of free government. He never could be unduly dependent on a
vote of Parliament, if he had, as the British Prime Minister
practically has, the power to dissolve the House and appeal to the
people: if instead of being turned out of office by a hostile vote, he
could only be reduced by it to the alternative of resignation or
dissolution. The power of dissolving Parliament is one which I think it
desirable he should possess, even under the system by which his own
tenure of office is secured to him for a fixed period. There ought not
to be any possibility of that deadlock in politics which would ensue on
a quarrel breaking out between a President and an Assembly, neither of
whom, during an interval which might amount to years, would have any
legal means of ridding itself of the other. To get through such a
period without a coup d'etat being attempted, on either side or on
both, requires such a combination of the love of liberty and the habit
of self-restraint as very few nations have yet shown themselves capable
of: and though this extremity were avoided, to expect that the two
authorities would not paralyse each other's operations is to suppose
that the political life of the country will always be pervaded by a
spirit of mutual forbearance and compromise, imperturbable by the
passions and excitements of the keenest party struggles. Such a spirit
may exist, but even where it does there is imprudence in trying it too
far.
Other reasons make it desirable that some power in the state (which can
only be the executive) should have the liberty of at any time, and at
discretion, calling a new Parliament. When there is a real doubt which
of two contending parties has the strongest following, it is important
that there should exist a constitutional means of immediately testing
the point, and setting it at rest. No other political topic has a
chance of being properly attended to while this is undecided: and such
an interval is mostly an interregnum for purposes of legislative or
administrative improvement; neither party having sufficient confidence
in its strength to attempt things likely to promote opposition in any
quarter that has either direct or indirect influence in the pending
struggle.
I have not taken account of the case in which the vast power
centralised in the chief magistrate, and the insufficient attachment of
the mass of the people to free institutions, give him a chance of
success in an attempt to subvert the Constitution, and usurp sovereign
power. Where such peril exists, no first magistrate is admissible whom
the Parliament cannot, by a single vote, reduce to a private station.
In a state of things holding out any encouragement to that most
audacious and profligate of all breaches of trust, even this entireness
of constitutional dependence is but a weak protection.
Of all officers of government, those in whose appointment any
participation of popular suffrage is the most objectionable are
judicial officers. While there are no functionaries whose special and
professional qualifications the popular judgment is less fitted to
estimate, there are none in whose case absolute impartiality, and
freedom from connection with politicians or sections of politicians,
are of anything like equal importance. Some thinkers, among others Mr.
Bentham, have been of opinion that, although it is better that judges
should not be appointed by popular election, the people of their
district ought to have the power, after sufficient experience, of
removing them from their trust. It cannot be denied that the
irremovability of any public officer, to whom great interests are
entrusted, is in itself an evil. It is far from desirable that there
should be no means of getting rid of a bad or incompetent judge, unless
for such misconduct as he can be made to answer for in a criminal
court; and that a functionary on whom so much depends should have the
feeling of being free from responsibility except to opinion and his own
conscience. The question however is, whether in the peculiar position
of a judge, and supposing that all practicable securities have been
taken for an honest appointment, irresponsibility, except to his own
and the public conscience, has not on the whole less tendency to
pervert his conduct than responsibility to the government, or to a
popular vote. Experience has long decided this point in the affirmative
as regards responsibility to the executive; and the case is quite
equally strong when the responsibility sought to be enforced is to the
suffrages of electors. Among the good qualities of a popular
constituency, those peculiarly incumbent upon a judge, calmness and
impartiality, are not numbered. Happily, in that intervention of
popular suffrage which is essential to freedom they are not the
qualities required. Even the quality of justice, though necessary to
all human beings, and therefore to all electors, is not the inducement
which decides any popular election. Justice and impartiality are as
little wanted for electing a member of Parliament as they can be in any
transaction of men. The electors have not to award something which
either candidate has a right to, nor to pass judgment on the general
merits of the competitors, but to declare which of them has most of
their personal confidence, or best represents their political
convictions. A judge is bound to treat his political friend, or the
person best known to him, exactly as he treats other people; but it
would be a breach of duty as well as an absurdity if an elector did so.
No argument can be grounded on the beneficial effect produced on
judges, as on all other functionaries, by the moral jurisdiction of
opinion; for even in this respect, that which really exercises a useful
control over the proceedings of a judge, when fit for the judicial
office, is not (except sometimes in political cases) the opinion of the
community generally, but that of the only public by whom his conduct or
qualifications can be duly estimated, the bar of his own court.
I must not be understood to say that the participation of the general
public in the administration of justice is of no importance; it is of
the greatest: but in what manner? By the actual discharge of a part of
the judicial office, in the capacity of jurymen. This is one of the few
cases in politics in which it is better that the people should act
directly and personally than through their representatives; being
almost the only case in which the errors that a person exercising
authority may commit can be better borne than the consequences of
making him responsible for them. If a judge could be removed from
office by a popular vote, whoever was desirous of supplanting him would
make capital for that purpose out of all his judicial decisions; would
carry all of them, as far as he found practicable, by irregular appeal
before a public opinion wholly incompetent, for want of having heard
the case, or from having heard it without either the precautions or the
impartiality belonging to a judicial hearing; would play upon popular
passion and prejudice where they existed, and take pains to arouse them
where they did not. And in this, if the case were interesting, and he
took sufficient trouble, he would infallibly be successful, unless the
judge or his friends descended into the arena, and made equally
powerful appeals on the other side. Judges would end by feeling that
they risked their office upon every decision they gave in a case
susceptible of general interest, and that it was less essential for
them to consider what decision was just than what would be most
applauded by the public, or would least admit of insidious
misrepresentation. The practice introduced by some of the new or
revised State Constitutions in America, of submitting judicial officers
to periodical popular re-election, will be found, I apprehend, to be
one of the most dangerous errors ever yet committed by democracy: and,
were it not that the practical good sense which never totally deserts
the people of the United States is said to be producing a reaction,
likely in no long time to lead to the retraction of the error, it might
with reason be regarded as the first great downward step in the
degeneration of modern democratic government.[12]
With regard to that large and important body which constitutes the
permanent strength of the public service, those who do not change with
changes of politics, but remain to aid every minister by their
experience and traditions, inform him by their knowledge of business,
and conduct official details under his general control; those, in
short, who form the class of professional public servants, entering
their profession as others do while young, in the hope of rising
progressively to its higher grades as they advance in life; it is
evidently inadmissible that these should be liable to be turned out,
and deprived of the whole benefit of their previous service, except for
positive, proved, and serious misconduct. Not, of course, such
delinquency only as makes them amenable to the law; but voluntary
neglect of duty, or conduct implying untrustworthiness for the purposes
for which their trust is given them. Since, therefore, unless in case
of personal culpability, there is no way of getting rid of them except
by quartering them on the public as pensioners, it is of the greatest
importance that the appointments should be well made in the first
instance; and it remains to be considered by what mode of appointment
this purpose can best be attained.
In making first appointments, little danger is to be apprehended from
want of special skill and knowledge in the choosers, but much from
partiality, and private or political interest. Being, as a rule,
appointed at the commencement of manhood, not as having learnt, but in
order that they may learn, their profession, the only thing by which
the best candidates can be discriminated is proficiency in the ordinary
branches of liberal education: and this can be ascertained without
difficulty, provided there be the requisite pains and the requisite
impartiality in those who are appointed to inquire into it. Neither the
one nor the other can reasonably be expected from a minister; who must
rely wholly on recommendations, and however disinterested as to his
personal wishes, never will be proof against the solicitations of
persons who have the power of influencing his own election, or whose
political adherence is important to the ministry to which he belongs.
These considerations have introduced the practice of submitting all
candidates for first appointments to a public examination, conducted by
persons not engaged in politics, and of the same class and quality with
the examiners for honours at the Universities. This would probably be
the best plan under any system; and under our parliamentary government
it is the only one which affords a chance, I do not say of honest
appointment, but even of abstinence from such as are manifestly and
flagrantly profligate.
It is also absolutely necessary that the examinations should be
competitive, and the appointments given to those who are most
successful. A mere pass examination never, in the long run, does more
than exclude absolute dunces. When the question, in the mind of an
examiner, lies between blighting the prospects of an individual, and
neglecting a duty to the public which, in the particular instance,
seldom appears of first rate importance; and when he is sure to be
bitterly reproached for doing the first, while in general no one will
either know or care whether he has done the latter; the balance, unless
he is a man of very unusual stamp, inclines to the side of good nature.
A relaxation in one instance establishes a claim to it in others, which
every repetition of indulgence makes it more difficult to resist; each
of these in succession becomes a precedent for more, until the standard
of proficiency sinks gradually to something almost contemptible.
Examinations for degrees at the two great Universities have generally
been as slender in their requirements as those for honours are trying
and serious. Where there is no inducement to exceed a certain minimum,
the minimum comes to be the maximum: it becomes the general practice
not to aim at more, and as in everything there are some who do not
attain all they aim at, however low the standard may be pitched, there
are always several who fall short of it. When, on the contrary, the
appointments are given to those, among a great number of candidates,
who most distinguish themselves, and where the successful competitors
are classed in order of merit, not only each is stimulated to do his
very utmost, but the influence is felt in every place of liberal
education throughout the country. It becomes with every schoolmaster an
object of ambition, and an avenue to success, to have furnished pupils
who have gained a high place in these competitions; and there is hardly
any other mode in which the State can do so much to raise the quality
of educational institutions throughout the country.
Though the principle of competitive examinations for public employment
is of such recent introduction in this country, and is still so
imperfectly carried out, the Indian service being as yet nearly the
only case in which it exists in its completeness, a sensible effect has
already begun to be produced on the places of middle-class education;
notwithstanding the difficulties which the principle has encountered
from the disgracefully low existing state of education in the country,
which these very examinations have brought into strong light. So
contemptible has the standard of acquirement been found to be among the
youths who obtain the nomination from the minister which entitles them
to offer themselves as candidates, that the competition of such
candidates produces almost a poorer result than would be obtained from
a mere pass examination; for no one would think of fixing the
conditions of a pass examination so low as is actually found sufficient
to enable a young man to surpass his fellow-candidates. Accordingly, it
is said that successive years show on the whole a decline of
attainments, less effort being made because the results of former
examinations have proved that the exertions then used were greater than
would have been sufficient to attain the object. Partly from this
decrease of effort, and partly because, even at the examinations which
do not require a previous nomination, conscious ignorance reduces the
number of competitors to a mere handful, it has so happened that though
there have always been a few instances of great proficiency, the lower
part of the list of successful candidates represents but a very
moderate amount of acquirement; and we have it on the word of the
Commissioners that nearly all who have been unsuccessful have owed
their failure to ignorance not of the higher branches of instruction,
but of its very humblest elements -- spelling and arithmetic.
The outcries which continue to be made against these examinations by
some of the organs of opinion, are often, I regret to say, as little
creditable to the good faith as to the good sense of the assailants.
They proceed partly by misrepresentation of the kind of ignorance
which, as a matter of fact, actually leads to failure in the
examinations. They quote with emphasis the most recondite questions[13]
which can be shown to have been ever asked, and make it appear as if
unexceptionable answers to all these were made the sine qua non of
success. Yet it has been repeated to satiety that such questions are
not put because it is expected of every one that he should answer them,
but in order that whoever is able to do so may have the means of
proving and availing himself of that portion of his knowledge. It is
not as a ground of rejection, but as an additional means of success,
that this opportunity is given. We are then asked whether the kind of
knowledge supposed in this, that, or the other question is calculated
to be of any use to the candidate after he has attained his object.
People differ greatly in opinion as to what knowledge is useful. There
are persons in existence, and a late Foreign Secretary of State is one
of them, who think English spelling a useless accomplishment in a
diplomatic attache, or a clerk in a government office. About one thing
the objectors seem to be unanimous, that general mental cultivation is
not useful in these employments, whatever else may be so. If, however
(as I presume to think), it is useful, or if any education at all is
useful, it must be tested by the tests most likely to show whether the
candidate possesses it or not. To ascertain whether he has been well
educated, he must be interrogated in the things which he is likely to
know if he has been well educated, even though not directly pertinent
to the work to which he is to be appointed. Will those who object to
his being questioned in classics and mathematics, in a country where
the only things regularly taught are classics and mathematics, tell us
what they would have him questioned in? There seems, however, to be
equal objection to examining him in these, and to examining him in
anything but these. If the Commissioners -- anxious to open a door of
admission to those who have not gone through the routine of a grammar
school, or who make up for the smallness of their knowledge of what is
there taught by greater knowledge of something else -- allow marks to
be gained by proficiency in any other subject of real utility, they are
reproached for that too. Nothing will satisfy the objectors but free
admission of total ignorance.
We are triumphantly told that neither Clive nor Wellington could have
passed the test which is prescribed for an aspirant to an engineer
cadetship. As if, because Clive and Wellington did not do what was not
required of them, they could not have done it if it had been required.
If it be only meant to inform us that it is possible to be a great
general without these things, so it is without many other things which
are very useful to great generals. Alexander the Great had never heard
of Vauban's rules, nor could Julius Caesar speak French. We are next
informed that bookworms, a term which seems to be held applicable to
whoever has the smallest tincture of book -- knowledge, may not be good
at bodily exercises, or have the habits of gentlemen. This is a very
common line of remark with dunces of condition; but whatever the dunces
may think, they have no monopoly of either gentlemanly habits or bodily
activity. Wherever these are needed, let them be inquired into and
separately provided for, not to the exclusion of mental qualifications,
but in addition. Meanwhile, I am credibly informed, that in the
Military Academy at Woolwich the competition cadets are as superior to
those admitted on the old system of nomination in these respects as in
all others; that they learn even their drill more quickly; as indeed
might be expected, for an intelligent person learns all things sooner
than a stupid one: and that in general demeanour they contrast so
favourably with their predecessors, that the authorities of the
institutions are impatient for the day to arrive when the last remains
of the old leaven shall have disappeared from the place. If this be so,
and it is easy to ascertain whether it is so, it is to be hoped we
shall soon have heard for the last time that ignorance is a better
qualification than knowledge for the military and a fortiori for every
other, profession; or that any one good quality, however little
apparently connected with liberal education, is at all likely to be
promoted by going without it.
Though the first admission to government employment be decided by
competitive examination, it would in most cases be impossible that
subsequent promotion should be so decided: and it seems proper that
this should take place, as it usually does at present, on a mixed
system of seniority and selection. Those whose duties are of a routine
character should rise by seniority to the highest point to which duties
merely of that description can carry them; while those to whom
functions of particular trust, and requiring special capacity, are
confided, should be selected from the body on the discretion of the
chief of the office. And this selection will generally be made honestly
by him if the original appointments take place by open competition: for
under that system his establishment will generally consist of
individuals to whom, but for the official connection, he would have
been a stranger. If among them there be any in whom he, or his
political friends and supporters, take an interest, it will be but
occasionally, and only when, to this advantage of connection, is added,
as far as the initiatory examination could test it, at least equality
of real merit. And, except when there is a very strong motive to job
these appointments, there is always a strong one to appoint the fittest
person; being the one who gives to his chief the most useful
assistance, saves him most trouble, and helps most to build up that
reputation for good management of public business which necessarily and
properly redounds to the credit of the minister, however much the
qualities to which it is immediately owing may be those of his
subordinates.
IT IS BUT a small portion of the public business of a country which can
be well done, or safely attempted, by the central authorities; and even
in our own government, the least centralised in Europe, the legislative
portion at least of the governing body busies itself far too much with
local affairs, employing the supreme power of the State in cutting
small knots which there ought to be other and better means of untying.
The enormous amount of private business which takes up the time of
Parliament, and the thoughts of its individual members, distracting
them from the proper occupations of the great council of the nation, is
felt by all thinkers and observers as a serious evil, and what is
worse, an increasing one.
It would not be appropriate to the limited design of this treatise to
discuss at large the great question, in no way peculiar to
representative government, of the proper limits of governmental action.
I have said elsewhere[14] what seemed to me most essential respecting
the principles by which the extent of that action ought to be
determined. But after subtracting from the functions performed by most
European governments those which ought not to be undertaken by public
authorities at all, there still remains so great and various an
aggregate of duties that, if only on the principle of division of
labour, it is indispensable to share them between central and local
authorities. Not only are separate executive officers required for
purely local duties (an amount of separation which exists under all
governments), but the popular control over those officers can only be
advantageously exerted through a separate organ. Their original
appointment, the function of watching and checking them, the duty of
providing, or the discretion of withholding, the supplies necessary for
their operations, should rest, not with the national Parliament or the
national executive, but with the people of the locality. In some of the
New England States these functions are still exercised directly by the
assembled people; it is said with better results than might be
expected; and those highly educated communities are so well satisfied
with this primitive mode of local government, that they have no desire
to exchange it for the only representative system they are acquainted
with, by which all minorities are disfranchised. Such very peculiar
circumstances, however, are required to make this arrangement work
tolerably in practice, that recourse must generally be had to the plan
of representative sub-Parliaments for local affairs. These exist in
England, but very incompletely, and with great irregularity and want of
system: in some other countries much less popularly governed their
constitution is far more rational. In England there has always been
more liberty, but worse organisation, while in other countries there is
better organisation, but less liberty. It is necessary, then, that in
addition to the national representation there should be municipal and
provincial representations: and the two questions which remain to be
resolved are, how the local representative bodies should be
constituted, and what should be the extent of their functions.
In considering these questions two points require an equal degree of
our attention: how the local business itself can be best done; and how
its transaction can be made most instrumental to the nourishment of
public spirit and the development of intelligence. In an earlier part
of this inquiry I have dwelt in strong language -- hardly any language
is strong enough to express the strength of my conviction -- on the
importance of that portion of the operation of free institutions which
may be called the public education of the citizens. Now, of this
operation the local administrative institutions are the chief
instrument. Except by the part they may take as jurymen in the
administration of justice, the mass of the population have very little
opportunity of sharing personally in the conduct of the general affairs
of the community. Reading newspapers, and perhaps writing to them,
public meetings, and solicitations of different sorts addressed to the
political authorities, are the extent of the participation of private
citizens in general politics during the interval between one
parliamentary election and another. Though it is impossible to
exaggerate the importance of these various liberties, both as
securities for freedom and as means of general cultivation, the
practice which they give is more in thinking than in action, and in
thinking without the responsibilities of action; which with most people
amounts to little more than passively receiving the thoughts of some
one else. But in the case of local bodies, besides the function of
electing, many citizens in turn have the chance of being elected, and
many, either by selection or by rotation, fill one or other of the
numerous local executive offices. In these positions they have to act
for public interests, as well as to think and to speak, and the
thinking cannot all be done by proxy. It may be added, that these local
functions, not being in general sought by the higher ranks, carry down
the important political education which they are the means of
conferring to a much lower grade in society. The mental discipline
being thus a more important feature in local concerns than in the
general affairs of the State, while there are not such vital interests
dependent on the quality of the administration, a greater weight may be
given to the former consideration, and the latter admits much more
frequently of being postponed to it than in matters of general
legislation and the conduct of imperial affairs.
The proper constitution of local representative bodies does not present
much difficulty. The principles which apply to it do not differ in any
respect from those applicable to the national representation. The same
obligation exists, as in the case of the more important function, for
making the bodies elective; and the same reasons operate as in that
case, but with still greater force, for giving them a widely democratic
basis: the dangers being less, and the advantages, in point of popular
education and cultivation, in some respects even greater. As the
principal duty of the local bodies consists of the imposition and
expenditure of local taxation, the electoral franchise should vest in
all who contribute to the local rates, to the exclusion of all who do
not. I assume that there is no indirect taxation, no octroi duties, or
that if there are, they are supplementary only; those on whom their
burden falls being also rated to a direct assessment. The
representation of minorities should be provided for in the same manner
as in the national Parliament, and there are the same strong reasons
for plurality of votes. Only, there is not so decisive an objection, in
the inferior as in the higher body, to making the plural voting depend
(as in some of the local elections of our own country) on a mere money
qualification: for the honest and frugal dispensation of money forms so
much larger a part of the business of the local than of the national
body, that there is more justice as well as policy in allowing a
greater proportional influence to those who have a larger money
interest at stake.
In the most recently established of our local representative
institutions, the Boards of Guardians, the justices of peace of the
district sit ex officio along with the elected members, in number
limited by law to a third of the whole. In the peculiar constitution of
English society I have no doubt of the beneficial effect of this
provision. It secures the presence, in these bodies, of a more educated
class than it would perhaps be practicable to attract thither on any
other terms; and while the limitation in number of the ex officio
members precludes them from acquiring predominance by mere numerical
strength, they, as a virtual representation of another class, having
sometimes a different interest from the rest, are a check upon the
class interests of the farmers or petty shopkeepers who form the bulk
of the elected Guardians. A similar commendation cannot be given to the
constitution of the only provincial boards we possess, the Quarter
Sessions, consisting of the justices of peace alone; on whom, over and
above their judicial duties, some of the most important parts of the
administrative business of the country depend for their performance.
The mode of formation of these bodies is most anomalous, they being
neither elected, nor, in any proper sense of the term, nominated, but
holding their important functions, like the feudal lords to whom they
succeeded, virtually by right of their acres: the appointment vested in
the Crown (or, speaking practically, in one of themselves, the Lord
Lieutenant) being made use of only as a means of excluding any one who
it is thought would do discredit to the body, or, now and then, one who
is on the wrong side in politics. The institution is the most
aristocratic in principle which now remains in England; far more so
than the House of Lords, for it grants public money and disposes of
important public interests, not in conjunction with a popular assembly,
but alone. It is clung to with proportionate tenacity by our
aristocratic classes; but is obviously at variance with all the
principles which are the foundation of representative government. In a
County Board there is not the same justification as in Boards of
Guardians, for even an admixture of ex officio with elected members:
since the business of a county being on a sufficiently large scale to
be an object of interest and attraction to country gentlemen, they
would have no more difficulty in getting themselves elected to the
Board than they have in being returned to Parliament as county members.
In regard to the proper circumscription of the constituencies which
elect the local representative bodies; the principle which, when
applied as an exclusive and unbending rule to parliamentary
representation, is inappropriate, namely community of local interests,
is here the only just and applicable one. The very object of having a
local representation is in order that those who have any interest in
common, which they do not share with the general body of their
countrymen, may manage that joint interest by themselves: and the
purpose is contradicted if the distribution of the local representation
follows any other rule than the grouping of those joint interests.
There are local interests peculiar to every town, whether great or
small, and common to all its inhabitants: every town, therefore,
without distinction of size, ought to have its municipal council. It is
equally obvious that every town ought to have but one. The different
quarters of the same town have seldom or never any material diversities
of local interest; they all require to have the same things done, the
same expenses incurred; and, except as to their churches, which it is
probably desirable to leave under simply parochial management, the same
arrangements may be made to serve for all. Paving, lighting, water
supply, drainage, port and market regulations, cannot without great
waste and inconvenience be different for different quarters of the same
town. The subdivision of London into six or seven independent
districts, each with its separate arrangements for local business
(several of them without unity of administration even within
themselves), prevents the possibility of consecutive or well regulated
cooperation for common objects, precludes any uniform principle for the
discharge of local duties, compels the general government to take
things upon itself which would be best left to local authorities if
there were any whose authority extended to the entire metropolis, and
answers no purpose but to keep up the fantastical trappings of that
union of modern jobbing and antiquated foppery, the Corporation of the
City of London.
Another equally important principle is, that in each local
circumscription there should be but one elected body for all local
business, not different bodies for different parts of it. Division of
labour does not mean cutting up every business into minute fractions;
it means the union of such operations as are fit to be performed by the
same persons, and the separation of such as can be better performed by
different persons. The executive duties of the locality do indeed
require to be divided into departments, for the same reason as those of
the State; because they are of diverse kinds, each requiring knowledge
peculiar to itself, and needing, for its due performance, the undivided
attention of a specially qualified functionary. But the reasons for
subdivision which apply to the execution do not apply to the control.
The business of the elective body is not to do the work, but to see
that it is properly done, and that nothing necessary is left undone.
This function can be fulfilled for all departments by the same
superintending body; and by a collective and comprehensive far better
than by a minute and microscopic view. It is as absurd in public
affairs as it would be in private that every workman should be looked
after by a superintendent to himself. The Government of the Crown
consists of many departments, and there are many ministers to conduct
them, but those ministers have not a Parliament apiece to keep them to
their duty. The local, like the national Parliament, has for its proper
business to consider the interest of the locality as a whole, composed
of parts all of which must be adapted to one another, and attended to
in the order and ratio of their importance.
There is another very weighty reason for uniting the control of all the
business of a locality under one body. The greatest imperfection of
popular local institutions, and the chief cause of the failure which so
often attends them, is the low calibre of the men by whom they are
almost always carried on. That these should be of a very miscellaneous
character is, indeed, part of the usefulness of the institution; it is
that circumstance chiefly which renders it a school of political
capacity and general intelligence. But a school supposes teachers as
well as scholars; the utility of the instruction greatly depends on its
bringing inferior minds into contact with superior, a contact which in
the ordinary course of life is altogether exceptional, and the want of
which contributes more than anything else to keep the generality of
mankind on one level of contented ignorance. The school, moreover, is
worthless, and a school of evil instead of good, if through the want of
due surveillance, and of the presence within itself of a higher order
of characters, the action of the body is allowed, as it so often is, to
degenerate into an equally unscrupulous and stupid pursuit of the
self-interest of its members. Now it is quite hopeless to induce
persons of a high class, either socially or intellectually, to take a
share of local administration in a corner by piece-meal, as members of
a Paving Board or a Drainage Commission. The entire local business of
their town is not more than a sufficient object to induce men whose
tastes incline them and whose knowledge qualifies them for national
affairs to become members of a mere local body, and devote to it the
time and study which are necessary to render their presence anything
more than a screen for the jobbing of inferior persons under the
shelter of their responsibility. A mere Board of Works, though it
comprehend the entire metropolis, is sure to be composed of the same
class of persons as the vestries of the London parishes; nor is it
practicable, or even desirable, that such should not form the majority;
but it is important for every purpose which local bodies are designed
to serve, whether it be the enlightened and honest performance of their
special duties, or the cultivation of the political intelligence of the
nation, that every such body should contain a portion of the very best
minds of the locality: who are thus brought into perpetual contact, of
the most useful kind, with minds of a lower grade, receiving from them
what local or professional knowledge they have to give, and in return
inspiring them with a portion of their own more enlarged ideas, and
higher and more enlightened purposes.
A mere village has no claim to a municipal representation. By a village
I mean a place whose inhabitants are not markedly distinguished by
occupation or social relations from those of the rural districts
adjoining, and for whose local wants the arrangements made for the
surrounding territory will suffice. Such small places have rarely a
sufficient public to furnish a tolerable municipal council: if they
contain any talent or knowledge applicable to public business, it is
apt to be all concentrated in some one man, who thereby becomes the
dominator of the place. It is better that such places should be merged
in a larger circumscription. The local representation of rural
districts will naturally be determined by geographical considerations;
with due regard to those sympathies of feeling by which human beings
are so much aided to act in concert, and which partly follow historical
boundaries, such as those of counties or provinces, and partly
community of interest and occupation, as in agriculture, maritime,
manufacturing, or mining districts. Different kinds of local business
require different areas of representation. The Unions of parishes have
been fixed on as the most appropriate basis for the representative
bodies which superintend the relief of indigence; while, for the proper
regulation of highways, or prisons, or police, a large extent, like
that of an average county, is not more than sufficient. In these large
districts, therefore, the maxim, that an elective body constituted in
any locality should have authority over all the local concerns common
to the locality, requires modification from another principle -- as
well as from the competing consideration of the importance of obtaining
for the discharge of the local duties the highest qualifications
possible. For example, if it be necessary (as I believe it to be) for
the proper administration of the Poor Laws that the area of rating
should not be more extensive than most of the present Unions, a
principle which requires a Board of Guardians for each Union -- yet, as
a much more highly qualified class of persons is likely to be
obtainable for a County Board than those who compose an average Board
of Guardians, it may on that ground be expedient to reserve for the
County Boards some higher descriptions of local business, which might
otherwise have been conveniently managed within itself by each separate
Union.
Besides the controlling council, or local sub-Parliament, local
business has its executive department. With respect to this, the same
questions arise as with respect to the executive authorities in the
State; and they may, for the most part, be answered in the same manner.
The principles applicable to all public trusts are in substance the
same. In the first place, each executive officer should be single, and
singly responsible for the whole of the duty committed to his charge.
In the next place, he should be nominated, not elected. It is
ridiculous that a surveyor, or a health officer, or even a collector of
rates, should be appointed by popular suffrage. The popular choice
usually depends on interest with a few local leaders, who, as they are
not supposed to make the appointment, are not responsible for it; or on
an appeal to sympathy, founded on having twelve children, and having
been a rate-payer in the parish for thirty years. If in cases of this
description election by the population is a farce, appointment by the
local representative body is little less objectionable. Such bodies
have a perpetual tendency to become joint-stock associations for
carrying into effect the private jobs of their various members.
Appointments should be made on the individual responsibility of the
Chairman of the body, let him be called Mayor, Chairman of Quarter
Sessions, or by whatever other title. He occupies in the locality a
position analogous to that of the prime minister in the State, and
under a well organised system the appointment and watching of the local
officers would be the most important part of his duty: he himself being
appointed by the Council from its own number, subject either to annual
re-election, or to removal by a vote of the body.
From the constitution of the local bodies I now pass to the equally
important and more difficult subject of their proper attributions. This
question divides itself into two parts: what should be their duties,
and whether they should have full authority within the sphere of those
duties, or should be liable to any, and what, interference on the part
of the central government.
It is obvious, to begin with, that all business purely local -- all
which concerns only a single locality -- should devolve upon the local
authorities. The paving, lighting, and cleansing of the streets of a
town, and in ordinary circumstances the draining of its houses, are of
little consequence to any but its inhabitants. The nation at large is
interested in them in no other way than that in which it is interested
in the private well-being of all its individual citizens. But among the
duties classed as local, or performed by local functionaries, there are
many which might with equal propriety be termed national, being the
share, belonging to the locality, of some branch of the public
administration in the efficiency of which the whole nation is alike
interested: the gaols, for instance, most of which in this country are
under county management; the local police; the local administration of
justice, much of which, especially in corporate towns, is performed by
officers elected by the locality, and paid from local funds. None of
these can be said to be matters of local, as distinguished from
national, importance. It would not be a matter personally indifferent
to the rest of the country if any part of it became a nest of robbers
or a focus of demoralisation, owing to the maladministration of its
police; or if, through the bad regulations of its gaol, the punishment
which the courts of justice intended to inflict on the criminals
confined therein (who might have come from, or committed their offences
in, any other district) might be doubled in intensity, or lowered to
practical impunity. The points, moreover, which constitute good
management of these things are the same everywhere; there is no good
reason why police, or gaols, or the administration of justice, should
be differently managed in one part of the kingdom and in another; while
there is great peril that in things so important, and to which the most
instructed minds available to the State are not more than adequate, the
lower average of capacities which alone can be counted on for the
service of the localities might commit errors of such magnitude as to
be a serious blot upon the general administration of the country.
Security of person and property, and equal justice between individuals,
are the first needs of society, and the primary ends of government: if
these things can be left to any responsibility below the highest, there
is nothing, except war and treaties, which requires a general
government at all. Whatever are the best arrangements for securing
these primary objects should be made universally obligatory, and, to
secure their enforcement, should be placed under central
superintendence. It is often useful, and with the institutions of our
own country even necessary, from the scarcity, in the localities, of
officers representing the general government, that the execution of
duties imposed by the central authority should be entrusted to
functionaries appointed for local purposes by the locality. But
experience is daily forcing upon the public a conviction of the
necessity of having at least inspectors appointed by the general
government to see that the local officers do their duty. If prisons are
under local management, the central government appoints inspectors of
prisons to take care that the rules laid down by Parliament are
observed, and to suggest others if the state of the gaols shows them to
be requisite: as there are inspectors of factories, and inspectors of
schools, to watch over the observance of the Acts of Parliament
relating to the first, and the fulfilment of the conditions on which
State assistance is granted to the latter.
But, if the administration of justice, police and gaols included, is
both so universal a concern, and so much a matter of general science
independent of local peculiarities, that it may be, and ought to be,
uniformly regulated throughout the country, and its regulation enforced
by more trained and skilful hands than those of purely local
authorities -- there is also business, such as the administration of
the poor laws, sanitary regulation, and others, which, while really
interesting to the whole country, cannot consistently with the very
purposes of local administration, be, managed otherwise than by the
localities. In regard to such duties the question arises, how far the
local authorities ought to be trusted with discretionary power, free
from any superintendence or control of the State.
To decide this question it is essential to consider what is the
comparative position of the central and the local authorities as
capacity for the work, and security against negligence or abuse. In the
first place, the local representative bodies and their officers are
almost certain to be of a much lower grade of intelligence and
knowledge than Parliament and the national executive. Secondly, besides
being themselves of inferior qualifications, they are watched by, and
accountable to, an inferior public opinion. The public under whose eyes
they act, and by whom they are criticised, is both more limited in
extent, and generally far less enlightened, than that which surrounds
and admonishes the highest authorities at the capital; while the
comparative smallness of the interests involved causes even that
inferior public to direct its thoughts to the subject less intently,
and with less solicitude. Far less interference is exercised by the
press and by public discussion, and that which is exercised may with
much more impunity be disregarded in the proceedings of local than in
those of national authorities.
Thus far the advantage seems wholly on the side of management by the
central government. But, when we look more closely, these motives of
preference are found to be balanced by others fully as substantial. If
the local authorities and public are inferior to the central ones in
knowledge of the principles of administration, they have the
compensating advantage of a far more direct interest in the result. A
man's neighbours or his landlord may be much cleverer than himself, and
not without an indirect interest in his prosperity, but for all that
his interests will be better attended to in his own keeping than in
theirs. It is further to be remembered, that even supposing the central
government to administer through its own officers, its officers do not
act at the centre, but in the locality: and however inferior the local
public may be to the central, it is the local public alone which has
any opportunity of watching them, and it is the local opinion alone
which either acts directly upon their own conduct, or calls the
attention of the government to the points in which they may require
correction. It is but in extreme cases that the general opinion of the
country is brought to bear at all upon details of local administration,
and still more rarely has it the means of deciding upon them with any
just appreciation of the case. Now, the local opinion necessarily acts
far more forcibly upon purely local administrators. They, in the
natural course of things, are permanent residents, not expecting to be
withdrawn from the place when they cease to exercise authority in it;
and their authority itself depends, by supposition, on the will of the
local public. I need not dwell on the deficiencies of the central
authority in detailed knowledge of local persons and things, and the
too great engrossment of its time and thoughts by other concerns, to
admit of its acquiring the quantity and quality of local knowledge
necessary even for deciding on complaints, and enforcing responsibility
from so great a number of local agents. In the details of management,
therefore, the local bodies will generally have the advantage; but in
comprehension of the principles even of purely local management, the
superiority of the central government, when rightly constituted, ought
to be prodigious: not only by reason of the probably great personal
superiority of the individuals composing it, and the multitude of
thinkers and writers who are at all times engaged in pressing useful
ideas upon their notice, but also because the knowledge and experience
of any local authority is but local knowledge and experience, confined
to their own part of the country and its modes of management, whereas
the central government has the means of knowing all that is to be
learnt from the united experience of the whole kingdom, with the
addition of easy access to that of foreign countries.
The practical conclusion from these premises is not difficult to draw.
The authority which is most conversant with principles should be
supreme over principles, while that which is most competent in details
should have the details left to it. The principal business of the
central authority should be to give instruction, of the local authority
to apply it. Power may be localised, but knowledge, to be most useful,
must be centralised; there must be somewhere a focus at which all its
scattered rays are collected, that the broken and coloured lights which
exist elsewhere may find there what is necessary to complete and purify
them. To every branch of local administration which affects the general
interest there should be a corresponding central organ, either a
minister, or some specially appointed functionary under him; even if
that functionary does no more than collect information from all
quarters, and bring the experience acquired in one locality to the
knowledge of another where it is wanted. But there is also something
more than this for the central authority to do. It ought to keep open a
perpetual communication with the localities: informing itself by their
experience, and them by its own; giving advice freely when asked,
volunteering it when seen to be required; compelling publicity and
recordation of proceedings, and enforcing obedience to every general
law which the legislature has laid down on the subject of local
management.
That some such laws ought to be laid down few are likely to deny. The
localities may be allowed to mismanage their own interests, but not to
prejudice those of others, nor violate those principles of justice
between one person and another of which it is the duty of the State to
maintain the rigid observance. If the local majority attempts to
oppress the minority, or one class another, the State is bound to
interpose. For example, all local rates ought to be voted exclusively
by the local representative body; but that body, though elected solely
by rate-payers, may raise its revenues by imposts of such a kind, or
assess them in such a manner, as to throw an unjust share of the burden
on the poor, the rich, or some particular class of the population: it
is the duty, therefore, of the legislature, while leaving the mere
amount of the local taxes to the discretion of the local body, to lay
down authoritatively the modes of taxation, and rules of assessment,
which alone the localities shall be permitted to use.
Again, in the administration of public charity the industry and
morality of the whole labouring population depend, to a most serious
extent, upon adherence to certain fixed principles in awarding relief.
Though it belongs essentially to the local functionaries to determine
who, according to those principles, is entitled to be relieved, the
national Parliament is the proper authority to prescribe the principles
themselves; and it would neglect a most important part of its duty if
it did not, in a matter of such grave national concern, lay down
imperative rules, and make effectual provision that those rules should
not be departed from. What power of actual interference with the local
administrators it may be necessary to retain, for the due enforcement
of the laws, is a question of detail into which it would be useless to
enter. The laws themselves will naturally define the penalties, and fix
the mode of their enforcement. It may be requisite, to meet extreme
cases, that the power of the central authority should extend to
dissolving the local representative council, or dismissing the local
executive: but not to making new appointments, or suspending the local
institutions. Where Parliament has not interfered, neither ought any
branch of the executive to interfere with authority; but as an adviser
and critic, an enforcer of the laws, and a denouncer to Parliament or
the local constituencies of conduct which it deems condemnable, the
functions of the executive are of the greatest possible value.
Some may think that however much the central authority surpasses the
local in knowledge of the principles of administration, the great
object which has been so much insisted on, the social and political
education of the citizens, requires that they should be left to manage
these matters by their own, however imperfect, lights. To this it might
be answered, that the education of the citizens is not the only thing
to be considered; government and administration do not exist for that
alone, great as its importance is. But the objection shows a very
imperfect understanding of the function of popular institutions as a
means of political instruction. It is but a poor education that
associates ignorance with ignorance, and leaves them, if they care for
knowledge, to grope their way to it without help, and to do without it
if they do not. What is wanted is, the means of making ignorance aware
of itself, and able to profit by knowledge; accustoming minds which
know only routine to act upon, and feel the value of principles:
teaching them to compare different modes of action, and learn, by the
use of their reason, to distinguish the best. When we desire to have a
good school, we do not eliminate the teacher. The old remark, "as the
schoolmaster is, so will be the school," is as true of the indirect
schooling of grown people by public business as of the schooling of
youth in academies and colleges. A government which attempts to do
everything is aptly compared by M. Charles de Remusat to a schoolmaster
who does all the pupils' tasks for them; he may be very popular with
the pupils, but he will teach them little. A government, on the other
hand, which neither does anything itself that can possibly be done by
any one else, nor shows any one else how to do anything, is like a
school in which there is no schoolmaster, but only pupil teachers who
have never themselves been taught.
A PORTION of mankind may be said to constitute a Nationality if they
are united among themselves by common sympathies which do not exist
between them and any others -- which make them co-operate with each
other more willingly than with other people, desire to be under the
same government, and desire that it should be government by themselves
or a portion of themselves exclusively. This feeling of nationality may
have been generated by various causes. Sometimes it is the effect of
identity of race and descent. Community of language, and community of
religion, greatly contribute to it. Geographical limits are one of its
causes. But the strongest of all is identity of political antecedents;
the possession of a national history, and consequent community of
recollections; collective pride and humiliation, pleasure and regret,
connected with the same incidents in the past. None of these
circumstances, however, are either indispensable, or necessarily
sufficient by themselves. Switzerland has a strong sentiment of
nationality, though the cantons are of different races, different
languages, and different religions. Sicily has, throughout history,
felt itself quite distinct in nationality from Naples, notwithstanding
identity of religion, almost identity of language, and a considerable
amount of common historical antecedents. The Flemish and the Walloon
provinces of Belgium, notwithstanding diversity of race and language,
have a much greater feeling of common nationality than the former have
with Holland, or the latter with France. Yet in general the national
feeling is proportionally weakened by the failure of any of the causes
which contribute to it. Identity of language, literature, and, to some
extent, of race and recollections, have maintained the feeling of
nationality in considerable strength among the different portions of
the German name, though they have at no time been really united under
the same government; but the feeling has never reached to making the
separate states desire to get rid of their autonomy. Among Italians an
identity far from complete, of language and literature, combined with a
geographical position which separates them by a distinct line from
other countries, and, perhaps more than everything else, the possession
of a common name, which makes them all glory in the past achievements
in arts, arms, politics, religious primacy, science, and literature, of
any who share the same designation, give rise to an amount of national
feeling in the population which, though still imperfect, has been
sufficient to produce the great events now passing before us,
notwithstanding a great mixture of races, and although they have never,
in either ancient or modern history, been under the same government,
except while that government extended or was extending itself over the
greater part of the known world.
Where the sentiment of nationality exists in any force, there is a
prima facie case for uniting all the members of the nationality under
the same government, and a government to themselves apart. This is
merely saying that the question of government ought to be decided by
the governed. One hardly knows what any division of the human race
should be free to do if not to determine with which of the various
collective bodies of human beings they choose to associate themselves.
But, when a people are ripe for free institutions, there is a still
more vital consideration. Free institutions are next to impossible in a
country made up of different nationalities. Among a people without
fellow-feeling, especially if they read and speak different languages,
the united public opinion, necessary to the working of representative
government, cannot exist. The influences which form opinions and decide
political acts are different in the different sections of the country.
An altogether different set of leaders have the confidence of one part
of the country and of another. The same books, newspapers, pamphlets,
speeches, do not reach them. One section does not know what opinions,
or what instigations, are circulating in another. The same incidents,
the same acts, the same system of government, affect them in different
ways; and each fears more injury to itself from the other nationalities
than from the common arbiter, the state. Their mutual antipathies are
generally much stronger than jealousy of the government. That any one
of them feels aggrieved by the policy of the common ruler is sufficient
to determine another to support that policy. Even if all are aggrieved,
none feel that they can rely on the others for fidelity in a joint
resistance; the strength of none is sufficient to resist alone, and
each may reasonably think that it consults its own advantage most by
bidding for the favour of the government against the rest. Above all,
the grand and only effectual security in the last resort against the
despotism of the government is in that case wanting: the sympathy of
the army with the people. The military are the part of every community
in whom, from the nature of the case, the distinction between their
fellow-countrymen and foreigners is the deepest and strongest. To the
rest of the people foreigners are merely strangers; to the soldier,
they are men against whom he may be called, at a week's notice, to
fight for life or death. The difference to him is that between friends
and foes -- we may almost say between fellow-men and another kind of
animals: for as respects the enemy, the only law is that of force, and
the only mitigation the same as in the case of other animals -- that of
simple humanity. Soldiers to whose feelings half or three-fourths of
the subjects of the same government are foreigners will have no more
scruple in mowing them down, and no more desire to ask the reason why,
than they would have in doing the same thing against declared enemies.
An army composed of various nationalities has no other patriotism than
devotion to the flag. Such armies have been the executioners of liberty
through the whole duration of modern history. The sole bond which holds
them together is their officers and the government which they serve;
and their only idea, if they have any, of public duty is obedience to
orders. A government thus supported, by keeping its Hungarian regiments
in Italy and its Italian in Hungary, can long continue to rule in both
places with the iron rod of foreign conquerors.
If it be said that so broadly marked a distinction between what is due
to a fellow-countryman and what is due merely to a human creature is
more worthy of savages than of civilised beings, and ought, with the
utmost energy, to be contended against, no one holds that opinion more
strongly than myself. But this object, one of the worthiest to which
human endeavour can be directed, can never, in the present state of
civilisation, be promoted by keeping different nationalities of
anything like equivalent strength under the same government. In a
barbarous state of society the case is sometimes different. The
government may then be interested in softening the antipathies of the
races that peace may be preserved and the country more easily governed.
But when there are either free institutions or a desire for them, in
any of the peoples artificially tied together, the interest of the
government lies in an exactly opposite direction. It is then interested
in keeping up and envenoming their antipathies that they may be
prevented from coalescing, and it may be enabled to use some of them as
tools for the enslavement of others. The Austrian Court has now for a
whole generation made these tactics its principal means of government;
with what fatal success, at the time of the Vienna insurrection and the
Hungarian contest, the world knows too well. Happily there are now
signs that improvement is too far advanced to permit this policy to be
any longer successful.
For the preceding reasons, it is in general a necessary condition of
free institutions that the boundaries of governments should coincide in
the main with those of nationalities. But several considerations are
liable to conflict in practice with this general principle. In the
first place, its application is often precluded by geographical
hindrances. There are parts even of Europe in which different
nationalities are so locally intermingled that it is not practicable
for them to be under separate governments. The population of Hungary is
composed of Magyars, Slovaks, Croats, Serbs, Roumans, and in some
districts Germans, so mixed up as to be incapable of local separation;
and there is no course open to them but to make a virtue of necessity,
and reconcile themselves to living together under equal rights and
laws. Their community of servitude, which dates only from the
destruction of Hungarian independence in 1849, seems to be ripening and
disposing them for such an equal union. The German colony of East
Prussia is cut off from Germany by part of the ancient Poland, and
being too weak to maintain separate independence, must, if geographical
continuity is to be maintained, be either under a non-German
government, or the intervening Polish territory must be under a German
one. Another considerable region in which the dominant element of the
population is German, the provinces of Courland, Esthonia, and Livonia,
is condemned by its local situation to form part of a Slavonian state.
In Eastern Germany itself there is a large Slavonic population: Bohemia
is principally Slavonic, Silesia and other districts partially so. The
most united country in Europe, France, is far from being homogeneous:
independently of the fragments of foreign nationalities at its remote
extremities, it consists, as language and history prove, of two
portions, one occupied almost exclusively by a Gallo-Roman population,
while in the other the Frankish, Burgundian, and other Teutonic races
form a considerable ingredient.
When proper allowance has been made for geographical exigencies,
another more purely moral and social consideration offers itself.
Experience proves that it is possible for one nationality to merge and
be absorbed in another: and when it was originally an inferior and more
backward portion of the human race the absorption is greatly to its
advantage. Nobody can suppose that it is not more beneficial to a
Breton, or a Basque of French Navarre, to be brought into the current
of the ideas and feelings of a highly civilised and cultivated people
-- to be a member of the French nationality, admitted on equal terms to
all the privileges of French citizenship, sharing the advantages of
French protection, and the dignity and prestige of French power -- than
to sulk on his own rocks, the half-savage relic of past times,
revolving in his own little mental orbit, without participation or
interest in the general movement of the world. The same remark applies
to the Welshman or the Scottish Highlander as members of the British
nation.
Whatever really tends to the admixture of nationalities, and the
blending of their attributes and peculiarities in a common union, is a
benefit to the human race. Not by extinguishing types, of which, in
these cases, sufficient examples are sure to remain, but by softening
their extreme forms, and filling up the intervals between them. The
united people, like a crossed breed of animals (but in a still greater
degree, because the influences in operation are moral as well as
physical), inherits the special aptitudes and excellences of all its
progenitors, protected by the admixture from being exaggerated into the
neighbouring vices. But to render this admixture possible, there must
be peculiar conditions. The combinations of circumstances which occur,
and which effect the result, are various.
The nationalities brought together under the same government may be
about equal in numbers and strength, or they may be very unequal. If
unequal, the least numerous of the two may either be the superior in
civilisation, or the inferior. Supposing it to be superior, it may
either, through that superiority, be able to acquire ascendancy over
the other, or it may be overcome by brute strength and reduced to
subjection. This last is a sheer mischief to the human race, and one
which civilised humanity with one accord should rise in arms to
prevent. The absorption of Greece by Macedonia was one of the greatest
misfortunes which ever happened to the world: that of any of the
principal countries of Europe by Russia would be a similar one.
If the smaller nationality, supposed to be the more advanced in
improvement, is able to overcome the greater, as the Macedonians,
reinforced by the Greeks, did Asia, and the English India, there is
often a gain to civilisation: but the conquerors and the conquered
cannot in this case live together under the same free institutions. The
absorption of the conquerors in the less advanced people would be an
evil: these, must be governed as subjects, and the state of things is
either a benefit or a misfortune, according as the subjugated people
have or have not reached the state in which it is an injury not to be
under a free government, and according as the conquerors do or do not
use their superiority in a manner calculated to fit the conquered for a
higher stage of improvement. This topic will be particularly treated of
in a subsequent chapter.
When the nationality which succeeds in overpowering the other is both
the most numerous and the most improved; and especially if the subdued
nationality is small, and has no hope of reasserting its independence;
then, if it is governed with any tolerable justice, and if the members
of the more powerful nationality are not made odious by being invested
with exclusive privileges, the smaller nationality is gradually
reconciled to its position, and becomes amalgamated with the larger. No
Bas-Breton, nor even any Alsatian, has the smallest wish at the present
day to be separated from France. If all Irishmen have not yet arrived
at the same disposition towards England, it is partly because they are
sufficiently numerous to be capable of constituting a respectable
nationality by themselves; but principally because, until of late
years, they had been so atrociously governed, that all their best
feelings combined with their bad ones in rousing bitter resentment
against the Saxon rule. This disgrace to England, and calamity to the
whole empire, has, it may be truly said, completely ceased for nearly a
generation. No Irishman is now less free than an Anglo-Saxon, nor has a
less share of every benefit either to his country or to his individual
fortunes than if he were sprung from any other portion of the British
dominions. The only remaining real grievance of Ireland, that of the
State Church, is one which half, or nearly half, the people of the
larger island have in common with them. There is now next to nothing,
except the memory of the past, and the difference in the predominant
religion, to keep apart two races, perhaps the most fitted of any two
in the world to be the completing counterpart of one another. The
consciousness of being at last treated not only with equal justice but
with equal consideration is making such rapid way in the Irish nation
as to be wearing off all feelings that could make them insensible to
the benefits which the less numerous and less wealthy people must
necessarily derive from being fellow-citizens instead of foreigners to
those who are not only their nearest neighbours, but the wealthiest,
and one of the freest, as well as most civilised and powerful, nations
of the earth.
The cases in which the greatest practical obstacles exist to the
blending of nationalities are when the nationalities which have been
bound together are nearly equal in numbers and in the other elements of
power. In such cases, each, confiding in its strength, and feeling
itself capable of maintaining an equal struggle with any of the others,
is unwilling to be merged in it: each cultivates with party obstinacy
its distinctive peculiarities; obsolete customs, and even declining
languages, are revived to deepen the separation; each deems itself
tyrannised over if any authority is exercised within itself by
functionaries of a rival race; and whatever is given to one of the
conflicting nationalities is considered to be taken from all the rest.
When nations, thus divided, are under a despotic government which is a
stranger to all of them, or which, though sprung from one, yet feeling
greater interest in its own power than in any sympathies of
nationality, assigns no privilege to either nation, and chooses its
instruments indifferently from all; in the course of a few generations,
identity of situation often produces harmony of feeling, and the
different races come to feel towards each other as fellow-countrymen;
particularly if they are dispersed over the same tract of country. But
if the era of aspiration to free government arrives before this fusion
has been effected, the opportunity has gone by for effecting it. From
that time, if the unreconciled nationalities are geographically
separate, and especially if their local position is such that there is
no natural fitness or convenience in their being under the same
government (as in the case of an Italian province under a French or
German yoke), there is not only an obvious propriety, but, if either
freedom or concord is cared for, a necessity, for breaking the
connection altogether. There may be cases in which the provinces, after
separation, might usefully remain united by a federal tie: but it
generally happens that if they are willing to forego complete
independence, and become members of a federation, each of them has
other neighbours with whom it would prefer to connect itself, having
more sympathies in common, if not also greater community of interest.
PORTIONS OF mankind who are not fitted, or not disposed, to live under
the same internal government, may often with advantage be federally
united as to their relations with foreigners: both to prevent wars
among themselves, and for the sake of more effectual protection against
the aggression of powerful States.
To render a federation advisable, several conditions are necessary. The
first is, that there should be a sufficient amount of mutual sympathy
among the populations. The federation binds them always to fight on the
same side; and if they have such feelings towards one another, or such
diversity of feeling towards their neighbours, that they would
generally prefer to fight on opposite sides, the federal tie is neither
likely to be of long duration, not to be well observed while it
subsists. The sympathies available for the purpose are those of race,
language, religion, and, above all, of political institutions, as
conducing most to a feeling of identity of political interest. When a
few free states, separately insufficient for their own defence, are
hemmed in on all sides by military or feudal monarchs, who hate and
despise freedom even in a neighbour, those states have no chance for
preserving liberty and its blessings but by a federal union. The common
interest arising from this cause has in Switzerland, for several
centuries, been found adequate to maintain efficiently the federal
bond, in spite not only of difference of religion when religion was the
grand source of irreconcilable political enmity throughout Europe, but
also in spite of great weakness in the constitution of the federation
itself. In America, where all the conditions for the maintenance of
union existed at the highest point, with the sole drawback of
difference of institutions in the single but most important article of
Slavery, this one difference has gone so far in alienating from each
other's sympathies the two divisions of the Union, that the maintenance
or disruption of a tie of so much value to them both depends on the
issue of an obstinate civil war.
A second condition of the stability of a federal government is that the
separate states be not so powerful as to be able to rely, for
protection against foreign encroachment, on their individual strength.
If they are, they will be apt to think that they do not gain, by union
with others, the equivalent of what they sacrifice in their own liberty
of action; and consequently, whenever the policy of the Confederation,
in things reserved to its cognisance, is different from that which any
one of its members would separately pursue, the internal and sectional
breach will, through absence of sufficient anxiety to preserve the
union, be in danger of going so far as to dissolve it.
A third condition, not less important than the two others, is that
there be not a very